Millsap v. State , 501 S.W.3d 381 ( 2016 )

Cite as 2016 Ark. 391
SUPREME COURT OF ARKANSAS.
No. CR-16-662
LEE CHARLES MILLSAP, JR. Opinion Delivered November 10, 2016
APPELLANT
PRO SE MOTION FOR USE OF THE
V. RECORD ON APPEAL AND FOR
EXTENSION OF TIME TO FILE
STATE OF ARKANSAS APPELLANT’S BRIEF
APPELLEE [PULASKI COUNTY CIRCUIT
COURT, NO. 60CR-97-865]
HONORABLE BARRY SIMS,
JUDGE
APPEAL DISMISSED; MOTION
MOOT.
PER CURIAM
In May 1998, appellant Lee Charles Millsap, Jr., also known as Solomon Millsap,
pleaded guilty to capital murder, terroristic threatening, and second-degree battery in the
stabbing death of his fiancée. He was sentenced to life imprisonment without the possibility
of parole and two six-year terms to run concurrently with the life sentence. Millsap
thereafter sought relief pursuant Arkansas Rule of Criminal Procedure 37.1 (1998), claiming
his plea of guilty was the result of ineffective assistance of counsel. The petition was denied
by the trial court, Millsap’s postconviction counsel filed a no-merit brief, and we affirmed
the trial court’s order, holding that the guilty plea had been entered knowingly, intelligently,
and voluntarily with the assistance of competent counsel. Millsap v. State, CR-99-437 (Ark.
Sept. 21, 2000) (unpublished per curiam).
Cite as 2016 Ark. 391
In 2010, Millsap filed his first petition for coram-nobis relief in the trial court and
alleged that he had been denied effective assistance of counsel when he pleaded guilty and
that his postconviction counsel had been ineffective in that he failed to arrange a psychiatric
evaluation before the evidentiary hearing on the Rule 37.1 petition took place. The trial
court treated Millsap’s allegations as claims that Millsap was insane at the time of trial and
that his guilty plea had been coerced and denied relief. We dismissed the appeal because it
was clear from the record that Millsap could not prevail. Millsap v. State, 2014 Ark. 493,
449 S.W.3d 701(per curiam).
On September 4, 2015, Millsap filed in the trial court a second pro se petition for
coram-nobis relief and raised the following three claims: that he was insane at the time of
trial; that the prosecutor withheld evidence of Millsap’s insanity in violation of Brady v.
Maryland, 373 U.S. 83 (1963); and that his guilty plea was coerced. The trial court found
that Millsap had failed to establish a basis for coram-nobis relief. Millsap brings this appeal
from the order.
Now pending before this court is Millsap’s motion for use of the record on appeal
and for an extension of time to file an abstract, brief, and addendum. When it is clear from
the record that the appellant cannot prevail on appeal of an order that denied postconviction
relief, we dismiss the appeal. Wheeler v. State, 2015 Ark. 233, 463 S.W.3d 678 (per curiam).
As it can be determined from the record that Millsap could not prevail, the appeal is
dismissed, which renders the motion moot.
The function of the writ for error coram nobis is to secure relief from a judgment
rendered while there existed some fact that would have prevented the rendition of the
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judgment had it been known to the trial court and which, through no fault of the defendant,
was not brought forward before rendition of the judgment. Newman v. State, 2009 Ark. 56,
at 5, 354 S.W.3d 61, 65. A writ of error coram nobis is an extraordinarily rare remedy
more known for its denial than its approval. Howard v. State, 2012 Ark. 177, at 4, 403
S.W.3d 38, 42–43. Coram-nobis proceedings are attended by a strong presumption that
the judgment of conviction is valid. Id. The petitioner has the burden of demonstrating a
fundamental error of fact extrinsic to the record. Id. We have held that a writ of error
coram nobis is available for addressing certain errors that are found in one of four categories:
(1) insanity at the time of trial, (2) a coerced guilty plea, (3) material evidence withheld by
the prosecutor, or (4) a third-party confession to the crime during the time between
conviction and appeal. Id. When claiming insanity as a ground for the writ, the burden is
on the petitioner who claims mental illness to overcome the strong presumption that the
judgment was valid. Noble v. State, 2015 Ark. 215, at 3, 462 S.W.3d 341, 344 (per curiam).
Claims that a petitioner either could have known, or did know, at the time of trial do not
provide grounds for issuance of a writ of error coram nobis. Rodgers v. State, 2013 Ark. 294,
at 3 (per curiam).
Millsap supported his claim that he was insane at the time of trial by challenging the
validity of a court-ordered mental evaluation performed by Dr. Susan Doi, a staff
psychologist with the Arkansas State Hospital, wherein Dr. Doi concluded that Millsap was
not suffering from a major mental disorder and was competent to stand trial. According to
Millsap, the mental evaluation performed by Dr. Doi was “devoid of any substantial testing
or recognized diagnosis.” Millsap further contended that Dr. Doi measured his IQ to be 73
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but failed to take into consideration the “Flynn Effect,” which, according to Millsap, would
have reduced his IQ by an additional four points. In addressing Millsap’s first claim for
relief, the trial court reviewed the trial record and found that Millsap had requested a mental-
health evaluation, and that a competency hearing had been conducted on December 29,
1997, after which “the defendant had been found fit to proceed to trial by this court.”
To the extent that the allegations advanced by Millsap could be considered a challenge to
the sufficiency of the evidence supporting the finding that he was competent to proceed to
trial, such challenges are not cognizable in coram-nobis proceedings. Ventress v. State, 2015
Ark. 181, at 6, 461 S.W.3d 313, 317 (per curiam).
Furthermore, as stated above, allegations set forth in Millsap’s first coram-nobis
petition had been construed by the trial court as an insanity claim. This court dismissed the
appeal challenging the denial of his first petition and concluded that Millsap had failed to
present facts sufficient to demonstrate that there was information not known at the time of
trial or which could not have been known at the time of trial that Millsap was incompetent
to proceed. Millsap, 2014 Ark. 493, at 4, 449 S.W.3d at 704. In that case, this court relied
on information and issues gleaned from Millsap’s Rule 37.1 appeal and found that an insanity
defense had been considered by counsel at length, and, therefore, Millsap had failed to
establish in his coram-nobis petition that there was any information concerning his
competence of which the defense was either unaware at the time of trial or could not have
uncovered at the time of trial. Id.
In this second coram-nobis petition, Millsap specifically raised an insanity claim and
supported his claim by contending that the competency evaluation that had been ordered
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by the court prior to his scheduled trial contained invalid conclusions unsupported by
objective analysis. Clearly, the conclusions contained within that evaluation, including the
result of the IQ tests, were known to Millsap, his counsel, and to the sentencing court at
the time that Millsap entered his guilty plea. When a petitioner’s competence has been
considered by the sentencing court, there is no showing that there existed some fact extrinsic
to the record, unknown to the court or to the petitioner, that would have prevented the
rendition of the judgment. Westerman v. State, 2015 Ark. 69, at 4–6, 456 S.W.3d 374, 377
(citing Ridgeway v. State, 239 Ark. 377, 389 S.W.2d 617, cert. denied, 382 U.S. 902 (1965)
(holding that a psychological examination of the petitioner, which had been reported to the
circuit court, showed that the petitioner’s sanity was an issue presented to the circuit court
and could not later be considered on a petition for writ of error coram nobis)). Millsap has
alleged no additional facts in this second coram-nobis petition demonstrating that there
existed facts extrinsic to the record and unknown to the sentencing court that he was insane
at the time he entered a guilty plea. Westerman, 2015 Ark. 69, at 4–6, 456 S.W.3d at 377;
see also Williams v. State, 2016 Ark. 92, at 3–4, 485 S.W.3d 254, 256 (per curiam).
In his second claim for relief, Millsap alleged that the prosecutor was aware of
Millsap’s mental impairment but failed to disclose the information. In support of this claim,
Millsap alleged that the prosecutor withheld the following facts from the forensic report:
that Millsap was an honorably discharged veteran of the United States Army who had served
in the Gulf War; that in 1988, his mother, brother, and adopted sister were killed by a drunk
driver; and that he was involved in a serious automobile accident in 1996. Moreover,
Millsap alleged that, after he had pleaded guilty to capital murder, the prosecutor nolle
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prossed a rape charge that had been brought against Millsap in an unrelated case1 “due to
Petitioner’s lacking culpability due to mental disease or defect.” According to Millsap, this
demonstrated that the prosecutor had access to and withheld facts demonstrating Millsap’s
insanity.
While allegations of a Brady violation fall within one of the four categories of
fundamental error that this court has recognized, the fact that a petitioner alleges a Brady
violation alone is not sufficient to provide a basis for error-coram-nobis relief. Smith v.
State, 2015 Ark. 188, at 4–5, 461 S.W.3d 345, 349 (per curiam). To establish a Brady
violation, three elements are required: (1) the evidence at issue must be favorable to the
accused, either because it is exculpatory or because it is impeaching; (2) that evidence must
have been suppressed by the State, either willfully or inadvertently; (3) prejudice must have
ensued. State v. Larimore, 341 Ark. 397, 404, 17 S.W.3d 87, 91 (2000). When determining
whether a Brady violation has occurred, it must first be established that the material was
available to the State prior to trial and the defense did not have it. Cloird v. State, 357 Ark.
446, 452, 182 S.W.3d 477, 480 (2004). The fundamental prerequisite to any Brady claim
is establishing that facts were available to the prosecutor which were unknown to the defense
at the time of trial. Id.
Clearly, the occurrence of previous events in Millsap’s life were known to him at the
time of trial, and Millsap had the opportunity to disclose those facts to Dr. Doi and to the
1In support of this allegation, Millsap attaches a docket report from case number
60CR-97-1267, which indicates that the charge was dismissed by nolle prosequi on January
15, 1998.
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trial court before the rendition of the judgment. Millsap’s allegations regarding the basis for
the prosecutor’s request to have an unrelated rape charge nolle prossed is equally unavailing.
We are not required to accept the allegations in a petition for writ of error coram nobis at
face value. Goff v. State, 2012 Ark. 68, at 3, 398 S.W.3d 896, 898 (per curiam).
Furthermore, when considering a petition for coram-nobis relief, this court looks to the
reasonableness of the allegations of the petition and to the existence of the probability of the
truth thereof. Isom v. State, 2015 Ark. 225, at 1–2, 462 S.W.3d 662, 663. Millsap offers a
docket sheet establishing that the rape charge had been nolle prossed on June 15, 1998, but
otherwise provides no evidence supporting his improbable allegation that the charge had
been nolle prossed on the basis of incompetency.
In his third claim, Millsap contended that his guilty plea was coerced because his
defense counsel “never formed a theory of defense because his sole objective was to plead
the Petitioner out. . . . [and] to compel the Petitioner to do his will – that constitutes
coercion.” Millsap further alleged that the prosecutor coerced the guilty plea by threatening
to seek the death penalty. Millsap did not aver that his plea was the result of fear, duress, or
threats of mob violence, which are allegations recognized by this court as cognizable in
coram-nobis proceedings. Nelson v. State, 2014 Ark. 91, at 4, 431 S.W.3d 852, 855. Nor
has Millsap offered any substantiation that he was subjected to any specific mistreatment
such that he was somehow coerced into appearing before the court and entering his plea.
Id. Millsap’s allegation that he was coerced due to counsel’s failure to develop a defense
strategy amounts to a claim of ineffective assistance of counsel, which is not cognizable in
coram-nobis proceedings. Millsap, 2014 Ark. 493, at 3, 449 S.W.3d at 704. With respect
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to Millsap’s allegation that he was threatened with a possible death sentence, we have held
that the mere pressure to plead guilty occasioned by the fear of a more severe sentence is
not coercion. Nelson, 2014 Ark. 91, at 4, 431 S.W.3d at 855.
For the reasons set forth above, Millsap failed to state grounds for the issuance of a
writ of error coram nobis. Accordingly, the trial court did not err in denying the relief
sought.
Appeal dismissed; motion moot.
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