Dublin v. Willms , 2018 Ohio 5144 ( 2018 )


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  • [Cite as Dublin v. Willms, 
    2018-Ohio-5144
    .]
    IN THE COURT OF APPEALS OF OHIO
    TENTH APPELLATE DISTRICT
    City of Dublin,                                :
    Plaintiff-Appellee,            :            No. 17AP-847
    (M.C. No. 2014 CRB 14062)
    v.                                             :
    (REGULAR CALENDAR)
    Brian Willms,                                  :
    Defendant-Appellant.           :
    D E C I S I O N
    Rendered on December 20, 2018
    On brief: Frost Brown Todd LLC, Jennifer D. Readler,
    Stephen J. Smith, and Thaddeus M. Boggs, for appellee.
    Argued: Thaddeus M. Boggs.
    On brief: Soroka and Associates, LLC, Roger Soroka,
    Joshua Bedtelyon, and Aaron Jones, for appellant. Argued:
    Aaron Jones.
    APPEAL from the Franklin County Municipal Court
    BROWN, P.J.
    {¶ 1} Brian Willms, defendant-appellant, appeals the judgment of the Franklin
    County Municipal Court in which the court continued his probation.
    {¶ 2} On August 25, 2015, appellant was convicted of sale to and use by underage
    persons; securing public accommodations, which is a first-degree misdemeanor. The
    court sentenced him to 180 days of incarceration, which was suspended for a two-year
    period of community control on the condition he complete three speeches at Dublin High
    Schools warning of the dangers of alcohol use.
    No. 17AP-847                                                                              2
    {¶ 3} On December 7, 2016, appellant's probation officer filed a statement of
    violation based on appellant's failure to complete the speeches. The trial court extended
    probation until January 31, 2019.
    {¶ 4} On September 7, 2017, appellant's probation officer filed another statement
    of violation based on appellant's failure to complete the speeches. On October 27, 2017,
    the trial court held a probation revocation hearing. Appellant stipulated to probable cause
    for revocation and requested a second hearing date for a final determination in order to
    present mitigation evidence and testimony. The City of Dublin, plaintiff-appellee ("city")
    had no objection. The trial court denied appellant's request stating that "[d]ragging this
    out more and more is not going to change a damn thing." (Tr. at 5.) The court ordered
    the parties to proceed immediately to mitigation. At the conclusion of mitigation, the trial
    court ordered appellant to 21 days of detention in the Alvis House Work Release Facility
    ("Alvis House") and ordered him to select his dates for detention, which appellant
    eventually did. The court issued a decision on November 17, 2017.
    {¶ 5} On the same day, November 17, 2017, appellant filed a motion for
    reconsideration, requesting the court order community service. On November 29, 2017,
    the trial court denied the motion for reconsideration.
    {¶ 6} On November 29, 2017, appellant filed an appeal with this court. On
    November 30, 2017, appellant filed in the trial court a motion to stay execution of
    sentence pending appeal. Appellant's counsel attempted to discuss the motion to stay with
    the trial court the same day but the court did not issue a decision.
    {¶ 7} On December 1, 2017, the trial court issued an arrest warrant and another
    statement of violations based on appellant's failure to report to the Alvis House. Appellant
    was arrested at his home and taken to jail.
    {¶ 8} Also on December 1, 2017, appellant's counsel approached the trial court to
    request a decision on the motion to stay. The trial court indicated it would need to review
    the matter and would not make a decision until December 4, 2017. At his December 2,
    2017 arraignment, appellant again requested a ruling on the motion to stay but the trial
    court denied the motion. On December 4, 2017, appellant filed a motion to stay with this
    court and we denied it.
    No. 17AP-847                                                                               3
    {¶ 9} On December 14, 2017, the trial court held a revocation hearing based on
    appellant's failure to appear for work release at the Alvis House, after which the court
    terminated appellant's probation and ordered appellant to serve 45 days in jail with credit
    for time served. Appellant proceeded to serve the sentence imposed by the trial court. On
    appeal of the trial court's November 17, 2017 judgment, appellant asserts the following
    assignment of error:
    THE TRIAL COURT ERRED WHEN IT DENIED
    APPELLANT   THE    OPPORTUNITY   TO   PRESENT
    WITNESSES AT HIS PROBATION REVOCATION HEARING
    AND REFUSED TO ALLOW A REQUESTED TWO-PART
    HEARING.
    {¶ 10} Appellant argues in his sole assignment of error the trial court erred when it
    denied him the opportunity to present witnesses at his probation revocation hearing and
    refused to allow a two-part hearing. The Fourteenth Amendment to the United States
    Constitution guarantees due process rights to persons subject to probation revocation.
    Gagnon v. Scarpelli, 
    411 U.S. 778
    , 782 (1973). The Gagnon decision was an extension of a
    1972 United States Supreme Court decision which guaranteed due process rights to
    persons subject to parole revocation. Morrissey v. Brewer, 
    408 U.S. 471
    , 488-89 (1972).
    Both Morrissey and Gagnon require a procedure comprised of two separate steps to
    determine whether probation or parole should be revoked. A probationer is therefore
    entitled to due process in the form of a preliminary and final revocation hearing. "A
    preliminary hearing is a hearing at which the sole inquiry is whether there is probable
    cause to believe the probationer has violated the terms of probation." State v. Kidwell,
    10th Dist. No. 94APA06-883 (Feb. 16, 1995). "Once the court determines that probable
    cause exists, a final hearing is held to determine whether terms of probation have in fact
    been violated and if so, whether probation should be revoked or modified." 
    Id.,
     citing
    Gagnon at 782. During this second hearing, the probationer is entitled to minimum due
    process rights, including the right to notice of the alleged violations, the right to present
    evidence, and the right to confront witnesses. 
    Id.,
     citing Gagnon at 786.
    {¶ 11} A trial court may hold the two hearings serially in one consolidated hearing,
    which is not unusual for courts to do, particularly when the defendant stipulates to
    violations of community control. See, e.g., State v. Marvin, 
    134 Ohio App.3d 63
     (3d
    No. 17AP-847                                                                             4
    Dist.1999) (after appellant admitted his violation to the trial court just after
    commencement of the hearing, the court proceeded to address issues relevant to the final
    revocation hearing); State v. Brown, 7th Dist. No. 10 MA 34, 
    2010-Ohio-6603
     (after
    appellant stipulated to probable cause for the violations and openly admitted he
    committed the violations, the trial court proceeded directly to the final revocation
    hearing); State v. Hammonds, 10th Dist. No. 06AP-1122, 
    2007-Ohio-4456
     (after the
    defendant stipulated to probable cause and admitted to community control violations, the
    trial court proceeded to the mitigation phase of the proceedings). "There is authority in
    Ohio * * * that this requirement for a two-step procedure does not mandate two separate
    hearings held on different dates." Columbus v. Kostrevski, 10th Dist. No. 92AP-1257
    (Feb. 23, 1993), citing State v. Miller, 
    45 Ohio App.2d 301
     (3d Dist.1975). A trial court's
    revocation of probation without holding two separate hearings will be reversed only if the
    defendant was prejudiced by such. See Miller at 306 (the judgment of a trial court
    revoking probation will not be reversed where two separate hearings have not been held
    unless it appears from the record the defendant was prejudiced). Here, appellant did not
    stipulate to a violation of the probation conditions but stipulated only there existed
    probable cause he violated the probation conditions.
    {¶ 12} However, before addressing the merits of appellant's argument, we must
    address the assertion by the city that the issue appellant raises is moot because appellant
    has already served his sentence. We agree the matter is moot, but for different reasons. In
    general, courts will not decide issues that are moot. In re L.W., 
    168 Ohio App.3d 613
    ,
    
    2006-Ohio-644
    , ¶ 11 (10th Dist.). "[A] court will generally not resolve a moot
    controversy." Lingo v. Ohio Cent. R.R., 10th Dist. No. 05AP-206, 
    2006-Ohio-2268
    , ¶ 20.
    "Actions or opinions are described as 'moot' when they are or
    have become fictitious, colorable, hypothetical, academic or
    dead. The distinguishing characteristic of such issues is that
    they involve no actual genuine, live controversy, the decision
    of which can definitely affect existing legal relations. * * * 'A
    moot case is one which seeks to get a judgment on a
    pretended controversy, when in reality there is none, or a
    decision in advance about a right before it has been actually
    asserted and contested, or a judgment upon some matter
    which, when rendered, for any reason cannot have any
    practical legal effect upon a then-existing controversy.' "
    No. 17AP-847                                                                               5
    Grove City v. Clark, 10th Dist. No. 01AP-1369, 
    2002-Ohio-4549
    , ¶ 11, quoting Culver v.
    Warren, 
    84 Ohio App. 373
    , 393 (11th Dist.1948).
    {¶ 13} In the present case, we must initially point out appellant indicates
    throughout his pleadings here and in the trial court that the trial court revoked his
    probation at the October 27, 2017 hearing and in the November 17, 2017 probation entry.
    It did not. At the end of the hearing, the trial court specifically stated it was not
    terminating probation. In the probation entry, the court did not check the "Probation
    Revoked" box; instead, the court checked the "Probation Continued" box and then added
    a condition of probation for "[Defendant] to serve 3 weeks work release. [Defendant]
    must provide work information to court work release no later than 11/5/17." (Emphasis
    sic.) The trial court did not revoke probation until December 12, 2017 after holding
    another revocation hearing based on appellant's failure to appear for work release on
    November 30, 2017 as directed by the court.
    {¶ 14} We next point out it appears from the record that appellant never even
    served the three-week work-release condition ordered in the November 17, 2017 entry.
    Instead, appellant failed to appear for work release on the ordered date, and the trial court
    issued a warrant for his arrest. Appellant was subsequently arrested at his home on
    December 1, 2017, and taken to the Franklin County Jail where he remained until his
    probation was revoked at the December 12, 2017 revocation hearing. In the December 12,
    2017 entry revoking probation, the trial court ordered appellant serve 45 days with 12.33
    days credited based on his incarceration after his arrest.
    {¶ 15} Appellant claims the present appeal is not moot based on Cleveland Hts. v.
    Lewis, 
    129 Ohio St.3d 389
     
    2011-Ohio-2673
    , in which the court held completion of a
    sentence is not voluntary and will not make an appeal moot if the circumstances
    surrounding it demonstrate the appellant neither acquiesced in the judgment nor
    abandoned the right to appellate review, the appellant has a substantial stake in the
    judgment of conviction, and there is subject matter for the appellate court to decide.
    {¶ 16} Appellant's arguments and the application of Lewis raise several
    problematic issues stemming from appellant's misconception of the appealed judgment.
    First, as explained above, there was no "sentence" emanating from the appealed
    No. 17AP-847                                                                             6
    judgment. The court ordered work release as part of the probation condition in the
    November 17, 2017 entry. Second, appellant never completed, or even started, the
    condition ordered. Third, because appellant never completed the work-release condition,
    no question of voluntariness is even prompted. Fourth, appellant's insistence that he is
    not only challenging his sentence but also the improper revocation of his probation is of
    no consequence because the trial court never revoked his probation in the appealed entry.
    Fifth, appellant argued at oral argument that he maintained a stake in the outcome
    because, if he were ever to get into legal trouble again, a court could use his probation
    revocation against him; however, as explained, the November 17, 2017 entry did not
    revoke probation. The only thing the court ordered in the November 17, 2017 entry was
    work release as a condition of probation, and we can see no future adverse consequences
    that could result from a change in probation conditions. Sixth, the November 17, 2017
    entry does not even technically find appellant violated the conditions of his probation.
    Instead, the court checked the boxes to indicate appellant stipulated to probable cause
    and the court found probable cause for a probation violation. Although the transcript
    suggests the trial court did not believe appellant complied with the conditions of his
    probation, there is no formal court entry at issue indicating the trial court made a final
    determination that appellant, in fact, violated his probation conditions.
    {¶ 17} Considering all of the above, the present appeal is not viable. Although
    appellant seeks to address the trial court's failure to allow him a continuance in order to
    secure witnesses for the second stage of his probation revocation hearing, this issue has
    become moot. The trial court did not revoke his probation, and he never completed the
    work-release condition. Hypothetically, if this court were to address and agree with
    appellant's contention on appeal, our determination would be without material
    consequence on remand. The trial court could hold another revocation hearing and allow
    appellant to present witnesses, but no revision of the judgment entry before us on appeal
    would benefit appellant. Removal of the work-release condition is immaterial at this
    point, and appellant never completed his work-release condition. The only other findings
    in the entry are that appellant stipulated to probable cause and the trial court found
    probable cause, findings appellant does not contest. There is simply no remedy this court
    can provide in this appeal based on the judgment entry being appealed before us.
    No. 17AP-847                                                                                7
    {¶ 18} The only consequence proposed by appellant that could be of any potential
    significance emanating from the proceedings below is the suggestion in the transcript that
    appellant, in fact, violated the conditions of his probation. Although we reiterate the court
    never formalized such finding in this written entry—rendering its use in a future
    proceeding dubious—appellant fails to convince us this finding would sufficiently
    demonstrate his stake in the outcome. Any concern that a future court would use such
    finding to render an unfavorable determination in a hypothetical proceeding is highly
    speculative. Speculation is insufficient to establish a legally cognizable interest on which a
    court can base an exception to the mootness doctrine. Cyran v. Cyran, 
    152 Ohio St.3d 484
    , 
    2018-Ohio-24
    , ¶ 11.
    {¶ 19} Finally, we note that any error—and the mootness of any such potential
    error—in the court's December 12, 2017 entry revoking parole and sentencing appellant to
    a jail term based on a violation of the work-release condition in the November 17, 2017
    entry is not before us. Appellant has not appealed this entry. Insofar as the parole
    revocation in the December 12, 2017 entry might have provided a stake in the present
    appeal, appellant has served that sentence, the case has been terminated, he has not
    appealed that entry, and any former, possible stake he might have claimed, in that
    respect, is now extinct. Therefore, for these reasons, we find appellant's assignment of
    error is moot.
    {¶ 20} Accordingly, appellant's single assignment of error is moot, and the
    judgment of the Franklin County Municipal Court is affirmed.
    Judgment affirmed.
    KLATT and SADLER, JJ., concur.
    __________________
    No. 17AP-847   8