State v. Cognati , 2022 Ohio 601 ( 2022 )

[Cite as State v. Cognati, 2022-Ohio-601.]
STATE OF OHIO ) IN THE COURT OF APPEALS
)ss: NINTH JUDICIAL DISTRICT
COUNTY OF SUMMIT )
STATE OF OHIO C.A. No. 29905
Appellee
v. APPEAL FROM JUDGMENT
ENTERED IN THE
ROCCO O. COGNATI COURT OF COMMON PLEAS
COUNTY OF SUMMIT, OHIO
Appellant CASE No. CR 18 06 1946
DECISION AND JOURNAL ENTRY
Dated: March 2, 2022
TEODOSIO, Judge.
{¶1} Appellant, Rocco O. Cognati, appeals from the trial court’s judgment denying his
petition for post-conviction relief in the Summit County Court of Common Pleas. This Court
affirms.
I.
{¶2} In 2019, Mr. Cognati pled guilty to six counts of gross sexual imposition and was
sentenced to fifteen years in prison. He filed a motion to file a delayed appeal almost a year after
sentencing, which this Court denied due to Mr. Cognati’s “fail[ure] to provide a sufficient
statement justifying the lengthy delay.” State v. Cognati, 9th Dist. Summit No. 29727 (May 8,
2020). He appealed, but the Supreme Court of Ohio declined to accept jurisdiction on appeal.
08/04/2020 Case Announcements, 2020-Ohio-0766. Mr. Cognati also filed a number of other
motions in the trial court, including a petition for post-conviction relief, which the trial court
denied. In the meantime, he filed a petition for a writ of procedendo to compel the trial court to
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rule on his petition for post-conviction relief, but that case was dismissed. See State v. Cognati,
9th Dist. Summit No. 29883 (Dec. 30, 2020). Mr. Cognati also filed a second motion to file a
delayed appeal, which this Court denied and specifically noted: “Again, this Court is not
persuaded that the lengthy delay was reasonable.” State v. Cognati, 9th Dist. Summit No. 30065
(Nov. 1, 2021).
{¶3} Mr. Cognati now appeals from the trial court’s judgment denying his petition for
post-conviction relief and raises one assignment of error for this Court’s review.
II.
ASSIGNMENT OF ERROR
THE TRIAL COURT ERRED AS A MATTER OF LAW BY FAILING TO
APPLY THE CORRECT PREJUDICE STANDARD IN ROE V. FLORES-
ORTEGA * * * WHEN ADDRESSING APPELLANT’S POST[-]CONVICTION
PETITION.
{¶4} In his sole assignment of error, Mr. Cognati argues that the trial court erred in
failing to apply the correct prejudice standard when denying his petition for post-conviction
relief. Because Mr. Cognati has not demonstrated that he is entitled to the relief he sought in his
petition, we must overrule his assignment of error.
{¶5} A post-conviction proceeding is a collateral civil attack on a criminal judgment, in
which the petitioner receives no more rights than those granted by the statute. State v. Calhoun,
86 Ohio St.3d 279, 281 (1999). R.C. 2953.21(A)(1)(a)(i) permits anyone convicted of a criminal
offense “who claims that there was such a denial or infringement of the person’s rights as to
render the judgment void or voidable under the Ohio Constitution or the Constitution of the
United States” to “file a petition in the court that imposed sentence, stating the grounds for relief
relied upon, and asking the court to vacate or set aside the judgment or sentence or to grant other
appropriate relief.” “[T]he petitioner must provide some evidence of facts which, if proved,
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would entitle [him] to the relief sought.” State v. Reynolds, 9th Dist. Summit No. 19062, 1999
WL 980568, *3 (Oct. 27, 1999). He may file a supporting affidavit and other documentary
evidence in support of the claim for relief, see R.C. 2953.21(A)(1)(b), but “post-conviction relief
is appropriate only when it concerns errors based upon facts and evidence dehors the record.”
(Emphasis sic.) State v. Rodriguez, 65 Ohio App.3d 151, 153 (9th Dist.1989).
{¶6} “A trial court properly denies a petition for post-conviction relief without holding
an evidentiary hearing where the petition, the supporting affidavits, the documentary evidence,
the files, and the records do not demonstrate that the petitioner set forth sufficient operative facts
to establish substantive grounds for relief.” State v. Spaulding, 9th Dist. Summit No. 28526,
2018-Ohio-3663, ¶ 7. We generally review a trial court’s decision denying a petition for post-
conviction relief under an abuse of discretion standard. State v. Nichols, 9th Dist. Summit No.
29228, 2019-Ohio-3084, ¶ 10. An abuse of discretion “implies that the court’s attitude is
unreasonable, arbitrary or unconscionable.” Blakemore v. Blakemore, 5 Ohio St.3d 217, 219
(1983). When applying an abuse of discretion standard, a reviewing court is precluded from
simply substituting its own judgment for that of the trial court. Pons v. Ohio State Med. Bd., 66
Ohio St.3d 619, 621 (1993).
{¶7} In his petition for post-conviction relief, Mr. Cognati relied on the United States
Supreme Court’s decision in Roe v. Flores-Ortega, 528 U.S. 470 (2000), and argued that he
received ineffective assistance of counsel. The only evidence he appended to the petition was his
own self-serving affidavit, in which he averred that immediately after his sentencing hearing he
instructed his trial counsel to file a notice of appeal on his behalf. According to Mr. Cognati,
counsel assured him that he would file the appeal, and Mr. Cognati relied on counsel to do so.
No appeal was ever filed, however, and Mr. Cognati averred that “[he] was deprived of an appeal
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process that [he] otherwise would have taken, but for counsel’s error” and “[he] would have
appealed.” Consequently, Mr. Cognati sought to have his sentence and conviction vacated as
void or voidable because he received ineffective assistance of counsel. In his written reply to the
State’s motion to dismiss the petition, Mr. Cognati also stated that he was “not challenging the
validity of his guilty plea * * *.”
{¶8} The trial court did not hold a hearing on Mr. Cognati’s petition. The court instead
issued an order denying the petition and finding that Mr. Cognati had not “demonstrated that his
counsel’s performance was so deficient such that he was precluded from entering into a knowing
and voluntary guilty plea.” The court further found that despite Mr. Cognati’s claims, nothing in
his supporting affidavit demonstrated that he would not have entered a guilty plea but for
counsel’s alleged failure to file the appeal. The court determined that “[w]hether Defendant
Cognati’s counsel committed to filing an appeal following his sentencing hearing has no bearing
on his prior guilty plea.”
{¶9} In Flores-Ortega, the Supreme Court was faced with the specific question of
whether counsel is deficient for not filing a notice of appeal when the defendant has not clearly
conveyed his wishes one way or the other. Flores-Ortega at 477. At the outset, the Court held
that the now-familiar ineffective assistance of counsel test outlined in Strickland v. Washington,
466 U.S. 668 (1984), applies to such claims that counsel was constitutionally ineffective for
failing to file a notice of appeal. Id. In order to prove ineffective assistance of counsel under
Strickland, one must establish that: (1) his counsel’s performance was deficient, and (2) the
deficient performance prejudiced the defense. Strickland at 687. The Flores-Ortega Court then
proceeded to distinguish between two distinct types of scenarios, both of which may lead to
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ineffective assistance of counsel claims when an attorney has failed to file an appeal on the
defendant’s behalf.
{¶10} One scenario involves an attorney who has, in fact, consulted with the defendant
regarding an appeal. The Flores-Ortega Court determined that if counsel has consulted with the
defendant about an appeal, the question of deficient performance is easily answered: “Counsel
performs in a professionally unreasonable manner only by failing to follow the defendant’s
express instructions with respect to an appeal.” Flores-Ortega at 478. Accord Garza v. Idaho,
___ U.S. ___, 139 S.Ct. 738, 746 (2019) (stating that when a defendant has expressly requested
an appeal, counsel performs deficiently by disregarding the defendant’s instructions). The Court
reasoned that if counsel’s deficient performance deprives the defendant of a notice of appeal (and
the resulting appeal), it has deprived him of more than just a fair judicial proceeding; it has
deprived him of the appellate proceeding altogether. Id. at 483. Therefore, courts in these
circumstances are to “presum[e] prejudice” when the violation of the right to counsel rendered
the proceeding presumptively unreliable or entirely nonexistent. Id. at 484.
{¶11} The other scenario involves an attorney who has not consulted with the defendant
about an appeal. Pursuant to Flores-Ortega, if counsel has not consulted with the defendant,
courts must first determine whether counsel’s failure to consult with the defendant itself
constitutes deficient performance. Id. at 478. To determine under what circumstances counsel
has an obligation to consult with the defendant about an appeal, the Court held:
[C]ounsel has a constitutionally imposed duty to consult with the defendant about
an appeal when there is reason to think either (1) that a rational defendant would
want to appeal (for example, because there are nonfrivolous grounds for appeal),
or (2) that this particular defendant reasonably demonstrated to counsel that he
was interested in appealing.
Id. at 480. The high court then explained:
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In making this determination, courts must take into account all the information
counsel knew or should have known. [See Strickland] at 690 * * * (focusing on
the totality of the circumstances). Although not determinative, a highly relevant
factor in this inquiry will be whether the conviction follows a trial or a guilty plea,
both because a guilty plea reduces the scope of potentially appealable issues and
because such a plea may indicate that the defendant seeks an end to judicial
proceedings. Even in cases when the defendant pleads guilty, the court must
consider such factors as whether the defendant received the sentence bargained
for as part of the plea and whether the plea expressly reserved or waived some or
all appeal rights. Only by considering all relevant factors in a given case can a
court properly determine whether a rational defendant would have desired an
appeal or that the particular defendant sufficiently demonstrated to counsel an
interest in an appeal.
Id. Next, the Court held that, “to show prejudice in these circumstances, a defendant must
demonstrate that there is a reasonable probability that, but for counsel’s deficient failure to
consult with him about an appeal, he would have timely appealed.” Id. at 484.
{¶12} In other words, the Flores-Ortega Court ultimately held that “when counsel’s
constitutionally deficient performance deprives a defendant of an appeal that he otherwise would
have taken, the defendant has made out a successful ineffective assistance of counsel claim
entitling him to an appeal.” (Emphasis added.) Id. See also Garza at 747 (reaffirming the
holding in Flores-Ortega despite the fact that Garza also signed an appeal waiver).
{¶13} Mr. Cognati argues on appeal that the trial court erred because it failed to apply
the correct prejudice standard from Flores-Ortega. The allegations set forth in his petition were
aligned more so with the first scenario contemplated by the Flores-Ortega Court, as Mr. Cognati
claimed that he specifically instructed his counsel to file an appeal. See Discussion, supra. If
these allegations were supported by evidence dehors the record and were accepted as true by the
trial court, counsel’s failure to follow Mr. Cognati’s express instructions to file an appeal would
constitute deficient performance, and prejudice would be presumed. See Flores-Ortega at 478,
484; Garza at 750 (“[W]here * * * an attorney performed deficiently in failing to file a notice of
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appeal despite the defendant’s express instructions, prejudice is presumed * * *.”). “In
reviewing a petition for post[-]conviction relief filed pursuant to R.C. 2953.21, a trial court
should give due deference to affidavits sworn to under oath and filed in support of the petition,
but may, in the sound exercise of discretion, judge the credibility of the affidavits in determining
whether to accept the affidavits as true statements of fact.” Calhoun, 86 Ohio St.3d at paragraph
one of the syllabus. The record is unclear in Mr. Cognati’s case, however, as to whether the
State disputed Mr. Cognati’s affidavit and whether the trial court found it to be credible.
{¶14} Nevertheless, we must conclude that the trial court could not have granted the
relief sought in Mr. Cognati’s petition. Relying on Flores-Ortega, Mr. Cognati specifically
asked the trial court in his petition to “enter an order finding that petitioner[’]s sentence and
conviction are void or voidable” and to “vacate or set aside the judgment and sentence * * *.”
Yet, while a defendant who was prejudiced by counsel’s deficient performance in failing to file
an appeal when instructed to do so may be “entitl[ed] * * * to an appeal” under Flores-Ortega,
that case does not stand for the proposition that such ineffective assistance of counsel renders the
underlying sentence and conviction void or voidable. Flores-Ortega at 484. “A judgment or
sentence is void only if it is rendered by a court that lacks subject-matter jurisdiction over the
case or personal jurisdiction over the defendant.” State v. Henderson, 161 Ohio St.3d 285, 2020-
Ohio-4784, ¶ 34. Accord State v. Harper, 160 Ohio St.3d 480, 2020-Ohio-2913, ¶ 42. This
Court has recognized that the Supreme Court of Ohio has applied its void-sentence analysis in
limited circumstances, and we will not extend its reach without clear direction from the Supreme
Court. See, e.g., State v. Earl, 9th Dist. Lorain Nos. 18CA011303 and 18CA011281, 2020-Ohio-
1202, ¶ 9. Furthermore, “[i]f the court has jurisdiction over the case and the person, any error in
the court’s exercise of that jurisdiction is voidable.” Henderson at ¶ 34. “Neither the state nor
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the defendant can challenge [a] voidable sentence through a post[-]conviction motion.”
Henderson at ¶ 43. See also Harper at ¶ 26, citing State v. Payne, 114 Ohio St.3d 502, 2007-
Ohio-4642, ¶ 28 (“Generally, a voidable judgment may be set aside only if successfully
challenged on direct appeal.”).
{¶15} Mr. Cognati has not directed us to any Supreme Court of Ohio cases holding that
an attorney’s ineffective assistance in failing to file an appeal when instructed to do so renders
the defendant’s underlying sentence and conviction void or voidable. See App.R. 16(A)(7).
“Consistent with our precedent, we will not reach that result in this case.” State v. Occhipinti,
9th Dist. Lorain No. 15CA010787, 2016-Ohio-1286, ¶ 5. Because Mr. Cognati has not shown he
is entitled to the specific relief sought in his petition for post-conviction relief, we cannot say that
the trial court abused its discretion in denying the petition.
{¶16} Mr. Cognati’s sole assignment of error is overruled.
III.
{¶17} Mr. Cognati’s sole assignment of error is overruled. The judgment of the Summit
County Court of Common Pleas is affirmed.
Judgment affirmed.
There were reasonable grounds for this appeal.
We order that a special mandate issue out of this Court, directing the Court of Common
Pleas, County of Summit, State of Ohio, to carry this judgment into execution. A certified copy
of this journal entry shall constitute the mandate, pursuant to App.R. 27.
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Immediately upon the filing hereof, this document shall constitute the journal entry of
judgment, and it shall be file stamped by the Clerk of the Court of Appeals at which time the
period for review shall begin to run. App.R. 22(C). The Clerk of the Court of Appeals is
instructed to mail a notice of entry of this judgment to the parties and to make a notation of the
mailing in the docket, pursuant to App.R. 30.
Costs taxed to Appellant.
THOMAS A. TEODOSIO
FOR THE COURT
HENSAL, P. J.
CARR, J.
CONCUR.
APPEARANCES:
ROCCO O. COGNATI, pro se, Appellant.
SHERRI BEVAN WALSH, Prosecuting Attorney, and JACQUENETTE S. CORGAN, Assistant
Prosecuting Attorney, for Appellee.