State v. Gomes ( 2022 )

NOTICE: NOT FOR OFFICIAL PUBLICATION.
UNDER ARIZONA RULE OF THE SUPREME COURT 111(c), THIS DECISION IS NOT PRECEDENTIAL
AND MAY BE CITED ONLY AS AUTHORIZED BY RULE.
IN THE
ARIZONA COURT OF APPEALS
DIVISION ONE
STATE OF ARIZONA, Appellee,
v.
JOAO RICARDO GOMES, Appellant.
No. 1 CA-CR 21-0340
FILED 11-1-2022
Appeal from the Superior Court in Maricopa County
No. CR2018-143519-001
The Honorable Ronee Korbin Steiner, Judge
AFFIRMED
COUNSEL
Arizona Attorney General’s Office, Phoenix
By Brian R. Coffman
Counsel for Appellee
The Law Office of Michael Alarid III PLLC, Phoenix
By Michael Alarid, III (argued)
Co-Counsel for Appellant
The Law Office of Elizabeth Mullins, PLLC, Phoenix
By Elizabeth Mullins
Co-Counsel for Appellant
STATE v. GOMES
Decision of the Court
MEMORANDUM DECISION
Judge Paul J. McMurdie delivered the Court’s decision, in which Presiding
Judge Brian Y. Furuya and Judge Jennifer B. Campbell joined.
M c M U R D I E, Judge:
¶1 Joao Ricardo Gomes appeals from his conviction and sentence
for sexual conduct with a minor. He argues the superior court erred by
denying his motion to suppress evidence, motion for a directed verdict, and
motion for a new trial. He asserts the State’s misconduct deprived him of a
fair trial. And he claims our supreme court’s COVID-19 administrative
order violated his due process rights. We find no reversible error and
affirm.
FACTS1 AND PROCEDURAL BACKGROUND
¶2 Gomes is Nina’s2 uncle. Nina often stayed the night at
Gomes’s home, where she spent time with her cousins and aunt. In January
2018, when Nina was ten years old, she slept at Gomes’s house after a dance
recital. She showered and put on her dance shorts and her aunt’s shirt
before going to sleep. The shirt originally belonged to Gomes, but her aunt
wore it to bed almost every night. Nina slept in her cousin’s bed, and her
cousin, Gomes’s daughter, slept on the trundle bed underneath her.
¶3 After Nina went to sleep, she woke up because her cousin was
“crying and wanting a bottle.” Gomes entered the room and gave her
cousin a bottle. Her cousin fell back asleep. Then, Gomes sat on Nina’s bed.
Nina believed Gomes smelled like alcohol and pretended she was asleep.
Gomes lifted her dance shorts, “put his finger where [she] pee[s],” and
“scratch[ed].” He also “lick[ed] . . . where [she] peed” and then “put [her]
hand where [he] peed.” Nina felt pain “[w]here [she] pee[s].” Gomes then
left the room. After the assault, Nina used the bathroom and “[i]t burnt
1 We view the facts in the light most favorable to sustaining the
judgment. State v. Mendoza, 248 Ariz. 6, 11, ¶ 1, n.1 (App. 2019).
2 We use a pseudonym to protect the victim’s identity.
2
STATE v. GOMES
Decision of the Court
when [she] peed.” She did not experience this pain before Gomes entered
the room.
¶4 The next morning, Nina texted her grandmother that she was
sick. Her grandmother retrieved Nina, and they went to the grandmother’s
house. Later, Nina told her grandmother what had happened the previous
night. Nina’s mother and aunt came to the house after her grandmother
called them. Nina told them what had happened, and Nina’s mother called
the police.
¶5 Following police department instructions, Nina placed her
dance shorts in a plastic bag and took them to the police. Nina’s mother
drove her to a facility so a forensic nurse could examine her. The nurse
examined Nina and swabbed DNA samples from her body. The nurse
documented “redness” in the tissue in front of Nina’s hymen and labeled
the finding “indeterminate.” At trial, the nurse testified that physiological
variations, poor hygiene, tight clothing, wiping, general irritation, rubbing,
or trauma could cause the redness.
¶6 Meanwhile, a detective interviewed Gomes, took pictures of
his hands, and swabbed his body for DNA samples. The detective collected
Nina’s shirt worn when she spent the night at Gomes’s home. The police
sent Nina’s dance shorts and Nina’s and Gomes’s body samples to the crime
laboratory for testing.
¶7 The crime laboratory did not detect male DNA on Nina’s anal
or vaginal swabs or vaginal aspirate. The laboratory detected small
amounts of male DNA on Nina’s right-hand swabs and external genital
swabs. Nina’s dance shorts tested positive for alpha-amylase, an enzyme
commonly found in saliva. The Y-STR DNA profile from a sample in the
crotch area of Nina’s shorts matched Gomes’s profile at 23 of 23 loci,
meaning Gomes and his paternal line could not be excluded. This specific
profile “is not expected to occur more frequently than 1 in 499 Caucasian
males[,] 1 in 441 African-American males[,] and 1 in 329 Hispanic males.”
The laboratory did not test Gomes’s body swabs based on their policy that
they stop testing DNA samples when they get “comparable results” and
can source DNA from a “specific individual.”
¶8 In 2018, a grand jury indicted Gomes on two counts of sexual
conduct with a minor and two counts of child molestation. Gomes faced
charges for “digital/anal penetration” (“Count 1”), “digital/vulva
penetration” (“Count 2”), “penis touch” (“Count 3”), and “oral contact with
3
STATE v. GOMES
Decision of the Court
Victim’s genitals” (“Count 4”). Gomes stood trial in 2019. The jury reached
an impasse on all counts, causing a mistrial.
¶9 After the first trial, the State directed the crime laboratory to
test Nina’s shirt the night the incident occurred. The shirt tested positive for
saliva and sperm and negative for semen. The Y-STR DNA profile from the
saliva sample matched Gomes’s profile at 3 of 23 loci. Gomes and his
paternal lineage could not be excluded from this result, and the profile is
“not expected to occur more frequently than 1 in 29 African-American
males[,] 1 in 103 Caucasian males[,] and 1 in 49 Hispanic males.”
¶10 Before the retrial, Gomes moved to exclude the new lab
results, arguing that the saliva and sperm evidence from the shirt was
irrelevant and unfairly prejudicial. The superior court denied the motion,
finding the evidence relevant to the State’s position that Gomes performed
sexual acts with Nina while she wore the shirt. The superior court allowed
the defense to present its explanation for the shirt’s saliva and sperm to the
jury. But the court found the probative value of the new DNA evidence was
not substantially outweighed by undue prejudice.
¶11 Before the trial, Gomes objected to the COVID-19 policies in
the Arizona Supreme Court Administrative Order 2020-197. The superior
court found no constitutional violations. It rejected Gomes’s argument that
the policy allowing automatic juror exclusion for any COVID-19 reason
inhibited the jury from representing a fair cross-section of the community.
¶12 At the retrial, Gomes testified and conceded he went into the
bedroom where Nina and his daughter slept that night but claimed he was
only helping his daughter fall asleep. Gomes testified he sat near Nina to
lean over and soothe his daughter. He claimed he went into the room again
to comfort his daughter again. He explained that parts of the bed structure
were loose, so when he stood up, he needed to shift Nina back on the bed
to prevent her from falling. Additionally, Gomes confirmed he consumed
three beers that afternoon and had three or four more alcoholic drinks
during the evening and night.
¶13 Gomes moved for a Rule 20 judgment of acquittal on all four
counts. The superior court granted the motion for Count 1 but denied the
motion for Counts 2, 3, and 4. The jury returned a guilty verdict on Count
2 and found Nina was under 12 and Gomes was over 18.
¶14 Gomes moved for a new trial, arguing the verdict
contradicted the weight of the evidence, the prosecutor committed
misconduct, and a juror committed misconduct. Acknowledging the
4
STATE v. GOMES
Decision of the Court
credibility of Nina’s testimony and that the defense never challenged the
veracity of her statements, the court found the verdict was not contrary to
the weight of the evidence. For each of the defense’s allegations of
prosecutorial error, the superior court either found that the State’s actions
did not rise to the level of error or, if an error occurred, it did not prejudice
Gomes. The court likewise rejected the juror misconduct claim and
explained that even if juror misconduct occurred, the defense failed to show
it prejudiced Gomes. Thus, the superior court denied the motion.
¶15 The superior court sentenced Gomes to life in prison with the
possibility of release after 35 years. See A.R.S. § 13-705(B). Gomes appealed
his conviction and sentence. We have jurisdiction under
A.R.S. § 12-120.21(A)(1), § 13-4031, and § 13-4033(A).
DISCUSSION
A. The Trial Court Did Not Err by Denying Gomes’s Motion to
Suppress the DNA Evidence.
¶16 On appeal, Gomes argues the court abused its discretion by
allowing the State’s witness to testify that the crime laboratory found male
DNA and sperm on the shirt Nina wore.
¶17 Evidence is relevant if “it has any tendency to make a fact
more or less probable than it would be without the evidence” and “the fact
is of consequence in determining the action.” Ariz. R. Evid. 401. A “court
may exclude relevant evidence if its probative value is substantially
outweighed by a danger of . . . unfair prejudice.” Ariz. R. Evid. 403.
Evidence is unfairly prejudicial if it has “an undue tendency to suggest
decision on an improper basis such as emotion, sympathy or horror.” State
v. Schurz, 176 Ariz. 46, 52 (1993) (citation omitted). The trial court is in the
best position to weigh the evidence and has broad discretion under Rule
403. State v. Harrison, 195 Ariz. 28, 33, ¶ 21 (App. 1998).
¶18 At a pretrial hearing, the State’s expert confirmed the
laboratory found a few sperm on the shirt and a low male DNA level
matching Gomes’s profile at 3 of 23 loci. Other locations were either
inconclusive or lacked sufficient DNA to analyze the profile. The DNA
findings tracked the analysis performed on Nina’s shorts.
¶19 Considering the low amount of sperm and male DNA, the
State’s expert stated the lab results generally conflict with fresh ejaculate.
But the expert explained sperm could present on an item without coming
from fresh ejaculate because sperm is sturdier than semen. Sperm can
5
STATE v. GOMES
Decision of the Court
survive the washing machine and transfer among clothing articles. The
expert testified it is not uncommon to have low levels of DNA in test results,
and findings with low levels of DNA do not make the results unreliable.
Similarly, in a specimen with a low sperm rating, the fact that one of two
samples did not detect male DNA does not invalidate the serology result.
The laboratory assessed the sample for Y-STR rather than a full DNA profile
because this sampling is more sensitive and more likely to obtain
information from low DNA levels.
¶20 Gomes’s wife also testified at the evidentiary hearing. She
confirmed she gave Nina the shirt to wear that night. She also verified that
she did not wash the shirt after Nina wore it. Gomes’s wife testified the shirt
was her favorite nightshirt, and she wore it almost every night, including
during sexual encounters with her husband. Because the couple used the
“pull-out method to prevent pregnancy,” the shirt was often exposed to
Gomes’s ejaculate. She washed the shirt regularly, and it was clean before
she loaned it to Nina. Gomes’s wife also testified that she and Gomes had
not had sex for a month before the incident.
¶21 Gomes did not present contradictory expert testimony. Nor
was any evidence presented that another male besides Gomes could have
left sperm on the shirt.
¶22 The superior court found the evidence relevant because
although the laboratory detected few sperm and low levels of DNA, the
testimony could still “support the state’s position that [Gomes] engaged in
sexual acts with the child while she was in the bed and wearing the t-shirt
in question.” The court acknowledged that the wife’s explanation for the
presence of sperm on the shirt could “discount the state’s case and theory
behind the allegations.” But the court found this was a factual dispute to be
determined by the jury and that any prejudice did not substantially
outweigh the probative value of the evidence.
¶23 On appeal, Gomes argues that the DNA profile results were
irrelevant and unfairly prejudicial because they were “inconclusive.”
Although on 20 of 23 loci the laboratory findings were either inconclusive
or insufficient material to analyze, the laboratory obtained findings at three
loci. These findings were not inconclusive; they matched Gomes’s Y-STR
DNA profile. Because Nina wore the shirt that night, the DNA results made
it more probable that Gomes committed the sexual acts than if the Y-STR
results excluded him. See Ariz. R. Evid. 401; State v. Escalante-Orozco, 241
Ariz. 254, 275, ¶¶ 57–58 (2017), abrogated on other grounds by State v. Escalante,
245 Ariz. 135 (2018).
6
STATE v. GOMES
Decision of the Court
¶24 We cannot say that the DNA evidence unfairly prejudiced
Gomes. The jury could consider that the profile matched only 3 of 23 loci.
The expert explained anyone in Gomes’s paternal lineage would have this
profile, including his son, who spent time with Nina. And the jury learned
the statistical analysis for the expectancy of this profile in other males in the
population.3 Thus, the superior court did not abuse its discretion by finding
that this information was not unfairly prejudicial and that the test results’
limits went to the weight of the evidence. See Escalante-Orozco, 241 Ariz. at
274, ¶ 48 (A Y-STR DNA profile match at five loci was not unfairly
prejudicial because “the jury could readily understand” the evidence’s
limitations and “give the evidence whatever weight it deserved.”).
¶25 Gomes also asserts the superior court abused its discretion by
allowing evidence that the laboratory detected sperm on the shirt. He
rejects its relevance by emphasizing there was no semen on the shirt and
only a few sperm, so it is more likely that the sperm presented from a prior
sexual encounter with his wife. But the parties do not dispute that Nina
wore the shirt that night. That the shirt contained sperm could make it more
probable Gomes committed sexual acts with Nina than it would be without
this evidence. See Ariz. R. Evid. 401. The jury also heard evidence and
argument about the samples’ low levels of male DNA and the alternative
explanations for why the sperm might have been on the shirt. See State v.
Burns, 237 Ariz. 1, 17, ¶ 47 (2015) (Source uncertainty goes to the weight of
the evidence, not its admissibility.).
¶26 Gomes also argues the mention of sperm on the shirt was
“extraordinarily prejudicial and confusing to the jury.” “But not all harmful
evidence is unfairly prejudicial.” Schurz, 176 Ariz. at 52. The jury learned of
the evidence’s limitations, such as the number of sperm found were few,
the sperm could have been present from past sexual encounters with
Gomes’s wife, and the sperm could survive the washing machine. The
evidence was not so prejudicial to drive the jury to decide guilt based on
3 In his opening brief, Gomes claims the laboratory issued an
amended report about the Y-STR statistics several months after the trial. He
asserts the amended statistics make the match “even less significant than
testified to at this hearing and ultimately at trial.” But the appellate record
does not include the amended report. We thus cannot consider the issue.
See State v. Rivera, 168 Ariz. 102, 103 (App. 1990). If Gomes believes the
amended statistics would have changed his judgment, he can file for
post-conviction relief. See Ariz. R. Crim. P. 32.1(e).
7
STATE v. GOMES
Decision of the Court
“emotion, sympathy or horror.” Id. The superior court did not abuse its
discretion by finding this evidence relevant and not unfairly prejudicial.
¶27 Finally, Gomes argues he was prejudiced by the superior
court’s denial of the motion to suppress. He points to the hung jury in his
first trial, coupled with the conviction in the second trial, to claim the newly
admitted evidence from the shirt unduly influenced the jury’s judgment in
the second trial.
¶28 We do not know what evidence the jury used in either trial to
support its findings. We cannot know whether the jury considered the
laboratory’s findings from the shirt to convict Gomes on Count 2. See State
v. Kolmann, 239 Ariz. 157, 161, ¶ 15 (2016) (“As a general rule, no one . . . has
a ‘right to know’ . . . how a decision was reached by a jury or juror. The
secrecy of deliberations is the cornerstone of [the] jury system.”) (quoting
United States v. Thomas, 116 F.3d 606, 618 (2d Cir. 1997)). But the jury
convicted Gomes on only one count, which suggests the evidence did not
unduly influence the jury. See State v. Herrera, 232 Ariz. 536, 548, ¶ 32 (App.
2013). And, as explained above, the superior court did not abuse its
discretion by admitting the evidence.
¶29 We find no reversible error.
B. The Trial Court Did Not Err by Denying Gomes’s Motion for a
Rule 20 Judgment of Acquittal.
¶30 Gomes argues the record lacks sufficient evidence to warrant
a conviction. In denying Gomes’s Rule 20 motion, the superior court found
Nina’s and the forensic nurse’s testimonies contained substantial evidence
to allow the jury to decide the case. We agree.
¶31 We review a sufficiency-of-the-evidence claim de novo. State v.
West, 226 Ariz. 559, 562, ¶ 15 (2011). A court must enter a judgment of
acquittal if there is “no substantial evidence to support a conviction.” Ariz.
R. Crim. P. 20(a)(1). “Substantial evidence” is proof that “reasonable
persons could accept as adequate and sufficient to support a conclusion of
defendant’s guilt beyond a reasonable doubt.” State v. Jones, 125 Ariz. 417,
419 (1980). “When reasonable minds may differ on inferences drawn from
the facts, the case must be submitted to the jury, and the trial judge has no
discretion to enter a judgment of acquittal.” State v. Lee, 189 Ariz. 590, 603
(1997). The court cannot “re-weigh the facts or disregard inferences that
might reasonably be drawn from the evidence.” West, 226 Ariz. at 563, ¶ 18.
8
STATE v. GOMES
Decision of the Court
¶32 Gomes argues the record lacks sufficient evidence to convict
him because Nina never specifically alleged penetration in her testimony.
To convict Gomes on Count 2, the jury had to find beyond a reasonable
doubt that he “intentionally or knowingly engag[ed] in sexual intercourse
or oral sexual contact with any person who is under eighteen years of age.”
A.R.S. § 13-1405(A). “‘Sexual intercourse’ means penetration into the penis,
vulva or anus by any part of the body.” A.R.S. § 13-1401(A)(4). Proof of
vaginal penetration is not required to convict a defendant of sexual conduct
with a minor. See State v. Marshall, 197 Ariz. 496, 506, ¶ 39 (App. 2000).
¶33 At trial, Nina testified Gomes “put his finger where [she]
pee[s]” and “started scratching where [she] peed.” Nina said when Gomes
touched her, she felt pain “[w]here [she] pee[s]” and that when she used the
bathroom afterward, “[i]t burnt when [she] peed.” When examining Nina,
the forensic nurse noted an “area of redness” in the “vestibule tissue,”
which is a space “in front of the hymen, past the labia majora.” Based on
the redness’s location, urine would pass over it, so the nurse stated Nina’s
painful urination could relate to the redness.
¶34 The nurse confirmed that “vulva” means “all of the external
genital parts of the girl,” including the urethra, the hymen, and the labia
minora and majora. The nurse pointed to a diagram showing the labia, the
urethra, the vestibule tissue between the labia minora and the hymen, the
hymen and the vaginal opening. Because the labia surround the hymen and
the urethra, and the labia are part of the vulva, someone must penetrate the
vulva to reach the urethra. Gomes never disputed or contradicted the
nurse’s expert testimony.
¶35 Although Nina did not specifically use the word “penetrate,”
the jury could reasonably find that Gomes penetrated Nina based on her
testimony combined with the nurse’s explanation. Even the “slightest
penetration of the vulva” is still penetration. See State v. Scott, 105 Ariz. 109,
110 (1969). Given Nina’s and the nurse’s testimony outlined above, the jury
could reasonably infer that Gomes’s touching caused Nina’s pain and
irritation. For this to happen, Gomes would have to pass through the labia
to reach the vestibule area in front of the hymen. Because the labia are part
of the vulva, and the jury could find Gomes passed through the labia, the
evidence supports a finding of vulvar penetration.
¶36 Gomes argues it is unreasonable to infer that touching
someone “where [they] pee” implies urethral penetration. But the
penetration of the urethra is not required under the statute. See A.R.S.
§ 13-1401(A)(4). Penetration of the vulva is all that is necessary, and as
9
STATE v. GOMES
Decision of the Court
explained, the jury could reasonably find that Gomes penetrated Nina’s
vulva.
¶37 Gomes highlights that the nurse’s redness finding was
indeterminate, and there were several possible explanations for the redness.
But that the nurse’s finding was indeterminate does not mean she
concluded no penetration occurred. The nurse could not say sexual assault
caused the redness, but she also could not rule out sexual assault, as the
redness could have been from trauma. It is not this court’s role to re-weigh
the evidence or re-assess inferences drawn from it. Lee, 189 Ariz. at 603;
West, 226 Ariz. at 563, ¶ 18. Considering Nina’s and the nurse’s testimonies,
substantial evidence established that a reasonable person could find Gomes
guilty on Count 2. Thus, the superior court did not err by denying Gomes’s
Rule 20 motion.
C. The State Did Not Commit Prosecutorial Error.
¶38 Gomes contends that the State engaged in misconduct that
deprived him of a fair trial. Prosecutorial error occurs where the
prosecutor’s conduct “so infected the trial with unfairness as to make the
resulting conviction a denial of due process.” State v. Morris, 215 Ariz. 324,
335, ¶ 46 (2007) (quoting State v. Hughes, 193 Ariz. 72, 79, ¶ 26 (1998)). We
will reverse a conviction if the appellant shows that 1) an error occurred
and 2) there is a reasonable likelihood that the error could have affected the
jury’s verdict. Id.¶39 Gomes alleges several instances of error on appeal. We review
each allegation individually and conclude that each time, either the State
did not err or any alleged error did not prejudice Gomes. Moreover, the
cumulative effect of the State’s actions did not deprive Gomes of a fair trial.
1. The State Followed the Superior Court’s Evidentiary
Ruling.
¶40 Before the trial, the superior court ruled that neither party
could “elicit testimony regarding [Gomes] proposing sex to his wife and/or
her rejection of his offer when he went to bed.” But the court allowed the
parties to ask witnesses about the timeline and “context of [Gomes] getting
into bed, waking up his wife, and what happened thereafter.” Gomes
asserts the State’s cross-examination of Gomes’s wife “skirt[ed]” the
superior court’s evidentiary ruling.
¶41 At trial, the State asked Gomes’s wife, “[Y]ou made it sound
kind of like when he comes in to wake you up that he is just getting in bed,
10
STATE v. GOMES
Decision of the Court
but he . . . actually is coming in to wake you up; is that fair to say?” The
defense objected, citing the court’s ruling. The State clarified it sought to
show that Gomes was intoxicated that night, and the defense responded,
“[T]hat’s okay to say.” Later, the State asked Gomes’s wife, “And is it fair
to say . . . that he probably might have been a little drunk to have maybe
not thought twice before trying to wake you up at 1:30?” Gomes did not
object.
¶42 The jury later asked about Gomes’s motive for waking up his
wife. Jurors requested that the court ask Gomes’s wife whether he was
trying to do anything sexually. The defense objected to these questions.
Although the superior court disagreed with Gomes’s objection and thought
“it’s a natural question by a juror to wonder . . . why [Gomes] woke her up,”
the court did not ask the witness any of the jury’s questions.
¶43 Gomes asserts that the State deliberately implied that Gomes
“proposed or attempted to initiate sex with his wife” and that “he was
rebuffed.” Gomes argues the jurors’ questions show the State’s questioning
successfully implied he had a sexual motive for waking up his wife.
¶44 The State’s cross-examination did not violate the superior
court’s ruling on the motion in limine. The superior court ruled that the
parties could ask witnesses about Gomes going to bed and waking up his
wife. The State asked just that. The State clarified it sought to show Gomes
was intoxicated, and the defense approved. The jury’s curiosity about
Gomes’s intentions does not mean the State suggested he had a sexual
motive. The State’s questioning was not improper.
¶45 Even if the State erred, there is no “reasonable likelihood” that
the error could have affected the jury’s verdict. Morris, 215 Ariz. at 335, ¶ 46.
Because the superior court did not ask the jury questions, the witness never
spoke about Gomes’s motive for waking her up. And the superior court
instructed the jury they “should not guess about any fact.” We presume the
jury followed these instructions. Id. at 337, ¶ 55. Thus, Gomes fails to show
the State committed prosecutorial error warranting reversal.
2. Gomes Fails to Show the State’s Comments and Gestures
During Trial Were Improper.
¶46 Gomes asserts the State made “repeated argumentative
comments” during cross-examination of the defense witnesses. Gomes says
the State often commented on the witness’s answers before asking
additional questions. For example, the State followed Gomes’s testimony
about how he saw Nina eating a waffle by saying, “Interesting way to hold
11
STATE v. GOMES
Decision of the Court
a waffle, right.” He cites other instances when the prosecutor commented
during cross-examination. He also argues the State made “numerous facial
expressions and hand gestures during testimony of the defense expert, the
defendant, and the defense’s closing argument.”
¶47 The defense never objected to these comments, gestures, or
facial expressions before the superior court, so we review them for
fundamental error. Morris, 215 Ariz. at 335, ¶ 47. First, we determine
whether the State erred. State v. Murray, 250 Ariz. 543, 548, ¶ 14 (2021). If a
trial error occurred, we then decide whether the error is fundamental. Id.The defendant must also prove prejudice by showing that a reasonable jury
could have reached a different result without the error. Escalante, 245 Ariz.
at 144, ¶ 29.
¶48 Gomes identifies no record evidence of the prosecutor’s facial
expressions or hand gestures. Thus, we cannot assess whether the State
erred. See State v. Zuck, 134 Ariz. 509, 513 (1982) (If there is no record to
consider, we cannot review the claim’s merits.). Gomes also fails to show
how the State’s alleged expressions and hand gestures prejudiced the jury.
See State v. Martin, 225 Ariz. 162, 166, ¶ 15 (App. 2010) (“Speculative
prejudice is insufficient under fundamental error review.”).
¶49 As for the prosecutor’s comments, Gomes fails to explain how
they affected the outcome of his trial. And the superior court cured any
potential error by instructing the jury that “[w]hat the lawyers said or say
is not evidence.” See Morris, 215 Ariz. at 337, ¶ 55 (“Even if the prosecutor’s
comments were improper, the judge’s instructions negated their effect.”).
As a result, Gomes fails to prove error occurred, much less fundamental,
prejudicial error.
3. The State Did Not Elicit False Testimony.
¶50 Gomes argues the State improperly elicited testimony from
Nina’s grandmother that the State knew was “provably false.”
¶51 During rebuttal, the State asked Nina’s grandmother if
Gomes was acting unusual on the day of the incident when she arrived at
the house to pick up Nina. The State also asked Nina’s grandmother what
time she called Gomes’s wife, and she responded that she called around
noon. The State then asked if she had received a phone call from Gomes
about their library plans that week, and Nina’s grandmother confirmed he
called her around 1:30 p.m.
12
STATE v. GOMES
Decision of the Court
¶52 When cross-examining Nina’s grandmother, the defense
asked about Gomes’s 1:30 p.m. phone call. The defense asked Nina’s
grandmother whether a phone call from Gomes to his wife was “made after
the calls to [her].” The superior court sustained objections to the defense’s
questions because it was suggested that the witness read directly from
phone records not admitted into evidence.
¶53 Gomes claims Nina’s grandmother testified that Gomes
called her after learning about the allegations against him, and the State
knew this was false. When answering the State’s questions, Nina’s
grandmother never testified that Gomes called her after learning about the
allegations. The State asked Nina’s grandmother what time Gomes called
her, not when he knew about the allegations. Only the defense asked about
the timing of Gomes’s phone conversation with his wife, and this prompted
the grandmother to suggest that Gomes called her after talking to his wife
and learning about the allegations. If it was error, the defense invited it. See
State v. Logan, 200 Ariz. 564, 565–66, ¶ 9 (2001) (“[W]e will not find
reversible error when the party complaining of it invited the error.”). The
State did not err when it questioned Nina’s grandmother.
4. The State’s Closing Arguments Were Not Improper.
¶54 Gomes asserts that during closing arguments, the State made
improper arguments that 1) “impugned the integrity of the defense,”
2) vouched for the victim and intentionally evoked an emotional response,
3) implied facts not in evidence, 4) shifted the burden of proof to the
defense, and 5) implied the jury had a duty to convict Gomes. We conclude
the State did not err.
¶55 Prosecutors have “wide latitude” when presenting closing
arguments to the jury. State v. Comer, 165 Ariz. 413, 426 (1990). In closing
arguments, attorneys can summarize the evidence, ask the jury to draw
reasonable inferences from the evidence, and suggest conclusions. State v.
Goudeau, 239 Ariz. 421, 466, ¶ 196 (2016). Courts “look[] at the context in
which the statements were made as well as ‘the entire record and to the
totality of the circumstances.’” State v. Nelson, 229 Ariz. 180, 189, ¶ 39 (2012)
(quoting State v. Rutledge, 205 Ariz. 7, 13, ¶ 33 (2003)).
i. The State Did Not Impugn the Defense Counsel’s
Integrity.
¶56 During rebuttal closing arguments, the State said the defense
did not fulfill its opening statements’ promises, had a “shotgun-
everything” approach, and called the defense’s theories “nonsense” and
13
STATE v. GOMES
Decision of the Court
“distractions.” Gomes argues these statements and many others impugned
his counsel’s integrity.
¶57 Impugning opposing counsel’s honesty or integrity is
improper. Hughes, 193 Ariz. at 86, ¶ 59. But the State did not attack the
defense counsel’s honesty or integrity. Rather, the State criticized the
defense’s strategy, a “proper subject of closing argument.” State v. Ramos,
235 Ariz. 230, 238, ¶ 25 (App. 2014) (“Although some of the prosecutor’s
comments suggested that defense counsel was attempting to mislead the
jury, we cannot say that those statements did more than criticize defense
tactics.”). The superior court also instructed the jury that what the attorneys
“said or say is not evidence” and that sympathy or prejudice could not
influence their verdict. Because we assume the jurors followed these
instructions, no error occurred. Morris, 215 Ariz. at 337, ¶ 55.
ii. The State Did Not Vouch for the Victim or Improperly
Appeal to the Jury’s Emotions.
¶58 Gomes contends the State “engaged in improper argument by
vouching for the victim and making comments solely intending to evoke
an emotional response.” Gomes points to three passages in the State’s
closing arguments. First, the State said Nina “was on the stand for a while
and was attacked for a while,” and “the only things that defense could bring
up” were questioning her about the cracked bedroom door and Nina’s
identification of Gomes. Second, the State argued, “[The defense is] not
saying [Nina] lied because, perhaps, her testimony [was] so credible . . . but
he is saying that she was lying, because [Nina] said this was not a dream.”
The State said, “either [Nina] got up there and told you all the truth,” or the
defense’s “shotgun-everything approach” is true. Third, when discussing
that the laboratory did not test Gomes’s body swab samples, the State told
the jury they should not hold the lab’s procedure against Nina and that
“anyone could have tested those samples.” Because Gomes did not object
at trial, we review these statements for fundamental error. Morris, 215 Ariz.
at 335, ¶ 47.
¶59 Counsel impermissibly vouches for a witness when they
personally assure a “witness’s veracity” or “bolster a witness’s credibility
by reference to matters outside the record.” State v. King, 180 Ariz. 268, 277
(1994) (quoting United States v. Roberts, 618 F.2d 530, 533 (9th Cir. 1980)).
Although the State did say Nina’s “testimony was so credible” in their
closing arguments, the prosecutor did not personally vouch for Nina’s
credibility. The State used the phrase to highlight that the defense never
challenged the truth of Nina’s statements and instead said she dreamt of
14
STATE v. GOMES
Decision of the Court
the incident. Rather than assuring the jury that Nina told the truth, the State
said the jury had to decide whether Nina “told [them] the truth.”
¶60 Nor did the State vouch for Nina’s credibility by saying the
jury should not hold the lack of testing on Gomes’s body samples against
her. Instead, it refuted the defense’s argument that the “State never tested”
the samples. See State v. Alvarez, 145 Ariz. 370, 373 (1985) (“Prosecutorial
comments which are a fair rebuttal to areas opened by the defense are
proper.”). Nor did the State refer to matters outside the record. Because the
State did not impermissibly vouch for Nina, the State did not err.
¶61 Counsel improperly appeals to the jury’s emotions when their
statements “urge the jury ‘to convict [the] defendant for reasons wholly
irrelevant to his own guilt or innocence.’” State v. Acuna Valenzuela, 245
Ariz. 197, 222, ¶ 109 (2018) (quoting State v. Herrera, 174 Ariz. 387, 397
(1993)). “We encourage jurors not to decide cases based on emotion or
sympathy.” State v. Moody, 208 Ariz. 424, 461, ¶ 156 (2004). None of the
passages cited by Gomes urge or even imply that the jury should convict
Gomes for reasons other than his guilt. Thus, we find no error.
iii. The State Did Not Imply Facts Not in Evidence.
¶62 Gomes argues the State “implied facts not in evidence” by
showing the jurors a PowerPoint slide that contained the word
“[c]onfession.” He asserts the slide unduly prejudiced the jury by
suggesting Gomes confessed, even though he did not. When the State
presented this slide, Gomes objected. The court sustained the objection and
instructed the State to clarify that Gomes did not confess. The State
continued its closing argument and said a signed confession “doesn’t exist
here, but that cannot be the standard that someone could get away with
this.” Because the State clarified that Gomes did not confess, there is no
“reasonable likelihood” that the slide affected the jury’s verdict. Morris, 215
Ariz. at 335, ¶ 46.
iv. The State Did Not Shift the Burden of Proof to Gomes.
¶63 Gomes claims the State “improperly place[d] the burden of
proof on the defendant” when the State questioned a witness about why
the crime laboratory did not test Gomes’s body samples and argued in
closing that “anyone could have tested those samples.” The prosecution
cannot shift its burden of persuasion to the defense. See Sandstrom v.
Montana, 442 U.S. 510, 524 (1979). That said, the prosecution can ask
questions about a party’s ability to test or examine the evidence, even if this
supports an inference that the evidence would be unfavorable to him. See
15
STATE v. GOMES
Decision of the Court
State v. Vargas, 251 Ariz. 157, 177, ¶ 72 (App. 2021); State v. Lehr, 201 Ariz.
509, 522, ¶¶ 55–57 (2002).
¶64 Also, the State can “comment on the defendant’s failure to
present exculpatory evidence.” State ex. rel. McDougall v. Corcoran, 153 Ariz.
157, 160 (1987) (The prosecution’s remarks in closing arguments that the
defendant chose not to test a breath sample were “simply comments
designed to draw reasonable inferences based on [the defendant’s] failure
to present [potentially exculpatory] evidence.”). The State’s actions were
not improper. And because the superior court instructed the jury to
disregard this comment, there is no “reasonable likelihood” that the
comment affected the jury’s verdict. Morris, 215 Ariz. at 335, ¶ 46. We find
no error.
v. The State Did Not Say the Jury Had a Duty to Convict
Gomes.
¶65 Gomes asserts the State “improperly argued the jury had a
duty to convict.” In closing, the State told the jury, “[I]t is your duty as
jurors . . . to apply the law to the evidence” and, “[J]ustice requires that you
return a verdict of guilty.” Because Gomes did not object at trial, we review
these statements for fundamental error. Morris, 215 Ariz. at 335, ¶ 47.
¶66 Here, the State did not say that the jury had a duty to convict
but that 1) the jury had a duty to apply the law to the evidence and 2) justice
requires a guilty verdict. Prosecutors have “wide latitude in presenting
their closing arguments.” Herrera, 174 Ariz. at 396. We cannot say that the
State’s comments were so improper that they unduly prejudiced Gomes,
especially considering the jury instruction that what attorneys “said or say
is not evidence.” Even if the statements were inappropriate, Gomes fails to
demonstrate the prejudice necessary to show the State committed
fundamental error.
5. The Effect of the State’s Actions Did Not Deprive Gomes of
a Fair Trial.
¶67 Gomes contends the State’s actions taken “as a whole”
warrant a new trial. Even if prosecutorial error by itself does not warrant
reversal, it may “contribute to a finding of persistent and pervasive
misconduct if the cumulative effect of the incidents shows that the
prosecutor intentionally engaged in improper conduct . . . ‘to prejudice the
defendant.’” Morris, 215 Ariz. at 335, ¶ 47 (quoting State v. Roque, 213 Ariz.
193, 228, ¶ 155 (2006), abrogated on other grounds by Escalante-Orozco, 241
Ariz. at 267).
16
STATE v. GOMES
Decision of the Court
¶68 “Absent any finding of misconduct, there can be no
cumulative effect of misconduct sufficient to permeate the entire
atmosphere of the trial with unfairness.” State v. Bocharski, 218 Ariz. 476,
492, ¶ 75 (2008). Because the State did not commit prosecutorial error, and
Gomes failed to show how the State’s actions cumulatively affected his trial,
Gomes’s trial was not so infected with unfairness that he was denied due
process. See Morris, 215 Ariz. at 335, ¶ 46.
D. The Trial Court Did Not Err by Denying Gomes’s Motion for a
New Trial.
¶69 Gomes argues the superior court abused its discretion by
denying his motion for a new trial because the guilty verdict conflicted with
the weight of the evidence, a juror committed misconduct, and the State
committed misconduct. We will not disturb a trial court’s ruling on a
motion for a new trial absent an abuse of discretion. State v. Gulbrandson,
184 Ariz. 46, 60 (1995). The trial court can grant a new trial if the verdict
contradicts the weight of the evidence, the State is guilty of misconduct, or
a juror committed misconduct. Ariz. R. Crim. P. 24.1(c).
1. The Superior Court Did Not Abuse Its Discretion by
Finding the Verdict Was Not Contrary to the Weight of the
Evidence.
¶70 Gomes argues “the evidence presented at this trial was
insufficient to support a guilty verdict.” Gomes asserts that because Nina
never specifically alleged penetration and the forensic nurse’s findings
were indeterminate, his guilty verdict conflicts with the weight of the
evidence.
¶71 Appellate courts will “defer to the factual findings of the jury
and generally will not set aside the verdict unless no evidence supports it.”
State v. Fischer, 242 Ariz. 44, 49, ¶ 15 (2017). On a motion for a new trial, the
“trial court may weigh the evidence and make its own determination of the
credibility of the witnesses.” Id. at 49, ¶ 17. “To set aside a jury verdict for
insufficient evidence, it must clearly appear that upon no hypothesis
whatever is there sufficient evidence to support the conclusion reached by
the jury.” State v. Arredondo, 155 Ariz. 314, 316 (1987).
¶72 The superior court ruled the record supported the verdict and
was not contrary to the weight of the evidence. The superior court found
Nina’s testimony credible, emphasizing that the defense never challenged
the truth of her statements. Rather, the defense’s theory was Nina genuinely
believed Gomes sexually assaulted her but that she dreamt the incident. The
17
STATE v. GOMES
Decision of the Court
superior court found Nina’s testimony sufficient to support the jury’s
finding that a crime occurred.
¶73 We defer to the superior court’s findings on witness
credibility. See Fischer, 242 Ariz. at 50, ¶ 21. And as discussed, Nina’s
testimony and the forensic nurse’s findings supported the jury’s verdict.
¶74 Gomes points to the hung jury in his first trial to show that
the verdict in the second trial deviated from the weight of the evidence. But
the superior court explained, “there are many reasons why the outcome of
one trial is different than another.” The superior court did not abuse its
discretion by denying Gomes’s motion for a new trial.
2. The Superior Court Did Not Abuse Its Discretion by
Denying Gomes’s Motion Based on Juror Misconduct.
¶75 Gomes argues the superior court erred by denying his motion
for a new trial because a juror’s misconduct prejudiced his defense. He
asserts a jury member willfully failed to reveal he was an attorney and
worked at a law firm that practiced child sexual abuse litigation. Gomes
also claims he would have exercised a peremptory strike if the juror had
revealed he was a personal injury attorney.
¶76 A juror commits misconduct by “willfully failing to respond
fully to a direct question posed during the voir dire examination.” Ariz. R.
Crim. P. 24.1(c)(3)(C). “Juror misconduct warrants a new trial only if ‘the
defense shows actual prejudice or if prejudice may be fairly presumed from
the facts.’” State v. Davolt, 207 Ariz. 191, 208, ¶ 58 (2004) (emphasis omitted)
(quoting State v. Miller, 178 Ariz. 555, 558 (1994)).
¶77 During voir dire, when asked about his background, the juror
said, “I’m self-employed. I own several businesses. . . . The type of work I
do is, one, a law firm, and the other is residential real estate.” The State
asked about “the nature of the law firm” and what kind of cases it handled.
The juror responded, “So like personal injury, wrongful death, some
bankruptcy and contract law.” Neither party followed up with the juror
about his employment.
¶78 The superior court found that “the juror did not fail to inform
the lawyers or the court of his areas of employment.” The court reasoned
the juror “could have shared more information” but that he did disclose his
occupation, and neither party took the opportunity to follow up with him.
The court found the defense’s position that they would have exercised a
peremptory strike “dubious” because the juror did inform them that the
18
STATE v. GOMES
Decision of the Court
firm practiced personal injury law. The superior court found no prejudice
to Gomes. It reasoned that even if the law firm practiced sexual abuse
litigation, Gomes failed to provide evidence that the juror performed that
work or that he could not be fair and impartial if he did.
¶79 The superior court did not abuse its discretion by finding the
juror’s actions did not rise to the level of misconduct. The juror did tell the
parties he owned businesses and “[t]he type of work [he did] is . . . a law
firm.” When asked, he disclosed the firm handled personal injury cases.
That said, Gomes did not follow up with the juror to clarify the juror’s role
with the law firm.
¶80 Gomes offered no evidence that the juror practiced sexual
abuse litigation and failed to explain why the juror would not have been
fair or impartial. Knowing the juror worked in some capacity with a law
firm that handled personal injury cases, the defense could have asked
follow-up questions but chose not to do so. As a result, the superior court
did not abuse its discretion by rejecting Gomes’s jury misconduct claim.
3. The Superior Court Did Not Abuse Its Discretion by
Finding the State Did Not Commit a Brady Violation.
¶81 Gomes argues that “a new trial should have been ordered”
because “a serious Brady violation occurred.” After the trial, the State
disclosed a report containing three allegations of misconduct “sustained”
against a crime scene technician who participated in Gomes’s investigation.
This employee impounded evidence and took photographs throughout
Gomes’s home while the police executed a search warrant. The attorneys
used the pictures at trial to establish the layout of Gomes’s home, the
appearance of Gomes’s hands, and what Gomes and Nina wore that day.
The employee did not testify at trial, as other witnesses laid the foundation
for the photographs.
¶82 In his motion for a new trial, Gomes argued the State violated
Brady v. Maryland, 373 U.S. 83 (1963) when it disclosed information about
the crime lab employee only after the verdict. The superior court found the
State did not err because Gomes “failed to establish that potential
cross-examination of [the specialist] would have changed the outcome in
this matter,” and the information “would have played no role in the guilty
verdict.”
¶83 On appeal, Gomes argues a new trial was warranted because
if he had known about the internal affairs report, the defense would have
called the employee as a witness. “Under Brady, the State violates a
19
STATE v. GOMES
Decision of the Court
defendant’s right to due process if it withholds evidence that is favorable to
the defense and material to the defendant’s guilt or punishment.” Smith v.
Cain, 565 U.S. 73, 75 (2012). Evidence is material if there is a reasonable
probability that the outcome would have been different had the evidence
been disclosed. Id. A reasonable probability exists where “the likelihood of
a different result is great enough to ‘undermine[] confidence in the outcome
of the trial.’” Id. at 75–76 (quoting Kyles v. Whitley, 514 U.S. 419, 434 (1995)).
“The test for a Brady violation is whether the undisclosed material would
have created a reasonable doubt had it been presented to the jury.” State v.
Montano, 204 Ariz. 413, 424, ¶ 52 (2003) (quoting State v. Dumaine, 162 Ariz.
392, 405 (1989)).
¶84 Gomes fails to show the internal affairs report was material or
exculpatory. At trial, neither party disputed what clothes the parties wore,
the home layout, or the accuracy of the photographs. Other witnesses
established these facts through their testimony. Having the employee
testify and raising her past misconduct would not have impacted the
verdict. Thus, there is no reasonable probability that impeaching the
employee’s credibility would have created reasonable doubt or
undermined the trial’s outcome. See Smith, 565 U.S. at 75; Montano, 204 Ariz.
at 424, ¶ 52. Because the evidence is not material or exculpatory, the
superior court did not abuse its discretion by denying Gomes’s motion.
¶85 Finally, as discussed, the State did not commit prosecutorial
error. We, therefore, hold the superior court did not abuse its discretion by
denying Gomes’s motion for a new trial.
E. The Superior Court Did Not Err by Denying Gomes’s Objection to
Administrative Order 2020-197.
¶86 Before trial, Gomes challenged COVID-19 restrictions in
Administrative Order 2020-197. He objected to three provisions that
1) suspended the right to a change of judge, 2) limited parties to two
peremptory strikes, and 3) gave the trial court discretion to require masks.
The superior court overruled his objections. On appeal, Gomes argues that
the provisions mentioned above from the administrative order violated his
due process rights and his right to a fair trial. He also contends that because
of the COVID-19 pandemic, the jury did not represent a fair cross-section
of the community. This court reviews constitutional issues de novo. State v.
Carlson, 237 Ariz. 381, 398, ¶ 64 (2015).
¶87 Gomes argues the administrative order arbitrarily modified
rules suspending the right to change judges and limiting parties to two
20
STATE v. GOMES
Decision of the Court
peremptory strikes. But defendants do not have constitutional rights to
peremptory challenges or to be heard by a particular judge. Ross v.
Oklahoma, 487 U.S. 81, 88–89 (1988); State v. Reid, 114 Ariz. 16, 21 (1976).
Gomes’s claim that the jurors “did not represent a fair cross-section of the
community” also fails because he offered no evidence that any group was
excluded or underrepresented “due to systematic exclusion.” See State v.
Murray, 184 Ariz. 9, 23 (1995).
¶88 Gomes also argues that the court’s mask requirement
deprived him of a fair trial because the jury could not assess the witnesses’
credibility, and his counsel could not effectively advocate for him while
masked. Gomes fails to point to any portion of the record that shows the
court’s masking and social-distancing policies affected his trial. See Zuck,
134 Ariz. at 513 (“Where matters are not included in the record on appeal,
the missing portions of the record will be presumed to support the action
of the trial court.”). Many courts during the COVID-19 pandemic agreed
that mask requirements and other related social-distancing policies did not
deprive defendants of fair trials. See, e.g., United States v. James, No. CR-19-
08019-001-PCT-DLR, 2020 WL 6081501, at *2 (D. Ariz. Oct. 5, 2020) (“[T]he
mask requirement does not significantly obstruct the ability to observe
demeanor.”). The superior court acted within its discretion when enforcing
masking and social-distancing measures to prevent the spread of COVID-
19. See also Gamboa v. Metzler, 223 Ariz. 399, 402, ¶ 13 (App. 2010) (Trial
courts have “broad discretion over the management of a trial.”).
¶89 The administrative order did not violate Gomes’s
constitutional rights.
CONCLUSION
¶90 We affirm.
AMY M. WOOD • Clerk of the Court
FILED: AA
21