Tamra K. Murtha Vs. Steven Cahalan, An Individual D/b/a Surgical Affiliates, P.c. Paul Keller, An Individual D/b/a Radiology, P.c. Breast Center West Robert Kollmorgen, An Individual D/b/a The Iowa Clinic West Lakes, L.l.c. And Gerald Baker, An Individual D/b/a The Iowa Clinic West ( 2008 )

IN THE SUPREME COURT OF IOWA
No. 109 / 04-1727
Filed February 22, 2008
TAMRA K. MURTHA, an individual, and TAMRA K. MURTHA, as Natural
Mother and Next Friend of ERIN MURTHA, a minor,
Appellant,
vs.
STEVEN CAHALAN, an individual d/b/a SURGICAL AFFILIATES, P.C.;
PAUL KELLER, an individual d/b/a RADIOLOGY, P.C.; BREAST CENTER
WEST; ROBERT KOLLMORGEN, an individual d/b/a THE IOWA CLINIC
WEST LAKES, L.L.C.; and GERALD BAKER, an individual d/b/a THE
IOWA CLINIC WEST LAKES, L.L.C.,
Appellees.
Appeal from the Iowa District Court for Polk County, Karen A.
Romano, Judge.
Plaintiff in medical negligence case appeals from district court’s
summary judgment for defendants. REVERSED AND REMANDED.
Marc A. Humphrey of Humphrey Law Firm, P.C., Des Moines, for
appellant.
Thomas J. Joensen and Jack Hilmes of Finley, Alt, Smith,
Scharnberg, Craig, Hilmes & Gaffney, P.C., Des Moines, for appellees Steven
Cahalan, Paul Keller, and Breast Center West.
Stacie M. Codr and Michael H. Figenshaw of Bradshaw, Fowler,
Proctor & Fairgrave, P.C., Des Moines, for appellees Robert Kollmorgen and
Gerald Baker.
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LARSON, Justice.
On September 5, 2003, Tamra Murtha sued the defendant medical
providers for failure to properly diagnose and treat her breast cancer. The
defendants moved for summary judgment, which the court granted on the
basis the suit was barred by our medical-negligence statute of limitations,
Iowa Code § 614.1(9) (2001). We reverse and remand.1
I. Facts and Prior Proceedings.
Tamra Murtha discovered a lump in her left breast through self-
examination in the summer of 1997. On June 20, 1997, a mammogram
revealed no evidence of breast malignancy. Murtha was referred to
Dr. Cahalan for further examination. On January 23, 1998, Dr. Cahalan
physically examined Murtha, performed a fine-needle aspiration biopsy of
the lump, and diagnosed the lump as a noncancerous, fibrocystic mass that
was most likely fibroadenoma, which is
[a] benign neoplasm derived from glandular epithelium, in
which there is a conspicuous stroma of proliferating fibroblasts
and connective tissue elements; commonly occurs in breast
tissue.
Stedman’s Medical Dictionary (27th ed. 2007) (online www.Stedmans.com).
The pathology report provided to Dr. Cahalan stated:
DIAGNOSIS:
BREAST, LEFT [thin needle aspiration biopsy]: Not
within normal limits; but, no evidence of malignancy . . . .
Dr. Cahalan provided these results to Murtha and her primary-care
physician. Dr. Cahalan recommended that Murtha return in six months for
a follow-up mammogram. On October 30, 1998, Murtha had a yearly
mammogram revealing no definite abnormality. However, the radiologist
1The plaintiff also raises issues of equitable estoppel and the constitutionality of
section 614.1(9). Because we resolve the appeal on the application of section 614.1(9), we
do not address these additional issues.
3
recommended that an ultrasound or biopsy be performed to ensure the
lump was not malignant. Murtha had a follow-up visit with Dr. Cahalan
the next week to discuss the radiologist’s recommendations. Dr. Cahalan
suggested the option of surgically removing the lump to alleviate any
concerns Murtha may have about it in the future. Murtha declined to have
the lump removed at that time and, for personal reasons, had no further
involvement with Dr. Cahalan.
On October 15, 1999, Murtha had another yearly mammogram.
Dr. Keller reviewed the mammogram, concluding that the findings were
unremarkable. He recommended that Murtha complete a routine screening
in one year. Within that year, on December 3, 1999, after being advised by
her sister to request an ultrasound, Murtha met with Dr. Kollmorgen. An
ultrasound was performed that day. Dr. Keller reviewed the results of the
ultrasound, concluding the lump was a simple cyst. Dr. Kollmorgen agreed
and recommended Murtha cut down on caffeine and take vitamin E.
On November 10, 2000, Murtha had a yearly mammogram revealing
no evidence of malignancy. On November 15, 2000, she returned to
Dr. Kollmorgen, who noted a breast irregularity and an abnormal
mammogram, observing that the lump may have been slightly more
prominent than the previous year. Dr. Kollmorgen recommended that
Murtha continue yearly mammograms.
On December 4, 2001, Murtha had another mammogram.
Dr. Kollmorgen had retired since Murtha’s last visit, so she was seen by
Dr. Baker on December 7, 2001. Dr. Baker palpated the lump, was
concerned, and performed a needle biopsy, noting that the area felt gritty,
which could be a sign of cancer. This was communicated to Murtha during
the exam. However, Dr. Baker doubted the accuracy of the biopsy results
because the needle had passed through an artery during the procedure,
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contaminating the sample with blood. Dr. Baker recommended that the
lump be removed, even though the results of the needle biopsy were
inconclusive, because he was concerned that the lump was irregular. An
excisional biopsy was scheduled for the following Friday. Murtha was
notified that the needle biopsy was nondiagnostic or benign, and she
rescheduled the excisional biopsy for January 4, 2002. On January 3,
2002, Murtha canceled the excisional biopsy to get a second opinion.
In April 2002 Murtha saw Dr. Beck, who agreed with Dr. Baker that
the lump should be removed, though she did not seem overly concerned.
On June 14, 2002, Dr. Beck performed an excisional left-breast biopsy.
Further diagnostic testing revealed adenocarcinoma—breast cancer.
Murtha filed this action for damages against Drs. Cahalan, Keller,
Kollmorgen, and Baker on September 5, 2003. Her suit alleged negligent
treatment and care for misdiagnosis of the lump in her breast beginning in
1997.
II. Standard of Review.
Our review of a district court’s ruling on a motion for summary
judgment is for correction of errors at law. Schlote v. Dawson, 676 N.W.2d
187, 188 (Iowa 2004). Summary judgment is appropriate “if the pleadings,
depositions, answers to interrogatories, and admissions on file, together
with the affidavits, if any, show that there is no genuine issue as to any
material fact and that the moving party is entitled to a judgment as a matter
of law.” Iowa R. Civ. P. 1.981(3). A question of fact exists “if reasonable
minds can differ on how the issue should be resolved.” Walker v. Gribble,
689 N.W.2d 104, 108 (Iowa 2004). In reviewing the district court’s ruling,
the evidence presented must be viewed in the light most favorable to the
party opposing the motion for summary judgment. Kelly v. Iowa Mut. Ins.
Co., 620 N.W.2d 637, 641 (Iowa 2000); Gen. Car & Truck Leasing Sys., Inc. v.
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Lane & Waterman, 557 N.W.2d 274, 276 (Iowa 1996). On appeal we
“indulge in every legitimate inference that the evidence will bear in an effort
to ascertain the existence of a fact question.” Crippen v. City of
Cedar Rapids, 618 N.W.2d 562, 565 (Iowa 2000).
III. Iowa’s Medical Malpractice Statute.
Iowa Code section 614.1(9) is the statute of limitations governing
medical malpractice cases. Under section 614.1(9), medical malpractice
claims arising out of patient care must be brought “within two years after
the date on which the claimant knew, or through the use of reasonable
diligence should have known . . . of the existence of, the injury . . . for which
damages are sought.” Iowa Code § 614.1(9). As discussed at length in
Rathje v. Mercy Hospital, 745 N.W.2d 443 (Iowa 2008) (filed today), the
legislature’s enactment of section 614.1(9) implemented a statute of repose
for medical malpractice cases and addressed our holding in Baines v.
Blenderman, 223 N.W.2d 199 (Iowa 1974), that the statute of limitations for
medical malpractice cases began to run when a cause of action is
discovered. Our holding in Rathje clarifies our application of section
614.1(9). The statute of limitations for medical malpractice cases is
triggered upon “actual or imputed knowledge of both the injury and its
cause in fact.” Rathje, 745 N.W.2d at 461. Knowledge of the wrongfulness
of the defendant’s conduct, however, is not required to commence the
statute of limitations. Id.
In granting summary judgment in this case, the district court
concluded that,
[o]nce Murtha was aware that a problem existed, a lump in her
left breast, she had a duty to investigate even though she may
not have had knowledge of the nature of the problem. . . . In
this case, Murtha’s lawsuit was filed on September 5, 2003.
There is no dispute of material fact when viewed in the light
most favorable to Murtha, that she had inquiry notice of her
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symptoms of her “injury” long before September 5, 2001 [the
beginning of the two-year period preceding the filing of this
suit]. Murtha’s own deposition testimony reveals that the lump
never went away and that she was always concerned about
what it was from the time of its discovery. Thus, the
knowledge of the physical harm occurred in 1997 and she was
urged to have the lump removed as early as 1998. Murtha’s
knowledge of the injury was over five years prior to the filing of
this lawsuit, therefore her claims are barred by the applicable
statute of limitations.
Section 614.1(9) does not support the ruling of the district court that
the statute of limitations began to run in 1997 when Murtha first noticed
the lump in her breast. Under that section, suit must be brought “within
two years after the date on which the claimant knew, or through the use of
reasonable diligence should have known, . . . of the existence of, the injury
. . . for which damages are sought.” Iowa Code § 614.1(9) (emphasis added).
The defendants contend that Murtha’s “injury” was the lump she
discovered in 1997. Further, they argue Murtha knew of the injury when
she discovered the lump, was concerned about it, and knew it could be a
sign of breast cancer. Murtha counters that she did not suffer an “injury”
until she was diagnosed with cancer. It was only after her diagnosis, she
argues, that she knew of her injury, thus triggering the beginning of the
limitations period. As discussed below, we do not agree with either party’s
argument as to when Murtha suffered an “injury” for section 614.1(9)
purposes and when she knew, or should have known, of such injury.
“Injury” under the statute may occur at some point between the discovery of
the lump (under the defendants’ argument) and the final diagnosis of cancer
(under the plaintiff’s argument).
Section 614.1(9) does not define the term “injury.” In fact, in medical
malpractice cases, the term has been subject to considerable debate. It has
been said that
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“[i]njury” could mean the allegedly negligent act or omission;
the physical damage resulting from the act or omission; or the
“legal injury,” i.e., all essential elements of the malpractice
cause of action.
Massey v. Litton, 669 P.2d 248, 250 (Nev. 1983). In Schlote we defined
“injury,” for purposes of section 614.1(9), as the physical harm incurred by
the plaintiff, not the legal harm or wrongful act by the defendant. Today, we
supplement that definition by including an additional requirement that the
statute of limitations is only triggered upon knowledge, or imputed
knowledge, of the cause in fact of the physical or mental injury. Rathje, 745
N.W.2d at 458. Thus, determining when the statute of limitations is
triggered in a medical malpractice case requires two distinct steps. First,
the plaintiff must have knowledge, or imputed knowledge, of an injury, i.e.,
physical or mental harm. Second, the plaintiff must have knowledge, or
imputed knowledge, of the cause in fact of such injury. It is the first step—
whether the plaintiff knew, or should have known, she suffered an injury—
that is at issue in the present case.
For most medical malpractice cases, such as Schlote, defining injury
as “physical or mental harm” is appropriate. However, claims of negligent
misdiagnosis, as in the present case, are often based on a different type of
harm and require us to further develop our definition of “injury” for such
cases. See St. George v. Pariser, 484 S.E.2d 888, 891 (Va. 1997)
(recognizing that a different approach is necessary to determine the
existence of an “injury” in misdiagnosis cases as opposed to malpractice
actions based on the affirmative conduct of the defendant).
In many medical malpractice cases, the injury for which damages are
sought is immediately apparent. See, e.g., Christy v. Miulli, 692 N.W.2d
694, 699-700 (Iowa 2005) (plaintiff was immediately aware of the
injury⎯death⎯upon the death of the deceased); Langner, 533 N.W.2d at
8
518 (patient was immediately aware of her injury⎯emotional and mental
stress⎯upon hearing the defendant’s harmful statements). In those cases,
it is relatively simple to determine what the injury is, when it occurred, its
cause in fact, and when the plaintiff knew, or should have known, of it⎯all
of which occurred at the same time. Application of section 614.1(9) to such
cases is straightforward.
However, there are those medical malpractice cases that are based on
an injury that is not immediately apparent, such as an internal condition
with no specific external symptoms or a progressive condition. In such
cases, it is not at all clear at what stage the ultimate injury for which the
plaintiff seeks damages actually occurred, nor is the cause of such injury
always clear. Rathje, 745 N.W.2d at 449. Expert testimony and other
medical evidence are usually required to make these determinations. See,
e.g., Renner v. Stafford, 429 S.E.2d 218, 220–21 (Va. 1993) (“[T]he crucial
question in cases like this, when the date of the wrongful act possibly does
not coincide with the date of the resulting harm to the plaintiff, is: When
was the plaintiff hurt? The answer to this question must be found mainly
in the medical evidence.”). Further, determining when the plaintiff knew, or
should have known, of the existence of the not-immediately-apparent
injury, for statute-of-limitations purposes, is far from straightforward. Such
cases often involve a claim of negligent misdiagnosis, as is the case here.
Because, prior to today, we have not addressed how section 614.1(9) applies
to a claim of negligent misdiagnosis in which the injury for which damages
are sought is not immediately apparent, we look to other jurisdictions for
guidance. Though the statutes of limitations in these jurisdictions are not
necessarily identical to our section 614.1(9), they all require the fact finder
to determine the stage at which the “injury” occurred and, as such, are
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instructive in identifying the injury and when it occurred in the context of a
negligent misdiagnosis case.
In DeBoer v. Brown, 673 P.2d 912 (Ariz. 1983), the Arizona Supreme
Court addressed facts very similar to those in this case. The Arizona
statute2 began to run on the “date of injury.” DeBoer, 673 P.2d at 913.
“Injury” has been defined by the Arizona court as “the damaging effect
sustained by the plaintiff-patient.” Id. at 914. The patient in DeBoer was
being treated for various skin problems, and in August 1976, the patient’s
doctor diagnosed a lesion on the patient’s back as a common wart. From
that date until April of 1980, the patient noticed no change in the lesion.
However, as evidence later showed, the lesion began to grow internally
sometime in 1979, and in April 1980, the lesion was diagnosed as a
malignant melanoma. The patient’s chances of survival dropped from
ninety-five percent in 1976 to only fifty to seventy-five percent in 1980. The
patient filed suit in 1981 against the doctor who had missed the cancer
(which was determined later to have existed at the time of his 1976 exam).
The doctor raised a statute-of-limitations defense, claiming the suit was
barred. Id.
The Arizona court rejected the doctor’s statute-of-limitations defense,
stating:
Where a medical malpractice claim is based on a misdiagnosis
or a failure to diagnose a condition, the “injury” is not the mere
undetected existence of the medical problem at the time the
physician misdiagnosed or failed to diagnose it. Nor is the
“injury” the mere continuance of the same problem in
substantially the same state or the leaving of the patient “at
risk” of developing a more serious condition. Rather, the
“injury” is the development of the problem into a more serious
2Arizona Revised Statute section 12–564(A), in effect at the time of DeBoer, was later
found unconstitutional in Kenyon v. Hammer, 688 P.2d 961 (Ariz. 1984). However, the
ruling in DeBoer was not overruled. The current statute of limitations for medical
negligence claims is Arizona Revised Statute section 12–542(1).
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condition which poses greater danger to the patient or which
requires more extensive treatment.
Id. (emphasis added) (citing Augustine v. United States, 704 F.2d 1074, 1078
(9th Cir. 1983)). Based on its analysis of cases from other jurisdictions, the
Arizona court concluded the patient “was damaged and his ‘injury’ occurred
when the misdiagnosed lesion began to grow and threaten his life
expectancy, not when the misdiagnosis occurred.” Id. at 915.
These principles are well supported by cases from other jurisdictions.
For example, in a case similar to Murtha’s, a Maryland court said, as to the
defendant’s negligent failure to diagnose cancer:
In our view, a negligent misdiagnosis is not necessarily
an “injury” for purposes of limitations; a wrongful “act” or
“omission” is not the same as an “injury.” Indeed, the two need
not necessarily occur simultaneously.
Edmonds v. Cytology Servs. of Md., Inc., 681 A.2d 546, 558 (Md. Ct. Spec.
App. 1996), aff’d sub nom Rivera v. Edmonds, 699 A.2d 1194 (Md. App.
1997). The rule of law in other jurisdictions is that, under statutes
requiring identification of the “injury” rather than the negligent act or
omission, an injury in a negligent misdiagnosis case requires more than a
continuing undiagnosed condition. See, e.g., Augustine, 704 F.2d at 1078
(injury was not the existing lump, but the development of it into cancer);
Doe v. Cutter Biological, 844 F. Supp. 602, 608 (D. Idaho 1994) (applying
Idaho law and holding that Doe’s injury was not “objectively ascertainable”
until he tested positive for HIV); Larcher v. Wanless, 557 P.2d 507, 512 n.1
(Cal. 1976) (injury is “damaging effect”); Steingart v. Oliver, 243 Cal. Rptr.
678, 682 (Cal. Ct. App. 1988) (undiagnosed breast cancer not injury until
the plaintiff “suffered . . . damaging effect or appreciable harm”); Rivera, 699
A.2d at 1202 (suggesting that condition became injury when “additional
adverse consequences” occurred); St. George, 484 S.E.2d at 891 (“This is a
misdiagnosis case, not a malpractice action based on negligently performed
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surgery. In every misdiagnosis case, the patient has some type of medical
problem at the time the physician is consulted. But the injury upon which
the cause of action is based is not the original detrimental condition; it is
the injury which later occurs because of the misdiagnosis and failure to
treat.” (Citation omitted.)); Lo v. Burke, 455 S.E.2d 9, 12 (Va. 1995)
(plaintiff’s condition, initially diagnosed as a cyst, became cancerous; the
court held the plaintiff “suffered a physical hurt [or injury] only when the
cancer developed,” relying on Locke v. Johns-Manville Corp., 275 S.E.2d 900,
904 (Va. 1981), which held an injury is a “positive, physical or mental hurt
to the claimant, not legal wrong to him in the broad sense that his legally
protected interests have been invaded”); Paul v. Skemp, 625 N.W.2d 860,
873 (Wis. 2000) (recurring headaches, misdiagnosed by the defendant,
became injury when patient’s arteriovenous malfunction either ruptured or
could no longer be treated). Our definition of “injury” as physical or mental
harm is consistent with the holdings in these cases when the claim is one of
negligent misdiagnosis.
IV. Disposition.
The key to applying section 614.1(9) in this case is determining when
the plaintiff knew or should have known of her injury, i.e., the physical
harm suffered. However, in order to make this determination, the initial
question must be at what stage her condition became an “injury” within the
meaning of the statute. In a case involving a condition that is not
immediately diagnosed, such as Murtha’s, the “injury” does not occur
merely upon the existence of a continuing undiagnosed condition. Rather,
the “injury” for section 614.1(9) purposes occurs when “the problem [grows]
into a more serious condition which poses greater danger to the patient or
which requires more extensive treatment.” DeBoer, 673 P.2d at 914. Once
a fact finder identifies the injury by answering that question, the statute
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requires it to determine when the plaintiff knew or should have known of
the injury and the cause in fact of the injury. These inquiries—what
constitutes the injury and its cause and when the plaintiff is charged with
knowledge of such injury and its cause—are highly fact-specific. Under the
summary-judgment record before us, these issues cannot be resolved as
matters of law, as the district court did, but must be resolved as factual
issues.
A reasonable fact finder could conclude that none of the events before
September 5, 2001 (the beginning of the two-year period preceding the filing
of Murtha’s lawsuit) were “injuries” within the meaning of section 614.1(9).
Prior to that date, Murtha was aware of a lump in her breast, but physical
examinations, mammograms, and ultrasound examinations indicated her
condition was benign. On December 7, 2001, Dr. Baker was concerned
about the grittiness of the lump during a needle biopsy, but the biopsy was
nondiagnostic. The doctors remained uncertain about whether the lump
was cancerous until June 14, 2002, when the lump was excised and
diagnosed as cancerous. Thus, in the absence of definitive medical evidence
regarding the development of Murtha’s cancer, a jury question exists as to
when Murtha suffered an “injury.” Even if a fact finder concludes that
Murtha’s lump developed into cancer or her cancer progressed, i.e., she
sustained an “injury” for section 614.1(9) purposes, prior to the two-year
period preceding the filing of her lawsuit, it is still a fact question under this
record as to when she knew, or should have known, of that injury and its
cause in fact. A reasonable fact finder could conclude that Murtha should
have known of her injury and its cause only after December 7, 2001, when
Dr. Baker expressed his concern that she may have a serious condition and
recommended excision. This date was well within the two-year period
preceding the lawsuit.
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Because we hold that the issue was not properly resolved by
summary judgment, we reverse and remand for further proceedings.
REVERSED AND REMANDED.
All justices concur except Wiggins, J., who concurs specially.
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#109/04-1727, Murtha v. Cahalan
WIGGINS, Justice (concurring specially).
As stated in my special concurrence in Rathje v. Mercy Hospital, 745
N.W.2d 443 (Iowa 2008) (filed today), I concur in the legal interpretation by
the majority opinion of Iowa Code section 614.1(9)(a) (2001). However, I
would find not only do the defendants fail to establish there is no genuine
issue of material fact regarding the application of section 614.1(9)(a), but
also under the present summary judgment record the defendants do not
establish sufficient facts to have the statute-of-limitations issue submitted
to a jury.
Because a cross-motion for summary judgment on the statute-of-
limitations issue was not filed by the plaintiff, the majority has declined to
extend its discussion to consider the adequacy of the record to withstand
such a motion. In order to more clearly describe the scope of our ruling and
to provide guidance to the district court, I would make it clear that under
the current record no reasonable jury could conclude the plaintiff should
have known of her injury or that it was caused by medical care prior to the
time the treating physician made the diagnosis that she had a malignancy.
See Hardi v. Mezzanotte, 818 A.2d 974, 980 (D.C. 2003) (holding when the
physician is at the stage where he is providing a diagnosis and advice for
the patient’s medical care, the patient cannot be expected to question him
or to know the doctor’s actions might be negligent and result in harm to the
patient).
Nothing in the majority opinion is inconsistent with these
observations.