United States v. Walker , 57 M.J. 174 ( 2002 )


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  •                               IN THE CASE OF
    UNITED STATES, Appellee
    V.
    Jeffrey D. WALKER, Staff Sergeant
    U.S. Army, Appellant
    No. 01-0762
    Crim. App. No. 9801091
    United States Court of Appeals for the Armed Forces
    Argued March 20, 2002
    Decided August 23, 2002
    GIERKE, J., delivered the opinion of the Court, in which
    EFFRON and BAKER, JJ., joined. SULLIVAN, S.J., filed a
    dissenting opinion, in which CRAWFORD, C.J., joined.
    Counsel
    For Appellant: Captain Fansu Ku (argued); Colonel Adele H.
    Odegard, Lieutenant Colonel E. Allen Chandler, Jr., Major
    Mary M. McCord, and Captain Runo C. Richardson (on brief);
    Captain Linda A. Chapman.
    For Appellee: Captain Charles C. Choi (argued); Colonel Steven
    T. Salata and Major Paul T. Cygnarowicz (on brief).
    Military Judges:     Paul L. Johnston and Donna L. Wilkins
    This opinion is subject to editorial correction before final publication.
    United States v. Walker, No. 01-0762/AR
    Judge GIERKE delivered the opinion of the Court.
    A general court-martial composed of officer and enlisted
    members convicted appellant, contrary to his pleas, of two
    specifications of committing indecent acts with a child, in
    violation of Article 134, Uniform Code of Military Justice
    (UCMJ), 10 USC § 934.      The adjudged and approved sentence
    provides for a bad-conduct discharge, confinement for four years,
    and reduction to the lowest enlisted grade.        The convening
    authority waived, for a period not to exceed six months, the
    automatic forfeitures resulting from the sentence under Article
    58b, UCMJ, 10 USC § 858b.       The Court of Criminal Appeals affirmed
    the findings and sentence.       
    54 M.J. 568
    (2000).
    This Court granted review of the following issue:
    WHETHER THE ARMY COURT OF CRIMINAL APPEALS ERRED WHEN IT
    HELD THAT THE ADMISSION OF THE STATEMENT OF APPELLANT’S WIFE
    WAS HARMLESS ERROR.
    For the reasons set out below, we reverse.
    Background
    The incident giving rise to the charges against appellant
    occurred in Illesheim, Germany, shortly before appellant’s
    reassignment to the United States.        The 11-year-old alleged
    victim, TR, was a friend of appellant’s stepdaughter, Tamara.
    The statement at issue was made by appellant’s wife, Mrs.
    Theresa Walker, in response to questioning by Special Agent (SA)
    Reasoner, an investigator from the U.S. Army Criminal
    Investigation Command (CID).        In the statement, Mrs. Walker told
    SA Reasoner that appellant told her what happened, but that she
    did not wish to disclose it.
    2
    United States v. Walker, No. 01-0762/AR
    Before trial, the Government indicated its intent to call
    Mrs. Walker as a prosecution witness.     At an evidentiary hearing,
    the defense presented a stipulation of expected testimony,
    establishing that Mrs. Walker would invoke her spousal privilege
    and would refuse to testify against her husband.     The Government
    argued that Mrs. Walker’s statement to SA Reasoner was an
    admission by appellant under Mil.R.Evid. 801(d)(2), Manual for
    Courts-Martial, United States (2000 ed.).1     Alternatively, the
    Government argued that the statement was admissible as residual
    hearsay under Mil.R.Evid. 804(b)(5).2     The defense argued that
    the statement was privileged under Mil.R.Evid. 504.     Over defense
    objection, the military judge admitted the statement as an
    admission under Mil.R.Evid. 801(d)(2).
    The Trial on the Merits
    On August 15, 1997, TR was invited to spend the night at
    appellant’s quarters.      TR testified that appellant extended the
    invitation.    Appellant’s wife was away on a shopping trip in
    Poland.
    The quarters were sparsely furnished because most of the
    family’s household goods had been packed for shipment to the
    United States.     The only furniture was a bed, two mattresses on
    the floor, and a television set.
    1
    All Manual provisions cited are identical to the ones in effect
    at the time of appellant’s court-martial unless otherwise
    indicated.
    2
    The residual hearsay rules formerly in Mil.R.Evid. 803(24) and
    804(b)(5) are now merged in Mil.R.Evid. 807 as a result of the
    passage of 18 months from the date the Federal Rules of Evidence
    were similarly amended. See Mil.R.Evid. 1102.
    3
    United States v. Walker, No. 01-0762/AR
    TR testified that, during the evening, appellant, Tamara,
    and TR sat on a mattress and watched videotapes of “scary”
    movies.    Appellant’s two younger daughters were asleep
    on the other mattress in the same room.           The only light in the
    room was from the television set.           TR testified that appellant
    drank about two cans of beer while they watched the movies.           As
    the evening progressed, Tamara fell asleep on the mattress.           TR
    testified that appellant told Tamara to get in the bed.           Tamara
    moved to the bed and again fell asleep.
    TR testified that appellant asked her to massage his
    shoulders, and she complied.        After she rubbed appellant’s
    shoulders for “5 minutes or less,” appellant told her that she
    “wasn’t doing it right,” and they switched roles.           TR testified
    that appellant removed her shirt and bra, touched her breasts,
    kissed her on her stomach and face, removed her shorts and
    underwear, removed his shorts, began “touching” himself, and
    positioned himself between her legs.           She told appellant to stop
    four or five times, but he did not respond until Tamara awakened
    and called out “Dad” in a soft, sleepy voice.           Appellant then
    rolled over, put on his shorts, and went into the back room to
    talk to Tamara.
    TR testified she put her clothes back on and went to sleep
    on one mattress and that appellant and Tamara spent the night on
    the bed.    The next morning, TR, Tamara, appellant, and the two
    younger children went swimming.           TR went to her nearby home to
    get her swimsuit and money, and then she returned to appellant’s
    quarters.    After they returned from swimming, TR went home.
    4
    United States v. Walker, No. 01-0762/AR
    TR testified that appellant twice told her not to tell
    anyone what happened, once that evening and again about a week
    later.    TR did not report the incident until approximately two
    months later, when her mother asked her what happened during the
    sleepover.    She explained that she did not report the incident
    because she was embarrassed, she “didn’t want them to be mad at
    [her],” and she “didn’t want them to think that it was [her]
    fault and stuff.”     On cross-examination by defense counsel, TR
    admitted that she did not mention the massage to the social
    worker or CID because she thought they would think it was her
    fault if she mentioned it.
    A clinical social worker testified as an expert witness for
    the prosecution, explaining that victims of child sexual abuse
    tend to be embarrassed and afraid of being blamed.       As a result,
    they tend to delay reporting and to withhold details until they
    are comfortable giving more information.       The social worker
    opined that TR’s “presentation is very consistent with child
    sexual abuse,” and that TR “is compliant and somewhat passive.”
    SA Reasoner testified about the statement at issue in this
    case.    When he interviewed appellant’s wife, she told him that
    when she returned from her shopping trip on August 17, two days
    after the alleged incident, “she had been told of an incident
    that occurred.”     In a sworn, written statement, she said that
    appellant “did tell [her] what happened,” but she did not “wish
    to disclose what he said.”       SA Reasoner’s testimony and the
    written statement were admitted over defense objection.
    The defense theory was that nothing indecent or sexual
    happened, but “an innocent act . . . was blown out of proportion
    5
    United States v. Walker, No. 01-0762/AR
    by some well meaning, well intentioned, but overzealous
    individuals and agencies.”       The defense asserted TR had been
    influenced by her mother, social workers, and CID to embellish an
    innocent incident.      During a lengthy cross-examination, defense
    counsel elicited testimony from TR that she underwent persistent
    questioning, was interviewed “for a real long time,” and was
    asked questions “over and over again.”
    During the defense case-in-chief, appellant testified that
    he, Tamara, and TR were sitting on the same mattress, and that he
    fell asleep while watching a movie.        He did not directly dispute
    the testimony that he told Tamara to get into the bed, stating
    only that he did not know how Tamara got from the mattress to the
    bed.    He was awakened by Tamara calling out “Dad.”      He testified
    that he was startled when he discovered that he was lying beside
    TR with his arm around her.       He testified that both he and TR
    were fully clothed.      He denied giving TR a massage or touching
    her sexually.
    Tamara testified for the defense.      Contrary to TR’s
    testimony, she testified that she, not appellant, invited TR to
    spend the night.     She testified that when she fell asleep on the
    mattress, appellant told her to get in the bed.        She complied and
    promptly fell asleep again.       When she awakened and saw her
    stepfather’s arm around TR, she yelled, “Dad, get up,” and she
    asked, “What are you doing?”        Appellant replied, “Nothing.”
    According to Tamara, appellant “wasn’t shocked, he was like
    sleepy.”    He then rolled off the mattress and went back to sleep.
    This testimony contradicted TR, who indicated that appellant was
    6
    United States v. Walker, No. 01-0762/AR
    wide awake, and who testified that Tamara said only, “Dad,” and
    spoke in a soft, sleepy voice.
    Tamara also testified that when she awakened, appellant was
    wearing a red shirt and red shorts, and TR was wearing cutoff
    blue jeans and a white shirt.        This testimony contradicted TR’s
    testimony that appellant removed her shirt and shorts and took
    off his own shorts.
    Tamara testified that she was “sort of” worried that
    “something bad had happened,” and that she was worried appellant
    had “touched her.”      She testified that she told her mother what
    she saw, and her mother replied, “[T]hat’s what your dad had
    said.”
    The defense also presented evidence of good military
    character.    Colonel Tyrone Graham testified that appellant was an
    “outstanding soldier.”      He ranked appellant among the top three
    noncommissioned officers with whom he had worked.       He testified
    that he respected appellant’s integrity, explaining that
    appellant addressed “some very -- very contentious issues in
    supply accountability” and handled them “in an honest and
    forthright manner.”
    In a stipulation of expected testimony, Lieutenant Colonel
    (LTC) John Polson testified that appellant worked for him for
    four years, and that he would rate appellant “in the top 1% of
    supply sergeants.”      In another stipulation of expected testimony,
    LTC Nathan Keith testified that appellant “is the best supply
    sergeant I have seen in the United States Army.”
    During argument on findings, the defense argued that TR was
    embarrassed because appellant had his arm around her, but that
    7
    United States v. Walker, No. 01-0762/AR
    the incident was “blown out of proportion” when TR’s parents, the
    Military Police, CID, and other investigators kept asking her
    what happened.     The defense argued that as TR was repeatedly
    questioned, “[t]he story is getting bigger and bigger.”      The
    defense portrayed TR as “a passive, eager to please, child,” who
    “has been pulled into the system and is giving the answers she
    knows that they want.”
    Defense counsel then referred to Mrs. Walker’s statement to
    SA Reasoner, which was not mentioned by trial counsel in her
    argument.    Defense counsel argued:
    In this statement, Mrs. Walker had a conversation with
    her husband, but she did not divulge what was in that
    conversation. The statement is not a statement. The
    government admitted that statement to slander the
    Walker family. The government wants you to infer that
    there is a conspiracy contained in that statement. Give
    the statement what it is worth: zero.
    During trial counsel’s rebuttal argument, the following
    exchange took place:
    TC: Captain Swanson brought up the CID statement that
    --the statement that Theresa Walker made to the CID
    agent. She didn’t want to disclose what her husband
    had told her. Why not if it was so innocent?
    Cynthia’s friend--Cynthia being the victim’s mother --
    had a conversation with one of her -- one of Cynthia’s
    friends, and -- which led her to confront ----
    MJ: Captain Gillespie [defense counsel] ---
    DC: Is this going where I think it’s going?
    MJ: I don’t know, is that an objection I hear?
    DC: It is if it’s going where I think it’s going, Your
    Honor.
    MJ: I ---
    TC: Well, I don’t know where Captain Swanson thinks
    it’s going, but ---
    8
    United States v. Walker, No. 01-0762/AR
    MJ: Well -- but ---
    TC: Well, I’ll move away, and in the event that she
    thinks ---
    MJ: Well, yeah.
    (Emphasis added.)
    After this exchange in the presence of the members, there
    was no further mention of Mrs. Walker’s statement, no ruling on
    the propriety of the trial counsel’s argument, and no
    instructions to the members about the inference, if any, that
    they were permitted to draw from Mrs. Walker’s refusal to divulge
    what appellant had told her.
    The Court of Criminal Appeals held that the military judge
    abused her discretion by admitting SA Reasoner’s testimony
    regarding Mrs. Walker’s statements and by permitting the
    Government’s attempt to draw an adverse inference from Mrs.
    Walker’s invocation of her spousal privilege.       However, the court
    below held that the error was harmless because it “had no
    substantial influence on the 
    findings.” 54 M.J. at 572
    .
    Discussion
    The Government has not challenged the lower court’s holding
    that the military judge abused her discretion, either by
    certification or in its brief and oral argument.       See United
    9
    United States v. Walker, No. 01-0762/AR
    States v. Grooters, 
    39 M.J. 269
    (CMA 1994).         Thus, the only issue
    we will address is whether the error was harmless.3
    We review de novo the question whether an error was
    harmless.    See United States v. Grijalva, 
    55 M.J. 223
    , 228 (2001)
    (review of constitutional error); United States v. Pablo, 
    53 M.J. 356
    , 359 (2000) (review of nonconstitutional error).         The test
    for constitutional error is whether the error was harmless beyond
    a reasonable doubt.      Chapman v. California, 
    386 U.S. 18
    , 24
    (1967).   The test for nonconstitutional error is “whether the
    error itself had substantial influence” on the findings.
    Kotteakos v. United States, 
    328 U.S. 750
    , 765 (1946).         “If so, or
    if one is left in grave doubt, the conviction cannot stand.”         
    Id. The parties
    have briefed and argued the issue as a non-
    constitutional evidentiary error.          We need not decide whether the
    parties have correctly characterized the error as non-
    constitutional, because the Government has failed to carry its
    burden of showing harmlessness under either test.
    This case pitted the credibility of appellant against TR.
    Although Tamara contradicted appellant’s version of the events in
    some respects and corroborated TR’s version in some respects,
    3
    In United States v. Williams, 
    41 M.J. 134
    , 135 n.2 (CMA 1994),
    citing Christianson v. Colt Industries Operating Corp., 
    486 U.S. 800
    , 817 (1988), this Court recognized that the law-of-the-case
    doctrine does not preclude this Court from examining the legal
    ruling of a subordinate court in a case where the Judge Advocate
    General has not certified the issue. However, we have made it
    clear that we are reluctant to exercise this power and, as a
    rule, reserve it for those cases where the lower court’s decision
    is “clearly erroneous and would work a manifest injustice” if the
    parties were bound by it. 
    Christianson, supra
    . In this case,
    the Government has not asserted that the lower court’s ruling
    that error occurred was “clearly erroneous and would work a
    manifest injustice” if adopted for purposes of this case.
    Accordingly, we will apply the law-of-the-case doctrine.
    10
    United States v. Walker, No. 01-0762/AR
    Tamara’s testimony also contradicted TR on several key points and
    provided significant support for several critical aspects of
    appellant’s testimony.      Specifically, Tamara testified that she
    invited TR to spend the night, contradicting TR’s testimony that
    appellant invited her and undermining the Government’s
    implication that appellant had designs on TR.         Tamara testified
    that when she awakened and saw appellant on the mattress with TR,
    he apparently was asleep, and both he and TR were fully clothed.
    This testimony directly contradicted TR’s testimony that both
    appellant and TR were awake and wholly or partially disrobed on
    the mattress when Tamara awakened, and it supported appellant’s
    testimony that he was asleep and that he was fully clothed.
    Tamara’s testimony that she shouted at appellant contradicted
    TR’s testimony that appellant stopped touching her when Tamara
    said “Dad” in a soft, sleepy voice.
    The heart of the defense was to portray TR as a passive,
    compliant child, who had embellished an inadvertent, innocent act
    in response to the intense, repeated, and suggestive questioning
    of a host of well-meaning adults.          The admission of the hearsay
    statement of Mrs. Walker seriously undermined that defense,
    because it was used by the Government to show that, two days
    after the incident, long before anyone began questioning TR and
    long before she was subjected to the influences of well-meaning
    adults, appellant made a damaging admission to his wife.         Even
    after trial counsel urged the members to make this inference, the
    military judge did nothing to prevent it.         Under these
    circumstances, we are “left in grave doubt” whether the
    inadmissible statement unduly weighted the scales of justice
    11
    United States v. Walker, No. 01-0762/AR
    against appellant and substantially influenced the findings.
    
    Kotteakos, 328 U.S. at 765
    .       The Government has not met its
    burden of persuading us otherwise.         Accordingly, we must reverse.
    Decision
    The decision of the United States Army Court of Criminal
    Appeals is reversed.      The findings and sentence are set aside.
    The record of trial is returned to the Judge Advocate General of
    the Army.    A rehearing is authorized.
    12
    United States v. Walker, No. 01-0762/AR
    SULLIVAN, Senior Judge, with whom CRAWFORD, Chief
    Judge, joins (dissenting):
    Harmless Error
    I would affirm this case on the basis of harmless error, as
    did the Court of Criminal Appeals.      See Article 59(a), Uniform
    Code of Military Justice (UCMJ), 10 USC § 859(a).      I recognize
    that this child sexual abuse case was a swearing contest between
    appellant and TR, the alleged victim who was the eleven-year-old
    neighborhood girlfriend of appellant’s stepdaughter.      However,
    appellant himself admitted that he was discovered sleeping on a
    mattress late at night with this young girl, whom he hardly knew,
    with his arm around her chest. (R.248, 399, 430, 406)      Moreover,
    the erroneously admitted evidence (that appellant made statements
    to his wife about this incident and his wife refused to disclose
    their contents) did not materially prejudice appellant in the
    context of other evidence in this case.
    As a starting point, I note the issue particularly granted
    review in this case.    It asks “WHETHER THE ARMY COURT OF CRIMINAL
    APPEALS ERRED WHEN IT HELD THAT THE ADMISSION OF THE STATEMENT OF
    APPELLANT’S WIFE WAS HARMLESS ERROR.”      In my view, this granted
    issue raises two questions.    First, did the appellate court below
    err in finding error in the admission of appellant’s wife’s
    statement?   Second, assuming error, did the appellate court err
    in finding such error was harmless?      Our case law supports my
    United States v. Walker, No. 01-0762/AR
    construction of the granted issue.         See United States v.
    Williams, 
    41 M.J. 134
    , 135 (CMA 1994).*
    In light of our decision in Williams, therefore, the
    first question in this harmless error case is whether the Court
    of Criminal Appeals was correct in holding that the trial judge
    erred in admitting the challenged evidence noted above.              The
    Court of Criminal Appeals specifically held that the admission of
    this evidence, objected to by the defense on grounds of spousal
    privilege (R.97), was error under Mil. R. Evid. 512(a), Manual
    for Courts-Martial, United States (1998 ed.).           This rule states:
    Rule 512. Comment upon or inference from
    claim of privilege; instruction
    (a)   Comment or inference not permitted.
    *           *      *
    (2) The claim of a privilege by a person
    other than the accused whether in the present
    proceeding or upon a prior occasion normally
    is not a proper subject of comment by the
    military judge or counsel for any party. An
    adverse inference may not be drawn therefrom
    except when determined by the military judge
    to be required by the interests of justice.
    *
    Admittedly, the Supreme Court in Rose v. Clark, 
    478 U.S. 570
    ,
    576 & n.5 (1985), construed its “limited” grant of review on
    “harmless-error analysis” more narrowly and declined to look at
    the underlying legal error. However, it did so on the basis of
    Rule 14.1 of its own practice and procedure rules, which is not
    mirrored in our Court’s rules. (“Only the questions set out in
    the petition, or fairly included therein, will be considered by
    the Court.”) Moreover, the Supreme Court has also recognized that
    decisions of this type are discretionary in nature, depending on
    the wording of the particular issue granted and the manner in
    which it was granted. See Robert L. Stern et al., Supreme Court
    Practice, 190-95, 419-27, 635-36 (8th ed. 2002); see also Sup.Ct.
    Rule 24.1(a) (”At its option, however, the Court may consider a
    plain error not among the questions presented but evident from the
    record and otherwise within its jurisdiction to decide.”).
    2
    United States v. Walker, No. 01-0762/AR
    (Emphasis added.)     I conclude that the Court of Criminal Appeals
    was correct in holding that error occurred under this rule
    because the military judge made no interest-of-justice
    determination.
    I next turn to the question whether the appellate court below
    correctly held that the trial judge’s error in admitting this
    evidence did not materially prejudice appellant’s substantial
    rights.    See Article 59(a), UCMJ; Mil.R.Evid. 103(a), 
    Manual, supra
    . I think that appellant was not so prejudiced for several
    reasons.
    First, the evidenced statements of appellant’s wife
    concerning her husband’s words to her about this incident were
    neutral and repeated no express admissions by appellant to the
    charged offenses.    Any negative inference which could be drawn
    against appellant from this evidence was based on his wife’s
    additional statement that she chose not to disclose his
    statements.    The majority has not explained why the members would
    resolve this serious case on such a speculative basis.
    Second, additional evidence was admitted in this case showing
    that appellant’s wife did otherwise disclose the contents of
    these statements and what the content of appellant’s statements
    3
    United States v. Walker, No. 01-0762/AR
    was.   Appellant’s stepdaughter, Tamara, testified that she woke
    up; saw her father laying very close to TR with his arm around
    her chest; asked him what he was doing; and he said “nothing” and
    rolled off the couch.   (R.440-41)   Tamara also testified that she
    told this to her mother, who said her dad said the same thing.
    (R.442)   This testimony neutralized any adverse innuendo or
    speculation from the challenged evidence that appellant had
    admitted the charged offenses to his wife.
    Third, as pointed out by the Court of Criminal Appeals, the
    alleged victim, TR, provided specific and detailed testimony as
    to what happened between her and appellant before Tamara woke up.
    In my view, this powerful evidence was the basis for appellant’s
    conviction, not the evidenced out-of-court statements of his
    wife, which might be construed as an assertion by her that
    appellant admitted the charged offenses.
    Fourth, defense counsel did not request a protective
    instruction under Mil.R.Evid. 512(c).   It states:
    (c) Instruction. Upon request, any party
    against whom the members might draw an
    adverse inference from a claim of privilege
    is entitled to an instruction that no
    inference may be drawn therefrom except as
    provided in subdivision (a)(2).
    4
    United States v. Walker, No. 01-0762/AR
    Accordingly, in these circumstances, I conclude that the
    military judge’s error in admitting the challenged evidence was
    clearly harmless beyond a reasonable doubt.
    Law of the Case
    As an addendum to my opinion in this case, I wish to again
    note my disagreement with the majority’s apparent reliance on the
    doctrine of law of the case to preclude issues of law from our
    appellate jurisdiction.   See generally Article 67(c), UCMJ, 10
    USC § 867(c).   It has created a new rule undermining our power to
    recognize plain error on our own motion.    Contra Rules 5 and
    21(d), Rules of Practice and Procedure, United States Court of
    Appeals for the Armed Forces.
    The law-of-the-case doctrine is based on the failure of
    counsel to challenge a particular ruling by a trial judge on
    appeal, and a subsequent judicial decision by an appellate court
    on other issues.   See United States v. Castillo, 
    179 F.3d 321
    ,
    326 (5th Cir. 1999).   The unappealed ruling of the trial court
    becomes the law of the case on remand and on further appeals
    which may later occur in that appellate court.    See Morris v.
    American National Can Corp., 
    988 F.2d 50
    , 52 (8th Cir. 1993).
    Although this Court has used law-of-the-case language in
    addressing the permissible scope of our initial appellate review,
    I believe it is technically incorrect.    See United States v.
    Hall, 
    56 M.J. 432
    , 437 (2002) (Sullivan, S.J., concurring in part
    5
    United States v. Walker, No. 01-0762/AR
    and in the result); Crocker v. Piedmont Aviation, Inc., 
    49 F.3d 735
    , 739 (D.C. Cir. 1995);    see generally 18B Charles Alan Wright
    et al., Federal Practice and Procedure § 4478 (2002).
    To the extent the majority holds that the failure of
    appellate government counsel to contest the lower court’s legal-
    error holding in his brief before this Court precludes us from
    looking at this issue, I also disagree.    In this regard, I note
    that the majority recognizes our plain error approach to
    appellate review as delineated in United States v. 
    Williams, 41 M.J. at 135
    , a case decided after United States v. Grooters, 
    39 M.J. 269
    (CMA 1994).   Nonetheless, it asserts that our review of the
    underlying error is not permitted where “the Government has not
    asserted that the lower court’s ruling that error occurred was
    ‘clearly erroneous and would work a manifest injustice’ if
    adopted for purposes of this case.” __ MJ at (10 n.3).
    The scope of an appellate court’s review is an important
    question and one usually imparted to the discretion of the court,
    not the whims of counsel.    Statutes, rules of court, and
    decisional law impart this discretion.    See generally Izumi
    Seimitsu Kogyo Kabushiki Kaisha v. U.S. Phillips Corp., 
    510 U.S. 27
    (1993).   I would rely on the UCMJ and our published rules and
    hold that the underlying question of legal error can be
    considered in a harmless error case on our own motion.
    Article 67(c), UCMJ, states:
    6
    United States v. Walker, No. 01-0762/AR
    (c) In any case reviewed by it, the Court of
    Appeals for the Armed Forces may act only
    with respect to the findings and sentence as
    approved by the convening authority and as
    affirmed or set aside as incorrect in law by
    the Court of Criminal Appeals. In a case
    which the Judge Advocate General orders sent
    to the Court of Appeals for the Armed Forces,
    that action need be taken only with respect
    to the issues raised by him. In a case
    reviewed upon petition of the accused, that
    action need be taken only with respect to
    issues specified in the grant of review. The
    Court of Appeals for the Armed Forces shall
    take action only with respect to matters of
    law.
    (Emphasis added.)
    We have further promulgated a rule for our Court concerning
    the scope of our review, which states:
    Rule 5. Scope of Review
    The Court acts only with respect to the
    findings and sentence as approved by
    reviewing authorities, and as affirmed or set
    aside as incorrect in law by a Court of
    Criminal Appeals, except insofar as it may
    take action on a certificate for review or a
    petition for review of a decision by a Court
    of Criminal Appeals on appeal by the United
    States under Article 62, UCMJ, 10 USC § 862
    (1983), or to grant extraordinary relief in
    aid of its jurisdiction, including the
    exercise of its supervisory powers over the
    administration of the UCMJ. The Court may
    specify or act on any issue concerning a
    matter of law which materially affects the
    rights of the parties.
    (Emphasis added.)   In my view, these legal authorities give this
    Court discretion to examine the underlying legal error, even if
    7
    United States v. Walker, No. 01-0762/AR
    counsel does not make a plain error argument in his brief before
    this Court.
    Finally, with respect to our decisional law, this Court in
    United States v. Johnson, 
    42 M.J. 443
    , 446 (1995), clearly said:
    “It is solely within this Court’s discretion under Article 67 to
    determine whether an issue is properly raised.”    See also Silber
    v. United States, 
    370 U.S. 717
    (1962); DeRoo v. U.S. 
    223 Rawle 3d
    919, 926 (8th Cir. 2000).   In Johnson, we held that our review of
    a legal issue for good cause was not precluded by the appellant’s
    failure to raise that issue before a Court of Criminal Appeals.
    Similarly, the failure of counsel to challenge the holding of the
    appellate court below in our Court should not defeat this Court’s
    jurisdiction.    We have always had the discretionary power to
    review plain error questions on our own motion.    See Eugene R.
    Fidell, Guide to the Rules of Practice and Procedure for the
    United States Court of Appeals for the Armed Forces, 34-35 (9th
    ed. 2000); Homer E. Moyer, Jr., Justice and the Military § 2-795
    at 636 (1972).
    8