State v. Alvarez , 2018 NMCA 6 ( 2017 )

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New Mexico Compilation
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'00'05- 15:43:26 2018.01.23
Certiorari Denied, September 29, 2017, No. S-1-SC-36650
IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
Opinion Number: 2018-NMCA-006Filing Date: August 8, 2017
Docket No. A-1-CA-34855
STATE OF NEW MEXICO,
Plaintiff-Appellee,
v.
ANTONIO ALVAREZ,
Defendant-Appellant.
APPEAL FROM THE DISTRICT COURT OF DOÑA ANA COUNTY
Fernando R. Macias, District Judge
Hector H. Balderas, Attorney General
Santa Fe, NM
John J. Woykovsky, Assistant Attorney General
Albuquerque, NM
for Appellee
Bennett J. Baur, Chief Public Defender
Allison H. Jaramillo, Assistant Appellate Defender
Santa Fe, NM
for Appellant
OPINION
VIGIL, Judge.
{1} Defendant Antonio Alvarez appeals his convictions for aggravated DWI, reckless
driving, and possession of an open container of alcohol in a motor vehicle. On appeal, he
raises three issues, challenging only his DWI and reckless driving convictions. First, he
argues that his DWI conviction is unsupported by the evidence under either the theory of
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past driving or actual physical control. Second, Defendant argues that his conviction for
reckless driving is also unsupported by sufficient evidence. Third, he argues that if this Court
finds that there is sufficient evidence to support his conviction for reckless driving, it
nevertheless should be vacated because his convictions for both DWI and reckless driving
violate double jeopardy. The State concedes that Defendant’s conviction for reckless driving
is unsupported by sufficient evidence and must be vacated. Accepting the State’s concession,
we affirm Defendant’s conviction for aggravated DWI, reverse Defendant’s conviction for
reckless driving, and determine that it is unnecessary to address Defendant’s double jeopardy
arguments.
BACKGROUND
{2} On March 29, 2014, at around 11:30 p.m., Sergeant Thomas Vitale and Patrolman
Cesar Duran of the New Mexico State Police both responded to a dispatch call about a
pickup truck stuck in the median on Interstate 10 where the driver was trying to back into
traffic. Sergeant Vitale arrived at the scene first, around 11:35 p.m. (time stamp on dash cam
as Sergeant Vitale pulls in). The vehicle was not in the originally reported location, but was
a couple of miles ahead. Sergeant Vitale observed that the vehicle was stuck in the median,
the vehicle appeared to be “on,” and the hazard lights were on. In Sergeant Vitale’s dash cam
video, which was played for the jury, it appears that the truck’s tires are stuck in the dirt.
When Sergeant Vitale exited his patrol unit and began walking towards the vehicle,
Defendant opened the driver’s side door and exited from the driver’s seat. Defendant was
the only person in the vehicle. Sergeant Vitale testified that the keys to the vehicle were in
the ignition. A check of the vehicle’s license plate indicated that it belonged to Defendant.
{3} Sergeant Vitale described Defendant’s appearance as “disheveled and messy”; his
shirt was untucked, his pants were unzipped, and he looked confused, as though he did not
know where he was at that time. As he walked up to Defendant, Sergeant Vitale observed
a strong odor of alcohol, which became stronger as Sergeant Vitale walked closer. The odor
was “overwhelming” when he stood next to Defendant.
{4} Sergeant Vitale initiated a conversation with Defendant, and testified at trial that it
was “kind of hard to understand” Defendant. The following dialogue can be heard in
Sergeant Vitale’s dash cam video. Initially, Sergeant Vitale asked Defendant how he was
doing, and Defendant replied, “Alright.” Sergeant Vitale asked Defendant if he had anything
to drink, noting that he could smell alcohol on Defendant’s breath. Although it is difficult
to hear the audio, it appears that Defendant responded, “Yeah.” Sergeant Vitale requested
that Defendant walk over to the shoulder of the road, again inquiring if Defendant was okay.
Defendant somewhat unsteadily walked to the shoulder with Sergeant Vitale.
{5} At that point, Sergeant Vitale asked Defendant, “Where were you coming from;
where were you driving from? Do you understand English?” Defendant replied, “A little.
Coming from Albuquerque.” Sergeant Vitale again asked, “Coming from Albuquerque?”;
Defendant replied in the affirmative. Sergeant Vitale then inquired, “Where were you headed
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to?” Defendant answered, “Going to El Paso.” Sergeant Vitale asked Defendant if he had
anything to drink, and Defendant answered in the negative. Sergeant Vitale asked Defendant
if he would be willing to take field sobriety tests, and although Sergeant Vitale testified that
it was difficult for him to understand Defendant, and also difficult for Defendant to
understand him, Defendant agreed to take the tests. Based on Defendant’s performance on
the field sobriety tests, Sergeant Vitale arrested him for DWI. A blood draw was performed,
and Defendant’s blood alcohol concentration was determined to be 0.25 grams of ethanol
per one hundred milliliters of blood.
{6} Patrolman Duran testified that he responded to the same dispatch call as Sergeant
Vitale, and that Sergeant Vitale was already speaking with Defendant when he arrived at the
scene a few minutes after Sergeant Vitale. Patrolman Duran asked Defendant in Spanish if
he could understand or speak English; Defendant stated that he could understand English,
and Patrolman Duran determined that translation to Spanish was not necessary. Patrolman
Duran observed Defendant to have slurred speech, odor of alcohol, bloodshot eyes, and to
be very unsteady on his feet. Patrolman Duran stood by for safety as Defendant was arrested,
and he saw a 25-ounce open can of Budweiser on the passenger floor of the vehicle.
Patrolman Duran could not recall if it was full or had spilled, and no fingerprints were taken
from the can. He also did not remember if the vehicle’s engine was running or if he took the
keys from the ignition.
{7} During the State’s closing argument, the prosecutor asked the jury to find Defendant
guilty of aggravated DWI on the theory of past driving, arguing specifically that the evidence
showed that Defendant actually drove because he told Sergeant Vitale that he was coming
from Albuquerque and going to El Paso, and his vehicle was stuck in the median on the
interstate between those two locations. The prosecutor specifically argued that the State was
not asking the jury to find that Defendant was guilty under the actual physical control theory,
but only under the theory of past driving. Defendant’s closing argument asked the jury to
consider the actual physical control alternative.
{8} Ultimately, the jury convicted Defendant by a general verdict of DWI, based on a
jury instruction that defined the operation of a motor vehicle as one of two alternatives:
either actually driving the motor vehicle (past driving) or being in actual physical control of
the vehicle with intent to drive the vehicle. See UJI 14-4511 NMRA. Based on the jury
instruction setting forth both alternatives, the jury could have relied on either past driving
or actual physical control as the basis for its conviction, and the jury was not required to
specify which theory it relied upon in reaching its verdict. On appeal, Defendant raises no
argument to suggest that one of these bases should not be considered due to the arguments
made at trial. See State v. Fox, 2017-NMCA-029, ¶ 8, 390 P.3d 230 (“The jury instructions
become the law of the case against which the sufficiency of the evidence is to be measured.”
(internal quotation marks and citation omitted)), cert. granted, 2017-NMCERT-___ (No.
36269, Feb. 14, 2017).
DISCUSSION
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Aggravated DWI
Past Driving
{9} We turn first to Defendant’s argument that insufficient evidence exists to uphold
Defendant’s conviction for aggravated DWI on the theory that Defendant actually drove the
vehicle. Because Defendant does not challenge the element of intoxication, we limit our
discussion to the contested question of whether Defendant operated the vehicle.
{10} “The test for sufficiency of the evidence is whether substantial evidence of either a
direct or circumstantial nature exists to support a verdict of guilty beyond a reasonable doubt
with respect to every element essential to a conviction.” State v. Montoya, 2015-NMSC-010,
¶ 52, 345 P.3d 1056 (internal quotation marks and citation omitted). The reviewing court
“view[s] the evidence in the light most favorable to the guilty verdict, indulging all
reasonable inferences and resolving all conflicts in the evidence in favor of the verdict.”
State v. Cunningham, 2000-NMSC-009, ¶ 26, 128 N.M. 711, 998 P.2d 176. We disregard
all evidence and inferences that support a different result. See State v. Rojo, 1999-NMSC-
001, ¶ 19, 126 N.M. 438, 971 P.2d 829.
{11} In support of his contention that there was insufficient evidence presented of past
driving, Defendant argues that his statement to Sergeant Vitale that he was “coming from
Albuquerque” and “going to El Paso” was not an admission that he was driving, but merely
a statement of where he was coming from and where he was headed. Defendant further
argues that there were no witnesses who personally observed Defendant driving, it was
unclear how long the vehicle had been parked on the road, and it was also not known
whether another person had been driving the vehicle before police approached.
{12} The State contends that sufficient circumstantial evidence was presented to support
an inference that Defendant had actually driven the vehicle. We agree. See, e.g., State v.
Mailman, 2010-NMSC-036, ¶¶ 23, 27-28, 148 N.M. 702, 242 P.3d 269 (observing that direct
evidence is not required to support a conviction for past DWI; rather, circumstantial
evidence may be relied upon to establish that the accused actually drove while intoxicated).
{13} In the present case, Sergeant Vitale reached Defendant’s vehicle about five minutes
after receiving a dispatch call alerting him that there was a pickup truck stuck in the median
that was trying to back into traffic. Sergeant Vitale confirmed that the truck was actually
stuck in the median. Sergeant Vitale observed that the vehicle was stuck in the median, the
vehicle appeared to be on, and the hazard lights were on. Defendant was alone, and Sergeant
Vitale witnessed Defendant exit from the driver’s seat. No evidence was presented that there
was any other occupant in the vehicle. Although Defendant argues that his statements to
Sergeant Vitale that he was coming from Albuquerque should not be interpreted as an
admission to driving, we disagree. Sergeant Vitale asked Defendant where he was coming
from in two Defendant phrased ways: “Where were you coming from; where were you
driving from?” Defendant replied that he was coming from Albuquerque, and he never
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suggested that Sergeant Vitale’s assumption that he was driving was incorrect.
{14} We conclude, based on our case law, that this constitutes sufficient circumstantial
evidence to uphold a conviction based on past driving. See Mailman, 2010-NMSC-036, ¶¶
2-4, 23-24 (observing that there was sufficient circumstantial evidence to support a DWI
conviction under a theory of past driving, based on the defendant’s presence behind the
wheel of a vehicle parked by itself in a dark area of a convenience store parking lot, along
with admissions to having driven to the convenience store and having consumed alcohol
while driving); cf. State v. Owelicio, 2011-NMCA-091, ¶ 33, 150 N.M. 528, 263 P.3d 305(concluding that sufficient evidence was presented to support a finding that the defendant
operated a vehicle as part of her DWI conviction based on the defendant’s admission that she
was driving, the fact that the defendant and a third party who denied driving were the only
persons at the scene, and a videotape showing the defendant approaching the passenger side
of the vehicle).
{15} We acknowledge Defendant’s efforts to analogize the facts of this case to those in
State v. Cotton, 2011-NMCA-096, 150 N.M. 583, 263 P.3d 925. In Cotton, this Court held
that there was insufficient evidence to support a conviction where there was nothing from
which the jury could infer that the defendant had driven after he had consumed alcohol and
after his ability to drive had become impaired. Id. ¶¶ 14-15. In that case, police responded
to a call about a possible domestic incident in a van parked on the side of the road; the van
was not running; the keys were not in the ignition; and the defendant admitted to drinking
one hour prior to contact with police. Id. ¶¶ 4-6. The determinative factor in Cotton,
however, was the lack of evidence presented as to timing of the driving. This Court held that
although it would have been reasonable for the jury to conclude that the defendant drove to
the place where he was arrested, there was insufficient evidence for the jury to conclude that
the defendant had been impaired by alcohol prior to doing so. Id. ¶ 14-15.
{16} The facts of the present case are distinguishable from Cotton. Notably, the dispatch
call reported that someone observed the truck stuck in the median trying to pull back into
traffic, and only five minutes later, Sergeant Vitale arrived at the scene. The jury could
reasonably have inferred that a five-minute lapse was not enough time for Defendant to have
consumed enough alcohol to result in impairment. Additionally, unlike the vehicle in Cotton,
Defendant’s truck was stuck in the median, with the hazard lights on, suggesting that he did
not intentionally park the vehicle there; taken together with the fact that a dispatch call was
made about the truck, the jury could have reasonably inferred that Defendant recently drove
the truck into the median. See State v. Garcia, 2005-NMSC-017, ¶ 20, 138 N.M. 1, 116 P.3d
72 (permitting a jury to draw reasonable inferences from the evidence to reach a verdict). We
therefore conclude that the State presented sufficient evidence to support a conviction for
DWI based on past driving.
Actual Physical Control
{17} Because we have concluded that there was sufficient evidence presented to uphold
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Defendant’s DWI conviction based on past driving, we need not consider whether the State
presented sufficient evidence to uphold his conviction under the theory of actual physical
control. See State v. Olguin, 1995-NMSC-077, ¶ 2, 120 N.M. 740, 906 P.2d 731 (holding
that due process does not require a general verdict of guilt to be set aside if one of the two
alternative bases for conviction is supported by sufficient evidence and the other basis is not
legally inadequate); see also Mailman, 2010-NMSC-036, ¶ 28 (“Actual physical control is
not necessary to prove DWI unless there are no witnesses to the vehicle’s motion and
insufficient circumstantial evidence to infer that the accused actually drove while
intoxicated. Such evidence may include the accused’s own admissions, the location of the
vehicle next to the highway, or any other similar evidence that tends to prove that the
accused drove while intoxicated.”). Nevertheless, we proceed to address Defendant’s
arguments regarding the sufficiency of the evidence under the theory of actual physical
control.
{18} Under a theory of actual physical control, the State must prove “(1) the defendant
was actually, not just potentially, exercising control over the vehicle, and (2) the defendant
had the general intent to drive so as to pose a real danger to himself, herself, or the public.”
State v. Sims, 2010-NMSC-027, ¶ 4, 148 N.M. 330, 236 P.3d 642. Sims addressed a situation
wherein a defendant was found passed out or asleep behind the wheel of his car parked in
a commercial parking lot. Id. ¶ 1. Our Supreme Court explained in Sims that “we do not
believe that the Legislature intended to forbid intoxicated individuals from merely entering
their vehicles as passive occupants or using their vehicles for temporary shelter.” Id. ¶ 3.
Ultimately, our Supreme Court concluded that “the [s]tate failed to prove that [the
d]efendant used the vehicle other than as a passive occupant[, and i]t was pure speculation
whether [the d]efendant would rouse himself and drive the vehicle.” Id. ¶ 4.
{19} There are fourteen factors for the jury to consider when determining whether a
defendant is in actual physical control of a vehicle: whether the vehicle was running;
whether the ignition was on; where the ignition key was located; where and in what position
the driver was found in the vehicle; whether the person was awake or asleep; whether the
vehicle’s headlights were on; where the vehicle was stopped; whether the driver had
voluntarily pulled off the road; time of day; weather conditions; whether the heater or air
conditioner was on; whether the windows were up or down; whether the vehicle was
operable; and any explanation of the circumstances shown by the evidence. UJI 14-4512
NMRA; see Sims, 2010-NMSC-027, ¶ 33; Mailman, 2010-NMSC-036, ¶ 20.
{20} Applying these factors, we conclude that sufficient evidence was presented to
establish actual physical control under Sims and Mailman. Defendant was in the driver’s seat
of the truck, which was stuck in the median on the interstate with the hazard lights on,
suggesting that Defendant knew that the car should not have been there, and that he drove
into the median inadvertently. It was around 11:30 p.m., and the weather was clear and
warm. Neither officer who testified could recall specifically whether the truck’s engine was
running, but Sergeant Vitale testified that the vehicle appeared to be “on,” indicating the
ignition was turned on. Sergeant Vitale also testified that the key was in the ignition. While
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Defendant argues that his disheveled appearance suggests that he was asleep in the vehicle,
the State argues that the fact that he opened the driver’s door and exited as soon as Sergeant
Vitale approached suggests that Defendant was awake. We agree with the State that the jury
could have inferred that Defendant’s rapid exit from the vehicle suggested that he was
awake. See Cunningham, 2000-NMSC-009, ¶ 26 (explaining that our standard of review
requires us to indulge all inferences in favor of the guilty verdict).
{21} Defendant argues that he could not have been in actual physical control of the vehicle
because his truck was stuck in the dirt. Although the evidence was that the vehicle’s tires
were stuck in the median, it was not apparent that the vehicle was entirely inoperable, and
it could reasonably be inferred that Defendant could have moved the vehicle out of the
median, either by himself or with assistance; he expressed an intent to go somewhere, as he
told Sergeant Vitale that he was “going to El Paso.” This distinguishes the present case from
Mailman, wherein the defendant told the police officer who stopped him that his car had
broken down and asked the officer to arrange for a tow truck. 2010-NMSC-036, ¶ 5. The
officer in Mailman looked for but could not find the keys to the car, and was unable to start
the car without a key, leading him to conclude that the vehicle was inoperable. Id. Our
Supreme Court held that on its own, evidence that a defendant “was in a non-moving,
inoperable vehicle attempting to make a phone call[,]” that he told the officer that his car
broke down, and that he asked the officer to help him arrange a tow, was insufficient as a
matter of law to prove actual physical control. Id. ¶ 21. In so holding, our Supreme Court
explained that “[w]hile the operability of the vehicle may be highly relevant to [the]
determination [of actual physical control], it is not necessarilydispositive.” Id. ¶ 19. Unlike
the situation in Mailman, there was no evidence in this case to suggest that Defendant’s truck
could not have been moved from the median.
{22} In sum, considering the totality of the evidence, we conclude that Defendant was
more than a passive occupant of the truck, and that sufficient evidence was presented to
support the conviction under the theory of actual physical control. Having concluded that
there was sufficient evidence to establish that Defendant operated the vehicle either under
the theory of past driving or actual physical control, we affirm Defendant’s conviction for
aggravated DWI.
Reckless Driving
{23} Finally, we turn to Defendant’s contention that his reckless driving conviction must
be vacated. The State concedes this issue, acknowledging that “there was admittedly no
evidence of reckless driving beyond [Defendant’s] intoxication.” The State further notes that
“[w]hile the jury could reasonably infer that [Defendant] had driven off the highway into the
median, this in itself does not establish reckless driving, because without witness testimony
or an admission from [Defendant], the jury could only speculate as to why he did so.”
{24} While we are not bound to accept the State’s concession, see State v. Tapia, 2015-
NMCA-048, ¶ 18, 347 P.3D 738 (stating appellate courts are not bound by the state’s
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concessions), we agree that the reckless driving conviction should be vacated. See State v.
Sandoval, 1975-NMCA-096, ¶ 2, 88 N.M. 267, 539 P.2d 1029 (“The rule in criminal cases
in New Mexico is that evidence of intoxication is but a circumstance to be considered by the
jury in deciding the issue of reckless driving.”).
{25} Because we reverse Defendant’s conviction for reckless driving, we do not address
Defendant’s argument that his convictions for both aggravated DWI and reckless driving
violate double jeopardy. See State v. Trujillo, 2012-NMCA-112, ¶ 44, 289 P.3d 238(“Because we reverse the kidnapping conviction, there is no need to address [the
d]efendant’s double jeopardy arguments regarding kidnapping.”).
CONCLUSION
{26} For the foregoing reasons, we affirm Defendant’s conviction for aggravated DWI and
reverse his conviction for reckless driving. We therefore remand to the district court to
vacate Defendant’s conviction for reckless driving and resentence Defendant accordingly.
{27} IT IS SO ORDERED.
____________________________________
MICHAEL E. VIGIL, Judge
WE CONCUR:
____________________________________
J. MILES HANISEE, Judge
____________________________________
STEPHEN G. FRENCH, Judge
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