People v. Peterson , 2017 IL 120331 ( 2018 )


Menu:
  •                                                                              Digitally signed by
    Reporter of
    Decisions
    Reason: I attest to
    Illinois Official Reports                         the accuracy and
    integrity of this
    document
    Supreme Court                             Date: 2018.09.10
    09:50:46 -05'00'
    People v. Peterson, 
    2017 IL 120331
    Caption in Supreme    THE PEOPLE OF THE STATE OF ILLINOIS, Appellee, v. DREW
    Court:                PETERSON, Appellant.
    Docket No.            120331
    Filed                 September 21, 2017
    Modified upon
    denial of rehearing   January 19, 2018
    Decision Under        Appeal from the Appellate Court for the Third District; heard in that
    Review                court on appeal from the Circuit Court of Will County, the Hon.
    Stephen D. White and the Hon. Edward A. Burmila, Jr., Judges,
    presiding.
    Judgment              Affirmed.
    Counsel on            Steven A. Greenberg Adam M. Altman, and Andrew Gable, of Steven
    Appeal                A. Greenberg & Associates, Ltd., and Harold J. Krent, of
    Chicago-Kent College of Law, both of Chicago, for appellant.
    Lisa Madigan, Attorney General, of Springfield (David L. Franklin,
    Solicitor General, and Michael M. Glick and Leah M. Bendik,
    Assistant Attorneys General, of Chicago, of counsel), for the People.
    Justices                 JUSTICE THEIS delivered the judgment of the court, with opinion.
    Chief Justice Karmeier and Justices Freeman, Thomas, Kilbride,
    Garman, and Burke concurred in the judgment and opinion.
    OPINION
    ¶1         Following a jury trial in the circuit court of Will County, defendant, Drew Peterson, was
    found guilty of the first degree murder of his third ex-wife, Kathleen Savio (Kathleen), and
    sentenced to 38 years’ imprisonment. The appellate court affirmed defendant’s conviction and
    sentence. 
    2015 IL App (3d) 130157
    . We allowed defendant’s petition for leave to appeal. For
    the reasons discussed below, we affirm.
    ¶2                                           BACKGROUND
    ¶3         The appellate court opinion contains a detailed recitation of the evidence adduced at trial
    (id. ¶¶ 2-172), and defendant does not challenge the sufficiency of such evidence.
    Accordingly, we provide only a summary of the events leading to defendant’s arrest and
    prosecution and an overview of the State’s evidence. Additional facts will be set forth in the
    analysis section as necessary for resolution of the issues raised in this appeal.
    ¶4         Defendant and Kathleen were married on May 3, 1992. During the marriage, the couple
    had two sons. The Peterson family lived in Bolingbrook, Illinois, where defendant was
    employed as a police officer. In early 2002, defendant and Kathleen each filed a petition for
    dissolution of marriage; the cases were consolidated. Kathleen was awarded temporary
    custody of the couple’s sons and exclusive possession of the marital home. In a bifurcated
    dissolution proceeding, the marriage was dissolved on October 10, 2003, with child custody,
    child support, maintenance, and division of property to be determined at a hearing scheduled
    for April 6, 2004.
    ¶5         On Sunday evening, February 29, 2004, defendant attempted to return his sons to Kathleen
    after the boys’ weekend visitation, but Kathleen could not be reached. The following evening
    defendant, with the assistance of a locksmith and along with four of Kathleen’s neighbors,
    entered Kathleen’s home. Kathleen’s body was discovered in the bathtub. The Illinois State
    Police conducted the death investigation. An autopsy performed by Dr. Bryan Mitchell with
    the Will County Coroner’s office determined that the cause of death was drowning. A
    coroner’s inquest later determined that the manner of death was accidental.
    ¶6         Following Kathleen’s death, a final judgment was entered in the couple’s bifurcated
    divorce. Defendant was awarded sole custody of his two sons, and remaining financial issues
    were resolved in defendant’s favor.
    ¶7         At the time of Kathleen’s death, defendant was married to Stacy Cales. The couple, along
    with their infant son, lived in a home in Bolingbrook not far from Kathleen’s residence. During
    defendant’s marriage to Stacy, the couple had another child, a girl.
    ¶8         On October 28, 2007, Stacy’s sister, Cassandra Cales, reported to police that Stacy was
    missing. Defendant denied that Stacy was missing and told investigators that Stacy had left
    because they were having marital problems. Soon thereafter, Kathleen’s body was exhumed.
    -2-
    At the request of the Will County State’s Attorney, a forensic pathologist, Dr. Larry Blum,
    performed an autopsy on November 13, 2007. Dr. Blum concluded that the manner of death
    was homicide. At the request of the Savio family, Dr. Michael Baden, a forensic pathologist,
    performed an autopsy on November 16, 2007. He, too, concluded that the manner of death was
    homicide.
    ¶9         In May 2009, a grand jury returned a two-count indictment against defendant for the first
    degree murder of Kathleen. See 720 ILCS 5/9-1(a)(1), (a)(2) (West 2004). During the
    seven-week jury trial that began in July 2012, the State presented evidence that numerous
    bruises and abrasions on Kathleen’s body and a laceration to her scalp were consistent with a
    struggle and inconsistent with an accidental fall in the bathtub. The State also presented
    evidence that defendant had threatened Kathleen on several occasions, stating that he could kill
    her and make it look like an accident and that defendant had accessed Kathleen’s home after he
    moved out and after Kathleen had changed the locks. Additionally, a witness for the
    prosecution testified that four months prior to her death, defendant had offered him $25,000 to
    help find a man to “take care of his third wife.” Finally, the State presented evidence that, on
    the night of Kathleen’s death, Stacy observed defendant, who had been absent from their home
    overnight, dressed in black and placing women’s clothes that were not hers into the washing
    machine and that defendant coached Stacy on what to say to police when she was interviewed
    following the discovery of Kathleen’s body.
    ¶ 10       The jury found defendant guilty, and the trial court subsequently sentenced defendant to 38
    years’ imprisonment. On direct review, the appellate court affirmed defendant’s conviction
    and sentence. 
    2015 IL App (3d) 130157
    , ¶ 229. We allowed defendant’s petition for leave to
    appeal. Ill. S. Ct. R. 315 (eff. Jan. 1, 2015).
    ¶ 11       Defendant urges this court to reverse the judgment of the appellate court and remand for a
    new trial, arguing that (1) certain hearsay statements were improperly admitted at trial under
    the forfeiture by wrongdoing doctrine, (2) counsel rendered ineffective assistance when he
    called attorney Harry Smith as a witness at trial, (3) Smith’s testimony should have been
    barred under the attorney-client privilege, (4) counsel was operating under a per se conflict of
    interest, (5) evidence of prior bad acts was improperly admitted at trial, and (6) cumulative
    error denied him a fair trial. We consider each argument in turn.
    ¶ 12                                            ANALYSIS
    ¶ 13                                I. Admission of Hearsay Statements
    Under the Forfeiture by Wrongdoing Doctrine
    ¶ 14       Defendant first argues that certain hearsay statements were improperly admitted at trial
    under the forfeiture by wrongdoing doctrine and that such error requires this court to reverse
    his conviction and remand for a new trial. The State concedes that if the hearsay statements
    were admitted in error, such error was not harmless.
    ¶ 15       Resolution of defendant’s argument requires this court to consider two principal issues:
    (1) whether, under separation of powers principles, the common-law doctrine of forfeiture by
    wrongdoing adopted by this court, rather than the forfeiture rule adopted by the legislature,
    governed the admission of the hearsay statements and (2) whether the State met its burden of
    proof at the pretrial forfeiture hearing for admission of the hearsay statements at trial. For a
    complete understanding of these issues, we first provide additional background and analysis as
    -3-
    to how these issues arose and were treated by the courts below, as well as an overview of the
    relevant statute and the common-law doctrine of forfeiture by wrongdoing.
    ¶ 16       Prior to trial, the State filed a motion seeking the admission of hearsay statements made by
    Kathleen and Stacy. In its motion, the State identified several statements allegedly made by
    Kathleen to family members and others regarding threats defendant made to her in which he
    stated that he could kill her and make it look like an accident, she should just die, and she
    would not make it to the divorce settlement. The State further sought admission of a letter from
    Kathleen to the Will County State’s Attorney’s office, as well as Kathleen’s handwritten
    statement provided to police, recounting a July 5, 2002, incident in which defendant allegedly
    entered Kathleen’s home without permission, pinned her to the stairs for over three hours while
    he reviewed their history, and threatened her with a knife. As to Stacy, the State generally
    sought admission of statements she made to others regarding defendant’s conduct on the night
    of Kathleen’s death.
    ¶ 17       Ordinarily, the rule against hearsay would prohibit the introduction at trial of such
    out-of-court statements that are offered to prove the truth of the matter asserted. People v.
    Williams, 
    238 Ill. 2d 125
    , 143 (2010); Ill. Rs. Evid. 801, 802 (eff. Jan. 1, 2011); see also
    Novicki v. Department of Finance, 
    373 Ill. 342
    , 344 (1940) (rule against hearsay provides that
    “a witness may testify only as to facts within his personal knowledge and not as to what
    somebody else told him”). The State, however, sought admission of these statements pursuant
    to section 115-10.6 of the Code of Criminal Procedure of 1963 (Code), a legislatively created
    exception to the hearsay rule. 725 ILCS 5/115-10.6 (West 2008). The General Assembly has
    since repealed section 115-10.6 (see Pub. Act 99-243, § 5 (eff. Aug. 3, 2015)), but at the time
    defendant was tried, the statute provided as follows:
    “Hearsay exception for intentional murder of a witness.
    (a) A statement is not rendered inadmissible by the hearsay rule if it is offered
    against a party that has killed the declarant in violation of clauses (a)(1) and (a)(2) of
    Section 9-1 of the Criminal Code of 1961 intending to procure the unavailability of the
    declarant as a witness in a criminal or civil proceeding.[1]
    (b) While intent to procure the unavailability of the witness is a necessary element
    for the introduction of the statements, it need not be the sole motivation behind the
    murder which procured the unavailability of the declarant as a witness.
    (c) The murder of the declarant may, but need not, be the subject of the trial at
    which the statement is being offered. If the murder of the declarant is not the subject of
    the trial at which the statement is being offered, the murder need not have ever been
    prosecuted.
    (d) The proponent of the statements shall give the adverse party reasonable written
    notice of its intention to offer the statements and the substance of the particulars of each
    statement of the declarant. For purposes of this Section, identifying the location of the
    statements in tendered discovery shall be sufficient to satisfy the substance of the
    particulars of the statement.
    1
    Subclauses (a)(1) and (a)(2) of section 9-1 of the Criminal Code of 1961 define the offense of first
    degree murder. 720 ILCS 5/9-1 (West 2008).
    -4-
    (e) The admissibility of the statements shall be determined by the court at a pretrial
    hearing. At the hearing, the proponent of the statement bears the burden of establishing
    3 criteria by a preponderance of the evidence:
    (1) first, that the adverse party murdered the declarant and that the murder was
    intended to cause the unavailability of the declarant as a witness;
    (2) second, that the time, content, and circumstances of the statements provide
    sufficient safeguards of reliability;
    (3) third, the interests of justice will best be served by admission of the
    statement into evidence.
    (f)The court shall make specific findings as to each of these criteria on the record
    before ruling on the admissibility of said statements.
    (g) This Section in no way precludes or changes the application of the existing
    common law doctrine of forfeiture by wrongdoing.” 725 ILCS 5/115-10.6 (West
    2008).
    ¶ 18       The State also sought admission of Kathleen’s and Stacy’s hearsay statements under the
    common-law doctrine of forfeiture by wrongdoing, referenced in subsection (g) of the statute
    (725 ILCS 5/115-10.6(g) (West 2008)). The common-law doctrine, which dates back to the
    seventeenth century, permits the introduction of an absent witness’s statements where the
    defendant engaged in conduct designed to prevent the witness from testifying. Giles v.
    California, 
    554 U.S. 353
    , 359-61 (2008). The Supreme Court adopted the common-law
    doctrine in the early case of Reynolds v. United States, 
    98 U.S. 145
    (1879). 
    Giles, 554 U.S. at 366
    . Reynolds explained that the doctrine is founded on the equitable maxim that “no one shall
    be permitted to take advantage of his own wrong.” 
    Reynolds, 98 U.S. at 159
    . The common-law
    doctrine was eventually codified in the Federal Rules of Evidence as an exception to the rule
    against hearsay. 
    Giles, 554 U.S. at 367
    .2
    ¶ 19       In People v. Stechly, 
    225 Ill. 2d 246
    (2007), this court recognized the common-law doctrine
    of forfeiture by wrongdoing as the law of Illinois. People v. Hanson, 
    238 Ill. 2d 74
    , 97 (2010).
    The common-law doctrine has since been codified in the Illinois Rules of Evidence. See Ill. R.
    Evid. 804(b)(5) (eff. Jan. 1, 2011); People v. Leach, 
    2012 IL 111534
    , ¶ 66 n.1 (acknowledging
    that Illinois Rules of Evidence codified the preexisting common-law rules of evidence);
    People v. Nixon, 
    2016 IL App (2d) 130514
    , ¶ 49 (“Illinois Rules of Evidence codified the
    existing rules of evidence in this state, including the common-law doctrine of forfeiture by
    wrongdoing”). Similar to its federal counterpart, the Illinois rule provides that “[a] statement
    offered against a party that has engaged or acquiesced in wrongdoing that was intended to, and
    did, procure the unavailability of the declarant as a witness” is “not excluded by the hearsay
    rule.” Ill. R. Evid. 804(b)(5) (eff. Jan. 1, 2011).
    ¶ 20       Before ruling on the State’s motion to admit Kathleen’s and Stacy’s hearsay statements
    under section 115-10.6 of the Code or the common-law doctrine of forfeiture by wrongdoing,
    the court held a pretrial hearing, as required by the statute. At the hearing, which commenced
    in January 2010, the trial court heard testimony from 72 witnesses and received into evidence
    2
    The federal rule provides that “[a] statement offered against a party that wrongfully caused—or
    acquiesced in wrongfully causing—the declarant’s unavailability as a witness, and did so intending that
    result,” is “not excluded by the rule against hearsay.” Fed. R. Evid. 804(b)(6).
    -5-
    over 200 exhibits and numerous stipulations. The trial court ultimately ruled that the State had
    proven, by a preponderance of the evidence, that defendant murdered Kathleen and Stacy and
    that such murders were intended to cause the women’s unavailability as witnesses. The trial
    court further found that the time, content, and circumstances of six of the statements provided
    sufficient safeguards of reliability and that the interests of justice would best be served by their
    admission into evidence. The trial court found the remaining statements not sufficiently
    reliable. The trial court later clarified that its ruling was made solely under section 115-10.6 of
    the Code and denied the State’s motion seeking admission of the excluded statements pursuant
    to the common-law doctrine.
    ¶ 21        The State appealed the trial court’s ruling. See Ill. S. Ct. R. 604(a)(1) (eff. July 1, 2006). In
    a divided opinion, the appellate court held that it lacked jurisdiction. People v. Peterson, 
    2011 IL App (3d) 100513
    , vacated in part by No. 112875 (Ill. Nov. 30, 2011) (supervisory order).
    We subsequently denied the State’s petition for leave to appeal but entered a supervisory order
    directing the appellate court to vacate its judgment and address the State’s appeal on the merits.
    Peterson, No. 112875 (Ill. Nov. 30, 2011) (supervisory order).
    ¶ 22        In its subsequent opinion, the appellate court held that section 115-10.6 of the Code stood
    in direct conflict with the common-law doctrine of forfeiture by wrongdoing, as adopted by
    this court and as codified in Illinois Rule of Evidence 804(b)(5). People v. Peterson, 2012 IL
    App (3d) 100514-B, ¶ 22. The appellate court explained that, unlike the common-law doctrine,
    the statute requires a finding of reliability and, under separation of powers principles, the
    conflict must be resolved in favor of the rule or decisions of this court. 
    Id. ¶¶ 22-24.
    ¶ 23        The appellate court observed that, although the trial court applied the wrong rule of law, the
    trial court had made the necessary factual findings for admission of the statements under
    Illinois Rule of Evidence 804(b)(5), namely, that the State had proved by a preponderance of
    the evidence that (1) defendant murdered Kathleen and Stacy and (2) defendant did so with the
    intent to make the two women unavailable as witnesses. 
    Id. ¶ 25.
    Based on the trial court’s
    findings, the appellate court concluded that the excluded statements were admissible at trial
    under the rule, subject to any other evidentiary objections, and reversed and remanded the
    matter to the trial court for further proceedings. 
    Id. ¶ 25
    n.6, ¶ 32.
    ¶ 24        On remand, the case eventually proceeded to a jury trial, at which several hearsay
    statements made by Kathleen and Stacy were admitted into evidence. 3 The jury found
    defendant guilty of first degree murder in the death of Kathleen. On direct review following
    defendant’s conviction, defendant again challenged the admissibility of Kathleen’s and
    Stacy’s hearsay statements. The appellate court, however, declined to consider the matter,
    concluding that its earlier ruling was the “law of the case.” 
    2015 IL App (3d) 130157
    , ¶ 204.
    ¶ 25        The law of the case doctrine bars relitigation of an issue previously decided in the same
    case. People v. Sutton, 
    233 Ill. 2d 89
    , 100 (2009). Thus, an issue of law decided by the
    appellate court in a first appeal is generally binding upon that court in a second appeal. 
    Id. That limitation,
    however, does not apply to this court. People v. Hopkins, 
    235 Ill. 2d 453
    , 470
    (2009). “ ‘Our review may cover all matters properly raised and passed on in the course of
    [the] litigation.’ ” 
    Id. (quoting Relph
    v. Board of Education of DePue Unit School District No.
    3
    The judge who presided over defendant’s jury trial was not the same judge who presided over the
    pretrial forfeiture hearing.
    -6-
    103, 
    84 Ill. 2d 436
    , 442 (1981)). As explained in Hopkins, “[i]n finding the law of the case
    doctrine inapplicable in this court, the emphasis has been on the fact that it was ‘the first time
    the case has been before this court,’ and not on when the issue was addressed in the appellate
    court.” 
    Hopkins, 235 Ill. 2d at 470
    (quoting 
    Sutton, 233 Ill. 2d at 100
    ). Accordingly, on appeal
    from the appellate court’s second decision in a case, this court may consider an issue raised and
    passed upon by the appellate court in its first decision. See id.; Krautsack v. Anderson, 
    223 Ill. 2d
    541, 552 (2006).
    ¶ 26        In this case, although the appellate court was bound by the law of the case announced in its
    first decision, this court is not. We will therefore consider whether the appellate court erred in
    its first decision when it held that, under separation of powers principles, the common-law
    doctrine of forfeiture by wrongdoing, adopted by this court and embodied in Illinois Rule of
    Evidence 804(b)(5), governed the admissibility of Kathleen’s and Stacy’s hearsay statements,
    rather than section 115-10.6 of the Code.
    ¶ 27                                       Separation of Powers
    ¶ 28        Defendant contends that section 115-10.6 of the Code can be reconciled with this court’s
    rule and, thus, the statute does not offend separation of powers and should have been given
    effect in this case. According to defendant, section 115-10.6 applies only when the defendant
    murdered the absent witness and Illinois Rule of Evidence 804(b)(5) applies when the
    defendant rendered the witness unavailable through any means other than murder. The State
    counters that Illinois Rule of Evidence 804(b)(5) applies to all cases where a defendant’s
    wrongdoing renders a witness unavailable to testify. The State posits that the statute directly
    and irreconcilably conflicts with this court’s rule and the appellate court properly held that the
    rule governs. Because the parties’ arguments present a purely legal issue, our review proceeds
    de novo. See People v. Clemons, 
    2012 IL 107821
    , ¶ 8; In re Adoption of K.L.P., 
    198 Ill. 2d 448
    ,
    453 (2002).
    ¶ 29        The separation of powers clause of the Illinois Constitution provides that the “legislative,
    executive and judicial branches are separate” and that “[n]o branch shall exercise powers
    properly belonging to another.” Ill. Const. 1970, art. II, § 1. Thus, each branch of government
    has its own unique sphere of authority. Best v. Taylor Machine Works, 
    179 Ill. 2d 367
    , 410
    (1997). The judicial article of the Illinois Constitution vests this court with general
    administrative and supervisory authority over all courts. Ill. Const. 1970, art. VI, § 16. This
    grant of authority “clearly empowers this court to promulgate procedural rules to facilitate the
    judiciary in the discharge of its constitutional duties.” O’Connell v. St. Francis Hospital, 
    112 Ill. 2d 273
    , 281 (1986). Thus, the judicial power includes rulemaking authority to regulate the
    trial of cases. Kunkel v. Walton, 
    179 Ill. 2d 519
    , 528 (1997); People v. Cox, 
    82 Ill. 2d 268
    , 274
    (1980). Such authority necessarily extends to the adoption of rules governing the admission of
    evidence at trial, an authority this court has frequently exercised. See, e.g., People v. Lerma,
    
    2016 IL 118496
    , ¶ 24 (recognizing that the research concerning eyewitness identification “is
    well settled, well supported, and in appropriate cases a perfectly proper subject for expert
    testimony” at trial); People v. Gard, 
    158 Ill. 2d 191
    , 201, 204 (1994) (acknowledging that
    “[t]his court has consistently held evidence pertaining to polygraph examination of a defendant
    generally inadmissible” and holding that evidence of polygraph examination of a witness is
    also inadmissible); Wilson v. Clark, 
    84 Ill. 2d 186
    , 196 (1981) (adopting Federal Rules of
    -7-
    Evidence 703 and 705 concerning expert opinions offered at trial); People v. Montgomery, 
    47 Ill. 2d 510
    , 516-19 (1971) (adopting then-proposed Federal Rule of Evidence 609, limiting the
    use of prior convictions to impeach the credibility of a witness).
    ¶ 30        The separation of powers clause, however, is not intended to achieve a “ ‘complete
    divorce’ ” between the branches of government. Burger v. Lutheran General Hospital, 
    198 Ill. 2d
    21, 33 (2001) (quoting In re J.J., 
    142 Ill. 2d 1
    , 7 (1991)); 
    Kunkel, 179 Ill. 2d at 528
    . The
    separate spheres of authority exercised by each branch may “overlap.” 
    Kunkel, 179 Ill. 2d at 528
    ; 
    Best, 179 Ill. 2d at 411
    . The law of evidence is one area in which an overlap between the
    spheres of authority exercised by the judicial and legislative branches exists. Although this
    court is empowered to promulgate rules regarding the admission of evidence at trial, the
    General Assembly may legislate in this area without necessarily offending separation of
    powers. First National Bank of Chicago v. King, 
    165 Ill. 2d 533
    , 542 (1995) (citing People v.
    Rolfingsmeyer, 
    101 Ill. 2d 137
    , 140 (1984)); accord Ill. Rs. Evid., Committee Commentary
    (eff. Jan. 1, 2011) (“Illinois Rules of Evidence are not intended to preclude the Illinois
    legislature from acting in the future with respect to the law of evidence”). Because the
    legislature is the branch of government charged with the determination of public policy, it has
    “the concurrent constitutional authority to enact complementary statutes.” People v. Walker,
    
    119 Ill. 2d 465
    , 475 (1988).
    ¶ 31        Notwithstanding this overlap between the judicial and legislative branches, this court
    retains primary constitutional authority over court procedure. 
    Kunkel, 179 Ill. 2d at 528
    .
    Accordingly, where an irreconcilable conflict exists between a legislative enactment and a rule
    of this court on a matter within the court’s authority, the rule will prevail. 
    Id. (citing Walker
    ,
    119 Ill. 2d at 475-76); see also Ill. R. Evid. 101 (eff. Jan. 1, 2011) (“statutory rule of evidence is
    effective unless in conflict with a rule or a decision of the Illinois Supreme Court”). We agree
    with the State that, in this instance, the statute and the rule cannot be reconciled and the statute
    must give way to the rule.
    ¶ 32        Rule 804(b)(5) identifies only two criteria or factors that must be satisfied for the
    admission of hearsay statements under the rule: (1) that the party against whom the statement
    is offered “has engaged or acquiesced in wrongdoing” and (2) that such wrongdoing “was
    intended to, and did, procure the unavailability of the declarant as a witness.” Ill. R. Evid.
    804(b)(5) (eff. Jan. 1, 2011). The rule, like our case law, makes no distinction based on the
    nature of the “wrongdoing.” Thus, contrary to defendant’s argument, the rule applies whether
    the declarant is rendered unavailable through murder or some other wrongdoing. See 
    Hanson, 238 Ill. 2d at 93-99
    (applying forfeiture by wrongdoing doctrine where the declarant was
    murdered by the defendant); 
    Stechly, 225 Ill. 2d at 277-78
    (remanding for hearing to determine
    whether, under the forfeiture by wrongdoing doctrine, the defendant’s threats were intended to
    and did cause the child declarant to be legally unavailable to testify).
    ¶ 33        In contrast to the rule, section 115-10.6 of the Code applies exclusively to cases involving
    the declarant’s murder. Significantly, the statute imposes additional criteria that must be
    satisfied for admission of the declarant’s statements at trial: the proponent of the statements
    must demonstrate, and the trial court must make a specific finding on the record, that “the time,
    content, and circumstances of the statements provide sufficient safeguards of reliability.” 725
    ILCS 5/115-10.6(e)(2) (West 2008). This court has held, however, that a defendant forfeits his
    ability to challenge the reliability of the declarant’s statements by the very act of preventing the
    -8-
    declarant from testifying. 
    Hanson, 238 Ill. 2d at 98
    . Indeed, requiring additional indicia of
    reliability would undermine the equitable considerations at the very center of the forfeiture by
    wrongdoing doctrine. 
    Id. Accordingly, “so
    long as the declarant’s statements are relevant and
    otherwise admissible, statements admitted under the forfeiture by wrongdoing doctrine need
    not reflect additional indicia of reliability.” 
    Id. at 99.
    ¶ 34       The statute’s imposition of a reliability requirement creates an irreconcilable conflict with
    a rule of this court on a matter within the court’s authority. Under such circumstances,
    separation of powers principles dictate that the rule will prevail. 
    Kunkel, 179 Ill. 2d at 529
    .
    Thus, the appellate court did not err when it held, in its earlier decision, that the admissibility of
    Kathleen’s and Stacy’s hearsay statements was governed by the common-law doctrine of
    forfeiture by wrongdoing, embodied in Illinois Rule of Evidence 804(b)(5), and not section
    115-10.6 of the Code.
    ¶ 35                   Sufficiency of the Evidence at the Pretrial Forfeiture Hearing
    ¶ 36        We next consider whether, as defendant argues, the trial court erred when it found that the
    State met its burden of proof at the pretrial hearing for admission of Kathleen’s and Stacy’s
    hearsay statements at trial. Defendant made this argument on direct review in the appellate
    court. 
    2015 IL App (3d) 130157
    , ¶ 201. The appellate court declined to consider this issue,
    again relying on the law of the case doctrine. 
    Id. ¶ 204.
    The law of the case doctrine, however,
    only bars relitigation of an issue previously decided in the same case. 
    Sutton, 233 Ill. 2d at 100
    .
    In its earlier decision, the appellate court only addressed the separation of powers issue; it did
    not address whether the State satisfied its burden of proof for admission of the women’s
    statements. Thus, the appellate court erred in declining to address this issue based on the law of
    the case doctrine. Although this court could remand the case to the appellate court, because the
    complete record is before us and the issue has been fully briefed, in the interest of judicial
    economy we elect to address the issue. See People v. Shinaul, 
    2017 IL 120162
    , ¶ 13; People v.
    Olivera, 
    164 Ill. 2d 382
    , 394 (1995).
    ¶ 37        The State’s burden of proof at a forfeiture by wrongdoing hearing is a preponderance of the
    evidence. 
    Stechly, 225 Ill. 2d at 278
    (citing Davis v. Washington, 
    547 U.S. 813
    , 833 (2006)).
    The preponderance standard is a less stringent standard than proof beyond a reasonable doubt
    or even the intermediate standard of clear and convincing evidence. In re D.T., 
    212 Ill. 2d 347
    ,
    362 (2004). Under the preponderance standard, the State need only present evidence “ ‘that
    renders a fact more likely than not.’ ” People v. Brown, 
    229 Ill. 2d 374
    , 385 (2008) (quoting
    People v. Urdiales, 
    225 Ill. 2d 354
    , 430 (2007)). Thus, in a forfeiture hearing, the State must
    establish that defendant, more likely than not, “engaged or acquiesced in wrongdoing” and that
    such wrongdoing was “intended to, and did, procure the unavailability of the declarant as a
    witness.” Ill. R. Evid. 804(b)(5) (eff. Jan. 1, 2011).
    ¶ 38        Defendant here does not challenge the trial court’s finding that the State established the
    “wrongdoing factor,” i.e., that the State proved by a preponderance that he murdered Kathleen
    and Stacy. Defendant does challenge the trial court’s finding that the State established the
    “intent factor,” i.e., that the State proved by a preponderance that he murdered the two women
    to make them unavailable as witnesses.
    ¶ 39        The parties agree that the trial court’s ruling should be reviewed under an abuse of
    discretion standard. This standard generally applies to a trial judge’s decision to allow or
    -9-
    exclude evidence. 
    D.T., 212 Ill. 2d at 356
    . Because an evidentiary ruling typically requires the
    trial court to exercise discretion, i.e., to “make a judgment call,” reviewing such rulings only
    for an abuse of discretion is appropriate. People v. Chambers, 
    2016 IL 117911
    , ¶ 75. The
    admission of hearsay statements into evidence pursuant to the forfeiture by wrongdoing
    doctrine, however, is not dependent on a judgment call by the trial court. Admission is
    dependent on whether the trial court finds, by a preponderance of the evidence, that the
    defendant engaged in wrongdoing that was intended to, and did, procure the witness’s
    unavailability. “[W]hen a trial court makes a finding by a preponderance of the evidence, this
    court will reverse that finding only if it is against the manifest weight of the evidence.” Best v.
    Best, 
    223 Ill. 2d
    342, 348-49 (2006). A finding is against the manifest weight of the evidence
    where “the opposite conclusion is clearly evident or if the finding itself is unreasonable,
    arbitrary, or not based on the evidence presented.” People v. Deleon, 
    227 Ill. 2d 322
    , 332
    (2008). In Hanson, we implicitly applied the manifest weight standard in the context of a
    forfeiture by wrongdoing hearing where we concluded that the circuit court’s finding that the
    defendant caused the declarant to be unavailable was not “arbitrary or unreasonable.” 
    Hanson, 238 Ill. 2d at 99
    . Thus, we will review the trial court’s ruling here under the manifest weight of
    the evidence standard, and not for an abuse of discretion.
    ¶ 40        Before reviewing the evidence of intent introduced at the pretrial hearing, we consider
    defendant’s argument concerning the kind of evidence necessary for a finding of intent.
    Defendant argues that, because the forfeiture by wrongdoing doctrine only applies where the
    defendant designed to prevent the witness from testifying (see 
    Giles, 554 U.S. at 359-68
    ), the
    State was required to identify the specific testimony from Kathleen and Stacy that he wished to
    avoid when he allegedly murdered them. Defendant contends that because the State failed to
    do so, the State did not meet its burden of proof as to the intent factor. In support, defendant
    cites State v. Dillon, 2016-Ohio-1561, 
    63 N.E.3d 712
    (Ohio Ct. App.), People v. Roscoe, 
    846 N.W.2d 402
    (Mich. Ct. App. 2014) (per curiam), and Jensen v. Schwochert, No. 11-C-0803,
    
    2013 WL 6708767
    (E.D. Wis. 2013).
    ¶ 41        We agree with defendant’s first proposition. The common-law doctrine of forfeiture by
    wrongdoing generally applies only where the defendant designed to prevent the witness from
    testifying. See 
    Giles, 554 U.S. at 359-68
    ; see also In re Rolandis G., 
    232 Ill. 2d 13
    , 40 (2008)
    (stating that under Giles, “for forfeiture by wrongdoing to apply, the evidence had to show that
    the defendant engaged in witness tampering or some type of conduct designed to prevent the
    witness from testifying, thwart the judicial process, or procure the witness’ absence from
    trial”).
    ¶ 42        We disagree, however, with defendant’s second proposition—that proof of a defendant’s
    intent to prevent a witness from testifying requires the State to identify the specific testimony
    from the absent witness that the defendant wished to avoid. Nothing in Giles, our case law, or
    the language of Illinois Rule of Evidence 804(b)(5), suggests such an evidentiary requirement.
    And the out-of-state cases on which defendant relies do not lend support to his argument. In
    each case, the reviewing court found error in the admission of hearsay statements from the
    murder victim based on lack of evidence of intent (Dillon, 2016-Ohio-1561, 
    63 N.E.3d 712
    , at
    ¶ 25; Jensen, 
    2013 WL 6708767
    , at *8) or the failure of the trial court to make any finding of
    intent 
    (Roscoe, 846 N.W.2d at 408
    ). But in no case did the reviewing court suggest, much less
    hold, that forfeiture by wrongdoing does not apply unless the State identifies the specific
    testimony the defendant sought to avoid.
    - 10 -
    ¶ 43        We recognize, of course, the evidentiary value to the State of identifying the testimony the
    absent witness likely would have provided. Establishing the intent factor is an easier task with,
    rather than without, such evidence. But adopting defendant’s position and requiring such
    evidence in every case in which the State relies on the forfeiture by wrongdoing doctrine would
    come very close to imposing upon the State the burden of proving intent by direct evidence.
    Motive and intent, however, are rarely proved by direct evidence. Rather, they “must be
    inferred from conduct and the surrounding circumstances.” (Internal quotation marks omitted.)
    In re Edmonds, 
    2014 IL 117696
    , ¶ 54; see also People v. Maggette, 
    195 Ill. 2d 336
    , 354 (2001)
    (intent “not only can be inferred from the surrounding circumstances [citation] but usually is so
    proved”). No reason exists to depart from this evidentiary construct. Accordingly, we hold that
    the State need not identify the specific testimony defendant wished to avoid in order to prove
    defendant’s intent for purposes of the forfeiture by wrongdoing doctrine.
    ¶ 44        We turn now to the evidence of intent introduced at the pretrial hearing to determine
    whether the State met its burden of proving, by a preponderance, that defendant murdered
    Kathleen and Stacy to prevent them from testifying. We note that at a forfeiture hearing, the
    trial court may consider hearsay evidence, including the unavailable witness’s hearsay
    statements. 
    Stechly, 225 Ill. 2d at 278
    (citing 
    Davis, 547 U.S. at 833
    ); see also Ill. R. Evid.
    104(a) (eff. Jan. 1, 2011) (when deciding preliminary questions concerning the admissibility of
    evidence, “the court is not bound by the rules of evidence except those with respect to
    privileges”).
    ¶ 45        Focusing first on defendant’s intent as to Kathleen, the State’s theory is that defendant
    murdered Kathleen to prevent her from testifying at the April 6, 2004, hearing in the bifurcated
    divorce proceeding, at which issues of child custody, child support, maintenance, and division
    of property would be decided. The State presented extensive evidence regarding the
    acrimonious nature of the couple’s divorce. For example, testimony established that defendant
    was adamant that Kathleen not receive any portion of his pension from his years of service in
    the Bolingbrook police department. Defendant was angry that their attorneys were “getting all
    [his] money,” and he publicly stated that he would be better off if Kathleen was dead. The
    couple was fighting over money, as Kathleen tearfully advised her employer following a
    conversation with defendant in the parking lot of the office where she worked. Additionally,
    custody of the couple’s two sons remained a contested issue. Kathleen was passionate about
    not relinquishing custody to defendant. Indeed, just six weeks prior to her death, when
    Kathleen became convinced that she might not make it to the hearing, she extracted a promise
    from her sister, Anna Doman, that Anna would take care of Kathleen’s sons should anything
    happen to her.
    ¶ 46        In short, settlement of the remaining issues in the bifurcated divorce was not a realistic
    possibility. Thus, no question exists that Kathleen would have testified at the April 2004
    hearing, as she had at an earlier hearing. Although the trial court could not know for certain
    how that hearing would have proceeded or what Kathleen’s testimony ultimately would have
    been, the trial court certainly knew that Kathleen, as a party opponent, was defendant’s
    primary adversary. Accordingly, the inference that defendant murdered Kathleen to prevent
    her from testifying is much stronger in this case, where a party to the litigation is murdered,
    than in a case where the person murdered had only a tangential relationship to the litigation or
    would have been, at most, a minor witness.
    - 11 -
    ¶ 47        In addition to the acrimonious nature of the divorce proceedings and the certainty that
    Kathleen would have testified at the April 2004 hearing, the State offered other evidence
    relevant to defendant’s intent. Jeffrey Pachter testified for the State that he and defendant
    became friends when they both worked at a cable company. According to Pachter, in the winter
    of 2003, defendant asked Pachter if he wanted to go on a “ride along” in his police vehicle.
    Pachter accepted. During the ride, defendant asked Pachter if he knew anyone that could have
    his “third wife taken care of.” Defendant explained that “she has something on me.” Defendant
    mentioned a $25,000 payment to Pachter but indicated that if Pachter found someone to do it
    for less, he could keep the difference. Defendant did not identify the “something” that
    Kathleen had on him, but the import of Pachter’s testimony is that defendant wished to silence
    Kathleen.
    ¶ 48        The State presented evidence that because Kathleen was silenced, the financial and custody
    issues pending at the time of her death in the divorce proceeding were ultimately resolved in
    defendant’s favor: defendant was awarded custody of his two sons, defendant was awarded the
    proceeds from the sale of the marital home, and defendant was awarded the business known as
    Blue Lightning Corporation. Additionally, Harry Smith, Kathleen’s divorce attorney, testified
    that, had Kathleen not died, educational, medical, and other expenses for Kathleen’s and
    defendant’s two sons would have been shared by the parties. Because Kathleen died, a trust
    fund for the two boys was set up with the proceeds from an insurance policy on Kathleen’s life.
    The proceeds, which exceeded $1 million, were paid to defendant as the guardian of his sons’
    estates.
    ¶ 49        Defendant disputes the sufficiency of the foregoing evidence, arguing that no matter how
    horrific the murder of a spouse may be, the forfeiture by wrongdoing doctrine does not apply
    unless the defendant killed his spouse to prevent testimony. Defendant contends that the
    State’s evidence established, at most, that Kathleen’s unavailability benefited him financially
    and allowed him to obtain sole custody of his sons. According to defendant, the State has
    confused a motive for murder with the specific intent to avoid testimony. We disagree.
    ¶ 50        The State was not required to demonstrate that preventing Kathleen from testifying was
    defendant’s sole intent when he murdered her. The State was only required to prove that her
    murder was motivated “at least in part” by an intent to prevent her from testifying. 
    Stechly, 225 Ill. 2d at 272
    ; see also People v. Burns, 
    832 N.W.2d 738
    , 746 (Mich. 2013) (prosecution must
    show that defendant acted, “at least in part,” with the purpose to cause the declarant’s
    unavailability); United States v. Houlihan, 
    92 F.3d 1271
    , 1279 (1st Cir. 1996) (sufficient to
    show that the defendant “was motivated in part by a desire to silence the witness,” and the
    “intent to deprive the prosecution of testimony need not be the actor’s sole motivation”
    (emphases in original)).
    ¶ 51        Based on our careful review of the evidence at the pretrial hearing, and mindful that the
    State’s burden was a preponderance of the evidence, we cannot say that the trial court’s finding
    that the State proved that defendant murdered Kathleen to prevent her from testifying was
    “unreasonable, arbitrary, or not based on the evidence presented.” 
    DeLeon, 227 Ill. 2d at 332
    .
    That the State’s evidence may have also established another motive for defendant’s murder of
    Kathleen, such as financial gain or obtaining sole custody of his sons, is irrelevant to whether
    the forfeiture by wrongdoing doctrine applies. See State v. Supanchick, 
    323 P.3d 231
    , 237 (Or.
    2014) (forfeiture doctrine applied although the evidence permitted a finding that defendant had
    - 12 -
    more than one purpose in killing his wife); People v. Banos, 
    100 Cal. Rptr. 3d 476
    , 479 (Cal.
    Ct. App. 2009) (“That defendant may have also had other motives for the killing (e.g.,
    retribution for infidelity) does not preclude application of the [forfeiture] exception.”).4
    ¶ 52       Turning to defendant’s intent as to Stacy, the State’s theory is that defendant murdered
    Stacy to prevent her from reporting to police defendant’s involvement in Kathleen’s murder or
    testifying at a reasonably anticipated divorce hearing or a murder trial. Defendant argues that
    the State failed to meet its burden of proof as to his intent, first focusing on the fact that no civil
    or criminal proceeding was pending at the time of Stacy’s alleged murder. The State argues,
    however, that the absence of pending legal proceedings is not dispositive of the issue of intent
    and does not preclude application of the forfeiture by wrongdoing doctrine. In resolving this
    issue we are guided, first and foremost, by the Giles opinion.
    ¶ 53       In Giles, which involved application of the forfeiture doctrine in the context of a domestic
    violence case, the Supreme Court indicated that a defendant’s intent to prevent testimony
    might be inferred from the surrounding circumstances. The Court explained:
    “Acts of domestic violence often are intended to dissuade a victim from resorting to
    outside help, and include conduct designed to prevent testimony to police officers or
    cooperation in criminal prosecutions. Where such an abusive relationship culminates in
    murder, the evidence may support a finding that the crime expressed the intent to
    isolate the victim and to stop her from reporting abuse to the authorities or cooperating
    with a criminal prosecution—rendering her prior statements admissible under the
    forfeiture doctrine.” 
    Giles, 554 U.S. at 377
    .
    ¶ 54       As the above passage indicates, the Supreme Court expressly contemplated that the
    forfeiture doctrine could apply not only where the defendant’s efforts were designed to prevent
    testimony at trial but also where the defendant’s efforts were designed to prevent testimony to
    police, i.e., reporting criminal conduct. See 
    Banos, 100 Cal. Rptr. 3d at 491
    (holding that,
    under Giles, the factual predicate for application of the forfeiture doctrine may be satisfied
    with evidence that the defendant “(1) intended to stop the witness from reporting abuse to the
    authorities; or (2) intended to stop the witness from testifying in a criminal proceeding”).
    ¶ 55       The Giles opinion also went on to state that “evidence of ongoing criminal proceedings at
    which the victim would have been expected to testify” would be “highly relevant.” 
    Giles, 554 U.S. at 377
    . The Court did not state that evidence of ongoing criminal proceedings was
    “necessary” to establish intent.
    ¶ 56       When we codified the common-law doctrine of forfeiture by wrongdoing in Illinois Rule of
    Evidence 804(b)(5), we did not condition the doctrine’s application on the existence of a
    pending legal proceeding. Courts in other jurisdictions, analyzing their own states’ forfeiture
    rules that are essentially identical to our rule, have held that the existence of a pending legal
    4
    In a footnote, defendant posits that some of Kathleen’s hearsay statements were “testimonial”
    under Crawford v. Washington, 
    541 U.S. 36
    (2004), and their admission at trial implicates defendant’s
    confrontation rights under the sixth amendment. As defendant concedes, however, the forfeiture by
    wrongdoing doctrine “serves both as an exception to the hearsay rule and to extinguish confrontation
    clause claims.” 
    Hanson, 238 Ill. 2d at 97
    ; see also 
    Davis, 547 U.S. at 833
    (rule of forfeiture by
    wrongdoing extinguishes confrontation clause claims on essentially equitable grounds). In light of our
    holding that the State met its burden for admission of Kathleen’s statements under the forfeiture
    doctrine, we need not consider this issue further.
    - 13 -
    proceeding is not a requirement. E.g., 
    Supanchick, 323 P.3d at 238
    (holding that “nothing in
    the text” of Oregon’s forfeiture rule “requires that a matter be ongoing when the party acts to
    eliminate a witness”); State v. Ivy, 
    188 S.W.3d 132
    , 147 (Tenn. 2006) (holding that Tennessee
    forfeiture rule, like the federal rule, “is not limited to those cases in which a formal charge or
    judicial proceeding was pending against a defendant when the declarant’s statements were
    made”); State v. Hand, 
    107 Ohio St. 3d 378
    , 2006-Ohio-18, 
    840 N.E.2d 151
    , at ¶ 90 (holding
    that Ohio forfeiture rule extends to “potential witnesses” and the absence of pending charges at
    the time the defendant killed the victim did not preclude admission of the victim’s statements
    at trial (internal quotation marks omitted)); see also United States v. Dhinsa, 
    243 F.3d 635
    , 653
    (2d Cir. 2001) (agreeing that under federal Rule 804(b)(6) “ ‘a defendant may not benefit from
    his or her wrongful prevention of future testimony from a witness or potential witness’ ”
    (quoting United States v. Emery, 
    186 F.3d 921
    , 926 (8th Cir. 1999))); 
    Houlihan, 92 F.3d at 1279
    (“we can discern no principled reason why the waiver-by-misconduct doctrine should not
    apply with equal force if a defendant intentionally silences a potential witness” (emphasis in
    original)).
    ¶ 57        Were we to hold otherwise, the equitable underpinnings of the forfeiture by wrongdoing
    doctrine would be undermined, and the doctrine’s very purpose—to prevent a defendant from
    thwarting the judicial process by taking advantage of his own wrongdoing (
    Reynolds, 98 U.S. at 159
    ; Rolandis 
    G., 232 Ill. 2d at 40
    )—would be defeated. Equity demands that a defendant
    who silences a witness, or a potential witness, through threats, physical violence, murder, or
    other wrongdoing should not be permitted to benefit from such conduct based solely on the fact
    that legal proceedings were not pending at the time of his wrongdoing.
    ¶ 58        Because the absence of pending legal proceedings is not a bar to application of the
    forfeiture by wrongdoing doctrine, the State was not precluded from pursuing its theory that
    defendant’s intent, when he murdered Stacy, was to prevent her from reporting to police
    defendant’s involvement in Kathleen’s murder or testifying at a reasonably anticipated divorce
    hearing or criminal trial.
    ¶ 59        Before considering the sufficiency of the State’s evidence in support of this theory, we
    consider defendant’s argument that testimony from Harry Smith, an attorney, and Neil Schori,
    a counseling pastor at a nondenominational church in Bolingbrook, should not have been
    admitted at the pretrial forfeiture hearing. Each man was allowed to testify, over defendant’s
    objection, regarding a conversation he had with Stacy in which she implicated defendant in
    Kathleen’s death.
    ¶ 60        Defendant objected to Smith’s testimony based on the attorney-client privilege. The trial
    court, however, agreed with the State that defendant lacked standing to assert the privilege,
    which belonged to Stacy. Because the appellate court did not address the sufficiency of the
    evidence at the pretrial forfeiture hearing, it did not consider the privilege issue, which the
    State concedes defendant raised on direct review.
    ¶ 61        Defendant now renews his objection to the admission of Smith’s testimony at the pretrial
    hearing. Defendant argues that only the client may waive this privilege and, therefore, in the
    absence of a waiver by Stacy, who, defendant asserts, has never been declared legally dead,
    Smith’s testimony should have been barred. Defendant argues, in the alternative, that the
    privilege survives death and, in that event, Smith yet had an obligation to assert the privilege
    - 14 -
    on Stacy’s behalf. Finally, defendant argues that the trial court was under a duty to ensure that
    privileged communications are not disclosed.
    ¶ 62       Defendant’s arguments all assume that an attorney-client relationship arose between Smith
    and Stacy. The record, however, affirmatively demonstrates that such a relationship never
    materialized.
    ¶ 63       Smith testified that Stacy telephoned him a few days before her disappearance, and advised
    that she was seeking a divorce. Smith unequivocally told Stacy that he “could not represent
    her.” Smith believed that “there had to be a conflict” in light of his prior representation of
    Kathleen. Whether Smith’s assessment of the situation was correct is irrelevant. What is
    relevant is that Smith made plain to Stacy that he “could not represent her.” Where a
    prospective client continues to communicate with the attorney after the attorney’s refusal to act
    for her, she “does not need or deserve the protection of the privilege.” 8 John H. Wigmore,
    Evidence § 2304, at 587 (McNaughton rev. ed. 1961); see also 1 Kenneth S. Broun et al.,
    McCormick on Evidence § 88 n.3, at 540 (7th ed. 2013) (“Of course, statements made after the
    employment is declined are not privileged.”); People v. Gionis, 
    892 P.2d 1199
    , 1207 (Cal.
    1995) (collecting cases and observing that “authorities in other jurisdictions appear to
    uniformly hold that the attorney-client privilege does not protect statements made after an
    attorney declines employment”). Accordingly, Stacy’s statements that were made after Smith
    declined to represent her were not privileged and were properly admitted and considered at the
    pretrial forfeiture hearing.
    ¶ 64       Smith testified that Stacy told him defendant was “pissed” at her because defendant
    thought she had told Tom (one of Kathleen’s and defendant’s sons) that defendant “killed
    Kathy.” Stacy also told Smith that she believed defendant was tracking her via the GPS
    function on her phone. Smith expressed concern, but Stacy told him defendant did not know
    about the cell phone she had used to call him. Smith further testified:
    “At some point, I told her she needs to be careful about what she’s doing. She told me
    she had too much expletive on him at the police department so she wasn’t concerned
    for her safety. *** She said, could we get more money out of [defendant] if we
    threatened to tell the police about how he killed Kathy. I told her she could be arrested
    for something like that.”
    Smith testified that during his conversation with Stacy, he heard defendant call to her and ask
    what she was doing. When defendant called to Stacy a second time, she ended the
    conversation.
    ¶ 65       As to pastor Neil Schori’s testimony regarding a conversation he had with Stacy, defendant
    argued in the trial court that such testimony was barred by the clergy privilege. This statutory
    privilege provides in relevant part:
    “A clergyman or practitioner of any religious denomination accredited by the religious
    body to which he or she belongs, shall not be compelled to disclose in any court *** a
    confession or admission made to him or her in his or her professional character or as a
    spiritual advisor in the course of the discipline enjoined by the rules or practices of such
    religious body or of the religion which he or she professes, nor be compelled to divulge
    any information which has been obtained by him or her in such professional character
    or as such spiritual adviser.” 735 ILCS 5/8-803 (West 2008).
    - 15 -
    ¶ 66       The trial court ruled that defendant had no standing to assert the clergy privilege and
    Schori’s conversation with Stacy, which occurred in a public setting (a coffee shop), was not
    confidential. The appellate court rejected defendant’s challenge to the admissibility of Schori’s
    testimony, agreeing with the trial court that the conversation was not confidential. 2015 IL App
    (3d) 130157, ¶ 199.
    ¶ 67       Defendant renews his objection to the admission of Schori’s testimony at the pretrial
    forfeiture hearing. The State argues that defendant forfeited review of this issue because he
    made only a passing reference to it, in a footnote, in his petition for leave to appeal. See People
    v. McCarty, 
    223 Ill. 2d
    109, 122 (2006) (“failure to raise an issue in a petition for leave to
    appeal results in the forfeiture of that issue before this court”); Ill. S. Ct. R. 315(c) (eff. Jan. 1,
    2015) (setting forth requirements for petitions for leave to appeal). A defendant’s forfeiture,
    however, is not a jurisdictional bar to this court’s ability to review a matter. People v. Becker,
    
    239 Ill. 2d 215
    , 239 (2010). “When an issue is not specifically mentioned in a party’s petition
    for leave to appeal, but it is ‘inextricably intertwined’ with other matters properly before the
    court, review is appropriate.” 
    Id. (quoting People
    v. McKown, 
    236 Ill. 2d 278
    , 310 (2010)).
    Defendant argues this is such a case. We agree. Because the admissibility of Schori’s
    testimony is inextricably intertwined with the trial court’s ultimate ruling as to whether the
    State met its burden of proof at the pretrial forfeiture hearing, we will consider the issue.
    ¶ 68       Defendant argues that whether Schori’s testimony is subject to the clergy privilege rests on
    whether the communication was made in confidence (see People v. Campobello, 
    348 Ill. App. 3d
    619, 636 (2004)) and that Schori himself testified that confidentiality was intended and
    mandated by the “traditions of his church.” Defendant’s argument is belied by the record.
    During voir dire to determine whether the privilege applied, Schori testified that “no rules”
    existed regarding his counseling sessions and agreed with the prosecutor that “there were no
    practices or precepts or customs” of his church to which he was bound with respect to the
    confidentiality of counseling sessions. The complete absence of any “traditions” is plainly
    revealed in the following exchange between the prosecutor and Schori:
    “Q. In other words, there was no practice, no dictate, nothing from your church that
    told you what to keep confidential and what not to? That was basically your decision as
    the first pastoral counselor at Westbrook Church?
    A. That’s correct.
    Q. It had nothing to do with you following any precepts, following any practices,
    nothing but your own head, correct?
    A. That’s correct.”
    ¶ 69       Because the record fails to support the factual predicate underlying defendant’s argument
    that the clergy privilege barred Schori’s testimony, we reject defendant’s argument and will
    consider Schori’s testimony in determining whether the State met its burden of proof at the
    pretrial forfeiture hearing.
    ¶ 70       Schori testified that Stacy telephoned him on August 30, 2007, two months before her
    disappearance. They arranged to meet at a coffee shop the following day. Stacy was anxious,
    very nervous, and tense, and at times she cried during their meeting. Stacy told Schori that she
    was afraid of the control defendant had in her life. “She said that she didn’t believe she could
    ever get away from him safely.” Stacy said she loved her children, including Kathleen’s
    children, whom she had adopted, and would never leave without them.
    - 16 -
    ¶ 71        Schori further testified that Stacy told him that on the night Kathleen died, she and
    defendant had gone to bed but that she woke up and he was not there. Stacy looked for
    defendant in the house and then made several unsuccessful attempts to reach him on his cell
    phone. Stacy relayed to Schori that she saw defendant again in the early morning hours,
    dressed all in black, carrying a bag. Defendant put the contents of the bag—women’s
    clothing—into the washing machine, along with the clothes he was wearing. Stacy determined
    that the women’s clothing was not hers. Stacy told Schori that she was very scared and that
    defendant coached her for hours on what to say when the police interviewed her. Stacy said
    that what she told police was a lie. When Schori later learned from a coworker that Stacy was
    missing, Schori contacted the Illinois State Police.
    ¶ 72        In addition to the testimony from Smith and Schori, the State presented other evidence at
    the pretrial hearing that Stacy and defendant were having serious marital issues and that Stacy
    was contemplating a divorce. Sharon Bychowski, Stacy’s neighbor, testified that she spoke to
    Stacy the week before Stacy disappeared. Stacy told Bychowski that she wanted a divorce and
    was looking for the right place to bring her children. Stacy also told Bychowski that she had
    packed 10 boxes of defendant’s things but he had refused to leave. Cassandra Cales, one of
    Stacy’s sisters, similarly testified that two days before Stacy’s disappearance, Stacy told her
    she wanted a divorce and was telling her friends that she was consulting with attorneys.
    ¶ 73        The State also introduced evidence that defendant was aware that Stacy was seeking a
    divorce. Thomas Morphey, defendant’s stepbrother, testified that on Saturday, October 27,
    2007, the day before Stacy disappeared, defendant told him that Stacy was cheating on him,
    that she wanted a divorce, and that she wanted him out of the house by Wednesday. Morphey
    continued:
    “[H]e said that *** he was due to retire in 14 working days and she was going to take
    everything from him. She was going to take the kids, all the money that he had earned
    or half his pension which would mean he would need to then continue to work for the
    rest of his life.”
    ¶ 74        Special Agent Patrick Callaghan with the Illinois State Police testified that he interviewed
    defendant the day after Stacy was reported missing. Defendant told Callaghan that he and
    Stacy had not been getting along and that they were talking about a divorce.
    ¶ 75        Based on evidence that Stacy was planning to file for divorce, defendant’s
    acknowledgment of their marital difficulties and Stacy’s desire for a divorce, defendant’s
    concerns about the financial impact of a divorce, and Stacy’s knowledge about defendant’s
    involvement in Kathleen’s death, we cannot say that the trial court’s finding that the State
    established, by a preponderance of the evidence, that defendant murdered Stacy, at least in part
    with the intent to prevent her from reporting to police defendant’s involvement in Kathleen’s
    death or testifying at a reasonably anticipated divorce hearing or a murder trial, was against the
    manifest weight of the evidence. The trial court’s finding as to defendant’s intent was not
    “unreasonable, arbitrary, or not based on the evidence presented.” 
    DeLeon, 227 Ill. 2d at 332
    .
    ¶ 76        In sum, we find no error in the admission of Kathleen’s and Stacy’s hearsay statements at
    trial pursuant to the doctrine of forfeiture by wrongdoing.
    - 17 -
    ¶ 77                                II. Ineffective Assistance of Counsel
    ¶ 78       Defendant next argues that he received ineffective assistance of counsel when lead defense
    counsel, Joel Brodsky, called attorney Harry Smith as a witness at trial, eliciting testimony
    about Smith’s telephone conversation with Stacy in which she implicated defendant in
    Kathleen’s death. Defendant maintains that no sound strategy existed for calling Smith as a
    witness. The State argues that the trial and appellate courts properly rejected defendant’s claim
    because the decision to call Smith was a strategic attempt to undermine Neil Schori’s
    testimony at trial and, although the strategy ultimately proved unsuccessful, it did not amount
    to ineffective assistance of counsel.
    ¶ 79       Both the United States and Illinois Constitutions guarantee a criminal defendant the right to
    effective assistance of counsel. U.S. Const., amends. VI, XIV; Ill. Const. 1970, art. I, § 8;
    People v. Hale, 
    2013 IL 113140
    , ¶ 15. A claim that counsel provided ineffective assistance is
    judged under the standard set forth in Strickland v. Washington, 
    466 U.S. 668
    (1984). People v.
    Albanese, 
    104 Ill. 2d 504
    , 526 (1984) (adopting the Strickland standard). To prevail on a claim
    of ineffective assistance of counsel, a defendant must demonstrate that his attorney’s
    representation fell below an objective standard of reasonableness and a reasonable probability
    exists that, but for counsel’s errors, the result of the proceeding would have been different.
    People v. Patterson, 
    192 Ill. 2d 93
    , 107 (2000) (citing 
    Strickland, 466 U.S. at 687
    ). A
    “ ‘reasonable probability’ ” is “ ‘a probability sufficient to undermine confidence in the
    outcome’ ” of the proceeding. People v. Simpson, 
    2015 IL 116512
    , ¶ 35 (quoting 
    Strickland, 466 U.S. at 694
    ). A failure by the defendant to satisfy either prong of the Strickland standard
    precludes a finding of ineffective assistance of counsel. 
    Id. ¶ 80
          In evaluating defendant’s ineffectiveness claim, we are guided by the well-established
    principle that the decision whether to call a certain witness for the defense is a matter of trial
    strategy, left to the discretion of counsel after consultation with the defendant. People v.
    Clendenin, 
    238 Ill. 2d 302
    , 319 (2010); People v Patterson, 
    217 Ill. 2d 407
    , 442 (2005).
    Accordingly, such decisions will not ordinarily support a claim of ineffective assistance of
    counsel. 
    Patterson, 217 Ill. 2d at 442
    ; People v. West, 
    187 Ill. 2d 418
    , 432 (1999). Moreover, a
    mistake in trial strategy or an error in judgment by defense counsel will not alone render
    representation constitutionally defective. People v. Perry, 
    224 Ill. 2d 312
    , 355 (2007). “Only if
    counsel’s trial strategy is so unsound that he entirely fails to conduct meaningful adversarial
    testing of the State’s case will ineffective assistance of counsel be found.” 
    Id. at 355-56;
    see
    also People v. Lewis, 
    2015 IL App (1st) 122411
    , ¶ 85 (the strong presumption that counsel’s
    strategy was sound may be overcome where counsel’s decisions appear to be so irrational that
    no reasonably effective defense attorney in similar circumstances would pursue such a
    strategy).
    ¶ 81       Defendant argues that the record here is silent as to counsel’s strategy in calling Smith as a
    witness. If true, defendant’s claim of ineffective assistance of counsel might be better suited to
    collateral proceedings, such as postconviction review, where defendant and the State would
    have an opportunity to develop a factual record bearing on the issue. See People v. Veach, 
    2017 IL 120649
    , ¶¶ 44-46. Our review of the record, however, reveals that it is not silent. At a
    hearing during trial, counsel disclosed that his strategy in calling Smith as a witness was to
    attack Stacy’s credibility generally, as well as to undermine Schori’s testimony by providing a
    - 18 -
    motive for Stacy to fabricate her claim that defendant was involved in Kathleen’s death. The
    trial record bears out this strategy.
    ¶ 82        At trial, Neil Schori testified for the State, recounting his August 30, 2007, meeting with
    Stacy at a coffee shop in Bolingbrook. Schori’s trial testimony tracked his testimony at the
    pretrial forfeiture hearing. Schori testified that Stacy tearfully told him that one night she and
    defendant went to bed together. When Stacy awoke in the middle of the night, defendant was
    not in the house, and she was unsuccessful in contacting him by phone. Stacy next saw
    defendant in the early morning hours, standing at the washing machine dressed all in black,
    carrying a bag. Defendant placed the clothes he was wearing, along with the contents of the
    bag, into the washing machine and walked away. Stacy looked inside the washing machine and
    saw women’s clothing that did not belong to her. Afterwards, defendant worked with Stacy for
    hours, telling her what to say to the police when they interviewed her. Stacy told Schori that
    she lied to the police on defendant’s behalf.
    ¶ 83        On cross-examination, defense counsel Joseph Lopez engaged in a line of questioning
    designed to demonstrate that Schori did not believe Stacy when she essentially told him that
    defendant had killed his ex-wife, Kathleen. Lopez’s questioning highlighted that Schori did
    nothing to prevent Stacy from returning to the residence she shared with defendant, a purported
    murderer; never made any follow-up calls to Stacy; did not meet with her again; and did not
    reach out to the Savio family or law enforcement officials, even anonymously, with the
    information Stacy had shared. Although Schori testified at trial that he believed Stacy, Lopez
    impeached him with his testimony from the pretrial hearing that it was “possible” that Stacy
    had lied to him.
    ¶ 84        During defendant’s case in chief, counsel called several witnesses, one of whom was Harry
    Smith. Under questioning from attorney Brodsky, Smith testified about his telephone
    conversation with Stacy in late October 2007. Stacy told Smith that she wanted to leave the
    state with the children and that she had information about defendant that she thought might
    benefit her in that regard. More specifically, Stacy “wanted to know if the fact [defendant]
    killed Kathleen” could be used as leverage in divorce proceedings. The jury also learned that
    Smith had previously testified that Stacy had asked him, “could we get more money out of
    [defendant] if we threatened to tell the police about how he killed Kathy,” and that Stacy had
    told him “she had so much S-H-I-T on [defendant] at the police department that he couldn’t do
    anything to her.” Smith conceded on direct examination that Stacy had not suggested going to
    the police. On cross-examination, Smith agreed that Stacy had inquired about getting more
    money out of defendant by threatening to tell police not only that he killed Kathleen but “how”
    he killed Kathleen. On redirect, Smith testified that he told Stacy to be careful because she
    could be arrested. Smith explained that he was referring not to extortion but concealment of a
    homicide.
    ¶ 85        In closing argument, Lopez continued the theme that Stacy had lied about defendant’s
    involvement in Kathleen’s death simply to gain an advantage in the divorce and that Schori and
    Smith did not believe her. Lopez argued that Stacy knew that Kathleen’s death had been
    investigated and was found to be an accident but that she “twist[ed]” it into a homicide by
    starting a “campaign of lies” to “squeeze [defendant] out of money.” Lopez argued that this
    was why Stacy did not go to the police. Lopez further argued that when it appeared to Stacy
    - 19 -
    that Smith did not believe her, she came up with one “last thing,” i.e., “something on the
    Bolingbrook Police Department,” which was part of her “campaign of lies.”
    ¶ 86        Defendant raised his ineffectiveness claim in his posttrial motion. The trial court rejected
    defendant’s claim, noting that the decision whether to call Smith was a “balancing test.” The
    court explained:
    “Was it more important to show and destroy Stacy’s testimony by the fact she was
    willing to commit a felony to get at the defendant, to threaten him, to get money from
    him as opposed to the counter weight of the statement of how he had killed Kathy.
    *** I cannot say that demonstrating that Stacy was an avaricious extortionist
    willing to commit a felony was not in some circumstance a conceivably sound
    strategy.”
    ¶ 87        The appellate court also rejected defendant’s ineffectiveness claim, finding that the
    decision to call Smith was clearly a matter of trial strategy “as defense counsel was seeking to
    discredit the impression of Stacy that Schori’s testimony had given to the jury.” 2015 IL App
    (3d) 130157, ¶ 224. The appellate court rejected defendant’s ineffectiveness claim for the
    additional reason that defendant had not established the prejudice prong of the Strickland
    standard. 
    Id. ¶ 225.
    The appellate court found that the potentially damaging portion of Smith’s
    testimony—that Stacy stated defendant had killed Kathleen—was largely cumulative to the
    testimony provided by Schori. The appellate court could not say that, but for the decision to
    call Smith, there was a reasonable probability that the result of defendant’s trial would have
    been different. 
    Id. ¶ 88
           Based on our review of the record in this case, we conclude that defendant has failed to
    demonstrate that counsel’s decision to call Smith as a witness at trial was “not within the realm
    of trial strategy.” 
    Perry, 224 Ill. 2d at 355
    . Whereas Schori’s trial testimony portrayed Stacy as
    an emotional young wife and mother burdened with the knowledge that her husband was
    involved in Kathleen’s death, defendant sought to demonstrate, through Smith’s testimony,
    that Stacy fabricated her allegations against defendant simply to obtain leverage in future
    divorce proceedings, i.e., that Stacy would lie to extort money from defendant. Although this
    strategy did not result in a favorable verdict, we must make every effort to eliminate “the
    distorting effects of hindsight.” 
    Strickland, 466 U.S. at 689
    . We may not conclude that a
    particular strategy or tactic was unreasonable simply because it has proved unsuccessful. 
    Id. “There are
    countless ways to provide effective assistance in any given case. Even the best
    criminal defense attorneys would not defend a particular client in the same way.” 
    Id. ¶ 89
           Because defendant has not satisfied the first prong of the Strickland standard—that
    counsel’s representation fell below an objective standard of reasonableness—we reject
    defendant’s ineffectiveness claim. See Simpson, 
    2015 IL 116512
    , ¶ 35 (failure to satisfy either
    prong of the Strickland standard precludes a finding of ineffective assistance of counsel).
    ¶ 90                    III. Admission of Allegedly Privileged Communications
    ¶ 91       Defendant makes the additional and independent argument that the trial court erred in
    allowing the defense to call Harry Smith as a witness at trial because Smith’s conversation with
    Stacy was subject to the attorney-client privilege. As already discussed in part 
    I supra
    , Stacy’s
    conversation with Smith, after Smith declined representation, was not subject to the
    - 20 -
    attorney-client privilege. Thus, we need not consider this issue further.
    ¶ 92                                     IV. Per Se Conflict of Interest
    ¶ 93        Defendant next argues that his conviction must be reversed and his case remanded for a
    new trial because defense counsel Brodsky was operating under a per se conflict of interest
    when he entered into a media contract.
    ¶ 94        Relevant to this issue, the record discloses that on November 14, 2007, defendant appeared
    on NBC’s Today Show. At the time of his television appearance, Stacy had been missing for
    over two weeks, Kathleen’s body had been exhumed, and one of two additional autopsies had
    been performed. During the Today Show appearance, defendant stated his belief that his
    silence had painted him guilty in the media. Defendant also expressed concern about the
    anticipated expense of a legal defense, and asked the “attorneys of America” for help. “If
    anybody would like to take my case and help me out here, please call.” Brodsky responded,
    and an attorney-client relationship was formed shortly thereafter in mid-November 2007.
    ¶ 95        A month later, on December 16, 2007, Brodsky and defendant entered into a media
    contract with Selig Multimedia, Inc. The contract provided that, in exchange for a 15%
    commission, Selig Multimedia would
    “render all services customarily performed by persons rendering publicity and
    promotional services in the entertainment industry, including, without limited [sic] to,
    soliciting, procuring and/or negotiating appearances, product endorsements (including
    commercials), photo opportunities and/or interviews for Peterson and/or Brodsky on
    television shows, news related television shows, talk shows, panel shows, reality shows
    and/or any other live or taped appearances, and/or in magazines, newspapers and/or
    tabloids ***, and/or soliciting, procuring, and/or negotiating book deals for Peterson
    and/or Brodsky ***.”
    ¶ 96        Brodsky’s testimony at the hearing on defendant’s posttrial motion established that
    revenue generated under this agreement was limited to a little more than $15,900, consisting of
    a $10,000 payment in late February 2008 from ABC, two payments from ABC in early March
    2008 totalling $1500, and a $5901.18 payment in late March 2008 from an unidentified
    publisher. Brodsky testified that the publisher’s payment was for a “book that Mr. Peterson I
    guess authored or co-authored regarding his case.” Brodsky deposited all revenue into a client
    trust account and used it to pay his fees and expenses for representing defendant.
    ¶ 97        By its own terms, the media contract expired on December 15, 2008, approximately five
    months before defendant was indicted for Kathleen’s murder.
    ¶ 98        The trial court rejected defendant’s conflict-of-interest argument. The court stated during
    its oral ruling that the idea that someone needs to get ahead of a news story is not unusual, and
    “if Mr. Brodsky and Mr. Peterson believed that the best way to address his matter
    preindictment was to get ahead of this story, *** by seeking out media attention and somebody
    that would assist you to do that again is not unusual.” The trial court concluded that the
    existence of the media contract did not prevent defendant from presenting a defense, receiving
    a fair trial, or receiving the effective assistance of counsel.
    ¶ 99        On direct review, the appellate court also rejected defendant’s argument. 
    2015 IL App (3d) 130157
    , ¶ 217. The appellate court held that the alleged conflict created by the media contract
    did not fall within any of the categories of per se conflicts established by this court and,
    - 21 -
    regardless of whether Brodsky’s conduct in entering into the media contract constituted a
    violation of the Illinois Rules of Professional Conduct, no per se conflict of interest arose. 
    Id. The appellate
    court also held that People v. Gacy, 
    125 Ill. 2d 117
    (1988), on which defendant
    relied, did not mandate that a per se conflict of interest be found in this case. 
    2015 IL App (3d) 130157
    , ¶ 218. The appellate court explained:
    “Although our supreme court indicated in Gacy that a per se conflict of interest might
    very likely arise if the defense attorney enters into a book deal about the case during the
    course of the representation, it did not involve or address a situation such as that
    involved in the present case—where a potential defendant and his attorney, acting in
    concert, jointly enter into a media rights contract with a media company prior to
    criminal charges being brought against the potential defendant as a strategy to try to
    head off a possible indictment by getting ahead of the story in the media.” 
    Id. ¶ 100
          Defendant argues that the appellate court misconstrued Gacy and failed to take into
    account that the media contract was a clear violation of Rules 1.7 and 1.8 of the Illinois Rules
    of Professional Conduct. The State argues, in line with the appellate court, that Gacy did not
    hold that the existence of a media contract creates a per se conflict of interest and that this court
    should be circumspect about recognizing such a rule. The State also argues that any alleged
    violation by Brodsky of the Illinois Rules of Professional Conduct is a matter for the Attorney
    Registration and Disciplinary Commission.
    ¶ 101       The parties agree that the facts relevant to the conflict-of-interest issue are not in dispute.
    Accordingly, the issue is one of law, which we review de novo. People v. Fields, 
    2012 IL 112438
    , ¶ 19.
    ¶ 102       A criminal defendant’s sixth amendment right to the effective assistance of counsel
    includes the right to conflict-free representation. People v. Nelson, 
    2017 IL 120198
    , ¶ 29;
    Fields, 
    2012 IL 112438
    , ¶ 17. Such representation means “assistance by an attorney whose
    allegiance to his client is not diluted by conflicting interests or inconsistent obligations.”
    People v. Spreitzer, 
    123 Ill. 2d 1
    , 13-14 (1988). Two categories of conflict of interest exist:
    per se and actual. Fields, 
    2012 IL 112438
    , ¶ 17.
    ¶ 103       A per se conflict of interest exists where “facts about a defense attorney’s status ***
    engender, by themselves, a disabling conflict.” (Emphasis in original.) 
    Spreitzer, 123 Ill. 2d at 14
    ; accord Fields, 
    2012 IL 112438
    , ¶ 17. Pursuant to long-standing precedent, this court has
    recognized that a per se conflict of interest exists in the following situations: “(1) where
    defense counsel has a prior or contemporaneous association with the victim, the prosecution,
    or an entity assisting the prosecution; (2) where defense counsel contemporaneously represents
    a prosecution witness; and (3) where defense counsel was a former prosecutor who had been
    personally involved with the prosecution of defendant.” Fields, 
    2012 IL 112438
    , ¶¶ 18, 41.5
    The justification for treating these conflicts as per se conflicts is that, in each situation, the
    defense counsel’s association or tie to the victim, the prosecution, or a prosecution witness
    may have subtle or subliminal effects on counsel’s performance that are difficult to detect and
    demonstrate. People v. Austin M., 
    2012 IL 111194
    , ¶ 81; People v. Hernandez, 
    231 Ill. 2d 134
    ,
    143 (2008); People v. Washington, 
    101 Ill. 2d 104
    , 110-11 (1984).
    5
    Peculiar to juvenile prosecutions, we have also held that a per se conflict of interest arises when
    defense counsel also acts as guardian ad litem. People v. Austin M., 
    2012 IL 111194
    , ¶¶ 83-86.
    - 22 -
    ¶ 104       Unless a defendant waives his right to conflict-free representation, the existence of a per se
    conflict of interest is grounds for automatic reversal. Fields, 
    2012 IL 112438
    , ¶ 18; 
    Hernandez, 231 Ill. 2d at 143
    . In other words, where a per se conflict exists, a defendant need not show that
    counsel’s performance was in any way affected by the existence of the conflict. 
    Id. ¶ 105
          Where a defendant has not established that a per se conflict of interest arose, reversal of the
    defendant’s conviction requires a showing of an actual conflict. Austin M., 
    2012 IL 111194
    ,
    ¶ 81. To succeed on an actual conflict-of-interest claim, the defendant must establish that the
    conflict adversely affected counsel’s performance. 
    Id. ¶ 82.
    ¶ 106       Defendant here argues that defense counsel Brodsky labored under a per se conflict of
    interest when he entered into the contract with Selig Multimedia. In essence, defendant is
    asking this court to recognize a new situation, in addition to those identified above, under
    which a per se conflict of interest would arise. In support, defendant cites our opinion in Gacy.
    ¶ 107       In Gacy, we considered the defendant’s pro se postconviction claim that a conflict of
    interest arose when defense counsel was offered a $6 million book deal. Counsel declined the
    offer, but the defendant maintained that “ ‘the seed was planted as to how much money was or
    could be made’ ” and, from that point forward, counsel was more concerned about keeping
    records of the case than preparing the defense. 
    Gacy, 125 Ill. 2d at 134
    . We declined to find
    either a per se conflict of interest or an actual conflict of interest. 
    Id. at 136.
    ¶ 108       Although we recognized that an attorney’s acquisition of a financial stake in the litigation
    directly adverse to the client’s interests would give rise to a per se conflict, we held that the
    mere fact that defense counsel was offered but declined a book deal was an insufficient basis
    on which to find such a conflict. 
    Id. at 135-36.
    We also held that the defendant failed to
    establish an actual conflict because the defendant failed to point to specific identifiable
    deficiencies in counsel’s performance resulting from counsel’s recordkeeping, which itself had
    legitimate purposes. 
    Id. at 136.
    ¶ 109       Gacy did not consider a media contract like the one at issue here, and nothing in Gacy
    signals that an attorney who, with his client, enters into such a contract necessarily acquires a
    financial stake in the case “directly adverse” to the client’s interests. 
    Id. at 135.
    At most, Gacy
    intimates that where defense counsel accepts a book deal or acquires other publication rights
    during the course of his representation, a per se conflict of interest might arise. That did not
    occur in this case. Thus, defendant’s reliance on Gacy is misplaced.
    ¶ 110       Defendant also argues that a per se conflict of interest arose because defense counsel’s
    conduct in entering into the media contract was a clear violation of Rules 1.7 and 1.8 of our
    Rules of Professional Conduct. The version of Rule 1.7 that was in effect at the time Brodsky
    and defendant entered into the contract with Selig Multimedia prohibited a lawyer from
    representing a client if such representation “may be materially limited *** by the lawyer’s own
    interests, unless: (1) the lawyer reasonably believes the representation will not be adversely
    affected; and (2) the client consents after disclosure.” Ill. R. Prof’l Conduct R. 1.7(b) (eff. Aug.
    1, 1990). Rule 1.8 also prohibited an attorney from entering into any arrangement with a client
    “by which the lawyer acquires an interest in publication, media, or other literary rights with
    - 23 -
    respect to the subject matter of employment,” unless the employment has been concluded. Ill.
    R. Prof’l Conduct R. 1.8(b) (eff. Aug. 1, 1990).6
    ¶ 111       Whether defense counsel’s conduct in entering into the media contract violated the
    foregoing rules is not as clear as defendant maintains. We observe, for example, that although
    defense counsel’s acquisition of publication rights during the course of representing defendant
    would have violated Rule 1.8, the media contract at issue here did not, itself, create such rights.
    Indeed, the contract focused primarily on generating publicity through television appearances
    and the print media preindictment. Thus, some uncertainty exists as to whether this type of
    media contract falls squarely within the prohibition of Rule 1.8.
    ¶ 112       We also observe that defendant’s claim that counsel’s entry into the contract violated Rule
    1.7 is not well documented in the record. Defendant maintains that no strategic purpose existed
    to enter into the media contract and that Brodsky was motivated by the “five-star hotel stays,
    meals, and spa treatments for him and his wife, along with cash and other benefits” that they
    received in conjunction with the personal appearances. These assertions, if true, might be
    indicative that defense counsel’s representation was “materially limited” by counsel’s “own
    interests,” in violation of Rule 1.7. But the only citation to the record defendant provides in
    support of these assertions is citation to oral argument by another member of his defense team
    during the hearing on defendant’s posttrial motion. We will not rely on factual assertions made
    in a party’s own argument that are not otherwise established in the record. See People v.
    Barner, 
    2015 IL 116949
    , ¶ 69 n.4 (“We obviously cannot rely upon a factual representation
    made in the background section of a party’s own motion which cannot be independently
    established in the record.”).
    ¶ 113       In sum, even if we accept defendant’s argument that a clear violation of Rules 1.7 and 1.8
    could give rise to a per se conflict of interest, any conclusion by this court as to a rule violation
    in this case would be completely speculative. Indeed, the proper forum to resolve a claim that
    counsel has violated our Rules of Professional Conduct is the Attorney Registration and
    Disciplinary Commission, whose officers, acting as the agents of this court, administer the
    disciplinary functions that we have delegated to them. In re Mitan, 
    75 Ill. 2d 118
    , 123-24
    (1979); see also Ill. S. Ct. R. 751(a) (eff. Jan. 17, 2013) (attorney disciplinary proceedings
    “shall be under the administrative supervision of an Attorney Registration and Disciplinary
    Commission”); People v. Camden, 
    210 Ill. App. 3d 921
    , 926 (1991) (“Attorney disciplinary
    proceedings are conducted by the ARDC completely separate and apart from the judicial
    proceedings in which the attorney misconduct was alleged to have occurred.”).
    ¶ 114       For these reasons, we reject defendant’s argument that a per se conflict of interest arose in
    this case. We will not expand the situations already recognized by this court in which a per se
    conflict of interest exists.
    ¶ 115       In the absence of a per se conflict of interest, reversal of defendant’s conviction requires a
    showing of an actual conflict of interest. Austin M., 
    2012 IL 111194
    , ¶ 81. Defendant,
    however, has not argued below or in this court that an actual conflict of interest arose when
    counsel entered into the media contract. Accordingly, defendant has forfeited any such
    6
    The Illinois Rules of Professional Conduct, adopted February 8, 1990, and effective August 1,
    1990, which were in effect at the time of the entry of the media contract, have been repealed and
    replaced by the Illinois Rules of Professional Conduct of 2010, effective January 1, 2010.
    - 24 -
    argument. See People v. Denson, 
    2014 IL 116231
    , ¶ 11; People v. Williams, 
    235 Ill. 2d 286
    ,
    298 (2009).
    ¶ 116                                    V. Evidence of Prior Bad Acts
    ¶ 117       Defendant next argues that the trial court abused its discretion and committed reversible
    error when it allowed the State to introduce bad-acts evidence, notwithstanding the State’s
    failure to comply with the notice requirements of Illinois Rule of Evidence 404. This rule
    allows the admission of bad-acts or other-crimes evidence under certain circumstances but
    requires the State to disclose its intent to introduce such evidence “at a reasonable time in
    advance of trial, or during trial if the court excuses pretrial notice on good cause shown.” Ill. R.
    Evid. 404(c) (eff. Jan. 1, 2011).
    ¶ 118       The bad-acts evidence at issue here involved the testimony of Jeffrey Pachter. As discussed
    in part 
    I supra
    , Pachter testified at the pretrial forfeiture hearing regarding a conversation with
    defendant in the winter of 2003, during which defendant offered him $25,000 to find someone
    that could have his “third wife taken care of.” Prior to trial, the State filed a motion to admit
    bad-acts or other-crimes evidence but did not reference Pachter’s testimony in that motion.
    The State, however, included Pachter’s name on its witness list that was provided to defendant
    on July 24, 2012.
    ¶ 119       On July 31, 2012, during the State’s opening statement at trial, the State told the jury that
    defendant had a conversation with a friend “where he offered him $25,000.” Before the State
    could go any further, defendant objected. At a side bar, defendant argued that Pachter’s
    testimony was evidence of a prior bad act that the State had not included in its pretrial motion
    and Pachter’s testimony was thus inadmissible. Defendant urged the court to declare a mistrial.
    The trial court sustained defendant’s objection but would not declare a mistrial. The State
    completed its opening statement without further reference to defendant’s conversation with
    Pachter, and the trial proceeded.
    ¶ 120       Two days later, on August 2, 2012, the State filed a motion in limine to admit Pachter’s
    testimony at trial. The State, relying on People v. Morales, 
    2012 IL App (1st) 101911
    , ¶ 25,
    argued that evidence of defendant’s offer to pay Pachter $25,000 to have his wife killed was
    part of defendant’s “course of conduct” leading up to the crime charged and, as such, it was
    “intrinsic evidence” of the charged offense and not subject to the notice requirement of Illinois
    Rule of Evidence 404. The State argued in the alternative that even if Pachter’s testimony was
    evidence of a prior bad act, the State had provided constructive notice to defendant. The State
    explained:
    “In this case, in 2010 the People disclosed Pachter’s name, statements, a summary of
    the substance of the testimony, and in fact, his testimony was part of the 2010
    [forfeiture] hearing, wherein defendant had an opportunity to cross-examine the
    witness. Pachter’s name is on the People’s trial witness list. This satisfies the notice
    requirement of Rule 404 ***.”
    ¶ 121       After briefing and argument, on August 14, 2014, the trial court ruled that testimony
    regarding defendant’s alleged offer to pay $25,000 to have Kathleen killed was evidence of a
    prior bad act subject to the notice requirements of Illinois Rule of Evidence 404. The State
    maintained, however, that its late notice should be excused in light of its reasonable but
    mistaken belief that the evidence was not subject to Rule 404, as well as its provision of
    - 25 -
    constructive notice to defendant of Pachter’s testimony. The trial court ultimately concluded
    that good cause had been shown, and the court extended the deadline for providing notice to
    defendant to August 14, 2012. Thus, the State’s August 2, 2012, notice to defendant, provided
    in its motion in limine, was timely.
    ¶ 122        A week later, on August 21, 2012, after a hearing, the trial court ruled that the State could
    introduce Pachter’s testimony at trial as evidence of defendant’s intent. See Ill. R. Evid. 404(b)
    (eff. Jan. 1, 2011) (bad-acts evidence may be admissible “as proof of *** intent”). The next
    day, the State called Pachter as a witness at trial. Defendant did not request a continuance. On
    direct examination, Pachter testified that defendant asked him, during a ride along in his police
    vehicle, if Pachter “could find someone to take care of his third wife.” Defendant requested a
    sidebar, after which the court admonished the jury as follows:
    “Ladies and gentlemen, the following instruction is applicable to the testimony that’s
    about to be elicited, and evidence is going to be received that the defendant has been
    involved in conduct other than that charged in the indictment. This evidence will be
    received on the issue of the defendant’s intent, and it may be considered by you only
    for that limited purpose. It’s for you to determine whether the defendant was involved
    in the conduct, and, if so, what weight should be given to this evidence on the issue of
    intent.”
    The State completed its examination of Pachter. Defendant conducted a lengthy
    cross-examination, challenging Pachter’s credibility and suggesting that Pachter did not, in
    any event, take defendant’s alleged offer seriously.
    ¶ 123        In his posttrial motion and again on direct review, defendant unsuccessfully challenged the
    admission of Pachter’s testimony at trial. 
    2015 IL App (3d) 130157
    , ¶ 210. The appellate court
    held that the trial court did not abuse its discretion, noting that Pachter’s testimony was not
    presented until August 22, 2012, a full 20 days after the State gave notice, defendant did not
    request a continuance, and defendant fully examined Pachter. 
    Id. ¶ 124
           Illinois Rule of Evidence 404 provides in relevant part:
    “(b) Other Crimes, Wrongs or Acts. Evidence of other crimes, wrongs, or acts is not
    admissible to prove the character of a person in order to show action in conformity
    therewith ***. Such evidence may also be admissible for other purposes, such as proof
    of motive, opportunity, intent, preparation, plan, knowledge, or absence of mistake or
    accident.
    (c) In a criminal case in which the prosecution intends to offer evidence under
    subdivision (b), it must disclose the evidence, including statements of witnesses or a
    summary of the substance of any testimony, at a reasonable time in advance of trial, or
    during trial if the court excuses pretrial notice on good cause shown.” Ill. R. Evid. 404
    (eff. Jan. 1, 2011).
    ¶ 125        A trial court’s ruling on a motion to admit other-crimes evidence is reviewed for an abuse
    of discretion. People v. Chapman, 
    2012 IL 111896
    , ¶ 19; People v. Donoho, 
    204 Ill. 2d 159
    ,
    182 (2003). The question is not whether the reviewing court would have made the same
    decision if it were acting as the trial court. Rather, the question is whether the trial court’s
    decision is “arbitrary, fanciful, or unreasonable to the degree that no reasonable person would
    agree with it.” People v. McDonald, 
    2016 IL 118882
    , ¶ 32. The abuse-of-discretion standard of
    review is highly deferential. Lerma, 
    2016 IL 118496
    , ¶ 32. Thus, we will not reverse the trial
    - 26 -
    court’s ruling here absent a clear abuse of that discretion. People v. Dabbs, 
    239 Ill. 2d 277
    , 284
    (2010).
    ¶ 126        We note that defendant does not challenge the trial court’s ruling that Pachter’s testimony
    was admissible as evidence of defendant’s intent. Rather, defendant only challenges the trial
    court’s decision to excuse the State’s failure to provide pretrial notice under Rule 404. As to
    that issue, defendant first argues that the trial court’s initial ruling barring the State from
    introducing Pachter’s testimony “reassured” the defense that Pachter’s testimony would not be
    admitted and that the defense was “unprepared” for the trial court’s “about face” on this matter.
    The fact that defendant did not anticipate the trial court’s ultimate ruling is not a basis for
    finding an abuse of discretion. Moreover, the trial court’s so-called “about face” occurred only
    after the State’s motion to admit Pachter’s testimony had been fully briefed and argued by the
    parties and after the court carefully considered the applicability of Rule 404, the existence of
    good cause, and the general admissibility of Pachter’s testimony.
    ¶ 127        Defendant next argues that the trial court erroneously equated the provision of
    “constructive notice” with the establishment of “good cause” under Rule 404. The record
    discloses that, although the trial court considered the State’s argument that it provided
    constructive notice to defendant of its intent to introduce bad-acts evidence through Jeffrey
    Pachter, the trial court did not equate the two concepts.
    ¶ 128        Finally, defendant argues that the trial court’s ruling eviscerated the purpose of Rule 404’s
    pretrial notice requirement, namely, to prevent prejudice by giving the defense time to prepare
    its own case around the bad-acts evidence. In support, defendant cites United States v. Skoczen,
    
    405 F.3d 537
    (7th Cir. 2005). There, the federal court of appeals agreed with the defendant that
    the government should have provided proper pretrial notice of its intent to introduce bad-acts
    evidence at trial, stating that “[t]he point of the pretrial notice is to prevent undue prejudice and
    surprise by giving the defendant time to meet such a defense.” 
    Id. at 548.
    The court of appeals
    noted, however, that the defendant had not explained how he was prejudiced by the lack of
    notice and observed that the defendant “could have asked for a continuance, but he did not.” 
    Id. The court
    of appeals ultimately found no reversible error in the district court’s decision to
    admit the bad-acts evidence. 
    Id. ¶ 129
           Here, defendant suggests that he had inadequate time to prepare for Pachter’s testimony.
    But defendant was already aware of the substance of Pachter’s testimony, since Pachter had
    previously testified at the pretrial forfeiture hearing. Moreover, like defendant Skoczen,
    defendant did not ask for a continuance for further preparation, and as the appellate court
    observed, defendant appears to have fully cross-examined Pachter about his conversation with
    defendant and about matters related to Pachter’s credibility. 
    2015 IL App (3d) 130157
    , ¶ 210.
    Under these circumstances, we find no abuse of discretion in the trial court’s ruling.
    ¶ 130                                     VI. Cumulative Error
    ¶ 131       Having rejected defendant’s claims of error, we need not consider defendant’s argument
    that cumulative error denied him a fair trial.
    - 27 -
    ¶ 132                                       CONCLUSION
    ¶ 133       For the reasons discussed above, we affirm the judgment of the appellate court affirming
    defendant’s conviction and sentence for the first degree murder of Kathleen Savio.
    ¶ 134      Affirmed.
    - 28 -
    

Document Info

Docket Number: 120331

Citation Numbers: 2017 IL 120331

Filed Date: 9/11/2018

Precedential Status: Precedential

Modified Date: 3/3/2020

Authorities (58)

United States v. Houlihan , 92 F.3d 1271 ( 1996 )

United States v. Gurmeet Singh Dhinsa , 243 F.3d 635 ( 2001 )

United States v. Tony E. Emery , 186 F.3d 921 ( 1999 )

In Re DT , 212 Ill. 2d 347 ( 2004 )

People v. Washington , 101 Ill. 2d 104 ( 1984 )

United States v. Roman Skoczen , 405 F.3d 537 ( 2005 )

People v. McDonald , 2016 IL 118882 ( 2017 )

People v. Hale , 2013 IL 113140 ( 2013 )

People v. Sutton , 233 Ill. 2d 89 ( 2009 )

People v. Patterson , 217 Ill. 2d 407 ( 2005 )

People v. Austin M. , 2012 IL 111194 ( 2012 )

People v. Chambers , 2016 IL 117911 ( 2016 )

People v. Lerma , 2016 IL 118496 ( 2016 )

People v. Nelson , 2017 IL 120198 ( 2018 )

People v. Gacy , 125 Ill. 2d 117 ( 1988 )

People v. Stechly , 225 Ill. 2d 246 ( 2007 )

People v. Simpson , 2015 IL 116512 ( 2015 )

Novicki v. Department of Finance , 373 Ill. 342 ( 1940 )

People v. Peterson , 106 N.E.3d 944 ( 2017 )

People v. Veach , 2017 IL 120649 ( 2018 )

View All Authorities »

Cited By (39)

People v. Mayfield , 2023 IL 128092 ( 2023 )

Perry v. Department of Financial & Professional Regulation , 2018 IL 122349 ( 2018 )

People v. Adams , 2022 IL App (4th) 210205-U ( 2022 )

Perry v. Department of Financial and Professional Regulation , 106 N.E.3d 1016 ( 2018 )

People v. Moore , 2019 IL 124538 ( 2020 )

People v. Gawlak , 2019 IL 123182 ( 2019 )

People v. Lozano , 2022 IL App (1st) 182170 ( 2022 )

People v. Zimmerman , 2018 IL App (4th) 170695 ( 2018 )

People v. Smallwood , 2022 IL App (5th) 190416-U ( 2022 )

People v. Hayes , 2022 IL App (4th) 210409 ( 2022 )

People v. Perkins , 2018 IL App (1st) 133981 ( 2021 )

People v. Maya , 2019 IL App (3d) 180275 ( 2019 )

People v. Leuthold , 2023 IL App (4th) 220563-U ( 2023 )

People v. Smith , 2023 IL App (1st) 210908-U ( 2023 )

People v. Mitchem , 2019 IL App (1st) 162257 ( 2020 )

People v. Rodriguez , 427 Ill. Dec. 356 ( 2018 )

People v. Massey , 2019 IL App (1st) 162407 ( 2019 )

People v. Jaimes , 432 Ill. Dec. 960 ( 2019 )

People v. Cassino , 2019 IL App (1st) 181510 ( 2019 )

People v. Willis , 2023 IL App (1st) 220114-U ( 2023 )

View All Citing Opinions »