Vince Leach v. Katie Hobbs ( 2021 )


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  •                             IN THE
    SUPREME COURT OF THE STATE OF ARIZONA
    VINCE LEACH, AN INDIVIDUAL AND QUALIFIED ELECTOR; SANDRA
    SEVERSON, AN INDIVIDUAL AND QUALIFIED ELECTOR; VICKI BUCHDA, AN
    INDIVIDUAL AND QUALIFIED ELECTOR; ARIZONANS FOR BETTER
    HEALTHCARE, A NONPROFIT CORPORATION; ARIZONA MEDICAL
    ASSOCIATION, INC., A NONPROFIT CORPORATION; HEALTH SYSTEM
    ALLIANCE OF ARIZONA, A NONPROFIT CORPORATION; ARIZONA NURSES
    ASSOCIATION, A NONPROFIT CORPORATION,
    Plaintiffs/Appellees,
    v.
    KATIE HOBBS, ARIZONA SECRETARY OF STATE AND ARIZONANS FED UP
    WITH FAILING HEALTHCARE (HEALTHCARE RISING AZ), A POLITICAL
    ACTION COMMITTEE,
    Defendants/Appellants.
    ARIZONANS FED UP WITH FAILING HEALTHCARE (HEALTHCARE RISING
    AZ), A POLITICAL ACTION COMMITTEE,
    Plaintiff/Appellant,
    v.
    KATIE HOBBS, IN HER OFFICIAL CAPACITY AS ARIZONA SECRETARY OF
    STATE,
    Defendant/Appellant.
    No. CV-20-0233-AP/EL
    Filed March 31, 2021
    Appeal from the Superior Court in Maricopa County
    The Honorable Pamela S. Gates, Judge
    The Honorable M. Scott McCoy, Judge
    No. CV2020-007961; CV2020-009087
    AFFIRMED
    LEACH, ET AL. V. HOBBS, ET AL.
    Opinion of the Court
    COUNSEL:
    Brett W. Johnson, Eric H. Spencer, Colin P. Ahler, Tracy A. Olson, Ian R.
    Joyce, Snell & Wilmer L.L.P., Phoenix, Attorneys for Vince Leach, Sandra
    Severson, Vicki Buchda, Arizonans for Better Healthcare, The Arizona
    Medical Association Inc, Health System Alliance of Arizona, and Arizona
    Nurses Association
    James E. Barton, II, Jacqueline Mendez Soto, Torres Law Group, PLLC,
    Tempe, Attorneys for Arizonans Fed Up With Failing Healthcare
    (Healthcare Rising AZ)
    Paul F. Eckstein, Daniel C. Barr, Austin C. Yost, Margo R. Casselman,
    Perkins Coie LLP, Phoenix, Attorneys for Amici Curiae Kathy Hoffman, et
    al.
    JUSTICE LOPEZ authored the opinion of the Court, in which CHIEF
    JUSTICE BRUTINEL, VICE CHIEF JUSTICE TIMMER and JUSTICES
    BOLICK, GOULD, BEENE, and MONTGOMERY joined. JUSTICE
    BOLICK authored a concurring opinion.
    JUSTICE LOPEZ, opinion of the Court:
    ¶1             We explain today the reasons for our prior decision order
    disqualifying the “Stop Surprise Billing and Protect Patients Act” ballot
    initiative (“the Initiative”) from the November 2020 general election ballot.
    We hold that a registered petition circulator, by “de-registering” pursuant
    to provisions of the Arizona Secretary of State 2019 Election Procedures
    Manual (“2019 EPM”), may not evade the statutory requirement in A.R.S.
    § 19-118(E) that registered circulators subpoenaed in an election challenge
    appear for trial. We further hold that the subpoenas were properly served
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    LEACH, ET AL. V. HOBBS, ET AL.
    Opinion of the Court
    on the circulators, and, as a result, signatures were stricken, leaving an
    insufficient number to qualify for the ballot.
    ¶2             Because our opinion affirming the trial court’s
    disqualification of signatures gathered by non-appearing subpoenaed
    circulators is dispositive as to whether the Initiative would have appeared
    on the ballot, we decline to consider, as moot, the trial court’s ruling
    regarding the Initiative’s 100-word summary or the Challengers’ cross-
    appeal.
    I. BACKGROUND
    ¶3             The people retained the right to initiate constitutional
    amendments and propose statutes when delegating legislative authority to
    the Arizona legislature. Stanwitz v. Reagan, 
    245 Ariz. 344
    , 346 ¶ 2 (2018); see
    Ariz. Const. art. 4, pt. 1, § 1(1)–(2). “To exercise this right, a sufficient
    number of qualified electors must sign verified petitions in support of the
    proposed measure and submit them as prescribed by law.” Stanwitz, 245
    Ariz. at 346 ¶ 2; see also A.R.S. tit. 19 ch. 1 (setting forth the specific
    procedure by which such petitions are to be submitted and processed). A
    constitutional initiative requires signatures from 15% of all qualified
    electors. Stanwitz, 245 Ariz. at 346 ¶ 2; see Ariz. Const. art. 4, pt. 1, § 1(2).
    “For a statewide initiative, the Arizona Secretary of State (the ‘Secretary’) is
    required to review the submitted petitions, remove petition sheets and
    individual signatures on petition sheets that fail to comply with statutory
    requirements, and count the remaining signatures on the petition sheets.”
    Stanwitz, 245 Ariz. at 346 ¶ 2; see A.R.S. § 19-121.01(A). If, after satisfying
    other Title 19 requirements not relevant here, the Secretary determines that
    the initiative is supported by a sufficient number of valid signatures, the
    measure is placed on the ballot. Stanwitz, 245 Ariz. at 346 ¶ 2; see A.R.S.
    §§ 19-121.04(B), -125.
    ¶4             Proponent Arizonans Fed Up with Failing Healthcare (“the
    Committee”) is a political action committee that sought to place the
    Initiative on the ballot for the 2020 general election. The Committee filed
    signature petition sheets with the Secretary to qualify the Initiative for the
    November 2020 ballot. The Committee needed at least 237,645 valid
    signatures to qualify the Initiative for the ballot. The Committee ultimately
    submitted petition sheets containing more than the required minimum
    number of signatures.
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    LEACH, ET AL. V. HOBBS, ET AL.
    Opinion of the Court
    ¶5             The Leach Challengers (“Challengers”) filed a complaint
    pursuant to A.R.S. § 19-118(F) on July 10, 2020, challenging the validity of
    certain petitions based on various objections to petition circulators and
    signatures. On that same day, the Committee cancelled all its circulators’
    registrations. Before trial, Challengers subpoenaed 332 out of 1167 petition
    circulators to appear as witnesses. Challengers served the circulators by
    delivering subpoenas to the Committee’s address on August 4. On August
    7, the matter proceeded to trial. Due to the COVID-19 pandemic and
    pursuant to court administrative orders, witnesses were not permitted to
    report to the courthouse or to testify in-person at trial.
    ¶6              Because of the prohibition on in-person testimony, the trial
    court implemented procedures to ensure that subpoenaed circulators could
    appear at trial via video or telephone. To facilitate this process, the court
    ordered that trial begin on August 6, for the limited purpose of checking in
    circulator witnesses. The parties stipulated to this procedure on July 30. At
    check-in, the circulators were provided a “group number,” a date and time
    for their trial testimony, and login information for their trial appearances.
    The court also ordered the parties to provide witnesses with the court’s
    telephone number in the event of technical difficulties with their virtual
    appearance.
    ¶7             Despite these stipulated procedures, ninety-four subpoenaed
    circulators failed to appear at trial. After Challengers moved to strike the
    non-appearing circulators’ signatures, the Committee objected, arguing
    that the circulators were not required to appear for trial pursuant to
    § 19-118(E) because they had been “de-registered” and that valid
    subpoenas were not properly served.
    ¶8             The court rejected the Committee’s contention that “de-
    registration” of a circulator pursuant to a provision in the 2019 EPM prior
    to service of a subpoena eliminated the consequence of failing to appear,
    reasoning that such a reading of the statute would allow a committee to
    avoid the consequences of failing to appear and testify by “simply de-
    registering all circulators before service of a valid subpoena.”
    ¶9           The Committee also argued that service of process problems
    prevented the court from disqualifying non-appearing circulators’
    signatures: (1) Challengers did not properly serve the circulators as the
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    LEACH, ET AL. V. HOBBS, ET AL.
    Opinion of the Court
    subpoenas did not provide a reasonable time to comply; (2) the Secretary
    did not provide the subpoenas to the Committee electronically; and (3) the
    subpoenas failed to specify a check-in time. The court rejected all of these
    arguments.
    ¶10            The court noted (1) that the Committee acknowledged receipt
    of the subpoenas and the associated “tickets”—which accompanied the
    subpoenas and included check-in time, date, and access information for
    each circulator—and that they were served with adequate time for the
    circulators to comply and appear at trial; (2) that Rule 45(a)(1) of the
    Arizona Rules of Civil Procedure did not require that a subpoena or its
    associated “ticket” be provided in electronic form and that the Committee’s
    counsel was served with a complete set of trial subpoenas with tickets and
    instructions on accessing the virtual courtroom on August 4; and (3) that
    the parties’ counsel stipulated to the virtual check-in process on July 30, and
    the court followed up by sending the access codes the following day.
    ¶11           The court exhibited further flexibility by declining to
    disqualify circulators’ signatures if they appeared for trial but failed to
    produce required documents. The court credited numerous witnesses’
    assertions that they were unaware of the obligation to produce documents
    and that no instruction was given on how to produce the documents to the
    court. The court ruled that, given these circumstances and the short
    timeframe between the subpoena and the trial, these circulators’ signatures
    were not subject to invalidation under § 19-118(E). Moreover, the court
    noted that the petitions requested from the circulators are public records
    and that § 19-118 “cannot be used as a tool to require the production of
    already produced documents absent a finding of good cause.”
    ¶12          The court appointed a special master who ultimately
    concluded that only 227,215 of the obtained signatures were valid. The trial
    court agreed and incorporated its rulings to disqualify another 5679
    signatures—ultimately holding that the Committee had only gathered
    221,536 of the requisite 237,645 valid signatures and was therefore
    approximately 16,000 signatures short of qualifying for the ballot.
    ¶13           The Committee and Challengers filed expedited appeals in
    this Court pursuant to A.R.S. § 19-122(A). We have jurisdiction over this
    matter pursuant to article 6, section 5(3) of the Arizona Constitution and
    A.R.S. § 19-122(C).
    5
    LEACH, ET AL. V. HOBBS, ET AL.
    Opinion of the Court
    II. DISCUSSION
    ¶14           The Committee argues that signatures gathered by registered
    circulators may not be disqualified pursuant to § 19-118(E) if the circulators
    “de-registered” pursuant to provisions of the 2019 EPM before the
    signatures are challenged, and that the subpoenas were not properly served
    on the circulators. We address, in turn, each argument.
    A.
    ¶15            We recently rejected facial and as-applied constitutional
    challenges to § 19-118(E), 1 the statute at issue. We reasoned that the
    statute’s requirement that registered petition circulators subpoenaed in an
    election challenge appear for trial “‘does not unreasonably hinder or
    restrict’ the initiative process and it ‘reasonably supplements the
    constitutional purpose’ by fostering the integrity of the process.” Stanwitz,
    245 Ariz. at 346 ¶ 1 (quoting Direct Sellers Ass’n v. McBrayer, 
    109 Ariz. 3
    , 5
    (1972)). We reiterate the importance of registered circulators because “[t]he
    circulator is the only person in the process who is required to make a sworn
    statement and is, therefore, the person under the greatest compulsion to
    lend credibility to the process.” 
    Id.
     at 349 ¶ 18 (quoting W. Devcor, Inc. v.
    City of Scottsdale, 
    168 Ariz. 426
    , 432 (1991)).
    ¶16           Section 19-118(E) provides, in part, that:
    If a registered circulator is properly served with a subpoena
    to provide evidence in an action regarding circulation of
    petitions and fails to appear or produce documents as
    provided for in the subpoena, all signatures collected by that
    circulator are deemed invalid.
    ¶17           Based on the elements of the statute, we conclude that a three-
    part analysis is appropriate to determine whether a party complied with
    § 19-118(E). First, is the person a “registered circulator”? Second, was the
    circulator properly served? Third, did the circulator fail to appear or
    1In Stanwitz, we considered challenges to A.R.S. § 19-118(C), the identical
    provision now renumbered as A.R.S. § 19-118(E).
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    LEACH, ET AL. V. HOBBS, ET AL.
    Opinion of the Court
    produce documents as requested in the subpoena? This case concerns the
    first two requirements.
    B.
    ¶18           The Committee argues that signatures gathered by “de-
    registered” circulators may not be disqualified pursuant to § 19-118(E)
    because “strict compliance” under A.R.S. § 19-102.01(A) limits application
    of § 19-118(E) to circulators registered at the time of a challenge. We
    disagree.
    ¶19            Registration and regulation of circulators is governed by
    statute. Section 19-118(A) provides that the Secretary “shall establish in the
    instructions and procedures manual issued pursuant to § 16-452 a
    procedure for registering circulators, including circulator registration
    applications, and shall publish on a website maintained by the [Secretary]
    all information regarding circulators that is required pursuant to this
    section.” Section 19-118(B)(3), in turn, requires that circulators submit “[a]
    statement that the circulator consents to the jurisdiction of the courts of this
    state in resolving any disputes concerning the circulation of petitions by
    that circulator.” Circulators must also provide an address “at which the
    circulator will accept service of process related to disputes concerning
    circulation of that circulator’s petitions.” § 19-118(B)(4). A circulator must
    attest to the accuracy of this information, under criminal penalty, in a
    notarized affidavit. § 19-118(B)(5). Thus, the statutory text manifests the
    legislature’s plain intent: circulators must be available for court
    proceedings if the signatures they gather are challenged.
    ¶20            The language and purpose of the statute rebut the
    Committee’s position. In context, the reference to a “registered circulator”
    in § 19-118(E) must necessarily apply to circulators who are registered at the
    time they circulate the petitions, regardless of whether they “de-registered” at
    a later time. Crucially, there is no statutory procedure for a circulator to de-
    register. Although the EPM provides for cancellation of a circulator’s
    registration—putting aside for the moment whether the EPM may abrogate
    a statutory duty—it does not even purport to discharge a circulator’s duty
    to comply with the statutory obligation to honor a subpoena. See 2019 EPM
    at 253. The Committee’s approach would permit a committee to avoid any
    obligation under § 19-118 to present its circulators to testify under subpoena
    by simply cancelling circulator registrations before a challenge. The
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    LEACH, ET AL. V. HOBBS, ET AL.
    Opinion of the Court
    Committee’s interpretation of the statute is untenable and, thus, does not
    implicate the strict compliance standard under § 19-102.01(A). 2
    ¶21            Further, an EPM regulation that exceeds the scope of its
    statutory authorization or contravenes an election statute’s purpose does
    not have the force of law. See, e.g., McKenna v. Soto, No. CV-20-0123-AP/EL,
    
    2021 WL 712966
    , *4 ¶¶ 20–21 (Ariz. Feb. 17, 2021) (“Because the statute that
    authorizes the EPM does not authorize rulemaking pertaining to candidate
    nomination petitions, those portions of the EPM relied upon . . . to
    invalidate the signatures without a complete date were not adopted
    ‘pursuant to’ § 16-452.”). Thus, a registered circulator may not evade
    § 19-118(E)’s requirement that a circulator answer a properly served
    subpoena merely by “de-registering.” Any other interpretation would
    vitiate the statute’s purpose to foster the integrity of the initiative process.
    See Stanwitz, 245 Ariz. at 346 ¶ 1.
    C.
    ¶22           The Committee next argues that signatures gathered by
    registered circulators may not be disqualified pursuant to § 19-118(E)
    because the circulators were not properly and timely served with
    subpoenas.
    ¶23           We review a trial court’s denial of a motion to quash a
    subpoena duces tecum for an abuse of discretion. Schwartz v. Superior Court,
    
    186 Ariz. 617
    , 619 (App. 1996).
    ¶24           “Service of process is effected under [§ 19-118] by delivering
    a copy of the subpoena to that person individually, by leaving a copy of the
    subpoena with a person of suitable age or by mailing a copy of the subpoena
    to the committee by certified mail to the address provided.” § 19-118(B)(4).
    Section 19-118 does not impose any time requirements for service of process
    regarding subpoenas. Section 19-118(E), however, requires that a registered
    circulator be “properly served.” We have evaluated whether service of a
    subpoena on a registered circulator is proper under § 19-118(E) by applying
    2Because we resolve this issue on statutory grounds, we need not consider
    the constitutionality of the strict compliance requirement of § 19-102.01(A).
    See, e.g., Stanwitz, 245 Ariz. at 348 ¶ 12.
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    LEACH, ET AL. V. HOBBS, ET AL.
    Opinion of the Court
    the requirements of Rule 45 of the Arizona Rules of Civil Procedure. See,
    e.g., Stanwitz, 245 Ariz. at 351 ¶ 28. Rule 45 requires proof of service of the
    subpoenas, Ariz. R. Civ. P. 45(d)(3), and to do so within a “reasonable time
    to comply,” Ariz. R. Civ. P. 45(e)(2)(A)(i).
    ¶25             Here, the Committee’s arguments concerning defective and
    untimely service of the subpoenas are unavailing. First, the Committee
    failed to file a motion to quash the subpoenas pursuant to Rule 45. Ariz. R.
    Civ. P. 45(e)(2)(A)(i) (“On timely motion, the court . . . must quash or modify
    a subpoena if it . . . fails to allow a reasonable time to comply.”). Second, as
    noted, supra ¶ 10, the Committee acknowledged receipt of the subpoenas
    and the associated “tickets” and that they were served with adequate time
    for the circulators to comply and appear at trial. Third, Challengers sent a
    litigation hold letter to all 1167 registered circulators on July 17 and
    Fieldworks, the company who employed most of the circulators, began
    alerting them they might be required to appear at trial well before the final
    list of 332 circulators was disclosed on August 3. Fourth, Rule 45(a)(1) does
    not require that a subpoena or its associated “ticket” be provided in
    electronic form. In any event, the Committee’s counsel was served with a
    complete set of trial subpoenas with tickets and instructions on accessing
    the virtual courtroom on August 4. Fifth, the parties’ counsel stipulated to
    the virtual check-in process on July 30, and the court followed up by
    sending the access codes the following day. Thus, because the trial court
    implemented several effective procedures to facilitate timely service of, and
    compliance with, the subpoenas; trial appearances were virtual; and the
    court exhibited flexibility in accommodating circulators, the record belies
    the Committee’s claim of inadequate service and notice. We conclude that
    the Committee and circulators were provided sufficient notice of the
    subpoenas.
    D.
    ¶26            The Committee contends that Challengers “abused”
    § 19-118(E)’s circulator subpoena process, but it did not raise a
    constitutional challenge to the application of the statute. In Stanwitz,
    initiative proponents raised an “as applied” challenge to § 19-118(E),
    alleging that initiative challengers essentially used the subpoena process as
    a procedural trap to disqualify non-appearing circulators’ signatures
    because the challengers “had no intention of actually relying on testimony
    by [the subpoenaed circulators]” as the testimony was unnecessary or
    9
    LEACH, ET AL. V. HOBBS, ET AL.
    Opinion of the Court
    irrelevant to the challengers’ claims. 245 Ariz. at 350 ¶ 22. There, we
    rejected the argument because the challengers issued subpoenas to only 15
    circulators—approximately .6% of all circulators—and the trial court ruled
    that the circulators’ failure to testify prejudiced the fact-finding process on
    material issues. Id. at 347 ¶ 6, 350 ¶ 23. Here, Challengers issued notably
    more subpoenas to circulators—approximately 30% (332 out of 1167) of the
    Committee’s circulators. But, as in Stanwitz, the court carefully assessed the
    importance of each subpoenaed circulator’s testimony to the fact-finding
    process and concluded that “the failure to appear by the identified
    circulators materially prejudiced the fact-finding process.”
    ¶27           We reiterate that § 19-118(E) serves a critical function in
    fostering the integrity of the initiative process. Id. at 346 ¶ 1. Our courts,
    however, must remain vigilant to ensure that initiative challengers do not
    abuse the subpoena provision in § 19-118(E) by wielding it as a procedural
    sword to disqualify petition signatures rather than using it as a tool to
    advance the fact-finding process.
    III. CONCLUSION
    ¶28         For the reasons set forth above, we affirm the trial court’s
    judgment disqualifying the Initiative from the November 2020 ballot. We
    also deny Challengers’ request for attorney fees.
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    LEACH, ET AL. V. HOBBS, ET AL.
    JUSTICE BOLICK, Concurring
    BOLICK, J., concurring:
    ¶29            I join fully in the Court’s opinion. Although we need not
    reach the proposed initiative’s 100-word summary, I do so to provide
    guidance to future initiative sponsors. See Molera v. Hobbs (Molera II), 
    250 Ariz. 13
    , 19 ¶ 7 (2020) (“Further guidance on what [A.R.S.] § 19-102(A) does
    and does not require is warranted . . . .”). Because an initiative’s summary
    must provide potential petition supporters with fair notice of the measure’s
    principal provisions before they sign, I would affirm the trial court’s
    conclusion that the summary here was misleading and confusing, which
    accordingly would provide an additional basis to enjoin placing the
    measure on the ballot.
    ¶30            Section 19-102(A) requires initiative sponsors to place on
    petition signature sheets “a description of no more than one hundred words
    of the principal provisions of the proposed measure.” A.R.S. § 19-102(A).
    As we recently observed in Molera II, where we approved the petition
    summary for the Invest in Education initiative that was subsequently
    enacted, a summary may run afoul of the requirement in either or both of
    two ways: it may omit a principal provision of the initiative, 250 Ariz. at 19
    ¶ 8, or it may present objectively false or misleading information or obscure
    the principal provisions’ basic thrust. Id. at 20 ¶ 13. As the Court explained,
    “although sponsors are free to describe the measure in a positive way and
    emphasize its most popular features, they may not engage in a ‘bait and
    switch’ in which the summary attracts signers but misrepresents or omits
    key provisions.” Id.
    ¶31           This can be a difficult task, given the complexity of many
    proposed initiatives and the fact that the sponsors have a strong interest in
    persuading voters to sign the petitions. But accuracy is absolutely essential,
    as few voters are likely to read the entirety of a proposed initiative, and thus
    the written summary (and whatever the signature gatherer orally tells
    them) will often be the only information voters have before deciding
    whether to sign the petition to place a proposed law on the ballot.
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    LEACH, ET AL. V. HOBBS, ET AL.
    JUSTICE BOLICK, Concurring
    ¶32        For this initiative, the sponsors attached to the petitions this
    93-word summary:
    This Act prohibits insurers from discriminating based on
    preexisting conditions; bans surprise out-of-network bills,
    redefined as bills above in-network cost sharing
    requirements; bans balance bills for ambulance care; and
    amends the surprise bill dispute process. Insurers must
    reimburse providers, facilities and ambulances at specified
    rates. Sets new minimum wages for direct care workers at
    private hospitals by requiring raises of at least five percent for
    each of four years. Private hospitals must meet national
    safety standards regarding hospital acquired infections,
    under Department of Health Services enforcement authority,
    funded by fees paid by private hospitals.
    ¶33           The trial court found, and I agree, that multiple passages in
    the summary were misleading to potential signers. The first misleading
    passage is the summary’s opening clause, which prohibits insurers from
    discriminating based on preexisting conditions. Given that this prohibition
    appears first in the summary, the sponsors plainly deemed it a principal
    provision. But the term “insurers” is defined in the text of the initiative to
    include only insurers in the individual or group markets, which would
    exclude, as the sponsors’ expert testified at trial, approximately 60 percent
    of individuals who are insured by employers’ self-funded insurance plans.
    Because the summary refers generically to “insurers,” voters would have
    no reason to know that the prohibition would not apply to most insurance
    policies.    The sponsors could easily have avoided this serious
    misimpression by inserting the term “certain” before “insurers,” or
    following the term “insurers” with the words “as defined in the Act,” or
    language to similar effect. See id. at 20 ¶ 10 (“If necessary, a sponsor may
    refer potential signatories to the measure’s text for more detail when
    explaining technical terms or difficult-to-grasp concepts.”). Instead, typical
    petition signers would assume that if they have an insurer, they would be
    protected by the prohibition, although in most instances that assumption
    would be untrue. Yet this misleading language would inevitably provide
    powerful incentive for many voters to sign the petition.
    12
    LEACH, ET AL. V. HOBBS, ET AL.
    JUSTICE BOLICK, Concurring
    ¶34             The wording of this provision resembles another that led us
    to reject the first Invest in Education initiative in Molera v. Reagan (Molera I).
    That initiative’s summary described a tax increase on wealthy taxpayers,
    but did not note that a change in tax indexing would affect many more
    taxpayers. 
    245 Ariz. 291
    , 297 ¶ 25 (2018). The Court observed, “[a]
    description indicating that other people’s taxes will be raised, but not the
    taxes of most of those signing the petition, creates a significant risk of
    confusion or unfairness and could certainly materially impact whether a
    person would sign the petition.” 
    Id.
     Here, most signers would consider
    themselves included in the protection against discrimination on the basis of
    preexisting conditions and could be induced to sign the petition on that
    basis, without realizing that many insured people will not be protected.
    ¶35            The second misleading provision is contained within this
    sentence: “Sets new minimum wages for direct care workers at private
    hospitals by requiring raises of at least five percent for each of four years.”
    The term “direct care workers” is readily understood by a reasonable
    person to include, as the initiative defines it, “any nonmanagerial worker
    who is employed to . . . provide direct patient care.” The measure notes
    that it includes nurses, aides, and technicians. Many would view doctors
    as direct care workers, but they are excluded.
    ¶36            This provision would likely have been an important selling
    point for prospective signatories. When petitions were circulated, direct
    care workers were at the front lines of the COVID-19 pandemic, often
    risking their lives to help save others. Providing a higher minimum wage
    and pay increases to direct care workers would likely attract great public
    support and, by extension, petition signatures.
    ¶37            Absent from this summary, however, is that the initiative also
    provides for pay increases for janitors, housekeepers, food service workers,
    and nonmanagerial administrative staff. The initiative’s text itself defines
    these occupations not as “direct care workers,” but rather as employees that
    provide “services directly supporting direct care.” But the initiative
    nonetheless requires substantial pay increases not only for direct care
    workers, but for support staff and most hospital employees other than
    doctors and management. The 100-word summary’s emphasis on pay
    raises for direct care workers and omission of pay raises for other hospital
    workers contained within the initiative “obscure[s]” a principal provision’s
    13
    LEACH, ET AL. V. HOBBS, ET AL.
    JUSTICE BOLICK, Concurring
    “basic thrust.” Molera II, 250 Ariz. at 20 ¶ 13. A reasonable voter, believing
    that front-line medical workers are uniquely deserving of a pay raise, might
    favor the former but not the latter, especially as broader pay raises might
    lead to higher hospital costs. The trial court was correct to conclude that
    the provision was “materially misleading.”
    ¶38          Again, the proponents could have easily made this provision
    unobjectionable by, for instance, adding “plus others” or “and support
    workers” to the term “direct care workers.” Such clarity is necessary to
    “accurately communicate” the principal provisions’ general objectives. Id.
    at 20 ¶ 10.
    ¶39            In concluding that “the danger of confusion and voters being
    materially misled undermines any assurance that the voters received
    adequate notice of what they were signing,” the trial court aptly cited Mark
    Twain, who observed that “the difference between the almost right word
    and the right word is really a large matter—‘tis the difference between the
    lightning bug and the lightning.” The Wit and Wisdom of Mark Twain (Bob
    Blaisdell ed., 1987). Indeed, the difference of a few words can separate an
    initiative summary that meets statutory standards of fair notice and
    accuracy from one that bears insufficient indicia that those who signed a
    petition were sufficiently informed of its contents. Given the central
    importance of initiatives in Arizona’s system of popular sovereignty, I hope
    that the clarity provided by our recent decisions will minimize the need to
    remove proposed measures from the ballot.
    14
    

Document Info

Docket Number: CV-20-0233-AP-EL

Filed Date: 3/31/2021

Precedential Status: Precedential

Modified Date: 3/31/2021