Macgowan v. Town of Castle Rock ( 2022 )

Appellate Case: 22-1061 Document: 010110773449 Date Filed: 11/23/2022 Page: 1
FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT November 23, 2022
_________________________________
Christopher M. Wolpert
Clerk of Court
MICHAEL L. MACGOWAN, JR.,
Plaintiff - Appellant,
v. No. 22-1061
(D.C. No. 1:21-CV-01246-RM-MEH)
TOWN OF CASTLE ROCK; JASON (D. Colo.)
GRAY, Mayor; TARA VARGISH,
Director,
Defendants - Appellees.
_________________________________
ORDER AND JUDGMENT*
_________________________________
Before TYMKOVICH, PHILLIPS, and EID, Circuit Judges.
_________________________________
Plaintiff Michael L. Macgowan, Jr., proceeding pro se, sued the Town of
Castle Rock, Colorado and two Castle Rock officials for alleged civil rights
violations relating to the Town’s denial of his application for a zoning variance. The
district court dismissed the lawsuit and Mr. Macgowan has appealed. Exercising
jurisdiction under 28 U.S.C. § 1291, we affirm.
*
After examining the briefs and appellate record, this panel has determined
unanimously to honor the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
submitted without oral argument. This order and judgment is not binding precedent,
except under the doctrines of law of the case, res judicata, and collateral estoppel. It
may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1
and 10th Cir. R. 32.1.
Appellate Case: 22-1061 Document: 010110773449 Date Filed: 11/23/2022 Page: 2
I. Background
Mr. Macgowan seeks to erect a digital billboard next to an interstate highway
within the Town’s limits. In 2018 he applied for zoning variances to accommodate
his plans. The Town denied his request under a provision of the Town’s code
prohibiting off-premises advertising. Mr. Macgowan then sued the Town and its
former mayor asserting violations of his rights under the First, Fifth, and Fourteenth
Amendments. The district court dismissed the claims for failure to state a claim
upon which relief can be granted. Macgowan v. Town of Castle Rock, Colo.,
No. 1:19-cv-01831, 2020 WL 127978 (D. Colo. Jan. 10, 2020).
In February 2021, Mr. Macgowan again requested a variance for his proposed
digital billboard, which the Town denied on the same grounds as his previous
request. He then sued the Town again for violations of his First, Fifth, and
Fourteenth Amendment rights. In addition to the Town, Mr. Macgowan sued the
current mayor of Castle Rock and the Town’s building director.
The defendants moved to dismiss under Rule 12(b)(6) of the Federal Rules of
Civil Procedure. They asserted, among other things, that the doctrine of claim
preclusion prevented Mr. Macgowan from litigating the same constitutional claims
that had previously been dismissed. The magistrate judge agreed and recommended
dismissal, and the district court upheld that recommendation over Mr. Macgowan’s
objection. This appeal followed.
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Appellate Case: 22-1061 Document: 010110773449 Date Filed: 11/23/2022 Page: 3
II. Discussion
A. Standard of Review
We review a dismissal under Rule 12(b)(6) de novo. Smith v. United States,
561 F.3d 1090, 1098 (10th Cir. 2009). We accept as true all well-pleaded factual
allegations and view them in the light most favorable to the plaintiff. Id. “The
court’s function on a Rule 12(b)(6) motion is not to weigh potential evidence that the
parties might present at trial, but to assess whether the plaintiff’s complaint alone is
legally sufficient to state a claim for which relief may be granted.” Sutton v. Utah
State Sch. for Deaf & Blind, 173 F.3d 1226, 1236 (10th Cir. 1999) (internal quotation
marks omitted).1
B. Claim Preclusion
The district court dismissed Mr. Macgowan’s lawsuit under the claim
preclusion doctrine, which “prevent[s] a party from litigating a legal claim that was
or could have been the subject of a previously issued final judgment.” Lenox
MacLaren Surgical Corp. v. Medtronic, Inc., 847 F.3d 1221, 1239 (10th Cir. 2017)
(internal quotation marks omitted). The elements of claim preclusion are:
“(1) a final judgment on the merits in an earlier action; (2) identity of parties or
privies in the two suits; and (3) identity of the cause of action in both suits.” Id.(brackets and internal quotation marks omitted).
1
Because Mr. Macgowan proceeds pro se, we liberally construe his filings, but
we do not assume the role of advocate. Yang v. Archuleta, 525 F.3d 925, 927 n.1
(10th Cir. 2008).
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We agree with the district court that the circumstances of this case satisfy all
three elements of claim preclusion. Indeed, with respect to the first two elements,
Mr. Macgowan makes no attempt to dispute that there was a final judgment on the
previous claim and that the defendants are either identical to or in privity with the
defendants in the prior case.
As to the third element, Mr. Macgowan appears to argue that there is no
identity of the cause of action in both lawsuits. We have adopted the “transactional
approach” to defining a “cause of action.” Nwosun v. Gen. Mills Rests., Inc.,
124 F.3d 1255, 1257 (10th Cir. 1997). “Under this approach, a cause of action
includes all claims or legal theories of recovery that arise from the same transaction,
event, or occurrence. All claims arising out of the transaction must therefore be
presented in one suit or be barred from subsequent litigation.” Id. What constitutes
“the same transaction” must be “determined pragmatically, giving weight to such
considerations as whether the facts are related in time, space, origin, or motivation,
whether they form a convenient trial unit, and whether their treatment as a unit
conforms to the parties’ expectations or business understanding or usage.” Hatch v.
Boulder Town Council, 471 F.3d 1142, 1149 (10th Cir. 2006) (internal quotation
marks omitted).
We are satisfied that the instant lawsuit involves the same causes of action as
his previously dismissed lawsuit. In each case, Mr. Macgowan submitted essentially
the identical request to the Town concerning his proposed digital billboard and
received the identical response. In both lawsuits, he raised claims under the First,
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Appellate Case: 22-1061 Document: 010110773449 Date Filed: 11/23/2022 Page: 5
Fifth, and Fourteenth Amendments to challenge the Town’s denial of his request.
Mr. Macgowan argues that his second lawsuit is not the same cause of action because
he identified a specific Town ordinance that he had not identified in the first lawsuit.
But a more specific citation of authority in support of the same claims is insufficient
to avoid claim preclusion.
III. Conclusion
For the foregoing reasons, we affirm the decision of the district court.
Entered for the Court
Gregory A. Phillips
Circuit Judge
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