Ward v. State.1 , 455 S.W.3d 303 ( 2015 )


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  •                                     Cite as 
    2015 Ark. 60
    SUPREME COURT OF ARKANSAS
    No.   CR-91-36
    BRUCE EARL WARD                                  Opinion Delivered   FEBRUARY 26, 2015
    PETITIONER
    MOT I O N TO RECALL THE
    V.                                               MANDATE [PULASKI COUNTY
    CIRCUIT COURT, FIRST DIVISION,
    NO. 60CR-89-1836]
    STATE OF ARKANSAS
    RESPONDENT
    MOTION DENIED.
    PAUL E. DANIELSON, Associate Justice
    Petitioner Bruce Earl Ward moves this court to recall the mandate in Ward v. State,
    
    308 Ark. 415
    , 
    827 S.W.2d 110
    (1992) (Ward I), the direct appeal of his conviction for capital
    murder.1 In Ward I, this court affirmed Ward’s conviction for capital murder, but reversed
    his death-penalty sentence and remanded for resentencing. In the instant motion to recall the
    mandate, Ward asserts that a recall is warranted because there was a defect or breakdown in
    the appellate process when this court failed to recognize the circuit court’s violation of Ake
    v. Oklahoma, 
    470 U.S. 68
    (1985), and appellate counsel failed to raise the issue in Ward’s
    direct appeal. We deny the motion.
    1
    Simultaneously submitted with the instant motion is Ward’s motion to recall the
    mandate in his appeal following his resentence to the death penalty in Ward v. State, 
    338 Ark. 619
    , 
    1 S.W.3d 1
    (1999) (Ward III), and his motion to recall the mandate in his appeal from
    the denial of his petition for postconviction relief under Arkansas Rule of Criminal Procedure
    37.5, Ward v. State, 
    350 Ark. 69
    , 
    84 S.W.3d 863
    (2002) (Ward IV).
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    The facts relevant to the instant motion, as taken from the record, are these.2 Ward
    was charged with capital murder in connection with the death of Rebecca Doss, a clerk at a
    Jackpot convenience store in Little Rock. At his plea and arraignment hearing, Ward pleaded
    not guilty to the charge. At the hearing on October 9, 1989, the circuit court asked whether
    there was any possibility of Ward claiming that he was not guilty by reason of mental disease
    or defect. Ward’s defense counsel answered in the affirmative, but explained that he wished
    to communicate more with Ward about it and would keep the court apprised.
    Ward subsequently changed his plea to not guilty by reason of mental disease or defect,
    and the circuit court entered an order for Ward’s commitment to the Arkansas State Hospital
    for examination and observation for a period not to exceed thirty days. The report by
    Drs. Michael Simon, the supervising forensic psychologist, and O. Wendell Hall, the forensic
    medical director, resulting from that examination was filed with the circuit court on
    December 14, 1989, and provided, in relevant part:
    This is to certify that this is a true and correct report of the findings in the above case
    as derived from the following: 1) Historical data from outside sources; 2) Medical
    history, physical and neurological examinations; 3) Laboratory and other physical
    studies; 4) Psychological assessment by staff psychologist.
    Diagnosis: Axis I - None; Axis II - Antisocial Personality Disorder.
    The defendant appears to be aware of the nature of the charges and the proceedings
    taken against him. He is capable of cooperating effectively with an attorney in the
    preparation of his defense.
    2
    The record is the very same that was reviewed by this court in Ward I.
    2
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    At the time of the commission of the alleged offense, the defendant did not lack the
    capacity to appreciate the criminality of his conduct or to conform his conduct to the
    requirements of the law.
    Ward disputed the report and requested a competency hearing, which was held on
    January 18, 1990. At the hearing, Dr. Simon, who had been Ward’s evaluating psychologist,
    testified that Ward spent around sixteen days on the forensic unit of the hospital, arriving on
    November 29, 1989, and departing around December 14 or 16.3 During that time,
    Dr. Simon said, he had interviewed Ward twice and had seen him at a staffing. Dr. Simon
    testified that while he could not recall the specifics of his first interview with Ward, he
    assumed that he had interviewed him, which would have included discussing why Ward was
    there, if Ward understood why he had been sent to the hospital, and what the hospital’s role
    was and what it was to do. Dr. Simon’s belief was that the first interview lasted anywhere
    from forty-five minutes to an hour in duration.
    Dr. Simon testified that in the subsequent interview of Ward, which he surmised lasted
    a little longer than the first, he had performed a verbal IQ test on Ward that he believed to
    be “fairly reliable.” He stated that Ward had scored well above average, which would rule
    out any kind of mental retardation. Dr. Simon further testified that he had administered a
    “proverbs test” and the “Competency to Stand Trial Assessment Instrument.”
    3
    Dr. Simon guessed that the average stay at the hospital for an evaluation was between
    two and three weeks. At a prior hearing held January 4, 1990, defense counsel for Ward
    stated that the hospital did a “land speed record” on Ward, admitting him on November 29
    and returning him to the jail on December 12. The prosecutor took credit for the quick
    turnaround, stating that because he wanted a quick resolution of Ward’s trial, he “begged the
    director and he made a spot for him and took him in.”
    3
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    With regard to the report filed with the court, Dr. Simon testified that the historical
    data to which he referred was information from Pennsylvania, where Ward had previously
    spent time; he was unsure, however, of the source of the information, stating that it came
    from either the Pennsylvania Department of Correction or the police. Dr. Simon further
    explained that physical and neurological examinations were routine and, he assumed, had been
    conducted. Finally, when asked of his psychological assessment referenced in the report,
    Dr. Simon responded that Ward’s Axis II diagnosis of antisocial personality disorder was
    “based on historical information, [Ward’s] history of getting in trouble with the law, [and] not
    following societal rules.”
    Dr. Simon then described the typical staffing conducted prior to a report being issued.
    He testified that it typically lasts an hour and one-half to two hours and that the process
    includes a presentation of each participant’s information on the patient, discussion of the
    patient and the information, an interview of the patient, and a final decision, typically reached
    by consensus. Dr. Simon recalled that he was present at Ward’s staffing along with Dr. Hall;
    Dr. Bunton, Ph.D., psychologist; Marlo Gurgley, social worker; and Jim Gregory, social
    worker intern; but, he stated, there could have been more. He further testified that, while
    the data from the social worker usually includes information on the patient obtained from
    other sources, such as family, and past records, including medical and criminal, a history on
    Ward, other than his criminal history, was lacking because of Ward’s refusal to allow contact
    with his family.
    4
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    Dr. Simon testified that he neither observed any psychotic behavior by Ward, nor
    observed any behavior to indicate the presence of a mental disease or defect. He further
    explained that antisocial personality disorder is not the type of disorder that would cause one
    to be incompetent to stand trial or to lack appreciation for the criminality of his acts and
    opined that Ward did not suffer from a mental disease or defect at the time of the incident
    that would have rendered him incapable of conforming his conduct to the law, that he could
    appreciate the criminality of his conduct, and that he was capable of understanding court
    procedure and assisting in his defense.
    Dr. Hall also testified about his familiarity with Ward, stating that he had sat in on
    Ward’s staffing and reviewed his records, many of which had been obtained from the
    prosecutor’s case file. He explained that, while his personal contact with Ward was brief, he
    was aware that Ward had not caused any disruption on the observation unit or been difficult
    with the nursing staff. Dr. Hall observed that Ward’s case seemed to be a “straightforward”
    one and that he believed Ward to be the most intelligent defendant that the unit had
    examined in the last two and one-half years, or as long as Dr. Hall had been working at the
    state hospital.
    Dr. Hall agreed that Ward was competent to participate in his own defense and that
    he was capable of understanding the criminality of his act at the time it had allegedly been
    committed. In describing Ward’s Axis II diagnosis of antisocial personality disorder, Dr. Hall
    stated that it
    5
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    refers to a basic kind of personality, basic patterns of behavior. It this [sic] case is a
    maladaptive behavior, way of dealing with life. . . . The past history is extremely
    important in arriving at that diagnosis. . . . Yes, [also relevant to Ward’s diagnosis of
    antisocial personality disorder was that he showed no evidence of anxiety or depression
    and his lack of worry about his present circumstance appeared notable.] . . . [It is
    relevant because i]t’s fairly common for antisocial personalities to actually show very
    little anxiety at all even in situations that most people would really be in a sweat about.
    He seems kind of unconcerned about it. . . . [A diagnosis of antisocial personality
    disorder relates to a finding of competency at the time of the incident in that t]he
    antisocial personality doesn’t have any impairment of [Ward’s] ability to think or
    reason or impair his judgment. It’s more of a way of like dealing with himself as being
    more important than other people and really being outside the rules that other people
    have to go by.
    Dr. Hall also opined that he was confident with the judgment that he and the staffing
    committee had reached on Ward’s culpability.
    At the conclusion of the testimony, Ward challenged the report, asserting that an
    adequate evaluation had not been performed. Specifically, he pointed to the rushed nature
    of the evaluation, alleging that had more time been taken, a different diagnosis might have
    resulted. He then requested an independent psychiatric evaluation.
    The circuit court denied Ward’s motion, stating that he
    failed to meet the burden. . . . The burden was on you.
    As a matter of fact, specifically, the doctor—neither doctor was asked if he had
    more time would it in any way, shape, form or fashion probably alter his opinion. I
    get the distinct impression that they were not pressed for time. These are bureaucrats.
    They get paid regardless. They’re going to spend all the time necessary. I didn’t see
    anything in any question that you asked or anything to alert me that this wasn’t a
    good, straightforward evaluation.
    Ward again challenged the speed of the evaluation, contesting the circuit court’s ruling that
    “they had all the time in the world,” and the circuit court ruled that Ward “failed to meet the
    burden that they needed more time.”
    6
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    The next day, Ward filed a motion for the appropriation of funds for expert assistance,
    relying on the United States Supreme Court’s ruling in 
    Ake, supra
    .4 In it, he requested an
    order authorizing defense expenditures in an amount not to exceed $10,000 “to enable the
    accused to hire a licensed psychologist and/or a licensed psychiatrist in preparations for and
    assistance during trial.” He further sought an ex parte hearing under 
    Ake, supra
    . Ward
    explained that he sought the funds to aid his defense counsel and to adequately explore and
    establish the existence of potentially mitigating factors, such as that the murder was committed
    while Ward was under extreme mental or emotional disturbance. The State countered
    Ward’s motion, contending that Ward had failed to present the court with any evidence to
    indicate that a reevaluation of Ward by another expert was necessary.
    The circuit court took Ward’s motion up at a hearing held February 8, 1990. At that
    time, defense counsel clarified the motion, stating that it sought funds for expert assistance,
    “not for the guilt or innocence phase, [but] more for the mitigation evidence at penalty phase
    if we are to get there.” Ward alleged that the evaluation was “inadequate for purposes of
    mitigation,” because the evaluators relied almost solely on the State’s file and did not conduct
    adequate psychological and intellectual testing. Ward further pointed to the failure of the
    evaluators to contact several doctors that Ward had seen in Pennsylvania and explained that
    4
    In Ake, the United States Supreme Court held that “when a defendant has made a
    preliminary showing that his sanity at the time of the offense is likely to be a significant factor
    at trial, the Constitution requires that a State provide access to a psychiatrist’s assistance on this
    issue if the defendant cannot otherwise afford 
    one.” 470 U.S. at 74
    .
    7
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    he wanted his “expert to talk to [those doctors], review the testing that they did, to actually
    take a real history and not just rely on the State’s file.”
    The circuit court ultimately denied Ward’s motion, stating that the public defender’s
    office had a budget of $650,000 and that it was up to “that office” how to spend it. Again,
    Ward clarified the nature of his motion—that the motion was not for money to assist in
    proving that Ward was not culpable, but was to assist in adequately preparing for the penalty
    phase of his trial. However, the circuit court did not yield in its denial, reiterating its finding
    that Ward failed to meet his burden that there was insufficient evidence to question the state
    hospital’s evaluation and telling counsel that “[i]t’s just a figment of your imagination.”
    Ward was ultimately tried and convicted of capital murder; he was then sentenced to
    death by lethal injection. Ward appealed his conviction and sentence, and this court affirmed
    the conviction, but reversed the sentence of death and remanded for resentencing, on the basis
    that the jury had been exposed to unsupported allegations against Ward during the penalty
    phase of his trial, calling into question the jury’s sentence of death. See Ward I, 
    308 Ark. 415
    ,
    
    827 S.W.2d 110
    . While he was resentenced to death in 1993, this court reversed the sentence
    on appeal and remanded again for resentencing because the record could not be settled. See
    Ward v. State, 
    321 Ark. 659
    , 
    906 S.W.2d 685
    (1995) (per curiam) (Ward II). Ward was
    subsequently resentenced to death in 1997; he appealed, and we affirmed. See Ward III, 
    338 Ark. 619
    , 
    1 S.W.3d 1
    . He also sought postconviction relief pursuant to Arkansas Rule of
    Criminal Procedure 37.5, which was denied, and this court affirmed the circuit court’s denial.
    See Ward IV, 
    350 Ark. 69
    , 
    84 S.W.3d 863
    .
    8
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    Ward now moves this court to recall the mandate in Ward I.5 Ward claims that the
    circuit court wrongfully deprived him of assistance by an independent mental-health expert,
    who would have concluded that he was incompetent at the time of trial and that he was
    unable to meaningfully assist his defense counsel. He asserts that this court’s failure to notice
    the circuit court’s error in doing so, during its review of his appeal in Ward I, constitutes a
    defect or breakdown in the appellate process warranting a recall of the mandate therein. He
    avers that a further breakdown in the appellate process occurred when his appellate counsel
    failed to assert the circuit court’s error “or any other claim concerning Mr. Ward’s
    competence” in his Ward I appeal. In support of, and relevant to, his motion to recall the
    mandate in Ward I, Ward has submitted to this court a lengthy evaluation report, dated
    April 2, 2010, by Dr. William S. Logan, as well as an affidavit from Didi Sallings, who
    represented Ward along with co-counsel in his 1991 trial. In addition, Ward has submitted
    a social-services report and a psychologist’s report that were completed during Ward’s
    evaluation at the state hospital in 1989; however, our review of the record in this case does
    not reveal that these notes were part of the record reviewed by this court in Ward I.
    In Dr. Logan’s forty-one-page report, he opines that Ward was incompetent to stand
    trial in 1990 because he did not have a rational understanding of the proceedings and could
    not meaningfully assist counsel in his defense. Dr. Logan states that he conducted a three-
    hour psychiatric examination of Ward in 2008 and reviewed a plethora of documents relating
    5
    This court took Ward’s motion as a case, and the parties have now filed briefs for our
    consideration.
    9
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    to Ward, including but not limited to, records from his trials, affidavits from his defense
    counsel, and records from the Arkansas Department of Correction, as well as Ward’s school
    records and military-service records. Dr. Logan concluded that Ward suffers from both
    persecutory and grandiose delusions and hallucinations, and demonstrates disorganized speech
    and thought processes, which he noted causes Ward’s counsel to have considerable difficulty
    communicating with and relating to Ward. Additionally, Dr. Logan found that Ward showed
    dysfunction in several areas of functioning, such as being socially isolated, socially
    dysfunctional, and neglectful of his personal appearance.
    Dr. Logan opined that Ward’s symptoms had persisted for over six months, citing
    concerns raised by his counsel throughout his legal troubles, and he observed that previous
    evaluations conducted in Arkansas had been incomplete. Specific to Ward’s 1989 evaluation,
    Dr. Logan noted as follows:
    For example, in December 1989, Mr. Ward was found competent to proceed before
    his first 1990 Arkansas trial, but the relevant report stated that Mr. Ward refused to
    cooperate with the evaluators, who were left unable to contact his family and thus, to
    assemble a complete and reliable social history. In addition, the trial court refused to
    provide funding for Mr. Ward to be evaluated by an independent mental health
    expert, not employed at the state hospital.
    In concluding that Ward was incompetent to stand trial in 1990, Dr. Logan observed the
    following:
    Although examiners at Arkansas State Hospital found Mr. Ward competent to stand
    trial, their examination did not focus on Mr. Ward’s reasoning or mental process, only
    his concrete understanding of his legal situation. Subsequent revelations by Mr. Ward
    reveal considerable paranoid delusional thinking about his 1990 trial and the assistance
    of his attorneys that caused him to believe the verdict was compromised by a
    conspiracy against him in which even his attorneys participated. His thinking in this
    10
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    regard is consistent with a diagnosis of Paranoid Schizophrenia. While his paranoid
    schizophrenia did not compromise his literal knowledge, the delusional thinking
    characteristic of this disorder did compromise his rational understanding of the
    proceedings, and prevented him from having the ability to meaningfully assist his
    attorney in his defense.
    In conclusion, it is my opinion with a reasonable degree of medical certainty that Mr.
    Ward was suffering from Paranoid Schizophrenia at his 1990 trial and his resulting
    delusional beliefs prevented him from having the ability to understand rationally the
    legal proceedings against him and the ability to assist effectively in his own defense.
    Likewise, Didi Sallings, who helped defend Ward in his initial trial that was the subject
    of our review in Ward I, described Ward as increasingly and noticeably paranoid. She stated
    that, during the two years she represented and interacted with Ward, she “noticed a marked
    and rapid deterioration in his mental health.”          She described Ward as “completely
    uncooperative” and “virtually unable to assist in the penalty phase of his trial,” and she further
    relayed that Ward precluded his defense team from contacting his parents in regard to his
    familial, social, or psychological history.
    In response to Ward’s motion, the State first contends that the essence of Ward’s claim
    was already rejected by this court in 2010, when it denied a prior petition seeking to have
    jurisdiction reinvested in the circuit court to seek a writ of error coram nobis based on his
    claim that he was incompetent at the time of his trial. The State then asserts that Dr. Logan’s
    findings should be viewed with “great suspicion” in light of the fact that he examined Ward
    only one time and some eighteen years posttrial. But too, the State claims, the issue of Ward’s
    competence to stand trial was settled years ago when no diagnosis was made calling into
    question his competency; therefore, it maintains, Ward’s competency is not a basis for
    11
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    recalling the mandate in Ward I. Neither, according to the State, is Ward’s claim that he was
    entitled to the appointment of an independent mental-health expert. The State posits that
    Ward’s right to an examination under Ake was protected when he was evaluated by the state
    hospital, because it is independent of both the judiciary and the prosecuting attorney’s office.
    Moreover, the State maintains, there was never any showing by Ward that his sanity would
    be a factor at his trial; therefore, it claims, this is not a circumstance for which this court
    should recall the Ward I mandate.
    This court has recognized the inherent power of an appellate court to recall its
    mandate. See Nooner v. State, 
    2014 Ark. 296
    , 
    438 S.W.3d 233
    . While we have done so, we
    have emphasized that the power should be used sparingly as a last resort; it is to be “held in
    reserve against grave, unforseen contingencies.” Nooner, 
    2014 Ark. 296
    , at 
    9, 438 S.W.3d at 240
    (quoting Robbins v. State, 
    353 Ark. 556
    , 563, 
    114 S.W.3d 217
    , 222 (2003)). Because
    the recall of a mandate of this court is an extremely narrow remedy, it will “be granted only
    in extraordinary circumstances as a last resort to ‘avoid a miscarriage of justice’ or ‘to protect
    the integrity of the judicial process.’” 
    Id. at 7,
    438 S.W.3d at 239 (quoting 
    Robbins, 353 Ark. at 563
    , 114 S.W.3d at 222).
    Recalling a mandate is a discretionary act, or “an act of grace by the state that is not
    constitutionally mandated.” Id. at 
    9, 438 S.W.3d at 240
    (quoting Wooten v. Norris, 
    578 F.3d 767
    , 784 (8th Cir. 2009)). To ensure that our discretionary act is not exercised arbitrarily, this
    court recognizes three relevant factors to be considered when it has been presented with a
    motion to recall the mandate in a death-penalty case: (1) the presence of a defect or
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    breakdown in the appellate process; (2) a dismissal of proceedings in federal court because of
    unexhausted state-court claims; and (3) the appeal is a death case requiring heightened
    scrutiny. See id.; see also Roberts v. State, 
    2013 Ark. 57
    , 
    426 S.W.3d 372
    . While we do
    consider these factors, strict satisfaction of all three factors is not required because this court
    has the inherent authority to recall its mandate in extraordinary circumstances. See Nooner,
    
    2014 Ark. 296
    , 
    438 S.W.3d 233
    .
    As already set forth, Ward claims that a defect or breakdown in the appellate process
    occurred to warrant a recall of the mandate in Ward I. We have explained that we will recall
    a mandate or reopen a case only to address an “error in the appellate process,” meaning “an
    error that this court made or overlooked while reviewing a case in which the death sentence
    was imposed.” Nooner, 
    2014 Ark. 296
    , at 
    8, 438 S.W.3d at 239
    (emphasis in original). Such
    an error is to be distinguished from one that should have been raised in the circuit court and
    does not fall within one of the exceptions found in Wicks v. State, 
    270 Ark. 781
    , 
    606 S.W.2d 366
    (1980), or within our independent review of death cases pursuant to Arkansas Supreme
    Court Rule 4-3 and Rule 10 of the Arkansas Rules of Appellate Procedure–Criminal. See
    
    id. Stated more
    simply, the recall of a mandate is “intended to give this court an opportunity
    to address an issue that it should have addressed before.” Engram v. State, 
    360 Ark. 140
    , 148,
    
    200 S.W.3d 367
    , 370 (2004) (emphasis in original omitted). We conclude that Ward has
    failed to demonstrate such an error.
    While Ward asserts that this court failed to recognize error on the part of the circuit
    court in denying him funds under Ake and forcing him to be tried while mentally
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    incompetent, his argument is simply without any merit. At the conclusion of his competency
    hearing, Ward did orally request an independent psychiatric evaluation, asserting that had a
    lengthier and more intensive evaluation been conducted, a different diagnosis might have been
    had. The circuit court denied that request, ruling that Ward had not presented sufficient
    evidence to question the evaluation’s validity.
    We cannot say that the circuit court’s denial of Ward’s oral request was error that this
    court should have recognized and addressed in its decision in Ward I. Although Ward did not
    cite to Ake at the time of his oral motion, it is in that case that the United States Supreme
    Court held as follows: “[W]hen a defendant has made a preliminary showing that his sanity
    at the time of the offense is likely to be a significant factor at trial, the Constitution requires
    that a State provide access to a psychiatrist’s assistance on this issue if the defendant cannot
    otherwise afford 
    one.” 470 U.S. at 74
    . In discussing the Supreme Court’s decision, we have
    recognized Arkansas Code Annotated § 5-2-305, which provides the statutory procedures that
    are to be followed when the defense of mental disease or defect is raised. See, e.g., Creed v.
    State, 
    372 Ark. 221
    , 
    273 S.W.3d 494
    (2008). Addressing both the decision and the statute,
    we have observed the following:
    We have repeatedly held that a defendant’s right to examination under Ake is
    protected by an examination by the state hospital as provided by this statute. Sanders
    v. State, 
    308 Ark. 178
    , 
    824 S.W.2d 353
    (1992), cert. denied, 
    513 U.S. 1162
    (1995); Day
    v. State, 
    306 Ark. 520
    , 
    816 S.W.2d 852
    (1991); Coulter v. State, 
    304 Ark. 527
    , 
    804 S.W.2d 348
    , cert. denied, 
    502 U.S. 829
    (1991); Wainwright v. State, 
    302 Ark. 371
    , 
    790 S.W.2d 420
    , cert. denied, 
    499 U.S. 913
    (1991); Branscomb v. State, 
    299 Ark. 482
    , 
    774 S.W.2d 426
    (1989). An evaluation performed under this section does not normally
    require a second opinion, Richmond v. State, 
    320 Ark. 566
    , 
    899 S.W.2d 64
    (1995), and
    further evaluation is discretionary with the trial court. Rucker v. State, 
    320 Ark. 643
    ,
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    899 S.W.2d 447 
    (1995). Stated simply, the State is not required to pay for a defendant
    to shop from doctor to doctor until he finds one who will declare him incompetent
    to proceed with his trial. Brown v. State, 
    316 Ark. 724
    , 
    875 S.W.2d 828
    (1994). In
    the present case, appellant was examined at the state hospital, and, thus, the
    requirements under Ake were satisfied.
    Dirickson v. State, 
    329 Ark. 572
    , 576–77, 
    953 S.W.2d 55
    , 57 (1997).
    First, there is the fact that Ward did not assert his incompetence to stand trial as a basis
    for his oral request for an independent evaluation; to the contrary, he simply stated that an
    independent evaluation might yield “a different diagnosis” given more time for the evaluation.
    Whether the diagnosis sought would have gone to Ward’s competency to stand trial or sanity
    at the time of the offense was never specified or developed by Ward before the circuit court.
    But, in addition, Ward was examined at the state hospital; therefore, the requirements of Ake
    were satisfied. While he now asserts that he was incompetent to stand trial, the record in
    Ward I is simply devoid of any assertion by Ward of his incompetence to stand trial after he
    was evaluated by the state hospital. It is patently clear that for this court to have even possibly
    overlooked an error, error must have in fact occurred in the first instance.
    In addition to the circuit court’s denial of Ward’s oral motion for an independent
    evaluation, the circuit court also denied Ward’s written motion for funds under Ake; however,
    the premise of Ward’s motion seeking funds was in no way related to any claim of his
    incompetence to stand trial. To the contrary, and as already set forth above, Ward’s Ake
    motion specifically requested funds to hire a mental-health professional to assist in developing
    mitigation for the penalty phase of Ward’s trial. Ward made no assertion of his need for funds
    to seek another opinion on his competence to stand trial, either in his motion or in his
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    arguments to the circuit court. The sole basis for his request for funds, as made clear to the
    circuit court, was for assistance in exploring and establishing the existence of potentially
    mitigating factors. As was the case with his oral motion for an independent evaluation, Ward
    did not assert his incompetence to stand trial as a basis for funds under Ake; therefore, the
    error he now asserts could neither have been discovered, nor overlooked, by this court in its
    appellate review because the error did not transpire.6
    In the instant case, Ward claims that in its appellate review, this court overlooked the
    circuit court’s error in denying him an independent evaluation and forcing him to proceed
    to trial while incompetent. The record makes clear, however, that Ward was evaluated by
    the state hospital and did not assert his incompetence thereafter as a basis for receiving funds
    or an independent evaluation. Because this court cannot have overlooked error that did not
    exist, Ward has failed to establish a breakdown in the appellate process that warrants a recall
    of the mandate in Ward I. Accordingly, we deny Ward’s motion.
    Motion denied.
    Jennifer Horan, Federal Defender, by: Josh Lee; and Joseph W. Luby, Death Penalty
    Litigation Clinic, for petitioner.
    Dustin McDaniel, Att’y Gen., by: Brad Newman, Ass’t Att’y Gen., for respondent.
    6
    Likewise, Ward’s claim that a defect in the appellate process occurred when his
    appellate counsel failed to raise his perceived constitutional error or challenge his
    incompetence on appeal fails. While we offer no opinion as to whether Ward’s ineffective-
    assistance claim, if meritorious, could even be considered as a breakdown in the appellate
    process, it is axiomatic that appellate counsel could not raise on appeal an error that did not
    occur.
    16