Hirschfield v. Opm ( 2018 )


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  •        NOTE: This disposition is nonprecedential.
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    SUSAN G. HIRSCHFIELD,
    Petitioner
    v.
    OFFICE OF PERSONNEL MANAGEMENT,
    Respondent
    ______________________
    2017-2607
    ______________________
    Petition for review of the Merit Systems Protection
    Board in No. PH-0845-17-0035-I-1.
    ______________________
    Decided: February 12, 2018
    ______________________
    SUSAN G. HIRSCHFIELD, Leominster, MA, pro se.
    VERONICA NICOLE ONYEMA, Commercial Litigation
    Branch, Civil Division, United States Department of
    Justice, Washington, DC, for respondent. Also represent-
    ed by CHAD A. READLER, ROBERT E. KIRSCHMAN, JR.,
    CLAUDIA BURKE.
    ______________________
    Before NEWMAN, MAYER, and STOLL, Circuit Judges.
    2                                       HIRSCHFIELD   v. OPM
    PER CURIAM.
    Susan G. Hirschfield appeals the final decision of the
    Merit Systems Protection Board (“board”) which affirmed
    an annuity overpayment calculation by the Office of
    Personnel Management (“OPM”). See Hirschfield v. OPM,
    No. PH-0845-17-0035-I-1, 2017 MSPB LEXIS 2853 (June
    28, 2017) (“Board Decision”). We affirm.
    I. BACKGROUND
    Hirschfield was unmarried at the time of her retire-
    ment from federal service in January 2012. On May 5,
    2015, she married Jean Roberta Rizzo, and on February
    17, 2016, she elected a partial survivor annuity payable to
    Rizzo in the event of Hirschfield’s death.
    In April 2016, OPM informed Hirschfield that it had
    approved her survivor annuity request, but that her own
    gross annuity payment would be reduced to reflect the
    fact that she had elected a survivor annuity. OPM ex-
    plained that Hirschfield’s annuity payment should have
    been reduced as of March 2016, but erroneously had not
    been reduced until April 2016. It further explained that
    because the reduction in Hirschfield’s annuity had been
    delayed for a month, she had received an overpayment of
    $240.00. Although OPM stated that it planned to with-
    hold the overpayment from Hirschfield’s July 2016 annui-
    ty payment, it informed her that she had the right to
    request reconsideration of its decision.
    On April 27, 2016, Hirschfield sought reconsideration
    from OPM. She did not specifically contest the alleged
    overpayment of $240.00, but instead argued that OPM
    should have omitted the months between January 2012
    and June 2013 when it calculated the actuarial reduction
    used to pay for her survivor annuity deposit. According to
    Hirschfield, OPM should not have included the period
    between January 2012 and June 2013 when calculating
    her required deposit because prior to United States v.
    HIRSCHFIELD   v. OPM                                    3
    Windsor, 
    570 U.S. 744
    , 
    133 S. Ct. 2676
    , 2691–96 (2013)
    (“Windsor”), a federal employee could not elect a survivor
    annuity for a same sex partner. On September 20, 2016,
    OPM denied Hirschfield’s request for reconsideration,
    stating that “[a]lthough [Windsor] ruled the Defense of
    Marriage Act was unconstitutional, there is no provision
    in law that allows OPM to omit the period of January 1,
    2012 to June 25, 2013 from the computation of [an] elect-
    ed survivor benefit.”
    Hirschfield then appealed to the board. She asserted
    that because same sex marriage was not recognized for
    federal benefits purposes until June 2013, OPM’s decision
    to include the months between January 2012 and June
    2013 in calculating her required survivor annuity deposit
    was “unjust, illegal, erroneous, and discriminatory.”
    Board Decision, 2017 MSPB LEXIS 2853, at *9. On June
    28, 2017, an administrative judge issued an initial deci-
    sion concluding that OPM did not err when calculating
    the actuarial reduction owed by Hirschfield as a result of
    her survivor annuity election. 
    Id. at *10–15.
    The admin-
    istrative judge asserted that “if the period between
    [Hirschfield’s] retirement and the Windsor decision [were]
    excluded from calculation of the deposit . . . [she] would
    receive a windfall at the expense of the retirement fund.”
    
    Id. at *14.
        Because Hirschfield did not petition the board for re-
    view of the administrative judge’s decision, it became the
    final decision of the board. See 5 C.F.R. § 1201.113.
    Hirschfield then filed a timely appeal with this court. We
    subsequently issued an order inviting the parties to
    submit responses regarding whether this court could
    properly exercise jurisdiction over Hirschfield’s appeal.
    4                                          HIRSCHFIELD   v. OPM
    II. DISCUSSION
    A. Jurisdiction
    “Federal courts are not courts of general jurisdiction;
    they have only the power that is authorized by Article III
    of the Constitution and the statutes enacted by Congress
    pursuant thereto.” Bender v. Williamsport Area Sch.
    Dist., 
    475 U.S. 534
    , 541 (1986). Although the parties do
    not contest our authority to consider this appeal, “every
    federal appellate court has a special obligation to satisfy
    itself . . . of its own jurisdiction.” 
    Id. (citations and
    inter-
    nal quotation marks omitted); see Diggs v. HUD, 
    670 F.3d 1353
    , 1355 (Fed. Cir. 2011) (explaining that “subject
    matter jurisdiction cannot be conferred by waiver, estop-
    pel, or consent”).
    Our jurisdiction over appeals from the board is cir-
    cumscribed by statute. See 5 U.S.C. § 7703(b); see also 
    id. § 7702(a)(1).
    When an employee complains of a personnel
    action appealable to the board and asserts that the action
    was prompted, in whole or part, by sex discrimination
    prohibited by 42 U.S.C. § 2000e-16, he or she must appeal
    an adverse board decision to a federal district court rather
    than this court. See Perry v. Merit Sys. Prot. Bd., – U.S. –,
    
    137 S. Ct. 1975
    , 1988 (2017); Kloeckner v. Solis, 
    568 U.S. 41
    , 46–50 (2012).
    Here, however, Hirschfield’s pro se filings are most
    reasonably read not to assert a claim of unlawful sex
    discrimination, but instead to assert that 5 U.S.C. § 8418,
    the statute governing the calculation of a federal retiree’s
    survivor annuity deposit, is unconstitutional because it
    treats persons in same sex unions differently than per-
    sons in opposite sex unions. Hirschfield’s argument is
    predicated on Windsor, which held that a provision in the
    Defense of Marriage Act (“DOMA”), defining a “‘mar-
    riage’” as “a legal union between one man and one wom-
    an,” 1 U.S.C. § 7, was unconstitutional because it
    “violate[d] basic due process and equal protection princi-
    HIRSCHFIELD   v. OPM                                      5
    ples applicable to the Federal 
    Government.” 133 S. Ct. at 2693
    . Hirschfield’s argument before the board was that
    OPM’s application of section 8418 did not “promote[]
    equal rights” because when it calculated her required
    survivor annuity deposit it included months when she
    could not elect a survivor annuity for a same sex partner.
    Gov’t App. 77; see also 
    id. 78–80. In
    essence, Hirschfield’s
    claim is that section 8418 is unconstitutional because it is
    inconsistent with Windsor and violates the equal protec-
    tion rights of federal retirees in same sex unions. See 
    id. 70, 79–80.
        We have authority to consider Hirschfield’s claim that
    section 8418 is unconstitutional. See Elgin v. Dep’t of
    Treasury, 
    567 U.S. 1
    , 17 (2012) (stating that “the Federal
    Circuit, an Article III court,” was “fully competent to
    adjudicate” a claim that the Military Selective Service
    Act, 50 U.S.C. § 453, was unconstitutional because it
    treats men and women differently); Becker v. OPM, 
    853 F.3d 1311
    , 1313 (Fed. Cir. 2017) (reviewing a petitioner’s
    claim that a federal survivor benefits statute was uncon-
    stitutional); Briggs v. Merit Sys. Prot. Bd., 
    331 F.3d 1307
    ,
    1312 (Fed. Cir. 2003) (reviewing a federal employee’s
    claim that the Hatch Act, which prohibits federal employ-
    ees from running for elected office, “denied the constitu-
    tional guarantee of equal protection”). We therefore turn
    to the merits of Hirschfield’s appeal.
    B. Equal Protection
    The Due Process Clause of the Fifth Amendment in-
    cludes equal protection components, and Fifth Amend-
    ment equal protection claims are treated the same as
    Fourteenth Amendment equal protection claims. See
    Weinberger v. Wiesenfeld, 
    420 U.S. 636
    , 638 n.2 (1975)
    (“While the Fifth Amendment contains no equal protec-
    tion clause, it does forbid discrimination that is so unjus-
    tifiable as to be violative of due process. This Court’s
    approach to Fifth Amendment equal protection claims has
    6                                       HIRSCHFIELD   v. OPM
    always been precisely the same as to equal protection
    claims under the Fourteenth Amendment.” (citations and
    internal quotation marks omitted)). “The liberty protect-
    ed by the Fifth Amendment’s Due Process Clause contains
    within it the prohibition against denying to any person
    the equal protection of the laws.” 
    Windsor, 133 S. Ct. at 2695
    .
    A concern for unequal benefits and burdens animated
    the Supreme Court’s decision in Windsor. The Court
    focused on the fact that “[u]nder DOMA, same-sex mar-
    ried couples have their lives burdened, by reason of gov-
    ernment decree, in visible and public ways.” 
    Id. at 2694.
    For example, because DOMA defined a “‘marriage’” as “a
    legal union between one man and one woman,” 1 U.S.C.
    § 7, it prevented persons in same sex unions from utilizing
    the federal estate tax exemption for surviving spouses.
    
    Windsor, 133 S. Ct. at 2683
    –84. It also prohibited persons
    in same sex unions “from obtaining government
    healthcare benefits they would otherwise receive” and
    prevented “them from being buried together in veterans’
    cemeteries.” 
    Id. at 2694.
        Here, however, Hirschfield fails to show that section
    8418—the statute governing the calculation of the deposit
    required when a federal employee enters into a post-
    retirement marriage and elects a survivor annuity—
    imposes unequal burdens on same sex couples. In perti-
    nent part the statute provides:
    An individual who makes [a survivor annuity
    election for a post-retirement marriage] . . . shall
    deposit into the [Retirement] Fund an amount de-
    termined by [OPM] (as nearly as may be adminis-
    tratively feasible) to reflect the amount by which
    the annuity of such individual would have been
    reduced if the election had been in effect since the
    date of retirement.
    5 U.S.C. § 8418(a)(1).
    HIRSCHFIELD   v. OPM                                       7
    By its plain terms, section 8418 mandates that when
    a federal employee enters into a post-retirement marriage
    and elects a survivor benefit, he or she must pay a “depos-
    it” equal to the amount that the employee’s own annuity
    payments would have been reduced if the election had
    been made at the time of retirement. This deposit is
    calculated in the same way regardless of whether a retir-
    ee elects a survivor benefit for a same sex spouse or an
    opposite sex spouse. See id; see also 
    id. § 8419(a)(1).
         Hirschfield fails to show that she has suffered any
    prejudice, in terms of the amount that she is required to
    pay for the survivor benefit she elected for her spouse, by
    virtue of the fact that DOMA prohibited the election of
    survivor benefits for same sex partners in the period
    between when she retired from the federal service and
    when Windsor was decided. It is true that if Windsor had
    been decided prior to Hirschfield’s retirement, she could
    have elected a survivor benefit for a same sex spouse at
    the time of her retirement. Importantly, however, if she
    had made such an election, her own annuity payment
    would have been reduced significantly. See 5 C.F.R.
    § 842.606. In this scenario, she would not have had to pay
    a “deposit” under section 8418 because she would have
    been receiving a reduced annuity payment every month
    following her retirement. As it was, however, Hirschfield
    collected an unreduced annuity payment in the months
    following her retirement, and she therefore must now pay
    a survivor benefit deposit “reflect[ing] the amount by
    which [her] annuity . . . would have been reduced if the
    election had been in effect since the date of retirement.” 5
    U.S.C. § 8418(a)(1).
    Hirschfield’s claim that she was somehow financially
    penalized for her inability to elect a survivor annuity for a
    same sex spouse prior to June 2013 ignores the “actuarial
    realities” of the statutory scheme for federal survivor
    benefits. Board Decision, 2017 MSPB LEXIS 2853, at
    *14. She is required to pay a survivor benefit deposit now
    8                                       HIRSCHFIELD   v. OPM
    not because section 8418 treats opposite sex couples
    differently than same sex couples, but because she collect-
    ed unreduced annuity payments after her retirement. See
    
    id. (explaining that
    the purpose of the survivor annuity
    deposit is “to compensate the retirement fund for the
    period during which [a federal retiree] collected an unre-
    duced annuity,” and that “if the period between [Hirsch-
    field’s] retirement and the Windsor decision [were]
    excluded from calculation of the deposit . . . [she] would
    receive a windfall at the expense of the retirement fund”).
    We reject, therefore, Hirschfield’s claim that section 8418
    abridges her constitutional equal protection guarantee.
    III. CONCLUSION
    Accordingly, the decision of the Merit Systems Protec-
    tion Board is affirmed.
    AFFIRMED
    COSTS
    No costs.