United States v. LaAnthony C. Cain ( 2007 )


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  •                     United States Court of Appeals
    FOR THE EIGHTH CIRCUIT
    ___________
    No. 06-3429
    ___________
    United States of America,               *
    *
    Appellee,                  *
    * Appeal from the United States
    v.                                * District Court for the District
    * of Nebraska.
    LaAnthony Cletae Cain,                  *
    *
    Appellant.                 *
    ___________
    Submitted: March 13, 2007
    Filed: June 6, 2007
    ___________
    Before MELLOY, SMITH, and BENTON, Circuit Judges.
    ___________
    BENTON, Circuit Judge.
    LaAnthony Cletae Cain appeals his conviction for conspiracy to distribute, and
    possession with intent to distribute, crack cocaine. See 
    21 U.S.C. §§ 841
    (a), 846.
    Cain argues: insufficiency of the evidence; a variance between the indictment and the
    evidence; and, error in denying a sixty-percent downward variance from the range set
    by the United States Sentencing Guidelines. This court affirms.
    I.
    The standard of review for insufficiency of the evidence is “very strict.” United
    States v. Barth, 
    424 F.3d 752
    , 760-61 (8th Cir. 2005). “When examining the
    sufficiency of the evidence, we review the evidence in a light most favorable to the
    verdict . . .. We resolve evidentiary conflicts in favor of the government and accept
    all reasonable inferences drawn from the evidence that support the jury’s verdict.” 
    Id. at 761
     (citations omitted). This court upholds jury verdicts supported by substantial
    evidence, i.e., “if a reasonable jury could have found the defendant guilty beyond a
    reasonable doubt.” United States v. Fitz, 
    317 F.3d 878
    , 881 (8th Cir. 2003). This
    standard of review applies to the bench trial1 in this case. See United States v. Erhart,
    
    415 F.3d 965
    , 969 (8th Cir. 2005).
    The indictment charges conspiracy to distribute, and possession with the intent
    to distribute, 50 grams or more of crack cocaine between January 1996 and March
    2005. “To convict a defendant of conspiring to distribute a controlled substance, there
    must be sufficient evidence that: (1) a conspiracy existed for an illegal purpose; (2)
    the defendant knew of the conspiracy; and (3) the defendant knowingly joined in it.
    The conspiracy’s existence may be proved by direct or circumstantial evidence.”
    United States v. Sanchez-Garcia, 
    461 F.3d 939
    , 945 (8th Cir. 2006) (citations
    omitted). See also United States v. Lopez, 
    443 F.3d 1026
    , 1030 (8th Cir.) (en banc),
    cert. denied, 
    127 S. Ct. 214
     (2006) (“a defendant may be convicted for even a minor
    role in a conspiracy, so long as the government proves beyond a reasonable doubt that
    he or she was a member of the conspiracy.”). The testimony of seven witnesses at
    Cain’s trial clearly supports the conviction.
    1
    The Honorable Richard G. Kopf, United States District Judge for the District
    of Nebraska.
    -2-
    Damario Waters testified that he was Cain’s regular cocaine supplier between
    1997 and 2002 (except when one or the other was incarcerated). They dealt drugs
    together in the Lincoln area. Waters sold Cain crack and powder cocaine, often
    “ounces” at a time and on credit; Cain paid after re-selling the drugs. Twice, Waters
    watched Cain cook powder into crack (once using cocaine from Waters). Waters
    posted bond for Cain in Colorado so he could sell crack for Waters. Waters and Cain
    worked together less frequently after Cain began dealing with Steven Green in 2002;
    their final transaction occurred two weeks before Waters’s arrest in October 2004.
    Steven Green testified that he and Cain sold crack together from September
    2002 until September 2005, when Green was arrested. In the beginning, they sold
    crack from the Gaslight trailer park in Lincoln “every day.” Green’s source was in
    Omaha; Cain got his drugs from Waters. Twice, they pooled money to buy crack in
    Omaha, splitting the drugs before re-selling them. In March 2003, Green and Cain
    began traveling to Denver to buy powder cocaine. They together made five or six
    trips; Green alone went three or four times. Each time, they bought between nine
    ounces and a half-kilogram of powder. Green gave Cain powder on credit, later
    selling it to him at cost. Green said Cain regularly cooked crack from powder, which
    they re-sold. At trial, Green said he and Cain were “partners”:
    We kicked it. While we kicked it, we sold drugs together, as in, say we
    was at the trailer. We was sitting out there playing cards or smoking
    weed, drinking, and some customers come in. He might go. I mean,
    sometimes he would come pick me up, I’d come pick him up in the car,
    and we’d jump in the car together. ‘I need to go here to make a sale.
    You drive me over here.’ Go here. Stop over here. Stop over there.
    Stop to go get something to eat. Stop to go do this. Stop to go do that
    together.
    Chester Doyle testified to visiting an apartment in Lincoln in spring 2003 and
    watching Cain cook powder into crack. Doyle then bought crack from Green and re-
    -3-
    sold it. Once, Doyle called Green to buy some crack, and Cain answered Green’s
    phone. Cain sold Doyle a half-ounce for $550.
    Theophilies Harvey met Cain and Green at a house in summer 2004. There, he
    watched Green give Cain several ounces of powder, which Cain cooked into crack.
    Harvey bought a quarter-ounce of the crack for $250. Later that summer, Harvey
    bought another quarter-ounce from Cain at the Gaslight trailer park for $250. Some
    months later, Harvey met Cain at a gas station, where Cain offered to front him an
    ounce of crack (Harvey declined).
    Jimmy Amos testified he saw Cain sell three ounces of crack behind a
    convenience store for $3,300. Cain later showed Amos a bag of cash ($40,000, by
    Cain’s telling) that Cain said he and Green earned selling crack and powder. Amos
    testified that Cain described himself as Green’s “right-hand man,” because they
    traveled together to buy drugs and because Cain cooked the powder into crack.
    Robyn Jackson testified she regularly bought crack from Cain and Waters to re-
    sell. She called Waters to arrange the sales; often Cain showed up too. Several times
    Cain handed her the drugs. After Waters was arrested in October 2004, Jackson began
    buying from Green and Cain. Once, she gave Green $450, and Cain handed her a
    half-ounce of crack.
    Demond Wilkinson testified Cain sold him one ounce of crack for $900, and
    later a half-ounce for $600. Wilkinson smoked some of it and sold the rest.
    Cain mainly attacks the credibility of these witnesses, emphasizing their felony
    records, plea bargains, inconsistencies, and opportunities to coordinate their
    testimony. But all this was exposed and discussed at trial, and the witnesses
    corroborate each another. “Attacks on the sufficiency of the evidence that call upon
    this court to scrutinize the credibility of witnesses are generally not an appropriate
    -4-
    ground for reversal.” United States v. McKay, 
    431 F.3d 1085
    , 1094 (8th Cir. 2005).
    See also United States v. Jones, 
    254 F.3d 692
    , 695 (8th Cir. 1996) (district court
    judge’s “credibility findings are well-nigh unreviewable, so long as the findings are
    not internally inconsistent or based on testimony that is incoherent, implausible, or
    contradicted by objective evidence in the case.”). This case is no exception.
    The government offered ample direct and circumstantial evidence against Cain.
    A rational trier of fact could find Cain conspired to distribute, and possessed with
    intent to distribute, crack. Substantial evidence supports the conviction.
    II.
    Cain next alleges “there is an issue as to whether the conspiracy proven
    matched the conspiracy alleged in the Indictment.” According to him, the indictment
    alleges a single conspiracy, but the government’s evidence shows two: one between
    Cain and Waters, and another between Cain and Green. Because “Mr. Green and Mr.
    Waters have nothing to do with each other,” he concludes that the evidence varies
    from the indictment.
    Contrary to Cain’s argument, the indictment does not allege “a single
    conspiracy that occurred between January 1, 1996, and March 31, 2005.” Rather, the
    indictment reads,
    Between on or about January 1, 1996 and on or about March 31,
    2005, in the District of Nebraska and elsewhere, LAANTHONY
    CLETAE CAIN, a/k/a TAE, a/k/a FOUR-FINGER TAE, the defendant
    herein, did knowingly and intentionally combine, conspire, confederate,
    and agree with other persons, some known and some unknown to the
    Grant Jury, to distribute and possess with the intent to distribute 50
    grams or more of a mixture or substance containing a detectable amount
    of cocaine base, also known as crack cocaine . . ..
    -5-
    Cain conspired with Green, Waters, and others, to purchase, prepare, and sell
    crack cocaine in the District of Nebraska. In the beginning, Cain worked with Waters.
    Later, he worked less with Waters and more with Green. “A single conspiracy may
    exist even if the participants and their activities change over time, and even if many
    participants are unaware of, or uninvolved in, some of the transactions.” United
    States v. Smith, 
    450 F.3d 856
    , 860 (8th Cir. 2006). That is the case here.
    “A variance results where a single conspiracy is charged but the evidence at
    trial shows multiple conspiracies. In determining whether a variance exists, we
    consider the totality of the circumstances, including the nature of the activities, the
    location and time frame in which the activities were performed, and the participants
    involved.” United States v. Morales, 
    113 F.3d 116
    , 119 (8th Cir. 1997) (citations
    omitted).
    “The existence of a variance, does not, however, mandate reversal.” 
    Id. at 119
    .
    This court “will reverse only if we find the evidence adduced at trial does not support
    a finding of a single conspiracy, and it determines the defendants were prejudiced by
    the variance.” Barth, 
    424 F.3d at 759
    . “Prejudice is established upon a showing: (1)
    the evidence relating to the other conspiracies had prejudicial spillover effects as to
    the conspiracy charged, (2) the indictment provided insufficient notice of what
    evidence would be provided against the defendant at trial, or (3) the indictment was
    so vague as to risk subsequent prosecution for the same conduct.” Smith, 
    450 F.3d at
    860 n.1.
    Cain appears to claim prejudice from “spillover”:
    Mr. Cain was prejudiced because the Government was allowed to
    ‘bolster’ the facts in each conspiracy by using the testimony of Mr.
    Green and Mr. Waters. If each conspiracy had been separately charged,
    Mr. Green would not have been able to testify in the conspiracy case
    -6-
    involving Mr. Waters, and Mr. Waters would not have been able to
    testify in the conspiracy case involving Mr. Green.
    Cain claims he “was also prejudiced by the variance in the Indictment from the fact
    that he had no notice that the Government would present evidence of two
    conspiracies.” Otherwise, he asserts “he likely would not have waived his right to a
    jury trial since his defense could then have been more fact-based rather than based
    upon the legal argument that no agreement was proven.”
    This court disagrees. The indictment gave Cain notice of the evidence to be
    adduced at trial. As to any spillover, Waters testified he sold Green ounces of crack
    cocaine “here and there.” Green testified that he knew Waters, once bought a car from
    him, and observed Cain cooking crack at Waters’s trailer. These facts refute Cain’s
    claim that “Mr. Green and Mr. Waters have nothing to do with each other,” that “there
    was no connection between them.” As in Barth, Cain “faced little or no risk of
    prejudice from spillover evidence because he was involved in all stages and aspects
    of the crimes committed.” See Barth, 
    424 F.3d at 759
    . Regardless of the number of
    conspiracies, the government presented sufficient evidence that Cain was involved in
    all of them. See 
    id. at 759-60
    . Any variance did not prejudice Cain.
    III.
    The presentence report calculated Cain’s criminal history category at IV, his
    offense level at 38, and thus a 324-to-405 month Guidelines range. Finding an
    overstatement of criminal history, the district court decided “Category III more
    accurately represents the true underlying offense behavior of the countable
    convictions and more accurately represents the likelihood of the defendant re-
    offending.” The court sentenced Cain to 292 months, at the bottom of the new 292-to-
    365 month Guidelines range. Cain requested the ten-year mandatory-minimum
    sentence – a sixty percent downward variance – which the district court denied.
    -7-
    Cain’s sentence, within the Guidelines range, is “presumptively reasonable.”
    United States v. Lincoln, 
    413 F.3d 716
    , 717 (8th Cir. 2005). This presumption may
    be overcome if the district court fails to consider a relevant factor that should have
    received significant weight, gives significant weight to an improper or irrelevant
    factor, or considers only the appropriate factors but in weighing those factors commits
    a clear error of judgment. United States v. Haack, 
    403 F.3d 997
    , 1004 (8th Cir.), cert.
    denied, 
    126 S. Ct. 276
     (2005). Relevant factors are those in 
    18 U.S.C. § 3553
    (a).
    United States v. Booker, 
    543 U.S. 220
    , 261 (2005). The standard of review is abuse
    of discretion. United States v. Dalton, 
    404 F.3d 1029
    , 1032 (8th Cir. 2005).
    On appeal, Cain emphasizes his troubled childhood, lack of parental guidance,
    early involvement with drug dealers, and that some of his conduct occurred while he
    was a juvenile.2 Cain argues that “a 10 year sentence is more than adequate to
    accomplish the goals of sentencing,” which he defines as the nature and circumstances
    of the offense, his history and characteristics, avoiding unwarranted sentencing
    disparities, reflecting the seriousness of the offense, affording adequate deterrence,
    and protecting the public from further crimes. See 
    18 U.S.C. § 3553
    (a). The district
    court disagreed, considering all these factors but citing the need to protect the public
    from a dangerous person.
    Cain also raises “disparity concerns based upon the sentences given to other
    persons involved in the conspiracy.” Cain focuses on the sentences given to Green
    (151 months) and Waters (24 months). Cain claims that Green, “as an adult,
    significantly influenced Mr. Cain as a teenager and led him into the conduct for which
    he received a 292 month prison sentence.” As to Waters, he “was more culpable,
    influenced Mr. Cain during Mr. Cain’s teen years, and ended up with a sentence that
    2
    Cain claims, “There is also a sentencing disparity due to the fact that Mr.
    Cain’s offense involved crack cocaine.” This court disagrees. See United States v.
    Spears, 
    469 F.3d 1166
    , 1176 (8th Cir. 2006) (en banc).
    -8-
    amounts to 7.4% of the sentence Mr. Cain would receive if sentenced at the low end
    of the guideline range.” But as the district court explained, Cain is not similarly
    situated to Waters and Green, both of whom cooperated and testified for the
    government.
    This court finds the district court’s sentence reasonable, per United States v.
    Booker, 
    543 U.S. 220
     (2005).
    IV.
    The judgment of the district court is affirmed.
    ______________________________
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