Kingsley v. Hendrickson , 135 S. Ct. 2466 ( 2015 )


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  • (Slip Opinion)              OCTOBER TERM, 2014                                       1
    Syllabus
    NOTE: Where it is feasible, a syllabus (headnote) will be released, as is
    being done in connection with this case, at the time the opinion is issued.
    The syllabus constitutes no part of the opinion of the Court but has been
    prepared by the Reporter of Decisions for the convenience of the reader.
    See United States v. Detroit Timber & Lumber Co., 
    200 U.S. 321
    , 337.
    SUPREME COURT OF THE UNITED STATES
    Syllabus
    KINGSLEY v. HENDRICKSON ET AL.
    CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR
    THE SEVENTH CIRCUIT
    No. 14–6368. Argued April 27, 2015—Decided June 22, 2015
    While petitioner Kingsley was awaiting trial in county jail, officers for-
    cibly removed him from his cell when he refused to comply with their
    instructions. Kingsley filed a complaint in Federal District Court
    claiming, as relevant here, that two of the officers used excessive
    force against him in violation of the Fourteenth Amendment’s Due
    Process Clause. At the trial’s conclusion, the District Court instruct-
    ed the jury that Kingsley was required to prove, inter alia, that the
    officers “recklessly disregarded [Kingsley’s] safety” and “acted with
    reckless disregard of [his] rights.” The jury found in the officers’ fa-
    vor. On appeal, Kingsley argued that the jury instruction did not ad-
    here to the proper standard for judging a pretrial detainee’s excessive
    force claim, namely, objective unreasonableness. The Seventh Cir-
    cuit disagreed, holding that the law required a subjective inquiry into
    the officers’ state of mind, i.e., whether the officers actually intended
    to violate, or recklessly disregarded, Kingsley’s rights.
    Held:
    1. Under 
    42 U.S. C
    . §1983, a pretrial detainee must show only
    that the force purposely or knowingly used against him was objective-
    ly unreasonable to prevail on an excessive force claim. Pp. 5–13.
    (a) This determination must be made from the perspective of a
    reasonable officer on the scene, including what the officer knew at
    the time, see Graham v. Connor, 
    490 U.S. 386
    , 396, and must ac-
    count for the “legitimate interests [stemming from the government’s]
    need to manage the facility in which the individual is detained,” ap-
    propriately deferring to “policies and practices that in th[e] judg-
    ment” of jail officials “are needed to preserve internal order and dis-
    cipline and to maintain institutional security,” Bell v. Wolfish,
    
    441 U.S. 520
    , 540, 547. Pp. 5–7.
    2                     KINGSLEY v. HENDRICKSON
    Syllabus
    (b) Several considerations lead to this conclusion. An objective
    standard is consistent with precedent. In Bell, for instance, this
    Court held that a pretrial detainee could prevail on a claim that his
    due process rights were violated by providing only objective evidence
    that the challenged governmental action was not rationally related to
    a legitimate governmental objective or that it was excessive in rela-
    tion to that 
    purpose. 441 U.S., at 541
    –543. Cf. Block v. Rutherford,
    
    468 U.S. 576
    , 585–586. Experience also suggests that an objective
    standard is workable. It is consistent with the pattern jury instruc-
    tions used in several Circuits, and many facilities train officers to in-
    teract with detainees as if the officers’ conduct is subject to objective
    reasonableness. Finally, the use of an objective standard adequately
    protects an officer who acts in good faith, e.g., by acknowledging that
    judging the reasonableness of the force used from the perspective and
    with the knowledge of the defendant officer is an appropriate part of
    the analysis. Pp. 7–10.
    (c) None of the cases respondents point to provides significant
    support for a subjective standard. Whitley v. Albers, 
    475 U.S. 312
    ,
    and Hudson v. McMillian, 
    503 U.S. 1
    , lack relevance in this context
    because they involved claims brought by convicted prisoners under
    the Eighth Amendment’s Cruel and Unusual Punishment Clause, not
    claims brought by pretrial detainees under the Fourteenth Amend-
    ment’s Due Process Clause. And in County of Sacramento v. Lewis,
    
    523 U.S. 833
    , a statement indicating the need to show “purpose to
    cause harm,” 
    id., at 854,
    for due process liability refers not to wheth-
    er the force intentionally used was excessive, but whether the de-
    fendant intended to commit the acts in question, 
    id., at 854,
    and
    n. 13. Finally, in Johnson v. Glick, 
    481 F.2d 1028
    (CA2), a mali-
    cious-and-sadistic-purpose-to-cause-harm factor was not suggested as
    a necessary condition for liability, but as a factor, among others, that
    might help show that the use of force was excessive. Pp. 10–13.
    2. Applying the proper standard, the jury instruction was errone-
    ous. Taken together, the features of that instruction suggested that
    the jury should weigh respondents’ subjective reasons for using force
    and subjective views about the excessiveness of that force. Respond-
    ents’ claim that, irrespective of this Court’s holding, any error in the
    instruction was harmless is left to the Seventh Circuit to resolve on
    remand. Pp. 13–14.
    
    744 F.3d 443
    , vacated and remanded.
    BREYER, J., delivered the opinion of the Court, in which KENNEDY,
    GINSBURG, SOTOMAYOR, and KAGAN, JJ., joined. SCALIA, J., filed a dis-
    senting opinion, in which ROBERTS, C. J., and THOMAS, J., joined. ALITO,
    J., filed a dissenting opinion.
    Cite as: 576 U. S. ____ (2015)                              1
    Opinion of the Court
    NOTICE: This opinion is subject to formal revision before publication in the
    preliminary print of the United States Reports. Readers are requested to
    notify the Reporter of Decisions, Supreme Court of the United States, Wash-
    ington, D. C. 20543, of any typographical or other formal errors, in order
    that corrections may be made before the preliminary print goes to press.
    SUPREME COURT OF THE UNITED STATES
    _________________
    No. 14–6368
    _________________
    MICHAEL B. KINGSLEY, PETITIONER v. STAN
    HENDRICKSON, ET AL.
    ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
    APPEALS FOR THE SEVENTH CIRCUIT
    [June 22, 2015]
    JUSTICE BREYER delivered the opinion of the Court.
    In this case, an individual detained in a jail prior to trial
    brought a claim under Rev. Stat. §1979, 
    42 U.S. C
    . §1983,
    against several jail officers, alleging that they used exces-
    sive force against him, in violation of the Fourteenth
    Amendment’s Due Process Clause. The officers concede
    that they intended to use the force that they used. But
    the parties disagree about whether the force used was
    excessive.
    The question before us is whether, to prove an excessive
    force claim, a pretrial detainee must show that the officers
    were subjectively aware that their use of force was unrea-
    sonable, or only that the officers’ use of that force was
    objectively unreasonable. We conclude that the latter
    standard is the correct one.
    I
    A
    Some but not all of the facts are undisputed: Michael
    Kingsley, the petitioner, was arrested on a drug charge
    and detained in a Wisconsin county jail prior to trial. On
    the evening of May 20, 2010, an officer performing a cell
    2                KINGSLEY v. HENDRICKSON
    Opinion of the Court
    check noticed a piece of paper covering the light fixture
    above Kingsley’s bed. The officer told Kingsley to remove
    it; Kingsley refused; subsequently other officers told
    Kingsley to remove the paper; and each time Kingsley
    refused. The next morning, the jail administrator, Lieu-
    tenant Robert Conroy, ordered Kingsley to remove the
    paper. Kingsley once again refused. Conroy then told
    Kingsley that officers would remove the paper and that he
    would be moved to a receiving cell in the interim.
    Shortly thereafter, four officers, including respondents
    Sergeant Stan Hendrickson and Deputy Sheriff Fritz
    Degner, approached the cell and ordered Kingsley to
    stand, back up to the door, and keep his hands behind
    him. When Kingsley refused to comply, the officers hand-
    cuffed him, forcibly removed him from the cell, carried him
    to a receiving cell, and placed him face down on a bunk
    with his hands handcuffed behind his back.
    The parties’ views about what happened next differ.
    The officers testified that Kingsley resisted their efforts to
    remove his handcuffs. Kingsley testified that he did not
    resist. All agree that Sergeant Hendrickson placed his
    knee in Kingsley’s back and Kingsley told him in impolite
    language to get off. Kingsley testified that Hendrickson
    and Degner then slammed his head into the concrete
    bunk—an allegation the officers deny.
    The parties agree, however, about what happened next:
    Hendrickson directed Degner to stun Kingsley with a
    Taser; Degner applied a Taser to Kingsley’s back for ap-
    proximately five seconds; the officers then left the hand-
    cuffed Kingsley alone in the receiving cell; and officers
    returned to the cell 15 minutes later and removed Kings-
    ley’s handcuffs.
    B
    Based on these and related events, Kingsley filed a
    §1983 complaint in Federal District Court claiming
    Cite as: 576 U. S. ____ (2015)           3
    Opinion of the Court
    (among other things) that Hendrickson and Degner used
    excessive force against him, in violation of the Fourteenth
    Amendment’s Due Process Clause. The officers moved for
    summary judgment, which the District Court denied,
    stating that “a reasonable jury could conclude that [the
    officers] acted with malice and intended to harm [Kings-
    ley] when they used force against him.” Kingsley v.
    Josvai, No. 10–cv–832–bbc (WD Wis., Nov. 16, 2011), App
    to Pet. for Cert. 66a–67a. Kingsley’s excessive force claim
    accordingly proceeded to trial. At the conclusion of the
    trial, the District Court instructed the jury as follows:
    “Excessive force means force applied recklessly that
    is unreasonable in light of the facts and circumstances
    of the time. Thus, to succeed on his claim of excessive
    use of force, plaintiff must prove each of the following
    factors by a preponderance of the evidence:
    “(1) Defendants used force on plaintiff;
    “(2) Defendants’ use of force was unreasonable in
    light of the facts and circumstances at the time;
    “(3) Defendants knew that using force presented a
    risk of harm to plaintiff, but they recklessly disre-
    garded plaintiff ’s safety by failing to take reasonable
    measures to minimize the risk of harm to plaintiff;
    and
    “(4) Defendants’ conduct caused some harm to
    plaintiff.
    “In deciding whether one or more defendants used
    ‘unreasonable’ force against plaintiff, you must con-
    sider whether it was unreasonable from the perspec-
    tive of a reasonable officer facing the same circum-
    stances that defendants faced. You must make this
    decision based on what defendants knew at the time
    of the incident, not based on what you know now.
    4                KINGSLEY v. HENDRICKSON
    Opinion of the Court
    “Also, in deciding whether one or more defendants
    used unreasonable force and acted with reckless disre-
    gard of plaintiff ’s rights, you may consider factors
    such as:
    “• 	The need to use force;
    “• The relationship between the need to use force
    and the amount of force used;
    “• 	The extent of plaintiff ’s injury;
    “• 	Whether defendants reasonably believed there was
    a threat to the safety of staff or prisoners; and
    “• 	Any efforts made by defendants to limit the
    amount of force used.” App. 277–278 (emphasis
    added).
    The jury found in the officers’ favor.
    On appeal, Kingsley argued that the correct standard
    for judging a pretrial detainee’s excessive force claim is
    objective unreasonableness. And, the jury instruction, he
    said, did not hew to that standard. A panel of the Court of
    Appeals disagreed, with one judge dissenting. The major-
    ity held that the law required a “subjective inquiry” into
    the officer’s state of mind. There must be “ ‘an actual
    intent to violate [the plaintiff ’s] rights or reckless disre-
    gard for his rights.’ ” 
    744 F.3d 443
    , 451 (CA7 2014) (quot-
    ing Wilson v. Williams, 
    83 F.3d 870
    , 875 (CA7 1996)).
    The dissent would have used instructions promulgated by
    the Committee on Pattern Civil Jury Instructions of the
    Seventh Circuit, which require a pretrial detainee claim-
    ing excessive force to show only that the use of force was
    objectively 
    unreasonable. 744 F.3d, at 455
    (opinion of
    Hamilton, J.); see Pattern Civ. Jury Instr. §7.08 (2009).
    The dissent further stated that the District Court’s use of
    the word “reckless” in the jury instruction added “an
    unnecessary and confusing 
    element.” 744 F.3d, at 455
    .
    Cite as: 576 U. S. ____ (2015)             5
    Opinion of the Court
    Kingsley filed a petition for certiorari asking us to de-
    termine whether the requirements of a §1983 excessive
    force claim brought by a pretrial detainee must satisfy the
    subjective standard or only the objective standard. In
    light of disagreement among the Circuits, we agreed to do
    so. Compare, e.g., Murray v. Johnson No. 260, 367 Fed.
    Appx. 196, 198 (CA2 2010); Bozeman v. Orum, 
    422 F.3d 1265
    , 1271 (CA11 2005) (per curiam), with Aldini v. John-
    son, 
    609 F.3d 858
    , 865–866 (CA6 2010); Young v. Wolfe,
    478 Fed. Appx. 354, 356 (CA9 2012).
    II
    A
    We consider a legally requisite state of mind. In a case
    like this one, there are, in a sense, two separate state-of-
    mind questions. The first concerns the defendant’s state
    of mind with respect to his physical acts—i.e., his state of
    mind with respect to the bringing about of certain physical
    consequences in the world. The second question concerns
    the defendant’s state of mind with respect to whether his
    use of force was “excessive.” Here, as to the first question,
    there is no dispute. As to the second, whether to interpret
    the defendant’s physical acts in the world as involving
    force that was “excessive,” there is a dispute. We conclude
    with respect to that question that the relevant standard is
    objective not subjective. Thus, the defendant’s state of
    mind is not a matter that a plaintiff is required to prove.
    Consider the series of physical events that take place in
    the world—a series of events that might consist, for exam-
    ple, of the swing of a fist that hits a face, a push that leads
    to a fall, or the shot of a Taser that leads to the stunning
    of its recipient. No one here denies, and we must assume,
    that, as to the series of events that have taken place in the
    world, the defendant must possess a purposeful, a know-
    ing, or possibly a reckless state of mind. That is because,
    as we have stated, “liability for negligently inflicted harm
    6                KINGSLEY v. HENDRICKSON
    Opinion of the Court
    is categorically beneath the threshold of constitutional due
    process.” County of Sacramento v. Lewis, 
    523 U.S. 833
    ,
    849 (1998) (emphasis added). See also Daniels v. Williams,
    
    474 U.S. 327
    , 331 (1986) (“Historically, this guarantee of
    due process has been applied to deliberate decisions of
    government officials to deprive a person of life, liberty, or
    property”). Thus, if an officer’s Taser goes off by accident
    or if an officer unintentionally trips and falls on a detainee,
    causing him harm, the pretrial detainee cannot prevail on
    an excessive force claim. But if the use of force is delib-
    erate—i.e., purposeful or knowing—the pretrial detainee’s
    claim may proceed. In the context of a police pursuit of a
    suspect the Court noted, though without so holding, that
    recklessness in some cases might suffice as a standard for
    imposing liability. See 
    Lewis, supra, at 849
    . Whether
    that standard might suffice for liability in the case of an
    alleged mistreatment of a pretrial detainee need not be
    decided here; for the officers do not dispute that they acted
    purposefully or knowingly with respect to the force they
    used against Kingsley.
    We now consider the question before us here—the de-
    fendant’s state of mind with respect to the proper interpre-
    tation of the force (a series of events in the world) that the
    defendant deliberately (not accidentally or negligently)
    used. In deciding whether the force deliberately used is,
    constitutionally speaking, “excessive,” should courts use
    an objective standard only, or instead a subjective stand-
    ard that takes into account a defendant’s state of mind? It
    is with respect to this question that we hold that courts
    must use an objective standard. In short, we agree with
    the dissenting appeals court judge, the Seventh Circuit’s
    jury instruction committee, and Kingsley, that a pretrial
    detainee must show only that the force purposely or know-
    ingly used against him was objectively unreasonable.
    A court (judge or jury) cannot apply this standard me-
    chanically. See 
    Lewis, supra, at 850
    . Rather, objective
    Cite as: 576 U. S. ____ (2015)            7
    Opinion of the Court
    reasonableness turns on the “facts and circumstances of
    each particular case.” Graham v. Connor, 
    490 U.S. 386
    ,
    396 (1989). A court must make this determination from
    the perspective of a reasonable officer on the scene, includ-
    ing what the officer knew at the time, not with the 20/20
    vision of hindsight. See 
    ibid. A court must
    also account
    for the “legitimate interests that stem from [the govern-
    ment’s] need to manage the facility in which the individual
    is detained,” appropriately deferring to “policies and prac-
    tices that in th[e] judgment” of jail officials “are needed to
    preserve internal order and discipline and to maintain
    institutional security.” Bell v. Wolfish, 
    441 U.S. 520
    , 540,
    547 (1979).
    Considerations such as the following may bear on the
    reasonableness or unreasonableness of the force used: the
    relationship between the need for the use of force and the
    amount of force used; the extent of the plaintiff ’s injury;
    any effort made by the officer to temper or to limit the
    amount of force; the severity of the security problem at
    issue; the threat reasonably perceived by the officer; and
    whether the plaintiff was actively resisting. See, e.g.,
    
    Graham, supra, at 396
    . We do not consider this list to be
    exclusive. We mention these factors only to illustrate the
    types of objective circumstances potentially relevant to a
    determination of excessive force.
    B
    Several considerations have led us to conclude that the
    appropriate standard for a pretrial detainee’s excessive
    force claim is solely an objective one. For one thing, it is
    consistent with our precedent. We have said that “the
    Due Process Clause protects a pretrial detainee from the
    use of excessive force that amounts to punishment.” Gra-
    
    ham, supra, at 395
    , n. 10. And in Bell, we explained that
    such “punishment” can consist of actions taken with an
    “expressed intent to 
    punish.” 441 U.S., at 538
    . But the
    8                KINGSLEY v. HENDRICKSON
    Opinion of the Court
    Bell Court went on to explain that, in the absence of an
    expressed intent to punish, a pretrial detainee can never-
    theless prevail by showing that the actions are not “ra-
    tionally related to a legitimate nonpunitive governmental
    purpose” or that the actions “appear excessive in relation
    to that purpose.” 
    Id., at 561.
    The Bell Court applied this
    latter objective standard to evaluate a variety of prison
    conditions, including a prison’s practice of double-bunking.
    In doing so, it did not consider the prison officials’ subjec-
    tive beliefs about the policy. 
    Id., at 541–543.
    Rather, the
    Court examined objective evidence, such as the size of the
    rooms and available amenities, before concluding that the
    conditions were reasonably related to the legitimate pur-
    pose of holding detainees for trial and did not appear
    excessive in relation to that purpose. 
    Ibid. Bell’s focus on
    “punishment” does not mean that proof of
    intent (or motive) to punish is required for a pretrial de-
    tainee to prevail on a claim that his due process rights
    were violated. Rather, as Bell itself shows (and as our
    later precedent affirms), a pretrial detainee can prevail by
    providing only objective evidence that the challenged
    governmental action is not rationally related to a legiti-
    mate governmental objective or that it is excessive in
    relation to that purpose. Cf. Block v. Rutherford, 
    468 U.S. 576
    , 585–586 (1984) (where there was no suggestion that
    the purpose of jail policy of denying contact visitation was
    to punish inmates, the Court need only evaluate whether
    the policy was “reasonably related to legitimate govern-
    mental objectives” and whether it appears excessive in
    relation to that objective); Schall v. Martin, 
    467 U.S. 253
    ,
    269–271 (1984) (similar); see also United States v. Salerno,
    
    481 U.S. 739
    , 747 (1987) (“[T]he punitive/regulatory
    distinction turns on ‘whether an alternative purpose to
    which [the restriction] may rationally be connected is
    assignable for it, and whether it appears excessive in
    relation to the alternative purpose assigned [to it]’ ” (quot-
    Cite as: 576 U. S. ____ (2015)            9
    Opinion of the Court
    ing 
    Schall, supra, at 269
    ; emphasis added and some inter-
    nal quotation marks omitted)). The Court did not suggest
    in any of these cases, either by its words or its analysis,
    that its application of Bell’s objective standard should
    involve subjective considerations. Our standard is also
    consistent with our use of an objective “excessive force”
    standard where officers apply force to a person who, like
    Kingsley, has been accused but not convicted of a crime,
    but who, unlike Kingsley, is free on bail. See 
    Graham, supra
    .
    For another thing, experience suggests that an objective
    standard is workable. It is consistent with the pattern
    jury instructions used in several Circuits. We are also told
    that many facilities, including the facility at issue here,
    train officers to interact with all detainees as if the offic-
    ers’ conduct is subject to an objective reasonableness
    standard. See Brief for Petitioner 26; App. 247–248; Brief
    for Former Corrections Administrators and Experts as
    Amici Curiae 8–18.
    Finally, the use of an objective standard adequately
    protects an officer who acts in good faith. We recognize
    that “[r]unning a prison is an inordinately difficult under-
    taking,” Turner v. Safley, 
    482 U.S. 78
    , 84–85 (1987), and
    that “safety and order at these institutions requires the
    expertise of correctional officials, who must have substan-
    tial discretion to devise reasonable solutions to the prob-
    lems they face,” Florence v. Board of Chosen Freeholders of
    County of Burlington, 566 U. S. ___, ___ (2012) (slip op., at
    5). Officers facing disturbances “are often forced to make
    split-second judgments—in circumstances that are tense,
    uncertain, and rapidly evolving.” 
    Graham, 490 U.S., at 397
    . For these reasons, we have stressed that a court
    must judge the reasonableness of the force used from the
    perspective and with the knowledge of the defendant
    officer. We have also explained that a court must take
    account of the legitimate interests in managing a jail,
    10               KINGSLEY v. HENDRICKSON
    Opinion of the Court
    acknowledging as part of the objective reasonableness
    analysis that deference to policies and practices needed to
    maintain order and institutional security is appropriate.
    See Part 
    II–A, supra
    . And we have limited liability for
    excessive force to situations in which the use of force was
    the result of an intentional and knowing act (though we
    leave open the possibility of including a “reckless” act as
    well). 
    Ibid. Additionally, an officer
    enjoys qualified im-
    munity and is not liable for excessive force unless he has
    violated a “clearly established” right, such that “it would
    [have been] clear to a reasonable officer that his conduct
    was unlawful in the situation he confronted.” Saucier v.
    Katz, 
    533 U.S. 194
    , 202 (2001); see also Brief for United
    States as Amicus Curiae 27–28. It is unlikely (though
    theoretically possible) that a plaintiff could overcome
    these hurdles where an officer acted in good faith.
    C
    Respondents believe that the relevant legal standard
    should be subjective, i.e., that the plaintiff must prove that
    the use of force was not “applied in a good-faith effort to
    maintain or restore discipline” but, rather, was applied
    “maliciously and sadistically to cause harm.” Brief for
    Respondents 27. And they refer to several cases that they
    believe support their position. See 
    id., at 26–31
    (citing
    Whitley v. Albers, 
    475 U.S. 312
    (1986); Hudson v. McMil-
    lian, 
    503 U.S. 1
    (1992); Lewis, 
    523 U.S. 833
    ; Johnson v.
    Glick, 
    481 F.2d 1028
    (CA2 1973)).
    The first two of these cases, however, concern excessive
    force claims brought by convicted prisoners under the
    Eighth Amendment’s Cruel and Unusual Punishment
    Clause, not claims brought by pretrial detainees under the
    Fourteenth Amendment’s Due Process Clause. 
    Whitley, supra, at 320
    ; 
    Hudson, supra, at 6
    –7. The language of the
    two Clauses differs, and the nature of the claims often
    differs. And, most importantly, pretrial detainees (unlike
    Cite as: 576 U. S. ____ (2015)              11
    Opinion of the Court
    convicted prisoners) cannot be punished at all, much less
    “maliciously and sadistically.” Ingraham v. Wright, 
    430 U.S. 651
    , 671–672, n. 40 (1977); Gra
    ham, supra, at 395
    ,
    n. 10 (1989); see also 4 W. Blackstone, Commentaries *300
    (“[I]f the offence be not bailable, or the party cannot find
    bail, he is to be committed to the county [jail] . . . [b]ut . . .
    only for safe custody, and not for punishment”). Thus,
    there is no need here, as there might be in an Eighth
    Amendment case, to determine when punishment is un-
    constitutional. Whitley and Hudson are relevant here only
    insofar as they address the practical importance of taking
    into account the legitimate safety-related concerns of those
    who run jails. And, as explained above, we believe we
    have done so.
    Lewis does not prove respondents’ point, either. There,
    the Court considered a claim that a police officer had
    violated due process by causing a death during a high-
    speed automobile chase aimed at apprehending a suspect.
    We wrote that “[j]ust as a purpose to cause harm is needed
    for Eighth Amendment liability in a [prison] riot case, so it
    ought to be needed for due process liability in a pursuit
    
    case.” 523 U.S., at 854
    . Respondents contend that this
    statement shows that the Court embraced a standard for
    due process claims that requires a showing of subjective
    intent. Brief for Respondents 30–31. Other portions of
    the Lewis opinion make clear, however, that this state-
    ment referred to the defendant’s intent to commit the acts
    in question, not to whether the force intentionally used
    was 
    “excessive.” 523 U.S., at 854
    , and n. 13. As ex-
    plained above, the parties here do not dispute that re-
    spondents’ use of force was intentional. See Part 
    II–A, supra
    .
    Nor does Glick provide respondents with significant
    support. In that case Judge Friendly, writing for the
    Second Circuit, considered an excessive force claim
    brought by a pretrial detainee under the Fourteenth
    12               KINGSLEY v. HENDRICKSON
    Opinion of the Court
    Amendment’s Due Process Clause. Judge Friendly pointed
    out that the “management by a few guards of large num-
    bers of prisoners” in an institution “may require and justify
    the occasional use of a degree of intentional 
    force.” 481 F.2d, at 1033
    . He added that, in determining whether
    that intentional use of force “crosse[s]” the “constitutional
    line,” a court should look:
    “to such factors as [(1)] the need for the application of
    force, [(2)] the relationship between the need and the
    amount of force that was used, [(3)] the extent of in-
    jury inflicted, and [(4)] whether force was applied in a
    good faith effort to maintain or restore discipline or
    maliciously and sadistically for the very purpose of
    causing harm.” 
    Ibid. This statement does
    not suggest that the fourth factor
    (malicious and sadistic purpose to cause harm) is a neces-
    sary condition for liability. To the contrary, the words
    “such . . . as” make clear that the four factors provide
    examples of some considerations, among others, that
    might help show that the use of force was excessive.
    Respondents believe these cases nonetheless help them
    make a broader point—namely, that a subjective standard
    “protects against a relative flood of claims,” many of them
    perhaps unfounded, brought by pretrial detainees. Brief
    for Respondents 38. But we note that the Prison Litiga-
    tion Reform Act of 1995, 
    42 U.S. C
    . §1997e, which is
    designed to deter the filing of frivolous litigation against
    prison officials, applies to both pretrial detainees and
    convicted prisoners. Nor is there evidence of a rash of
    unfounded filings in Circuits that use an objective standard.
    We acknowledge that our view that an objective stand-
    ard is appropriate in the context of excessive force claims
    brought by pretrial detainees pursuant to the Fourteenth
    Amendment may raise questions about the use of a subjec-
    tive standard in the context of excessive force claims
    Cite as: 576 U. S. ____ (2015)           13
    Opinion of the Court
    brought by convicted prisoners. We are not confronted
    with such a claim, however, so we need not address that
    issue today.
    III
    We now consider the lawfulness of the jury instruction
    given in this case in light of our adoption of an objective
    standard for pretrial detainees’ excessive force claims. See
    Part 
    II–A, supra
    . That jury instruction defined “excessive
    force” as “force applied recklessly that is unreasonable in
    light of the facts and circumstances of the time.” App.
    277. It required Kingsley to show that the officers “reck-
    lessly disregarded [Kingsley’s] safety.” 
    Id., at 278.
    And it
    suggested that Kingsley must show the defendants “acted
    with reckless disregard of [Kingsley’s] rights,” while tell-
    ing the jury that it could consider several objective factors
    in making this determination. 
    Ibid. Kingsley argues that
    the jury instruction is faulty be-
    cause the word “reckless” suggests a need to prove that
    respondents acted with a certain subjective state of mind
    with respect to the excessive or nonexcessive nature of the
    force used, contrary to what we have just held. Reply
    Brief 20–22. Respondents argue that irrespective of our
    holding, any error in the instruction was harmless. Brief
    for Respondents 57–58. And the Solicitor General sug-
    gests that, because the instructions defined “recklessness”
    with reference to objective factors, those instructions
    effectively embody our objective standard and did not
    confuse the jury. Brief for United States as Amicus Curiae
    28–32.
    We agree with Kingsley that the instructions were
    erroneous. “[R]eckles[s] disregar[d] [of Kingsley’s] safety”
    was listed as an additional requirement, beyond the need
    to find that “[respondents’] use of force was unreasonable
    in light of the facts and circumstances at the time.” App.
    278. See also 
    ibid. (Kingsley had to
    show respondents
    14               KINGSLEY v. HENDRICKSON
    Opinion of the Court
    “used unreasonable force and acted with reckless disre-
    gard of [Kingsley’s] rights” (emphasis added)). And in
    determining whether respondents “acted with reckless
    disregard of [Kingsley’s] rights,” the jury was instructed to
    “consider . . . [w]hether [respondents] reasonably believed
    there was a threat to the safety of staff or prisoners.” 
    Ibid. (emphasis added). Together,
    these features suggested the
    jury should weigh respondents’ subjective reasons for
    using force and subjective views about the excessiveness of
    the force. As we have just held, that was error. But be-
    cause the question whether that error was harmless may
    depend in part on the detailed specifics of this case, we
    leave that question for the Court of Appeals to resolve in
    the first instance.
    The decision of the Court of Appeals is vacated, and the
    case is remanded for proceedings consistent with this
    opinion.
    It is so ordered.
    Cite as: 576 U. S. ____ (2015)           1
    SCALIA, J., dissenting
    SUPREME COURT OF THE UNITED STATES
    _________________
    No. 14–6368
    _________________
    MICHAEL B. KINGSLEY, PETITIONER v. STAN
    HENDRICKSON, ET AL.
    ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
    APPEALS FOR THE SEVENTH CIRCUIT
    [June 22, 2015]
    JUSTICE SCALIA, with whom THE CHIEF JUSTICE and
    JUSTICE THOMAS join, dissenting.
    The Constitution contains no freestanding prohibition of
    excessive force. There are, however, four constitutional
    provisions that we have said forbid the use of excessive
    force in certain circumstances. The Fourth Amendment
    prohibits it when it makes a search or seizure “unreason-
    able.” The Eighth Amendment prohibits it when it consti-
    tutes “cruel and unusual” punishment. The Fifth and
    Fourteenth Amendments prohibit it (or, for that matter,
    any use of force) when it is used to “deprive” someone of
    “life, liberty, or property, without due process of law.”
    This is a Fourteenth Amendment case. The Fifth
    Amendment applies only to federal actors; Kingsley for-
    feited any argument under the Fourth Amendment by
    failing to raise it below; and he acknowledges that the
    Eighth Amendment standard is inapplicable, Brief for
    Petitioner 27, n. 8. The only question before us is whether
    a pretrial detainee’s due process rights are violated when
    “the force purposely or knowingly used against him [is]
    objectively unreasonable.” Ante, at 6. In my view, the
    answer is no. Our cases hold that the intentional inflic-
    tion of punishment upon a pretrial detainee may violate
    the Fourteenth Amendment; but the infliction of “objec-
    tively unreasonable” force, without more, is not the inten-
    2               KINGSLEY v. HENDRICKSON
    SCALIA, J., dissenting
    tional infliction of punishment.
    In Bell v. Wolfish, 
    441 U.S. 520
    (1979), we held that the
    Due Process Clause forbids holding pretrial detainees in
    conditions that “amount to punishment.” 
    Id., at 535.
    Conditions amount to punishment, we explained, when
    they are “imposed for the purpose of punishment.” 
    Id., at 538.
    Acting with the intent to punish means taking a
    “ ‘deliberate act intended to chastise or deter.’ ” Wilson v.
    Seiter, 
    501 U.S. 294
    , 300 (1991) (quoting Duckworth v.
    Franzen, 
    780 F.2d 645
    , 652 (CA7 1985)); see also 
    Bell, supra, at 537
    –538. The Court in Bell recognized that
    intent to punish need not be 
    “expressed,” 441 U.S. at 538
    ,
    but may be established with circumstantial evidence.
    More specifically, if the condition of confinement being
    challenged “is not reasonably related to a legitimate
    goal—if it is arbitrary or purposeless—a court permissibly
    may infer that the purpose of the governmental action is
    punishment.” 
    Id., at 539.
    We endorsed the same infer-
    ence when we applied Bell’s intent-to-punish test in chal-
    lenges brought by pretrial detainees against jailhouse
    security policies, 
    id., at 560–562;
    Block v. Rutherford, 
    468 U.S. 576
    , 583–584 (1984), and statutes permitting pre-
    trial detention, Schall v. Martin, 
    467 U.S. 253
    , 255, 269
    (1984); United States v. Salerno, 
    481 U.S. 739
    , 741, 746–
    747 (1987).
    In light of these cases, I agree with the Court that “the
    Due Process Clause protects a pretrial detainee from the
    use of excessive force that amounts to punishment.” Gra-
    ham v. Connor, 
    490 U.S. 386
    , 395, n. 10 (1989) (citing
    
    Bell, supra, at 535
    –539). I disagree, however, that any
    intentional application of force that is objectively unrea-
    sonable in degree is a use of excessive force that
    “amount[s] to punishment.” 
    Bell, 441 U.S., at 535
    . The
    Court reaches that conclusion by misreading Bell as for-
    bidding States to take any harmful action against pretrial
    detainees that is not “reasonably related to a legitimate
    Cite as: 576 U. S. ____ (2015)            3
    SCALIA, J., dissenting
    goal.” 
    Id., at 539.
       Bell endorsed this “reasonable relation” inference in the
    context of a challenge to conditions of a confinement—
    specifically, challenges to the State’s policy of housing two
    people in each cell, 
    id., at 528,
    and various security poli-
    cies, 
    id., at 548–549,
    553, 555, 558, 560–562. The condi-
    tions in which pretrial detainees are held, and the security
    policies to which they are subject, are the result of consid-
    ered deliberation by the authority imposing the detention.
    If those conditions and policies lack any reasonable rela-
    tionship to a legitimate, nonpunitive goal, it is logical to
    infer a punitive intent. And the same logic supports find-
    ing a punitive intent in statutes authorizing detention
    that lacks any reasonable relationship to a valid govern-
    ment interest. 
    Schall, supra, at 269
    ; 
    Salerno, supra, at 746
    –747.
    It is illogical, however, automatically to infer punitive
    intent from the fact that a prison guard used more force
    against a pretrial detainee than was necessary. That
    could easily have been the result of a misjudgment about
    the degree of force required to maintain order or protect
    other inmates, rather than the product of an intent to
    punish the detainee for his charged crime (or for any other
    behavior). An officer’s decision regarding how much force
    to use is made “in haste, under pressure, and frequently
    without the luxury of a second chance,” Hudson v. Mc-
    Millian, 
    503 U.S. 1
    , 6 (1992) (internal quotation marks
    omitted), not after the considered thought that precedes
    detention-policy determinations like those at issue in Bell,
    Block, Schall, and Salerno. That an officer used more
    force than necessary might be evidence that he acted with
    intent to punish, but it is no more than that.
    In sum: Bell makes intent to punish the focus of its due-
    process analysis. Objective reasonableness of the force
    used is nothing more than a heuristic for identifying this
    intent. That heuristic makes good sense for considered
    4                KINGSLEY v. HENDRICKSON
    SCALIA, J., dissenting
    decisions by the detaining authority, but is much weaker
    in the context of excessive-force claims. Kingsley does
    not argue that respondents actually intended to punish
    him, and his reliance on Bell to infer such an intent is
    misplaced.
    Kingsley claims that “the protections of due process . . .
    extend beyond the narrow context of ‘punishment.’ ” Brief
    for Petitioner 15. Unquestionably. A State would plainly
    violate the Due Process Clause if it extended a detainee’s
    confinement because it believed him mentally ill (not as
    “punishment”), without giving him the constitutionally
    guaranteed processes that must precede the deprivation of
    liberty. But Kingsley does not claim deprivation of liberty
    in that normal sense of that word—the right to walk about
    free. He claims that the Due Process Clause confers, on
    pretrial detainees, a substantive “liberty” interest that
    consists of freedom from objectively unreasonable force.
    Kingsley seeks relief, in other words, under the doctrine of
    “substantive due process,” through which we have occa-
    sionally recognized “liberty” interests other than freedom
    from incarceration or detention, that “cannot be limited at
    all, except by provisions that are ‘narrowly tailored to
    serve a compelling state interest.’ ” Kerry v. Din, ante, at 6
    (plurality opinion) (quoting Reno v. Flores, 
    507 U.S. 292
    ,
    301–302 (1993)).
    Even if one believed that the right to process can confer
    the right to substance in particular cases, Kingsley’s
    interest is not one of the “fundamental liberty interests”
    that substantive due process protects. We have said that
    that doctrine protects only those liberty interests that,
    carefully described, are “objectively, deeply rooted in this
    Nation’s history and tradition, and implicit in the concept
    of ordered liberty, such that neither liberty nor justice
    would exist if they were sacrificed.”        Washington v.
    Glucksberg, 
    521 U.S. 702
    , 720–721 (1997) (citations and
    internal quotation marks omitted). Carefully described,
    Cite as: 576 U. S. ____ (2015)            5
    SCALIA, J., dissenting
    the liberty interest Kingsley asserts is the right of pretrial
    detainees to be free from the application of force that is
    more than is objectively required to further some legiti-
    mate, nonpunitive, governmental interest. He does not
    argue (nor could he) that this asserted interest could pass
    the test announced in Glucksberg.
    I conclude by emphasizing that our Constitution is not
    the only source of American law. There is an immense
    body of state statutory and common law under which
    individuals abused by state officials can seek relief.
    Kingsley himself, in addition to suing respondents for
    excessive force under 
    42 U.S. C
    . §1983, brought a state-
    law claim for assault and battery. 
    744 F.3d 443
    , 446, n. 6
    (CA7 2014). The Due Process Clause is not “a font of tort
    law to be superimposed upon” that state system. Daniels
    v. Williams, 
    474 U.S. 327
    , 332 (1986) (quoting Paul v.
    Davis, 
    424 U.S. 693
    , 701 (1976)). Today’s majority over-
    looks this in its tender-hearted desire to tortify the Four-
    teenth Amendment.
    Cite as: 576 U. S. ____ (2015)            1
    ALITO, J., dissenting
    SUPREME COURT OF THE UNITED STATES
    _________________
    No. 14–6368
    _________________
    MICHAEL B. KINGSLEY, PETITIONER v. STAN
    HENDRICKSON, ET AL.
    ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
    APPEALS FOR THE SEVENTH CIRCUIT
    [June 22, 2015]
    JUSTICE ALITO, dissenting.
    I would dismiss this case as improvidently granted.
    Before deciding what a pretrial detainee must show in
    order to prevail on a due process excessive force claim, we
    should decide whether a pretrial detainee can bring a
    Fourth Amendment claim based on the use of excessive
    force by a detention facility employee. We have not yet
    decided that question. See Graham v. Connor, 
    490 U.S. 386
    , 395, n. 10 (1989). If a pretrial detainee can bring
    such a claim, we need not and should not rely on substan-
    tive due process. See Albright v. Oliver, 
    510 U.S. 266
    , 273
    (1994) (plurality opinion); 
    Graham, 490 U.S., at 395
    . It is
    settled that the test for an unreasonable seizure under the
    Fourth Amendment is objective, see 
    id., at 397,
    so if a
    pretrial detainee can bring such a claim, it apparently
    would be indistinguishable from the substantive due
    process claim that the Court discusses.
    I would not decide the due process issue presented in
    this case until the availability of a Fourth Amendment
    claim is settled, and I would therefore dismiss this case as
    improvidently granted.
    

Document Info

Docket Number: 14-6368

Citation Numbers: 192 L. Ed. 2d 416, 135 S. Ct. 2466, 2015 U.S. LEXIS 4073

Filed Date: 6/22/2015

Precedential Status: Precedential

Modified Date: 1/13/2023

Authorities (21)

Willie H. Bozeman v. Silas Orum, III , 422 F.3d 1265 ( 2005 )

australia-johnson-v-a-glick-warden-of-manhattan-house-of-detention-for , 481 F.2d 1028 ( 1973 )

Bell v. Wolfish , 99 S. Ct. 1861 ( 1979 )

United States v. Salerno , 107 S. Ct. 2095 ( 1987 )

Aldini v. Johnson , 609 F.3d 858 ( 2010 )

Jackie Wilson v. James K. Williams , 83 F.3d 870 ( 1996 )

United States v. Detroit Timber & Lumber Co. , 26 S. Ct. 282 ( 1906 )

Whitley v. Albers , 106 S. Ct. 1078 ( 1986 )

Paul v. Davis , 96 S. Ct. 1155 ( 1976 )

Ingraham v. Wright , 97 S. Ct. 1401 ( 1977 )

Albright v. Oliver , 114 S. Ct. 807 ( 1994 )

Washington v. Glucksberg , 117 S. Ct. 2258 ( 1997 )

County of Sacramento v. Lewis , 118 S. Ct. 1708 ( 1998 )

Schall v. Martin , 104 S. Ct. 2403 ( 1984 )

Daniels v. Williams , 106 S. Ct. 662 ( 1986 )

Turner v. Safley , 107 S. Ct. 2254 ( 1987 )

Graham v. Connor , 109 S. Ct. 1865 ( 1989 )

Wilson v. Seiter , 111 S. Ct. 2321 ( 1991 )

Hudson v. McMillian , 112 S. Ct. 995 ( 1992 )

Block v. Rutherford , 104 S. Ct. 3227 ( 1984 )

View All Authorities »

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