State v. William Charles Jones ( 1997 )

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE FILED
DECEMBER 1996 SESSION
June 30, 1997
Cecil W. Crowson
Appellate Court Clerk
STATE OF TENNESSEE, ) No. 01C01-9512-CC-00402
)
Appellee )
) MAURY COUNTY
V. )
) HON. JAMES L. WEATHERFORD,
WILLIAM CHARLES JONES, ) JUDGE
)
Appellant. ) (Aggravated Assault)
)
)
For the Appellant: For the Appellee:
Claudia S. Jack John Knox Walkup
22 Public Square Attorney General and Reporter
P.O. Box 827
Columbia, TN 38402 Timothy F. Behan
Assistant Attorney General
450 James Robertson Parkway
Nashville, TN 37243-0493
T. Michael Bottoms
District Attorney General
Samuel D. Kennedy
Assistant District Attorney
10 Public Square
P.O. Box 1619
Columbia, TN 38402
OPINION FILED: ___________________
REVERSED AND REMANDED
William M. Barker, Judge
OPINION
The appellant, William Charles Jones, appeals as of right his conviction for the
offense of aggravated assault by a Maury County Circuit Court jury. The trial court
sentenced the appellant to three years as a Range I standard offender, ordering him
to serve six months of that sentence in jail and the remainder on probation. The jury
imposed a $10,000.00 fine. In his sole issue on appeal, the appellant argues that
comments made by the prosecutor during closing arguments amounted to
prosecutorial misconduct. The appellant contends that the prosecutor’s arguments
were so improper, inflammatory, and prejudicial that he was denied due process of
law. After a careful review of the record on appeal, we agree with the appellant.
Accordingly, the appellant’s conviction is reversed and a new trial ordered.
FACTUAL BACKGROUND
The appellant was tried jointly with four other co-defendants, each being
charged with the aggravated assault of James Terrell Foster late on the evening of
August 29, 1993. As a result of the assault, Foster received serious injuries, was
unconscious for approximately two days, was hospitalized, and had residual
numbness in one of his lower extremities for approximately six months.
The events leading up to the assault began earlier in the day, at approximately
1:30 p.m., when Foster came out of his uncle’s home to find that Kenyan Jones had
laid some money on Foster’s car. When Jones refused to remove the money from the
automobile, the two young men fought briefly, neither sustaining any serious injury.
Foster and Jones had occasion to fight each other again that night at a Columbia night
spot, the 300 Club. Again, no serious injuries were sustained by either. Still later that
same evening at the 300 Club, Terrell Foster’s older brother, Tyrone Jermaine Foster,
became engaged in a fight with Kenyan Jones which progressed to the point that
Tyrone Foster had Jones in a standing choke hold and was choking him to the extent
that Jones’ eyes began to “bug out” and “roll back in his head.”
2
Prior to the time of the fight between Tyrone Foster and Kenyan Jones, a large
crowd had gathered at the 300 Club. Some people were inside the club where a disk
jockey was playing music and food and drinks were available, but many others were
outside in the parking lot and on the street. A witness described the outside scene as
a street party, where between one hundred and three hundred people were gathered,
talking, drinking, and socializing.
As Tyrone Foster was getting the better of Kenyan Jones, a group of people
rushed in to aid Jones and it took several people to break up the fight. Shortly
thereafter, the group of people turned to the victim, who was standing nearby outside
a coin laundry. Testimony revealed that one of the defendants struck the victim,
causing him to be thrown against the wall of a coin laundry. People in the crowd
rushed in and began throwing punches. The victim, knocked down by numerous
blows, lay on the ground trying to defend himself. Many people kicked him, spat on
him, and threw things at him. Several individuals made fruitless efforts to break up the
fight, which continued until the police arrived. The victim was found lying unconscious
on the pavement.
Three of the State’s witnesses present at the scene testified that they saw the
appellant kicking and stomping the victim. They each agreed that appellant either
jumped off a car onto the victim or leaped around a car to get at the victim. However,
their testimony conflicted on several other details, including each one’s presence at
the scene and what they were able to observe. Lisa Owen, a cousin of the victim,
testified that after the fight appellant complained to her that his foot hurt because he
“stomped Terrell too much.” She added that approximately three weeks prior to the
trial, the appellant admitted to her that he was sorry for his actions because he was
drunk that night and did not know what he was doing.
The police did not interview anyone at the scene of the assault, but later
interviewed Lisa Owen while she was at the hospital with the victim. She provided
3
police with names of four of the defendants as the victim’s attackers and later gave a
formal written statement which named all five defendants.
James Terrell Foster, the victim, was unable to identify any of his attackers. He
testified that while he stood near the coin laundry, a man approached him, called him
an obscene name, and swung at him. He responded defensively, but the fight
escalated because so many people were involved. He was unable to conclusively say
whether any of the defendants injured him. Foster testified that he remained
unconscious after falling to the ground until he woke up in the hospital two days later.
In describing his injuries, he stated that he had scratches all over his legs, four
stitches in his head, a large cut from his shoulder down to his lower back, and cuts
over both eyes which caused extensive swelling. His foot was also injured and it
remained numb for six months after the assault. Due to his injuries, Foster testified
that he was unable to pass the physical examination required for entrance into the Air
Force.
Testifying in his own defense at trial, the appellant stated that earlier in the
evening he had attended a local high school football jamboree with friends and then
went to the 300 Club. However, he denied his presence at the fight, claiming that he
was inside the club during the melee. By the time he received word about the fracas
and went outside, the ambulance had already arrived. He testified that he observed
Foster lying on the ground outside the coin laundry, but immediately returned inside at
the urging of police who were at the scene. Appellant denied any participation in the
incident and stated that he did not jump off of anyone’s car for any reason. He stated
that he did not participate in the fight because it did not involve him and he had no
reason to injure Foster.
Appellant, along with two other defendants, was convicted of aggravated
assault and fined $10,000.00 by the jury. One of the defendants was convicted of
simple assault and the remaining defendant was acquitted.
4
CLOSING ARGUMENTS
The appellant argues that he was denied a fair trial when, during closing
arguments, the assistant district attorney: (1) improperly interjected race into the
record; (2) mischaracterized the evidence repeatedly by referring to the assault as
“gang violence;” (3) urged the jury to “send a message to the community” with a guilty
verdict; and (4) encouraged a finding of guilt on a lesser standard than proof beyond a
reasonable doubt. We agree.
During the State’s rebuttal argument, the prosecutor made the following
statement regarding race:
PROSECUTOR: But ladies and gentlemen, what’s going on here, what
we’re talking about is black on black crime in this community. Now, we
have a jury of 11 white males and one lady, all of the lawyers and the
Judge, all of us, obviously white. Judging on black on black crime in this
community . . . . I wished and I prayed for a black juror on this jury but it
didn’t happen . . . . I understand the black community. That’s the way
the jury system works. I welcome this jury. This is a jury that lives in this
community. This is a jury that’s concerned about this community. But
the old Southern tradition was that well, what those folks are doing over
there, we don’t worry about, we just surround that area on weekends and
then come Monday morning we go in there and take the bodies out.
ATTORNEY: If Your Honor, please, I object.
THE COURT: All right. Approach the bench a minute.
THE COURT: Now, there hasn’t been anything said about race in this,
and I don’t see a whole lot of need in getting into that. There just hasn’t
been anything like that. It would probably be better not to get into that
any further than you have. Don’t withdraw anything, but I think that is
about as far as you need to go.
In addition to injecting the element of race into the trial, the prosecutor
characterized the fight as one resulting from “gang violence.” During argument, the
prosecutor made reference to gang violence on nine different occasions. The
evidence at trial clearly established the victim had been attacked by several
assailants, but there was no evidence indicating the assault was the work of a “gang”
as that term is commonly understood in today’s society.
5
The following are examples contained in the record of the prosecutor’s
references to gang activity:
[The victim] said I got it right up the middle, said but I really don’t know
what went on. . . . And after that it was on a riot. A riot, a gang assault,
whatever you want to call it, you can use all those conclusory type
words, but that’s what we’ve got here, a riot, a gang assault, I mean it
was just on. The crowd went in and these five over here aren’t the only
ones, you all know that. But these are the five that we have before us
here today.
*****
It is our community. And wherever there is gang violence. . . . in our
community it concerns us.
Now, in this particular case we’ve got a situation. . . where we’ve got
gang violence. But we as a community, we all raise our hands when we
said we’re against crime. Some of us shook our heads as we were
talking about the facts of the case or the gang violence. . . . Nothing
happens without your verdict.
*****
The police can’t do anything. The Judge can’t do anything. The
governor can’t do anything. But this is it. This is where the buck stops.
And this is as good as it gets in a case of this type.
This jury, by its verdict, sends a message. Now, the message either is
when. . . there’s a gang assault, there’s going to be something done
about it. The message is that when you come up here and . . . there’s a
gang assault and there’s all sorts of conflicting evidence . . . we just
can’t figure it out and there’s nothing that can be done. Take it back out
into the streets.
*****
This is where Mr. Foster, and Mr. Foster, his son, come as members of
this community to ask you . . . to help them, . . . to do something about
gang violence in this community.
ATTORNEY: I object at this point . . . .
COURT: Well, this is final argument. I’m going to let him go ahead.
Overrule your objection.
The prosecutor also encouraged the jury to “send a message” by its verdict
and, in addition, described the burden of proof as follows:
PROSECUTOR: The burden which you have -- the burden -- I represent
the State or the people as you see it on television. You are the people.
You represent the people of this community --
ATTORNEY: Your Honor, I object.
6
THE COURT: Well, this is final argument. I’m going to let him go ahead.
Overrule your objection. Go ahead, General.
PROSECUTOR: The burden of proof which we impose is our burden.
The burden which says that before somebody can be convicted it must
be shown beyond a reasonable doubt that they’re guilty, and that is a
burden that we . . . have decided is . . . proper. That’s the burden that
we would want if it was us or ours that were on trial. But, ladies and
gentlemen, what that means, what that means, reasonable doubt. . . is
common sense, doubts based on common sense, just a good old plain
ordinary definition. And I submit to you that what that means, what that
means is that if you’re at Saturn, say at work six months from now, and
you’re talking and you turn around to the fellow who’s next to you and
you say, you know, we tried that case back six months ago, and I was
just confused about a lot of the things and some things didn’t make
sense, and the State didn’t carry its burden, and we had to return a
verdict of not guilty, but I know those old boys did it. If you’re saying that
to yourself, and you’re saying that to the folks who work with you six
months from now, then your mind does rest easy. And then you know,
you are comfortable in your mind that the burden was carried and your
duty under that set of circumstances to your community is to return a
verdict of guilty.
Don’t send the message out that there’s nothing that can be done. Now,
if you’re -- where is going to be the doubt?
Now, your mind can rest easy on who did it. You know who did it. Or at
least you know some of who did it. You know there are more. You know
there are more, but you know some of who did it. And the verdict which
is appropriate, which truth dictates and justice demands is guilty. And if
you’re turning around two or six months from now at the lunch counter
then you don’t have a reasonable doubt if you’re saying, well, I know
they did it. And if you’re saying, well, I know they did it but, then you’ve
not done your duty to your community.
ATTORNEY: If Your Honor please, in accordance with the mandates of
the case law, I contemporaneously object to preserve --
THE COURT: All right. Note your objection. Go ahead.
PROSECUTOR: To send a message, to send a message. You should
do it only if you have no reasonable doubt as to the guilt of these five
men. But I submit to you that reasonable doubt is like I say, if you turn
around inside of six months from now and say I know he did it, then you
really didn’t have a reasonable doubt. If you say I know he did it but
then you haven’t done your duty to your community. The verdict which
truth dictates and justice demands is a verdict of guilty. Hang in with
your convictions. Thank you.
ANALYSIS
In evaluating the appellant’s challenge to the prosecutor’s closing arguments,
we must consider several well-settled principles of law. Closing argument is a
valuable privilege for both parties and the trial courts generally allow wide latitude to
7
counsel in arguing their cases to the jury. State v. Bigbee, 885 S.W.2d 797, 809
(Tenn. 1994)(citations omitted). However, trial judges must preserve courtroom
decorum and have authority to restrict any improper commentary. Coker v. State, 911
S.W.2d 357, 368 (Tenn. Crim. App. 1995)(citations omitted). Closing argument must
be temperate, must be based upon evidence produced at trial, and pertinent to the
issues at trial. State v. Sutton, 562 S.W.2d 820, 823 (Tenn. 1978). Moreover, closing
argument must be evaluated considering its context, including the facts in evidence,
the character of the trial, and the conduct of opposing counsel. Coker, 911 S.W.2d at
368 (citations omitted).
Although improper argument may often be harmless in the overall scheme of a
trial, reversal is mandated when the impropriety affected the verdict to the prejudice of
the defendant. Harrington v. State, 385 S.W.2d 758, 759 (Tenn. 1965). In
determining whether improper argument has resulted in such prejudice, the following
factors are relevant: (1) the conduct in light of the facts and circumstances of the case;
(2) any curative measures taken by the court; (3) the intent of the prosecutor in
making the statements; (4) the cumulative effect of the improper conduct and other
errors in the record; and (5) the relative strength or weakness of the case. Judge v.
State, 539 S.W.2d 340, 344 (Tenn. Crim. App. 1976). Our Supreme Court has
approved the adoption of those considerations in State v. Buck, 670 S.W.2d 600, 609
(Tenn. 1984).
Racial considerations should play absolutely no part in any trial unless they are
directly related to the issues fairly raised by the evidence in the record. State v.
Sparks, 563 S.W.2d 564, 569 (Tenn. Crim. App. 1978). It can hardly be said that the
proof presented in this trial “fairly raised” the issue of race. The trial court remarked, in
considering the appellant’s motion for a new trial, that a reading of the transcript from
the beginning of the trial until the prosecutor made his closing argument would not
have revealed the race of anyone connected with this trial. When confronted with this
identical issue, this Court has held that a prosecutor’s gratuitous interjection of racial
8
issues in his closing argument resulted in prejudice to the defendant which required
reversal. Sparks, 563 S.W.2d at 569. We find the prosecutor’s racial remarks in this
case particularly offensive.
Secondly, we must consider the curative instructions and corrective measures
undertaken by the trial court. Unfortunately, in appellant’s case, the trial court failed to
provide the jury with any such instructions. The trial court later explained at the
hearing on the motion for a new trial that he did not give curative instructions because
he felt they would only serve to emphasize the improper comments of the prosecutor.
Nevertheless, a curative instruction may have served to minimize the prejudice to the
appellant. See State v. Hunt, 665 S.W.2d 751, 755 (Tenn. Crim. App. 1984)(holding
that prompt curative instructions by the trial court following a prosecutor’s improper
argument prevented prejudice to the defendant).
The intent of the prosecutor is also relevant to our evaluation of the prejudicial
effect of his argument. We believe the assistant district attorney here acted
purposefully; he deliberately injected the element of race into the jury’s deliberations
through his closing argument. The comments of the prosecutor improperly urged the
jury to make race a factor in its decision.
Additionally, the prosecutor made at least nine references to “gang,” “gang
assault,” or “gang violence” in his closing argument. Although counsel for the defense
objected to the prosecutor’s characterization of this assault as gang-related, the trial
court overruled those objections. The only evidence offered in that regard was that
the defendants were all friends who frequented the 300 Club and “hung out together.”
The prosecutor may have intended to equate gang violence with a riot and not to
organized gang activity; however, many citizens do associate gang violence with
organized gang activity. If this were the only questioned portion of the argument, it
would not be of sufficient severity to require reversal. It takes on added significance,
however, when combined with the other inflammatory arguments. State v. Bigbee,
885 S.W.2d 797, 812 (Tenn. 1994).
9
Other portions of the prosecutor’s final argument were also improper. He urged
the jury to “send a message to the community” and made references to the deterrent
effect a guilty verdict would have as well as the unfortunate consequences of an
acquittal. Such argument is improper. Argument may not encourage a jury to
consider general deterrence. State v. Henley, 774 S.W.2d 908, 913 (Tenn. 1989),
cert. denied 497 U.S. 1031, 110 S. Ct. 3291, 111 L. Ed. 2d 800 (1990); State v. Irick,
762 S.W.2d 121, 131 (Tenn. 1988), cert. denied 489 U.S. 1072, 109 S. Ct. 1357, 103
L. Ed. 2d 825 (1989). See also State v. Marshall, 870 S.W.2d 532, 541 (Tenn. Crim.
App. 1993). This prohibition has been applied to a “crime in the streets” argument, an
argument that the jury’s verdict makes a statement, and arguments that a jury’s verdict
demonstrates that a community will not tolerate criminal behavior. See Henley, 774
S.W.2d at 913; Irick, 762 S.W.2d at 131; Marshall, 870 S.W.2d at 541. The
prosecutor’s argument in this regard clearly encouraged the jury to base its decision,
at least in part, on a desire to curb violence in Columbia and to send a message.
Deterrence is completely irrelevant to the question of guilt or innocence and therefore
outside the scope of the jury’s consideration. Similarly, there should be no
commentary on the consequences of an acquittal. Coker, 911 S.W.2d at 368.
Finally, the appellant complains that the prosecutor improperly and prejudicially
implored the jury to return a verdict of guilt even if the State had not proved that guilt
beyond a reasonable doubt. In that respect, the prosecutor told the jury:
. . . [I]f you’re at Saturn, say at work six months from now, and you’re
talking and you turn around to a fellow who’s next to you and you say,
you know, we tried that case back six months ago, and I was just
confused about a lot of things and some things didn’t make sense, and
the State didn’t carry its burden, and we had to return a verdict of not
guilty, but I know those old boys did it. If you’re saying that to yourself,
and you’re saying to the folks who work with you six months from now,
10
then your mind does rest easy. And then you know you are comfortable in your
mind that the burden was carried and your duty under that set of circumstances
to your community is to return a verdict of guilty.
Again, counsel for the defense objected to that portion of the State’s
arguments, but the trial court overruled the objection. The argument of the prosecutor
regarding reasonable doubt was an incorrect statement of the law, was prejudicial to
the appellant, and was improper. The trial judge erred in not sustaining the objection
to that portion of the argument and in not giving an immediate curative instruction. In
substance, the assistant district attorney was telling the jury that even if it were
confused by the evidence, and even if the State had not proved the appellant’s guilt
beyond a reasonable doubt, it should convict the appellant nevertheless if the
individual jurors somehow knew in their “heart of hearts” that he was guilty. That is
simply not the law in this State, and obviously a verdict based upon such a standard
would violate the appellant’s constitutional right to due process of law.
Finally, Judge v. State requires us to consider the relative strength or weakness
of the State’s case in determining whether the improper argument requires a new trial.
Closing argument may influence the jury verdict in a close case, and when it is
improper, we must question the integrity of the verdict. Although the evidence was
sufficient for a reasonable jury to return a guilty verdict, the State’s proof could not be
characterized as overwhelming. Only one eyewitness, Delvin Frierson, did not have
his credibility attacked, and he was a solid witness for the State with strong testimony.
The other eyewitnesses testifying for the State gave testimony which contained
inconsistencies. Although the credibility of the witnesses is always a matter for the
jury, when the proof is marginal and based primarily upon questions of credibility, it is
more likely that improper comments by the prosecutor resulted in prejudice to the
defendant. See Judge, 539 S.W.2d at 346.
In sum, we simply cannot say that the numerous improper comments made by
the prosecutor during closing argument were harmless. Rather, we are convinced that
the prosecutor’s comments cumulatively resulted in prejudice to the appellant. The
11
deliberate and intentional interjection of race into the trial, deceptive references to
gang activity, the call for the jury to send a message by its verdict, even if that verdict
was not based upon proof beyond a reasonable doubt require that the verdict of guilt
be set aside and that a new trial be granted. Accordingly, the appellant’s conviction is
reversed and this case is remanded to the trial court for a new trial.
_______________________________
William M. Barker, Judge
____________________________
Paul G. Summers, Judge
____________________________
Joe G. Riley, Judge
12