In re Madison C. ( 2020 )


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    The ‘‘officially released’’ date that appears near the
    beginning of this opinion is the date the opinion was
    released as a slip opinion. The operative date for the
    beginning of all time periods for filing postopinion
    motions and petitions for certification is the ‘‘officially
    released’’ date appearing in the opinion.
    This opinion is subject to revisions and editorial
    changes, not of a substantive nature, and corrections
    of a technical nature prior to publication in the
    Connecticut Law Journal.
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    IN RE MADISON C. ET AL.*
    (AC 43721)
    Bright, C. J., and Suarez and Lavery, Js.
    Syllabus
    The respondent mother appealed from the judgments of the trial court
    terminating her parental rights with respect to her three minor children.
    She claimed that the trial court deprived her of her substantive due
    process rights under the United States constitution because termination
    of her parental rights was not the least restrictive means necessary to
    ensure the state’s compelling interest in protecting the best interests of
    the children, and that the record disclosed that narrower means were
    available to protect the children from harm and afford them statutory
    permanency. Held that this court declined to review the respondent’s
    unpreserved constitutional claim because the inadequate record failed
    to satisfy the requirement of the first prong of State v. Golding (
    213 Conn. 233
    ); the evidence at trial supported the decision of the petitioner,
    the Commissioner of Children and Families, to pursue termination of
    the respondent’s parental rights, the respondent did not propose any
    alternative permanency plans, and, after the trial court granted the
    termination petitions, the respondent did not attempt to raise her claim
    by filing a motion to reargue or reconsider, nor did she ask the court to
    articulate whether it had considered other options, and the respondent’s
    failure to pursue any of these avenues left the record devoid of evidence
    and findings necessary to review her constitutional claim.
    Argued September 9—officially released October 29, 2020**
    Procedural History
    Petitions by the Commissioner of Children and Fami-
    lies to terminate the respondents’ parental rights with
    respect to their minor children, brought to the Superior
    Court in the judicial district of New Britain, Juvenile
    Matters, where the petitions were withdrawn as to the
    respondent father; thereafter, the matter was tried to
    the court, Aaron, J.; judgments terminating the respon-
    dent mother’s parental rights, from which the respon-
    dent mother appealed to this court. Affirmed.
    Albert J. Oneto IV, assigned counsel, for the appellant
    (respondent mother).
    Alina Bricklin-Goldstein, assistant attorney general,
    with whom, on the brief, were William Tong, attorney
    general, and Benjamin Zivyon, assistant attorney gen-
    eral, for the appellee (petitioner).
    Opinion
    SUAREZ, J. The respondent mother, Patricia K.,
    appeals from the judgments of the trial court rendered
    in favor of the petitioner, the Commissioner of Children
    and Families, terminating her parental rights with respect
    to each of her three minor children on the ground that
    the respondent failed to achieve a sufficient degree
    of personal rehabilitation pursuant to General Statutes
    § 17a-112 (j) (3) (B) (i).1 On appeal, the respondent
    claims that the court deprived her of her substantive
    due process rights as guaranteed by the fourteenth
    amendment to the United States constitution because
    termination of her parental rights was not the least
    restrictive means necessary to ensure the state’s com-
    pelling interest in protecting the best interests of the
    children. As part of her claim, the respondent further
    asserts that the record disclosed that narrower means
    other than termination were available to protect the
    children from harm and afford them statutory perma-
    nency. We conclude that the record was inadequate
    to review the respondent’s constitutional claim, and,
    accordingly, we affirm the judgments of the trial court.
    The following facts, as found by the court, and proce-
    dural history are relevant to the claim raised on appeal.
    Madison, Ryan, and Andrew were born to the respon-
    dent and their father, Chester C. The Department of
    Children and Families (department) became involved
    with the family in November, 2013, when Madison
    tested positive for marijuana and methadone upon her
    birth. Upon discharge from the hospital, Madison was
    released into the care of her parents. In December,
    2015, the respondent gave birth to Ryan, who also tested
    positive for marijuana and methadone. Ryan subse-
    quently was released from the hospital to the care of
    his parents.
    On April 25, 2017, the Plymouth Police Department
    responded to reports of a domestic dispute between
    the respondent and Chester C. The Plymouth police
    found the couple’s home in deplorable condition and
    located drug paraphernalia inside the home. On May
    2, 2017, Madison and Ryan were removed from their
    parents’ home, pursuant to an order of temporary cus-
    tody filed by the petitioner and granted by the court. The
    children were placed in a licensed, nonrelative foster
    home. The petitioner also filed a neglect petition alleg-
    ing that the children were being permitted to live under
    conditions, circumstances, or associations injurious to
    their well-being. The order of temporary custody was
    sustained by agreement of the parties on May 12, 2017.
    In November, 2017, the respondent gave birth to
    Andrew, who tested positive for marijuana, methadone,
    and cocaine. On November 20, 2017, the court granted
    an order of temporary custody as to Andrew, and he
    was placed in his current, nonrelative foster family upon
    discharge from the hospital. On the same date, the peti-
    tioner filed a neglect petition as to Andrew on the basis
    of predictive neglect.
    The neglect petitions with respect to all three children
    were consolidated on November 30, 2017. The court
    adjudicated the children neglected and committed the
    children to the care and custody of the petitioner until
    further order by the court. On the same date, the court
    ordered specific steps with which the parents were
    required to comply.
    On February 1, 2019, the petitioner filed termination
    of parental rights petitions with respect to the parental
    rights of the respondent and Chester C. as to their three
    children on the grounds that the court in the prior
    proceeding found the children to have been neglected,
    and they had failed to achieve the degree of personal
    rehabilitation that would encourage the belief that,
    within a reasonable time and considering the ages and
    needs of the children, they could assume a responsible
    position in their children’s lives.
    The respondent has a long history of substance abuse,
    specifically with heroin, and has been on methadone
    maintenance intermittently since 2012. The department
    reported that ‘‘[h]er success in treatment has oscillated,
    with periods of sobriety interrupted by intense
    relapses.’’
    The respondent’s substance abuse issues have led to
    numerous interactions with the criminal justice system.
    In April, 2017, the respondent was arrested and charged
    with risk of injury to a child in connection with the
    incident that led to the removal of Madison and Ryan.
    In July, 2018, the respondent was arrested for stealing
    a generator from Home Depot and later charged with
    fifth degree larceny. On July 17, 2018, she was arrested
    and later charged with driving with a suspended license
    and other motor vehicle charges. On October 18, 2018,
    due to possessing hypodermic needles and crack pipes,
    the respondent was arrested and later charged with,
    inter alia, possession of drug paraphernalia, possession
    of cocaine and five bags of heroin, and operating a
    motor vehicle with a suspended license. On March 10,
    2019, the respondent was arrested and charged with
    breach of the peace. She also has a history of not
    appearing in court and has resultant failure to appear
    charges. During the underlying termination of parental
    rights trial, the respondent was incarcerated as a result
    of the April, 2017 arrest for risk of injury to a minor,
    having been sentenced on April 17, 2019, to seven years
    of incarceration, execution suspended after eighteen
    months, and three years of probation.
    A trial was held on August 5, 6, 7, and 16, 2019. The
    petitioner called three witnesses and entered seventeen
    exhibits into evidence. The respondent did not call any
    witnesses and did not introduce any exhibits. On August
    16, the petitioner withdrew its termination petitions as
    to Chester C.
    On November 8, 2019, the court, in a thorough memo-
    randum of decision, granted the termination petitions
    as to the respondent. In the adjudicatory phase of the
    trial, the court found, by clear and convincing evidence,
    that the department made reasonable efforts to reunify
    the respondent with the children pursuant to § 17a-112
    (j) (1), and that she remained unwilling or unable to
    benefit from services. The court based its decision on
    the respondent’s failure to follow through with the spe-
    cific steps that were agreed upon and ordered by the
    court, along with her unwillingness or inability to main-
    tain her sobriety.
    The court further found, by clear and convincing evi-
    dence, that the respondent had not and will not achieve
    the degree of personal rehabilitation that would encour-
    age the belief that within a reasonable time, considering
    the ages and needs of all three children, she could
    assume a responsible position in their lives. The court
    stated that the petitioner remained unable to be an
    appropriate caretaker for the children and that there
    was no evidence or reason to believe that she would
    be able to assume a responsible position in the chil-
    dren’s lives within a reasonable time.
    In the dispositional phase, the court made findings
    on the seven criteria set out in § 17a-112 (k) as to the
    best interests of the children. The court examined the
    relevant factors related to the children’s development,
    mental and emotional health, safety, long-term stability,
    their relationship with their respective foster parents,
    and their relationship with the petitioner. The court
    noted that the respondent had not successfully taken
    advantage of or complied with the services provided
    by the department and had not shown a willingness or
    ability to provide a safe and nurturing environment
    in which she appropriately could parent the children.
    Additionally, the court found that there was credible
    evidence to suggest that the ‘‘toxic relationship between
    the parents and [the] respondent’s overbearing and
    manipulative behavior toward [Chester C.] is an impedi-
    ment to [Chester C.’s] effective parenting of the chil-
    dren.’’ This appeal followed. Additional facts and proce-
    dural history will be set forth as necessary.
    On appeal, the respondent does not challenge the
    trial court’s adjudicatory findings. Rather, she claims
    that the court deprived her of her substantive due pro-
    cess rights as guaranteed by the fourteenth amendment
    to the United States constitution because termination
    of her parental rights was not the least restrictive means
    necessary to ensure the state’s compelling interests in
    protecting the best interests of the children. The respon-
    dent argues that narrower means, other than termina-
    tion, were available to protect the children from harm
    and afford them statutory permanency. She concedes
    that this claim of constitutional error was not presented
    at trial. Accordingly, she seeks review under the bypass
    doctrine codified in State v. Golding, 
    213 Conn. 233
    ,
    239–40, 
    567 A.2d 823
    (1989), as modified by In re Yasiel
    R., 
    317 Conn. 773
    , 781, 
    120 A.3d 1188
    (2015). The peti-
    tioner responds that the record is inadequate for review
    of the claim. We agree with the petitioner.
    ‘‘Under Golding, a [party] can prevail on a claim of
    constitutional error not preserved at trial only if the
    following conditions are met: (1) the record is adequate
    to review the alleged claim of error; (2) the claim is
    of constitutional magnitude alleging the violation of a
    fundamental right; (3) the alleged constitutional viola-
    tion . . . exists and . . . deprived the [party] of a fair
    trial; and (4) if subject to harmless error analysis, the
    state has failed to demonstrate harmlessness of the
    alleged constitutional violation beyond a reasonable
    doubt. In the absence of any one of these conditions,
    the [party’s] claim will fail. The appellate tribunal is
    free, therefore, to respond to the [party’s] claim by
    focusing on whichever condition is most relevant in the
    particular circumstances.’’ (Internal quotation marks
    omitted.) In re Adelina A., 
    169 Conn. App. 111
    , 119,
    
    148 A.3d 621
    , cert. denied, 
    323 Conn. 949
    , 
    169 A.3d 792
    (2016).
    ‘‘In assessing whether the first prong of Golding has
    been satisfied, it is well recognized that [t]he [respon-
    dent] bears the responsibility for providing a record
    that is adequate for review of [her] claim of constitu-
    tional error. If the facts revealed by the record are
    insufficient, unclear or ambiguous as to whether a con-
    stitutional violation has occurred, we will not attempt
    to supplement or reconstruct the record, or to make
    factual determinations, in order to decide the [respon-
    dent’s] claim. . . . The reason for this requirement
    demands no great elaboration: in the absence of a suffi-
    cient record, there is no way to know whether a viola-
    tion of constitutional magnitude in fact has occurred.’’
    (Citations omitted; internal quotation marks omitted.)
    In re Anthony L., 
    194 Conn. App. 111
    , 114–15, 
    219 A.3d 979
    (2019), cert. denied, 
    334 Conn. 914
    , 
    221 A.3d 447
    (2020).
    In the present appeal, the crux of the respondent’s
    argument is that there were less restrictive alternatives
    to the termination of her parental rights and that the
    court violated her substantive due process rights by
    failing to consider these alternatives. She argues that
    when the petitioner withdrew the termination petitions
    as to Chester C., the state’s plan was no longer to place
    the children for adoption but to reunify them with him.
    The respondent argues that after this decision was
    made, termination of her parental rights was no longer
    necessary. The respondent asserts that alternatives to
    termination were appropriate because the court did not
    base its decision on a finding that she posed a physical
    threat to the safety of the children or that she would
    abuse her parental status in ways that could harm the
    children if the children were reunified with Chester
    C. Rather, she argues, the court based its decision to
    terminate on its concern that she was ‘‘an impediment
    to [the] father’s effective parenting of the children.’’
    She contends that the trial court’s concerns about the
    potential for her to undermine Chester C.’s parenting
    could have been addressed through further orders lim-
    iting her guardianship, rather than by terminating her
    parental rights. Her brief, however, lacks specificity as
    to how she believes the trial court should have
    addressed its concerns.
    In In re Azareon Y., 
    309 Conn. 626
    , 
    72 A.3d 1074
    (2013), our Supreme Court addressed a similar claim.
    On appeal, the respondent in In re Azareon Y. sought
    review under Golding of a claim that she previously
    had not advanced, ‘‘namely, that the trial court’s applica-
    tion of § 17a-112 to her was unconstitutional because
    substantive due process required the trial court to find
    by clear and convincing evidence that termination of
    her parental rights was the least restrictive means nec-
    essary to ensure the state’s compelling interest in pro-
    tecting the children’s safety and well-being (best inter-
    ests), and no such finding was made.’’
    Id., 630.
    At trial,
    the respondent did not request the court to consider
    any alternatives to the petitioner’s permanency plan.
    Id., 632.
    The trial court’s memorandum of decision did
    not indicate whether the court considered a perma-
    nency plan other than the one advocated by the peti-
    tioner, and the respondent did not ask the court to
    articulate whether it had considered other options.
    Id., 632–33.
    In determining that the record was inadequate
    for review under Golding’s first prong, our Supreme
    Court stated that the respondent was attempting to
    ‘‘characterize her claim as a mere question of law lack-
    ing factual predicates beyond those she has cited.’’
    Id., 637.
    The court declined to reach the merits of the claim.
    See
    id., 638.
       More recently, this court considered an appeal in
    which a respondent mother claimed that the trial court
    had violated her substantive due process rights during
    its best interest analysis by failing to conduct a factual
    inquiry into the petitioner’s permanency plans, which
    called for the termination of her parental rights and
    adoption. In re Anthony 
    L., supra
    , 
    194 Conn. App. 112
    –
    13. The respondent in In re Anthony L. claimed that,
    ‘‘because adoption was not going to occur immediately,
    due process required the court to determine whether
    the permanency plans secured a more permanent and
    stable life for each of the children compared to that
    which she could provide if she were given time to reha-
    bilitate herself.’’
    Id., 113.
    She did not raise or pursue
    this claim at trial, however, nor did she make the trial
    court and the petitioner aware that she would assert
    this claim on appeal.
    Id. This court stated
    that ‘‘the
    respondent’s claim mirrors that of the respondent in
    In re Azareon Y.,’’ and we went on to apply the same
    reasoning as our Supreme Court in that case.
    Id., 118.
    Accordingly, this court determined that the record con-
    tained insufficient evidence and declined to review the
    respondent’s request for Golding review in light of an
    inadequate record.
    Id., 120.
       Here, the facts are analogous to both In re Anthony
    L. and In re Azareon Y. At trial, the petitioner called
    three witnesses to testify. Each witness’ testimony pro-
    vided support for the petitioner’s decision to pursue
    termination of the respondent’s parental rights. Derek
    A. Franklin, a licensed clinical psychologist and the
    court-appointed evaluator, testified that it was unlikely
    that the respondent would be able to achieve a degree
    of rehabilitation that is sustainable. He stated that the
    respondent had co-opted Chester C. and that they had a
    pathological, one-sided relationship. He further opined
    that any consideration of the children’s reunification
    with Chester C. would be contingent upon Chester C.’s
    distancing himself from the respondent because, other-
    wise, reunification would serve as a conduit for the
    respondent to have access to the children. On cross-
    examination by counsel for Chester C., Franklin testi-
    fied that Chester C. appeared to be unduly influenced
    by the respondent such that, even if he followed through
    with all of the other steps for rehabilitation, reunifica-
    tion may not be viable.
    Chanel Cranford, a social worker for the department,
    testified that at the time the department received the
    case, its plan was to pursue reunification. This plan
    changed, however, when the department determined
    that Chester C. still lacked insight into how the respon-
    dent’s substance abuse and untreated mental health
    issues would affect the children. This decision was fur-
    ther influenced by the department’s findings that the
    respondent was not participating in the substance abuse
    and mental health treatment programs that the depart-
    ment provided for her.
    Rachelle Chevalier-Jackson, the owner of Ahava
    Family Services (Ahava), testified about the parent edu-
    cation program and supervised visitation services in
    which the respondent participated. After participating
    in Ahava’s parent education program for several weeks,
    the respondent withdrew from the program and indi-
    cated that she no longer wanted to take direction from
    its staff. Chevalier-Jackson also testified that there were
    instances in which the respondent was argumentative
    with staff members. When staff members relayed con-
    cerns about the respondent’s behavior to Chester C.,
    he decided to start visiting the children separately.
    At trial, the respondent did not propose any alterna-
    tive permanency plans. In fact, the only possible refer-
    ence to an alternative plan came, not during the presen-
    tation of evidence, but during closing arguments when
    the respondent’s counsel stated: ‘‘If your plan is to
    reunify with the father and not free these children for
    adoption, I submit that my client’s parental rights
    should not be terminated in this matter.’’
    After the trial court granted the termination petitions,
    the respondent did not attempt to raise this claim by
    filing a motion to reargue or reconsider, nor did she
    ask the court to articulate whether it had considered
    other options. The respondent’s failure to pursue any
    of these avenues left the record devoid of evidence and
    findings necessary to review her constitutional claim.
    The respondent attempts to rely on our Supreme
    Court’s decision in In re Brayden E.-H., 
    309 Conn. 642
    , 
    72 A.3d 1083
    (2013). In that case, the trial court
    terminated a respondent mother’s parental rights on
    the basis of evidence of substance abuse and mental
    health issues, a ‘‘chronic history of relapses and failed
    substance abuse treatment,’’ and numerous interactions
    with the criminal justice system. (Internal quotation
    marks omitted.)
    Id., 647–49.
    The trial court granted
    permanent legal guardianship to the children’s paternal
    great-aunt and her husband, and declined to terminate
    the father’s parental rights.
    Id., 644
    and n.1. After the
    trial court issued its decision, the respondent filed a
    motion to reargue in which she asserted that the sub-
    stantive due process clauses of the state and federal
    constitutions required the petitioner to prove that termi-
    nation was the least restrictive permanency plan avail-
    able to secure the best interests of the children.
    Id., 653–54.
    She presented less restrictive alternatives to
    termination, including ‘‘severely circumscrib[ing] visita-
    tion rights with her children,’’ which would have
    addressed the court’s concerns while allowing her to
    maintain a legal relationship with her children. (Internal
    quotation marks omitted.)
    Id., 654.
      Our Supreme Court found that the respondent pre-
    served this constitutional claim by filing a motion to
    reargue but it declined to address the constitutional
    question, in part, because the record made it ‘‘readily
    apparent’’ that the respondent was not entitled to the
    relief she sought.
    Id., 656–57.
    The court also noted that,
    even if it was to assume that such a right existed;
    id., 657;
    the trial court’s decision revealed that the standard
    was met because it concluded that ‘‘any avenue that
    would permit the respondent to exert any further con-
    trol or influence over the children would undermine
    the guardians’ relationship with the children and would
    be contrary to the children’s best interests.’’ (Emphasis
    in original.)
    Id., 661–62.
      Unlike the respondent in In re Brayden E.-H., the
    respondent here never proposed a plan that would have
    addressed the court’s concerns while allowing her to
    maintain a legal relationship with the children. In the
    absence of such a proposal, the court had no factual
    predicates upon which to make a finding.
    ‘‘Our role is not to guess at possibilities, but to review
    claims based on a complete factual record developed
    by the trial court. . . . Without the necessary factual
    and legal conclusions furnished by the trial court . . .
    any decision made by us respecting [the respondent’s
    claims] would be entirely speculative.’’ (Internal quota-
    tion marks omitted.) In re Anthony 
    L., supra
    , 194 Conn.
    App. 119–20. Accordingly, we decline to review the
    respondent’s unpreserved constitutional claim because
    the inadequate record fails to satisfy the requirement
    of Golding’s first prong.
    The judgments are affirmed.
    In this opinion the other judges concurred.
    * In accordance with the spirit and intent of General Statutes § 46b-142
    (b) and Practice Book § 79a-12, the names of the parties involved in this
    appeal are not disclosed. The records and papers of this case shall be open
    for inspection only to persons having a proper interest therein and upon
    order of the Appellate Court.
    ** October 29, 2020, the date that this decision was released as a slip
    opinion, is the operative date for all substantive and procedural purposes.
    1
    Counsel for the three minor children have each adopted the brief filed
    by the petitioner.
    

Document Info

Docket Number: AC43721

Filed Date: 11/3/2020

Precedential Status: Precedential

Modified Date: 4/17/2021