Lewis v. State , 505 S.W.3d 725 ( 2016 )

Cite as 2016 Ark. App. 503
ARKANSAS COURT OF APPEALS
DIVISION II
No. CR-16-100
Opinion Delivered October 26, 2016
MARK S. LEWIS APPEAL FROM THE CLAY COUNTY
APPELLANT CIRCUIT COURT, EASTERN DISTRICT
[NO. CR-2013-67]
V.
HONORABLE MELISSA BRISTOW
RICHARDSON, JUDGE
STATE OF ARKANSAS
APPELLEE AFFIRMED
LARRY D. VAUGHT, Judge
Mark Lewis appeals the Clay County Circuit Court’s order revoking his probation. His
only argument on appeal is that the trial court erred in not ordering, sua sponte, a competency
evaluation. We affirm.
In May 2014, Mark pled guilty to furnishing prohibited articles pursuant to Arkansas
Code Annotated section 5-54-119 (Supp. 2013) and was sentenced to five years’ probation.
Mark was ordered to pay $1,170 in fines, fees, and costs at the rate of $75 per month. The
State filed a petition for revocation of Mark’s probation in 2015, followed by an amended
petition that alleged he had violated the terms and conditions of probation by failing to make
any payments as ordered and having committed the crimes of disorderly conduct, criminal
mischief, and two counts of aggravated assault on a family member.
Cite as 2016 Ark. App. 503
At the revocation hearing, Della Jackson testified that she worked for the Eastern
District of Clay County collecting payments for the circuit court. She stated that Lewis had
never made any payments.
Norma Jean Lewis testified that she was Mark Lewis’s mother. She testified that, during
the time period relevant to this case, Mark resided in her home, as did her two grandsons who
were fourteen and three years old. She stated that on May 3, she had awakened to noises in
the house and had found her grandson’s “pillow pet” in the hallway “in shreds.” She then
found Mark in his bedroom speaking gibberish. She went to the living room where she found
her leather sofa cut up and stuffing strewn around the room. There was also a picture knocked
off the wall, and the frame was broken. She testified that Mark had denied destroying the sofa,
but she did not believe him because there was no one else in the house at the time except her
three-year-old grandson. She stated that she went to the sheriff’s office and reported the
incident and told them that she wanted Mark out of her house. She stated that she had not
been threatened or harmed by Mark. She also stated that no one else in the home used
methamphetamine except possibly Mark, but then explained on cross-examination that her
other son, Jason, who previously used the room Mark was using, had a history of
methamphetamine usage.
Officer Sam Poole testified that when he arrived at Norma Lewis’s home, the living
room and bedroom were in “shambles” and that he observed a knife in the couch cushion.
He also stated that Mark was talking “out of his head.” Poole testified that, after he arrested
Mark, Ms. Lewis brought two spoons and a syringe to the station, alleging that they must
belong to Mark.
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Mark Lewis testified that he understood the nature of the revocation proceedings and
that he did not have to testify on his own behalf. He admitted cutting up the leather sofa,
stating that he was looking for a piece of paper that contained information about a girl who
had been missing since approximately 1988 or 1989. Mark reasoned that the couch had been
purchased for less than $200 approximately nine years ago and was not in good condition and
that he could replace it after he cut it up looking for the piece of paper. He explained that he
had then accidentally knocked the picture off the wall while trying to clean up.
Mark denied that the methamphetamine was his, stated that his brother had been using
that room, and stated that he had asked for a drug test that he never received. He then testified
about the events surrounding his underlying charge for furnishing a prohibited item and
discussed his efforts to obtain a lawyer for that charge. The State objected to the relevance of
the testimony, and the court sustained the objection.
At one point in his testimony, Mark spontaneously stated, “You know, I’m off my
meds.” He testified he had been on Celexa and Adderall but that approximately a month
before the hearing he had stopped receiving his medications while incarcerated.
Mark attributed both the drug paraphernalia and the messy condition of the house to
his brother, who had been staying in Mark’s bedroom a few months prior to the incident and
who had a history of methamphetamine use.
Mark then testified as to his previous convictions and criminal history, including
forgery convictions and methamphetamine possession. He stated that he had three felony
convictions and four convictions total. He acknowledged that he was a habitual offender. Mark
testified that he had signed the terms and conditions of his probation in 2013, that they had
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Cite as 2016 Ark. App. 503
been presented to him by his attorney, and that they had included a payment schedule for his
required payments. He then testified about previous proceedings before a different judge in a
different case, in which he also apparently had a payment schedule.
In closing, Mark’s attorney stated that Mark had admitted he had destroyed the sofa
but that he had thought the paper he was looking for was more important than the sofa and
that he could replace the sofa. He also argued that the new offense, if Ms. Lewis’s testimony
was believed, would only be a misdemeanor.
The court found that Mark had violated the terms and conditions of his probation by
(1) failing to pay his fines, fees, and costs as ordered; (2) destroying his mother’s couch; and
(3) possessing drug paraphernalia.1 The court sentenced Mark to sixty months’ imprisonment
followed by twenty-four months’ SIS. The court then entered a written sentencing order, and
Mark filed a timely notice of appeal.
A circuit court may revoke a defendant’s probation prior to expiration if the court finds
by a preponderance of the evidence that the defendant inexcusably failed to comply with a
condition of his or her probation. Ark. Code Ann. § 16-93-308 (Supp. 2015); Miller v. State,
2011 Ark. App. 554, at 11, 386 S.W.3d 65, 71. Evidence that would be insufficient for a new
criminal conviction may be sufficient for the revocation of probation. Lamb v. State, 74 Ark.
App. 245, 45 S.W.3d 869 (2001). The State bears the burden of proof, but it need only prove
that the defendant committed one violation of the conditions of probation. Majors v. State,
1The revocation petition and the amended petition did not allege that Mark had violated
the terms and conditions of his probation by using or possessing drugs or drug paraphernalia.
However, the court included such a finding in its ruling from the bench. Mark neither made
any argument to the trial court about the fact that the petition contained no drug allegations
nor argued this point on appeal. Therefore, we do not address it.
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Cite as 2016 Ark. App. 503
2012 Ark. App. 501, at 4. In Ferguson v. State, 2016 Ark. App. 4, at 3, 479 S.W.3d 588, 590, we
explained that “[o]n appeal, we will not reverse the trial court’s decision to revoke unless it is
clearly erroneous, or clearly against the preponderance of the evidence.” Moreover, we must
defer to the superior position of the trial court to determine questions of credibility and the
weight to be given the evidence. Id., 479 S.W.3d at 590.
Mark’s only point on appeal is that the trial court erred in not questioning, sua sponte,
his competency to stand trial and not ordering a competency evaluation. Mark acknowledges
that he never raised this issue below, but he argues that we should address it on appeal because
the trial court had an obligation to raise it sua sponte even if his counsel failed to do so. Mark
relies on a short line of cases applying federal due-process analysis and finding that it violates
a defendant’s Fourteenth Amendment due-process rights if the court fails to sua sponte raise
the issue of competency when there is evidence raising a reasonable doubt as to his fitness to
proceed. Speedy v. Wyrick, 702 F.2d 723 (1983); Porta v. State, 2013 Ark. App. 402, at 5–6, 428
S.W.3d 585, 588. In Porta, we explained that
[a] contemporaneous objection is generally required to preserve an issue for appeal,
even an issue of constitutional dimensions. Anderson v. State, 353 Ark. 384, 108 S.W.3d
592 (2003). Citing Wicks v. State, 270 Ark. 781, 606 S.W.2d 366 (1980), we explained in
Vilayvanh v. State, 2012 Ark. App. 561, 2012 WL 4833805, that it is possible, under very
rare and extreme circumstances, that a trial court may be obliged to intervene sua sponte
to correct a serious problem. Once such circumstance occurs when there is a
reasonable doubt about the defendant’s competency to stand trial, as discussed in Jacobs
v. State, 294 Ark. 551, 553–54, 744 S.W.2d 728, 729–30 (1988):
The conviction of an accused person while he is legally incompetent violates
due process. Pate v. Robinson, 383 U.S. 375 [86 S. Ct. 836, 15 L. Ed. 2d 815]
(1966). See also Ark. Code Ann. § 5-2-302 (1987).
Porta, 2013 Ark. App. 402, at 5–6, 428 S.W.3d at 588 (quoting Pate v. Robinson, 383 U.S. 375,
86 S. Ct. 836, 15 L. Ed. 2d 815 (1966)). Neither Speedy nor Porta was a revocation case.
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However, although in a revocation hearing a defendant is not entitled to the full panoply of
rights that attend a criminal prosecution, he is entitled to due process. Ryan v. State, 2016 Ark.
App. 105, at 5, 484 S.W.3d 689, 693 (citing Goforth v. State, 27 Ark. App. 150, 152, 767 S.W.2d
537, 538 (1989)). Because due process is a flexible concept, each particular situation must be
examined in order to determine what procedures are constitutionally required. Hill v. State, 65
Ark. App. 131, 132, 985 S.W.2d 342, 342 (1999).
Pursuant to Porta, a due-process evidentiary hearing is constitutionally compelled
whenever there is substantial evidence that the defendant may be mentally incompetent to
stand trial.
“Substantial evidence” is a term of art. “Evidence” encompasses all information
properly before the court, whether it is in the form of testimony or exhibits formally
admitted or it is in the form of medical reports or other kinds of reports that have been
filed with the court. Evidence is “substantial” if it raises a reasonable doubt about the
defendant’s competency to stand trial. Once there is such evidence from any source,
there is a doubt that cannot be dispelled by resort to conflicting evidence. The function
of the trial court in applying Pate’s substantial evidence test is not to determine the
ultimate issue: Is the defendant competent to stand trial? Its sole function is to decide
whether there is any evidence which, assuming its truth, raises a reasonable doubt about
the defendant’s competency. At any time that such evidence appears, the trial court sua
sponte must order an evidentiary hearing on the competency issue.
Porta, 2013 Ark. App. 402, at 6, 428 S.W.3d 585, 588 (citing Pate v. Robinson, 383 U.S. 375, 86
S. Ct. 836, 15 L. Ed. 2d 815 (1966)). Although the Supreme Court has not prescribed exact
standards as to the quantum or nature of the evidence necessary to require a competency
hearing, the Court has indicated that consideration of evidence relating to “a defendant’s
irrational behavior, his demeanor at trial, and any prior medical opinion on competence to
stand trial” is appropriate. Id. at 6, 428 S.W.3d at 588.
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Cite as 2016 Ark. App. 503
In this case, as in Porta, the court was not presented with substantial evidence calling
into question Mark’s competency to stand trial. In order to be competent to stand trial, a
defendant must have the capacity to understand the nature and object of the proceedings
against him, to consult with counsel, and to assist in preparing his defense. Porta, 2013 Ark.
App. 402, at 6, 428 S.W.3d at 588. Here, while Mark’s stated reasons for destroying his
mother’s sofa and his denials of wrongdoing were unpersuasive, they were not, as his counsel
asserts, “incoherent . . . word salad.” While Mark mentioned that he was “off his meds,” Celexa
and Adderall, the court was presented with no evidence or testimony regarding the effect of
those medications. His behavior, if odd, did not rise to the level of irrational; he testified
coherently, provided direct responses to each question, stated the reasons for his actions, and
provided alternative explanations for some of the State’s allegations against him. He stated
that he had received the terms and conditions of his probation, had gone over them with his
attorney, and that he understood the nature of the current revocation proceedings. There is
no evidence to suggest incompetency other than the fact that he had an unusual speech
pattern, rambled, and testified to irrelevant matters. This is insufficient, under Porta, to require
the court to sua sponte halt the proceedings and order a competency evaluation. Therefore,
Mark cannot avail himself of the narrow exception established in Porta and Speedy to the general
rule that the appellate court will not address arguments raised for the first time on appeal.
Gilliland v. State, 2010 Ark. 135, at 10, 361 S.W.3d 279, 285. Because Lewis failed to raise the
issue of competency below, and because the record does not support the conclusion that the
trial court was obligated to raise it sua sponte, we affirm.
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Affirmed.
KINARD and GRUBER, JJ., agree.
David O. Bowden, for appellant.
Leslie Rutledge, Att’y Gen., by: Rebecca Bailey Kane, Ass’t Att’y Gen., for appellee
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