Raymond Dillon v. Brown County ( 2004 )

United States Court of Appeals
FOR THE EIGHTH CIRCUIT
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No. 03-3687
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Raymond Dillon, *
*
Appellant, *
* Appeal from the United States
v. * District Court for the
* District of Nebraska.
Brown County, Nebraska; Greg *
McBride; James L. Huckabay, Sr., *
*
Appellees. *
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Submitted: April 12, 2004
Filed: August 23, 2004
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Before MORRIS SHEPPARD ARNOLD, RILEY, and COLLOTON, Circuit
Judges.
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COLLOTON, Circuit Judge.
Raymond Dillon appeals the district court's1 adverse grant of summary
judgment in his civil rights lawsuit arising out of a motor vehicle accident. Appellees
Brown County, Greg McBride, and James Huckabay cross-appeal the district court's
refusal to award their attorney's fees and expenses. We affirm.
1
The Honorable Joseph F. Bataillon, United States District Judge for the
District of Nebraska.
I.
Raymond Dillon visited his mother, Patti Kaiser, at her home in rural Brown
County, Nebraska, on July 5, 2000. He was accompanied by his friend, Kristi
Willard, and her four children. Dillon had been drinking alcohol throughout the day,
and had allegedly stolen a bottle of whiskey from a convenience store in Rock
County, Nebraska, on the way to his mother's residence. During the visit to his
mother's, Dillon took Willard out on a three-wheel all-terrain vehicle (ATV), driving
around his mother's property and the surrounding roads and land. While Dillon and
Willard were out on the ATV, Brown County Sheriff Greg McBride was traveling to
the Kaiser home, accompanied by Deputy Sheriff James Huckabay. The two were
responding to a report regarding Dillon's alleged shoplifting in Rock County, a report
regarding stolen license plates on the car Dillon was driving, and a request from
Kaiser that Dillon be removed from her property.
Prior to arriving at the residence, McBride and Huckabay met with Sergeant
Bruce Papstein and Trooper Paul Hagen of the Nebraska State Patrol, who were
driving separate vehicles. The three vehicles proceeded to Kaiser's residence, where
the officers were informed by Kaiser and her husband that Dillon had been out riding
on the ATV with Willard, and had not returned. Huckabay, Hagen, and McBride
searched for Dillon on the Kaiser property, and soon received a call from Papstein,
who stated he had spotted Dillon on the ATV driving towards the Kaiser property.
Hagen got into his vehicle, and McBride and Huckabay entered the Brown County
Sheriff's Department vehicle, a Chevy Blazer, with Huckabay at the wheel.
While looking for Dillon, the three law enforcement vehicles drove onto the
property of a small manufacturing company. Huckabay and McBride were in the last
vehicle to enter the property, and took a different route than Papstein and Hagen.
Huckabay drove the Blazer in the general direction of a building on the property, as
both he and McBride believed that Dillon had been stopped behind the building.
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Dillon and Willard then appeared from behind the building on the ATV, and began
driving in the direction of the Blazer.
The two vehicles continued on a path toward each other for some distance.
Exactly what happened next is disputed, but it is certain that the Blazer and the ATV
collided, throwing Dillon and Willard to the ground. McBride and Huckabay both
estimated that there were approximately five seconds between the time Dillon came
around the building and when the collision occurred; Dillon believed there were
about eight seconds; Hagen said ten. Following the collision, McBride and Huckabay
provided medical attention to Dillon and Willard. Dillon suffered a number of
injuries as a result of the collision, the most serious of which was a compound
fracture to his lower left leg.
Dillon brought suit in district court against Brown County, Nebraska, and
Huckabay and McBride in their official capacities only. The only claim at issue on
Dillon's appeal sought relief under 42 U.S.C. § 1983. Dillon alleged that his
constitutional rights were violated by the grossly negligent actions of Brown County
in failing to supervise and investigate complaints against the sheriff's department.
Dillon also alleged that McBride was grossly negligent in disregarding established
pursuit policies and failing to supervise Huckabay.
The district court, citing County of Sacramento v. Lewis, 523 U.S. 833, 844
(1998), held that Dillon's constitutional claim did not arise under the Fourth
Amendment, because a police pursuit or an unintentional collision does not amount
to a "seizure." The district court then held that "[t]o the extent that plaintiff's claim
could be construed as asserting a violation of substantive due process rights under the
Fourteenth Amendment," it also failed. The court observed that Lewis requires a
plaintiff to show that police who are engaged in a high-speed chase acted with an
"intent to harm" in a way that "shocks the conscience." Because Dillon alleged only
gross negligence by the officer, the district court concluded that he failed to satisfy
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the standard for a claim based on the Fourteenth Amendment, and granted summary
judgment in favor of the County and McBride.
Dillon appeals the dismissal of his claim, and the County, Huckabay, and
McBride cross-appeal the district court's refusal to award them attorney's fees and
expenses pursuant to 42 U.S.C. § 1988. We review a district court's grant of
summary judgment de novo, construing the record in the light most favorable to
Dillon. Murphey v. City of Minneapolis, 358 F.3d 1074, 1077 (8th Cir. 2004). We
will affirm the grant of summary judgment if there is no genuine issue as to any
material fact, and the moving party is entitled to judgment as a matter of law.
Fed.R.Civ.P. 56(c). We review a district court's refusal to award attorney's fees and
expenses under 42 U.S.C. § 1988 for abuse of discretion. Harmon v. City of Kansas
City, Mo., 197 F.3d 321, 328 (8th Cir. 1999).
II.
The parties agree that application of the Supreme Court's decision in Lewis is
the key to resolving this case. In Lewis, a sheriff's deputy engaged in a high speed
pursuit with a motorcycle. When the driver of the motorcycle made a sharp turn, his
passenger fell off. The pursuing deputy could not stop in time, and hit the passenger,
who was pronounced dead at the scene. Lewis, 523 U.S. at 836-37. The Supreme
Court rejected the claims of the passenger's family that the decedent's substantive due
process rights had been violated. Id. at 836. The Court stated that a "cognizable level
of executive abuse of power [is] that which shocks the conscience," id. at 846, and
that police behavior in high speed pursuits only rises to that level when there is "a
purpose to cause harm unrelated to the legitimate object of arrest." Id. at 836. We
later held that Lewis applies to all § 1983 substantive due process claims based upon
the conduct of public officials engaged in a high-speed automobile chase aimed at
apprehending a suspected offender. Helseth v. Burch, 258 F.3d 867, 871 (8th Cir.
2001) (en banc).
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On appeal, Dillon continues to assert that the police acted with "gross
negligence," but contends that this lower standard of culpability is sufficient to
establish a substantive due process violation under the circumstances of this case.
Dillon argues that Lewis is distinguishable because (1) "high speeds were not a
factor" in Dillon's collision (the deputy says he was driving 20 to 30 miles per hour),
and (2) the officers did not intend to make an arrest of Dillon or his companion.
Dillon also relies on the Supreme Court's statement in Lewis that while
liability for negligently inflicted harm is categorically beneath the
threshold of constitutional due process, . . . [w]hether the point of the
conscience shocking is reached when injuries are produced with
culpability falling within the middle range, following from something
more than negligence but less than intentional conduct, such as
recklessness or gross negligence, is a matter for closer calls.
523 U.S. at 849 (emphasis added) (citation and internal quotation omitted).
Although Lewis involved a high-speed chase designed to effectuate an arrest,
we agree with the district court that the principles underlying Lewis extend beyond
that precise factual situation. Lewis concluded that "when unforeseen circumstances
demand an officer's instant judgment, even precipitate recklessness fails to inch close
enough to harmful purpose to spark the shock that implicates the large concerns of
the governors and the governed." Id. at 853 (internal quotation omitted). The Court
questioned whether "it makes sense to speak of indifference as deliberate in the case
of sudden pursuit," id. at 851, and contrasted rapidly developing police activity with
the "markedly different circumstances of normal pretrial custody," during which
deliberate indifference to the medical needs of detainees may "shock the conscience."
Id. at 850-51 (citing Barrie v. Grand County, Utah, 119 F.3d 862, 867 (10th Cir.
1997)). The Court's analysis, moreover, was informed by its traditional "reluctan[ce]
to expand the concept of substantive due process." Id. at 842 (quotation omitted); see
also Helseth, 258 F.3d at 871.
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In practice, therefore, the "intent to harm" standard has not been confined to
high-speed police chases aimed at apprehending a suspect. Lewis itself relied on the
Court's previous holding that "intent to harm" (rather than deliberate indifference)
was required to establish a constitutional violation in the case of injuries caused
during a prison riot, even though the disturbance spanned a period of two hours,
because "actual deliberation" in the constitutional sense was not possible. 523 U.S.
at 851 & n.11 (citing Whitley v. Albers, 475 U.S. 312, 320 (1986)). The competing
obligations of prison guards, and the Court's "hesitancy to critique in hindsight
decisions necessarily made in haste, under pressure, and frequently without the luxury
of a second chance," counseled against the imposition of liability for anything less
than force applied "for the very purpose of causing harm." Whitley, 475 U.S. at 320-
21 (quotation omitted).
Our court, too, has applied the "intent to harm" standard in other contexts. In
Neal v. St. Louis County Bd. of Police Comm'rs, 217 F.3d 955, 958 (8th Cir. 2000),
we rejected application of a "deliberate indifference" or "recklessness" standard under
the Fourteenth Amendment where a police officer accidentally shot a fellow officer
during a shootout with an armed suspect. We concluded that "in rapidly evolving,
fluid, and dangerous situations which preclude the luxury of calm and reflective
deliberation, a state actor's action will shock the conscience only if the actor intended
to cause harm." Id. More recently, in Golden ex rel. Balch v. Anders, 324 F.3d 650(8th Cir. 2003), we interpreted Lewis in the context of a claim brought against a high
school principal who forcefully restrained a sixth-grade student after he violently
kicked a vending machine and resisted efforts of a teacher to settle him down. We
reasoned that while the principal "was in neither a high-speed chase nor an exchange
of gunfire," he was required to make an "instant judgment" about how to quell the
immediate danger posed by the student. Id. at 654 (quoting Lewis, 523 U.S. at 853).
Applying Lewis, we held that the plaintiff could establish a violation of substantive
due process only by showing that the principal maliciously and sadistically injured
the student. Id.; see also Radecki v. Barela, 146 F.3d 1227, 1232 (10th Cir. 1998)
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("intent to harm" standard applied where deputy sheriff was required to make
"instantaneous judgment call" when man tried to grab deputy's firearm).
It is undisputed that the officers in this case were confronted with a rapidly
developing situation that arose quickly after their arrival on the property of the
manufacturing plant. Whether or not they technically were in "pursuit" of Dillon for
purposes of Nebraska law, or whether they intended to make a formal arrest, there is
no doubt that the officers were seeking to make investigative contact with Dillon
concerning the alleged shoplifting and stolen license plates, and in response to the
complaints from Dillon's mother. All agree that when Dillon appeared on the ATV
from behind a building, the officers were afforded no more than ten seconds to react
to the approaching vehicle. That the officers may have been driving at "medium-
speed" rather than "high-speed" is not a constitutionally significant distinction. We
believe the scenario plainly qualifies as a "rapidly evolving, fluid, and dangerous
situation[]," rather than one which allows for "calm and reflective deliberation," Neal,
217 F.3d at 958, and that the plaintiff must show an intent to harm in order to
establish a violation of substantive due process. Dillon makes no allegation that the
officers acted with the requisite intent, so the district court was correct to grant
summary judgment. Because Dillon has no viable constitutional claim against the
individual officers, his claim against the County for alleged failure to supervise or
investigate fails as well. Id. at 959.
III.
On cross-appeal, the County, Huckabay, and McBride argue that the district
court erred in not awarding them attorney's fees pursuant to 42 U.S.C. § 1988.
Section 1988(b) provides that "the court, in its discretion, may allow the prevailing
party . . . a reasonable attorney's fee as part of the costs." A prevailing defendant may
recover fees if the plaintiff's suit was "frivolous, unreasonable, or groundless."
Marquart v. Lodge 837, 26 F.3d 842, 852 (8th Cir. 1994). We review the district
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court's decision on this point for abuse of discretion. Id. at 854. The district court
found that while Dillon's claims were not artfully pleaded, they were not frivolous,
unreasonable, or groundless, and the court denied appellees' motion for attorney's
fees. Bearing in mind that courts should "resist the understandable temptation to
engage in post hoc reasoning by concluding that, because a plaintiff did not
ultimately prevail, his action must have been unreasonable or without foundation,"
Christiansburg Garment Co. v. EEOC, 434 U.S. 412, 421-22 (1978), we find no
abuse of discretion in the district court's order.
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The judgment of the district court is affirmed.
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