Gordon v. Lemons , 644 F. Supp. 2d 322 ( 2009 )


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  • 644 F.Supp.2d 322 (2009)

    William GORDON, Andre Combs, Robert DiDonato, Delano Brown, and Steven Dennehy as individuals and on behalf of all other similarly situated, Plaintiffs,
    v.
    Henry LEMONS, Jr., Chairman of the New York State Division of Parole, and the New York State Division of Parole, Defendants.

    No. 08 Civ. 5673(SAS).

    United States District Court, S.D. New York.

    July 24, 2009.

    *325 Stephen N. Dratch, Esq., Franzblau Dratch, P.C., New York, NY, for Plaintiffs.

    Frederick Hongyee Wen, Daniel A. Schulze, Assistant Attorneys General, New York, NY, for Defendants.

    OPINION AND ORDER

    SHIRA A. SCHEINDLIN, District Judge:

    I. INTRODUCTION

    William Gordon, Andre Combs, Robert DiDonato, Delano Brown, and Steven Dennehy (collectively "plaintiffs") bring the instant suit as individuals and on behalf of all others similarly situated against Henry Lemons, Jr., Chairman of the New York State Division of Parole, and the New York State Division of Parole (collectively "defendants").[1] This lawsuit addresses the procedures governing parole determinations in New York State.

    Plaintiffs filed the instant suit on June 24, 2008. On January 5, 2009, this Court granted defendants' motion to dismiss in full, with leave to replead a subset of plaintiffs' claims.[2] On April 1, 2009, plaintiffs filed an amended complaint, adding an additional plaintiff and bolstering their claims with additional allegations. Defendants now move to dismiss plaintiffs' amended complaint. Despite substantial guidance provided by the Court in the January 5 opinion, plaintiffs have failed to plead with the specificity necessary to survive a motion to dismiss. For the reasons stated below, defendants' motion to dismiss is granted.

    II. BACKGROUND

    Plaintiffs are individuals currently incarcerated in the New York State correctional system. Gordon is serving a thirteen year and three month to forty year sentence, Combs is serving a fifteen year to life sentence, DiDonato is serving an eight year to life sentence, Brown is serving a twenty year to life sentence, and Dennehy is serving a ten year to life sentence.[3] Each recently sought parole and received a cursory denial from the Board of Parole.[4] For example, the adverse determination issued to Gordon states, "All factors considered, the panel concludes that you are a poor candidate for early release."[5] Brown's denial states, "[Y]our release to supervision at this time would deprecate the serious nature of your instant offense and undermine respect for the law. . . ."[6]

    Each plaintiff filed a notice of appeal within thirty days of receiving notice of his parole determination and perfected his appeal within four months of filing notice.[7] The Division of Parole did not render a decision on any of the named plaintiffs' parole appeals within 120 days of perfection of the appeal.[8] Nor did the Division of Parole inform plaintiffs of any legal effect of the failure to resolve an appeal within 120 days.[9]

    *326 Plaintiffs allege that the outcome of their appeals reflect the broader practices of the Division of Parole.[10] They also allege that the Division of Parole maintains a policy or practice of failing "to render decisions that consider and apply existing statutory and regulatory factors."[11] Rather, they claim the Division of Parole "spew[s] generalized principles of statutory, regulatory and case law without applying same to the individual facts and circumstances of each appeal."[12] As a result, named plaintiffs claim that they are deprived of rights guaranteed by the Due Process Clause of the Fourteenth Amendment—including due process, equal protection, and trial by jury—as well as the Ex Post Facto Clause of article I, section 10 of the U.S. Constitution.

    Plaintiffs' arguments can be distilled into three distinct claims. First, plaintiffs assert that defendants' routine failure to resolve administrative appeals within 120 days of perfection of an appeal violates due process guarantees ("the Timeliness Claim"). Second, plaintiffs claim that defendants' failure to advise parole appellants of the right to institute judicial proceedings if the Parole Board fails to render a decision within 120 days violates their right to access the courts ("the Failure to Advise Claim"). Third, plaintiffs claim that defendants' routine failure to give proper consideration to statutory and regulatory factors and the individual facts of each parole appeal yields arbitrary decisions and enhances sentences in violation of due process, jury rights, and protections against ex post facto punishment ("the Proper Consideration Claim").[13]

    Plaintiffs' amended complaint buttresses their claims in three ways. First, plaintiffs have added an additional named plaintiff—Steven Dennehy—whose factual circumstances are distinguishable from those of the original four plaintiffs. Specifically, the Appeals Unit of the Division of Parole resolved Dennehy's appeal twenty-one months after he had perfected his appeal and only three months prior to his next parole board appearance.[14] Plaintiffs argue that had Dennehy filed an Article 78 petition after the resolution of his administrative appeal, the Article 78 proceeding would have been mooted by his next parole board appearance, rendering the appeal futile.[15]

    Second, plaintiffs have attached four new exhibits to their complaint.[16] The first is a copy of a decision of the New York Supreme Court for Albany County, in which Justice Edward A. Sheridan noted the policy of then-Governor George Pataki "to curtail parole for all violent felons."[17] The second is the text of a speech given by Vernon Manley, a former member of the New York State Board of Parole, in which Manley describes the cursory process of parole board hearings and the lack of adequate training for members *327 of the board of parole.[18] The third is a 2007 report concerning the history of parole in New York State, including a note that the parole rate for Al felonies at that time was approximately three percent.[19] The fourth is a decision in a parole appeal, which consists almost entirely of string citations to decisions of the Court of Appeals and the Third Department.[20]

    Third, plaintiffs have added allegations based on statistics produced by the state in response to a Freedom of Information Law request.[21] Plaintiffs now allege that the Appeals Unit affirms over ninety-seven percent of the Parole Board's denials of release.[22]

    III. APPLICABLE LAW

    A. Motion to Dismiss

    In reviewing a motion to dismiss pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure, the court must "accept as true all of the factual allegations contained in the complaint"[23] and "draw all reasonable inferences in the plaintiffs favor."[24] However, the court need not accord "[l]egal conclusions, deductions or opinions couched as factual allegations ... a presumption of truthfulness."[25]

    To survive a 12(b)(6) motion to dismiss, the allegations in the complaint must meet a standard of "plausibility."[26] A claim is facially plausible "when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged."[27] Plausibility "is not akin to a probability requirement," rather plausibility requires "more than a sheer possibility that a defendant has acted unlawfully."[28] Pleading a fact that is "merely consistent with a defendant's liability" does not satisfy the plausibility standard.[29]

    B. New York Parole Appellate Procedure

    New York law establishes that a parole applicant may appeal an adverse determination by the Parole Board to the state Division of Parole.[30] "The appeal process is initiated by the filing of a notice of appeal within 30 days of the date that the inmate ... or his attorney receives written notice of the final decision from which the appeal is taken."[31] "The appeal shall be *328 perfected within four months of the date of filing of the notice of appeal"[32] "by the filing with the appeals unit of ... a brief, letter or other written document that shall state the rulings challenged and shall explain the basis for the appeal."[33] The Appeals Unit of the Division of Parole reviews perfected appeals and either deems them moot or "issue[s] written findings of fact and/or law and recommend[s] disposition of the appeal."[34] The recommendation is then reviewed by a three-member panel of the Board of Parole, a majority of which "may affirm, modify or reverse the decision."[35]

    The Division of Parole is required by both statute and regulation to assess several factors when making a discretionary recommendation concerning release. First, it must assess two factors related to prior criminality: the seriousness of the offense and the prisoner's criminal history, including "adjustment to any previous probation or parole supervision."[36] It must then assess five factors related to rehabilitation and potential success after release:

    (i) the institutional record including program goals and accomplishments, academic achievements, vocational education, training or work assignments, therapy and interpersonal relationships with staff and inmates; (ii) performance, if any, as a participant in a temporary release program; (iii) release plans including community resources, employment, education and training and support services available to the inmate; (iv) any deportation order issued by the federal government against the inmate...; and (v) any statement made to the board by the crime victim or the victim's representative ....[37]

    The Division of Parole is "not required to give each factor equal weight" or "to specifically articulate in its decision each factor it considered."[38]

    The New York Executive Law states, "The rules of the board may specify a time within which any appeal shall be taken and resolved."[39] Although the Parole Board has chosen to limit the time to initiate and to perfect an appeal, as described above, it has not set similarly strict limits for the resolution of appeals. Rather, it has established a rule of constructive exhaustion of administrative remedies: "Should the appeals unit fail to issue its findings and recommendation within four months of the date that the perfected appeal was received, the appellant may deem this administrative remedy to have been exhausted and thereupon seek judicial review of the underlying determination from which the appeal was taken."[40]

    Judicial review of a parole determination is available in an Article 78 proceeding in New York State Supreme Court.[41]*329 Specifically, New York courts will reverse a determination of the Parole Board "when the Board's decision to deny parole was arbitrary or capricious."[42] However, if a prisoner reappears before the Parole Board for biennial review before judicial review of the previous parole denial is concluded, the Article 78 proceeding will be dismissed as moot.[43]

    C. Due Process and Parole

    "The Due Process Clause of the Fourteenth Amendment requires that, generally, a person must be afforded the opportunity for a hearing prior to being deprived of a constitutionally protected liberty or property interest."[44] However, "procedural due process protects only important and substantial expectations in life, liberty, and property."[45] "[A]lthough `liberty and property are broad and majestic terms,' . . . `the range of interest protected by procedural due process is not infinite.'"[46]

    "In order for a state prisoner to have an interest in parole that is protected by the Due Process Clause, he must have a legitimate expectancy of release that is grounded in the state's statutory scheme."[47] "The New York parole scheme is not one that creates in any prisoner a legitimate expectancy of release.... Accordingly, [prisoners] have no liberty interest in parole, and the protections of the Due Process Clause are inapplicable."[48] Moreover, "state statutes do not create federally protected due process entitlements to specific state-mandated procedures."[49]

    Regardless of the statutory framework of procedural protections and legitimate expectations, prisoners have a liberty interest against imposition of any "atypical and significant hardship on the inmate in *330 relation to the ordinary incidents of prison life."[50] The Supreme Court recently suggested that a categorical determination that an inmate serving an indeterminate sentence is permanently ineligible for parole may constitute imposition of such an "atypical and significant hardship" sufficient to create a constitutional liberty interest.[51]

    D. Access to Courts and Proper Instruction

    The state need not confer sufficient legal resources upon prison populations to "enable the prisoner to discover grievances, and to litigate effectively once in court."[52] However, due process requires state officials to furnish prisoners with "`adequate law libraries or adequate assistance from persons trained in the law.'"[53] "The point is to provide prisoners with the tools they `need in order to attack their sentences, directly or collaterally, and in order to challenge the conditions of their confinement.'"[54] "To establish a violation, `the inmate . . . must . . . demonstrate that the alleged shortcomings in the library or legal assistance program hindered his efforts to pursue a legal claim.'"[55]

    E. Jury Rights and Parole

    The Supreme Court held in Apprendi v. New Jersey, that "[o]ther than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt."[56] No court within this Circuit has ruled on the applicability of Apprendi to parole determinations or indeterminate sentencing.[57]

    F. Ex Post Facto Punishment and Parole

    One of the few restrictions on state power contained in the unamended text of the U.S. Constitution is a bar on passage of ex post facto laws.[58] "[A] repealer of parole eligibility previously available to imprisoned offenders would clearly present the serious question under the ex post facto clause . . . of whether it imposed a `greater or more severe punishment than was prescribed by law at the time of the . . . offense.'"[59]

    *331 IV. DISCUSSION

    A. Timeliness Claim

    As noted above, this Court previously dismissed the Timeliness Claim with prejudice. I will not speculate as to why plaintiffs repled this claim in their amended complaint—however, they have declined to defend this claim in their opposition papers. This claim is again dismissed with prejudice.

    B. Failure to Advise Claim

    The core of the Failure to Advise Claim asserts that defendants must inform inmates that inmates may institute judicial review if parole appeals are not resolved within 120 days. Standing alone, this allegation is insufficient to support a due process claim. While state officials must provide adequate facilities and adequate assistance for prisoners to pursue their claims, due process does not require state officials to provide legal advice to facilitate a prisoner's claim.[60]

    In its January 5 opinion, this Court pointed defendants to the specific elements necessary to plead a valid Failure to Advise claim.[61] Plaintiffs do not allege that the late notice constituted an active obstruction of their ability to advance a valid claim.[62] Rather, they continue to assert that the absence of effective notice eliminated their appellate rights. This pleading is insufficient as a matter of law. Absent an active obstruction by defendants, there is simply no cognizable claim. No action by defendants eliminated plaintiffs' appellate rights. Therefore defendants' motion to dismiss the Failure to Advise Claim is granted.[63]

    C. Proper Consideration Claim

    Plaintiffs have similarly failed to cure the deficiencies in the Proper Consideration Claim. Although the Court finds plaintiffs' allegations of arbitrary or capricious decision-making affecting the lives of thousands of state inmates, their families, and their communities troubling, the allegations are not sufficient to state a claim under either the Due Process Clause or the Ex Post Facto Clause.

    1. Due Process

    Plaintiffs argue that even in the absence of a due process right to particular procedures, parole actions may not turn on arbitrary or impermissible rationales. Plaintiffs specifically rely on dicta in the 2003 decision by a judge of this *332 court in Boddie v. New York State Division of Parole and the holding of the 1991 decision of the Eleventh Circuit Court of Appeals in Monroe v. Thigpen.[64] Both of these decisions assert that even in the absence of a liberty interest in parole, arbitrary or unauthorized action by a Parole Board "becomes constitutionally offensive."[65]

    Nevertheless, arbitrary action by state actors does not always generate a constitutional due process claim.[66] The existence of a constitutionally cognizable life, liberty, or property interest is the prerequisite for a constitutional claim of denial of due process. In the absence of those interests, there is no constitutional baseline.[67] Where no process at all is required, the government decision-maker may use absolute discretion—even the discretion to render decisions on arbitrary or irrational bases—without violating constitutional due process requirements.[68]

    Precisely because the Due Process Clause does not universally protect against arbitrary government action, the federal government and the State of New York have filled the gaps with statutory guarantees of rational decision-making.[69] That being said, federal statutes do not protect against arbitrary action at the state level. To the extent that plaintiffs wish to attack defendants' decisions based on their sheer arbitrariness, plaintiffs must assert those claims in state court.[70]

    The due process aspect of the Proper Consideration Claim could survive a motion to dismiss only if plaintiffs could "allege as a factual matter . . . that parole appeals are governed by an unofficial policy or practice that effectively eliminates the possibility of parole for prisoners serving indeterminate sentences based on *333 `stale and static factor[s].'"[71] Although plaintiffs included significant new allegations concerning parole appeals, the factors on which they rest, and the absence of substantial consideration of individual cases, they also conceded that in some percentage of cases, parole appeals are granted. Even inmates convicted of Al felonies are sometimes paroled, albeit at a very small rate. Thus defendants have not effectively eliminated the possibility of parole entirely. The due process aspect of the Proper Consideration Claim is therefore dismissed.

    2. Jury Rights

    The Amended Complaint also suggests that the failure to consider the proper factors when resolving parole appeals violates the Sixth Amendment right to trial by jury. Plaintiffs failed to defend this aspect of the complaint in opposition to defendants' original motion to dismiss. Despite the fact that the Court both noted this fact and explained how this pleading might be remedied,[72] plaintiffs have again failed to even reference their Sixth Amendment claim in their brief. Therefore any Sixth Amendment argument is waived, and the Sixth Amendment aspect of the Proper Consideration Claim is dismissed.

    3. Ex Post Facto

    Finally, the Amended Complaint suggests that the failure to consider the proper factors when resolving parole appeals violates the constitutional bar on ex post facto punishment. Ex post facto punishment of an individual given an indeterminate sentence only occurs when—after conviction—the possibility of parole is eliminated entirely. Plaintiffs have not presented sufficient allegations to plausibly claim that parole is no longer possible; in fact they have conceded that a small percentage of individuals are routinely paroled, including even those convicted of Al felonies. Therefore, the Ex Post Facto Clause aspect of the Proper Consideration Claim is dismissed.

    V. CONCLUSION

    For the foregoing reasons, defendants' motion to dismiss is granted in full. Plaintiffs have twice failed to present a cognizable claim. Therefore, leave to replead is denied as futile.[73] The Clerk of the Court is directed to close this motion (Docket No. 20) and this case.

    SO ORDERED.

    NOTES

    [1] Lemons has been substituted for George Alexander, former Chairman of the New York State Division of Parole, pursuant to Federal Rule of Civil Procedure 25(d).

    [2] See Gordon v. Alexander, 592 F.Supp.2d 644 (S.D.N.Y.2009).

    [3] See Amended Complaint ("Am. Compl.") ¶¶ 18, 20, 22, 24, 26.

    [4] See id.

    [5] Id. ¶ 18.

    [6] Id. ¶ 24.

    [7] See id. ¶¶ 19, 21, 23, 25, 27.

    [8] See id. ¶ 29.

    [9] See id. ¶ 30.

    [10] See id. ¶ 6.

    [11] Id.

    [12] Id.

    [13] This Court dismissed the Timeliness claim with prejudice but granted leave to replead the Failure to Advise Claim and the Proper Consideration Claim. See Gordon, 592 F.Supp.2d at 651 n. 50, 653-54 nn. 60-62. Plaintiffs nevertheless repled all three claims.

    [14] See Am. Compl. ¶ 28.

    [15] See id.

    [16] See id. ¶ 7.

    [17] Chan v. Travis, No. 3045-02, slip op. at 10 (N.Y. Sup.Ct. Albany County Feb. 7, 2003), Ex. B to Am. Compl.

    [18] See 2/15/07 Testimony of Vernon Manley, Ex. C to Am. Compl.

    [19] See Cheryl L. Kates, Policy Report: An Analysis of Current NYS Parole Policy, at 8 (2007), Ex. D to Am. Compl.

    [20] See 1/2/08 Administrative Appeal Decision Notice, Ex. E to Am. Compl.

    [21] N.Y. Pub. Off. Law §§ 84-90.

    [22] See Am. Compl. ¶ 7(ii).

    [23] Bell Atl. Corp. v. Twombly, 550 U.S. 544, 572, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007). Accord Rescuecom Corp. v. Google Inc., 562 F.3d 123, 127 (2d Cir.2009).

    [24] Ofori-Tenkorang v. American Int'l Group, Inc., 460 F.3d 296, 298 (2d Cir.2006).

    [25] In re NYSE Specialists Sec. Litig., 503 F.3d 89, 95 (2d Cir.2007) (quotation omitted).

    [26] See Twombly, 550 U.S. at 564, 127 S.Ct. 1955.

    [27] Ashcroft v. Iqbal, ___ U.S. ___, 129 S.Ct. 1937, 1949, 173 L.Ed.2d 868 (2009) (quotation omitted).

    [28] Id. (quotation omitted).

    [29] Id. (quotation omitted).

    [30] See N.Y. Exec. L. § 259-i(a) ("Except for [certain determinations related to release violations], all determinations made [by the State Board of Parole] may be appealed in accordance with rules promulgated by the board.").

    [31] 9 N.Y. Comp.Codes R. & Regs. § 8006.1(b) (establishing the requirement that appellants file a notice of appeal within thirty days).

    [32] Id. § 8006.2(a). See also id. § 8006.2(f) ("If, after the expiration of four months ... the appeal is not perfected, it will automatically be dismissed with prejudice.").

    [33] Id. § 8006.2(b).

    [34] Id. § 8006.4(a).

    [35] Id. § 8006.4(b), (e).

    [36] N.Y. Exec. L. § 259-i(1)(a).

    [37] Id. § 259-i(2)(c)(A).

    [38] Blasich v. N.Y. State Bd. of Parole, 48 A.D.3d 1029, 852 N.Y.S.2d 469, 470 (3d Dep't 2008). Accord Siao-Pao v. Dennison, 51 A.D.3d 105, 854 N.Y.S.2d 348, 351 (1st Dep't 2008) (same).

    [39] N.Y. Exec. L. § 259-i(1)(a).

    [40] 9 N.Y. Comp.Codes R. & Regs. § 8006.4(c).

    [41] See, e.g., Brower v. Alexander, 57 A.D.3d 1060, 867 N.Y.S.2d 801, 802 (3d Dep't 2008).

    [42] Silmon v. Travis, 95 N.Y.2d 470, 476, 718 N.Y.S.2d 704, 741 N.E.2d 501 (2000).

    [43] See Rodriguez v. N.Y. State Div. of Parole, 56 A.D.3d 1079, 867 N.Y.S.2d 359, 360 (3d Dep't 2008) (citing Johnson v. N.Y. State Div. of Parole, 54 A.D.3d 464, 861 N.Y.S.2d 601 (3d Dep't 2008)).

    [44] Patterson v. City of Utica, 370 F.3d 322, 329 (2d Cir.2004).

    [45] N.Y. State Nat'l Org. for Women v. Pataki, 261 F.3d 156, 164 (2d Cir.2001).

    [46] Spanierman v. Hughes, 576 F.Supp.2d 292, 301-02 (D.Conn.2008) (quoting Board of Regents v. Roth, 408 U.S. 564, 571-72, 92 S.Ct. 2701, 33 L.Ed.2d 548 (1972)).

    [47] Barna v. Travis, 239 F.3d 169, 171 (2d Cir.2001) (citing, inter alia, Greenholtz v. Inmates of Neb. Penal & Corr. Complex, 442 U.S. 1, 11-13, 99 S.Ct. 2100, 60 L.Ed.2d 668 (1979)).

    [48] Id. Accord Russo v. New York State Bd. of Parole, 50 N.Y.2d 69, 75, 427 N.Y.S.2d 982, 405 N.E.2d 225 (1980) (concluding that the New York parole system does not create a reasonable expectancy of release at any given time prior to the conclusion of the maximum term of a indeterminate sentence). The Supreme Court's 2005 decision in Wilkinson v. Austin held that the methodology on which Barna v. Travis relied no longer governs analysis of the presence of a liberty interest in parole. See 545 U.S. 209, 229, 125 S.Ct. 2384, 162 L.Ed.2d 174 (2005) ("Sandin [v. Conner] abrogated Greenholtz's and Hewitt [v. Helms, 459 U.S. 460, 103 S.Ct. 864, 74 L.Ed.2d 675 (1983)]'s methodology for establishing the liberty interest"). However, Sandin expressly held that the changed analytical framework did not require a state-by-state reconsideration of the liberty interest in parole. See 515 U.S. 472, 484 n. 5, 115 S.Ct. 2293, 132 L.Ed.2d 418 (1995). See also Wilkinson, 545 U.S. at 222, 125 S.Ct. 2384 (finding that a liberty interest in parole is "state-created" albeit subject to the limitations established in Sandin). The Supreme Court's seemingly contradictory decision in Sandin binds this Court.

    [49] Holcomb v. Lykens, 337 F.3d 217, 224 (2d Cir.2003).

    [50] Sandin, 515 U.S. at 484, 115 S.Ct. 2293.

    [51] Wilkinson, 545 U.S. at 223-24, 125 S.Ct. 2384.

    [52] Lewis v. Casey, 518 U.S. 343, 354, 116 S.Ct. 2174, 135 L.Ed.2d 606 (1996). Accord id. ("To demand the conferral of such sophisticated legal capabilities upon a mostly uneducated and indeed largely illiterate prison population is effectively to demand permanent provision of counsel, which we do not believe the Constitution requires.").

    [53] Id. at 356, 116 S.Ct. 2174 (quoting Bounds v. Smith, 430 U.S. 817, 828, 97 S.Ct. 1491, 52 L.Ed.2d 72 (1977)) (finding that capability to bring valid challenges is the touchstone for analysis).

    [54] Bourdon v. Loughren, 386 F.3d 88, 93 (2d Cir.2004) (quoting Lewis, 518 U.S. at 355, 116 S.Ct. 2174).

    [55] Id. (quoting Lewis, 518 U.S. at 351, 116 S.Ct. 2174).

    [56] Apprendi v. New Jersey, 530 U.S. 466, 490, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000).

    [57] See generally W. David Bell, Heinous, Atrocious, and Cruel: Apprendi, Indeterminate Sentencing, and the Meaning of Punishment, 109 Colum. L.Rev. 893 (2009).

    [58] See U.S. Const. art. I, § 10.

    [59] Warden v. Marrero, 417 U.S. 653, 663, 94 S.Ct. 2532, 41 L.Ed.2d 383 (1974) (quoting Rooney v. North Dakota, 196 U.S. 319, 325, 25 S.Ct. 264, 49 L.Ed. 494 (1905)). Accord Durant v. United States, 410 F.2d 689, 691 (1st Cir.1969) ("It may be `legislative grace' ... to provide for parole but when [a legislature] expressly removes all hope of parole upon conviction and sentence for certain offences,. . . this is in the nature of an additional penalty.").

    [60] Cf. Holt v. Werholtz, 185 Fed.Appx. 737, 740 (10th Cir.2006) (distinguishing a non-meritorious failure to assist claim from valid denial of access claims); Marengo v. Conway, 342 F.Supp.2d 222, 230 (S.D.N.Y.2004) (holding that lack of notice of a denial of leave to appeal a state court conviction does not mandate tolling of the statute of limitations in a federal habeas action).

    [61] See Gordon, 592 F.Supp.2d at 652 n. 52.

    [62] Dennehy alleges only that he "was never advised," not that he was in some way actively obstructed by the absence of notice. Am. Compl. ¶ 28.

    [63] Notably, defendants point out that "[a]s of October, 2008, the Division [of Parole] responds to any inmate who appeals to the Appeals Board with a letter" providing notice of appellate rights and the time frame for constructive exhaustion. Memorandum of Law in Support of Defendants' Motion to Dismiss Plaintiffs' Amended Complaint at 3 (quoting 5/21/09 Affirmation of Terrence X). Tracy, defendants' attorney. Although the Court need not turn to this alternative argument—as plaintiffs have failed to raise a viable due process claim—it additionally appears that defendants have provided plaintiffs with the precise relief they requested.

    [64] See Pl. Mem. at 11-12 (citing Boddie v. N.Y. State Div. of Parole, 285 F.Supp.2d 421, 428 (S.D.N.Y.2003) and Monroe v. Thigpen, 932 F.2d 1437, 1443 (11th Cir.1991)).

    [65] Monroe, 932 F.2d at 1441.

    [66] See, e.g., Clubside, Inc. v. Valentin, 468 F.3d 144, 158 (2d Cir.2006) ("[I]t is not the role of the federal courts to protect landowners from merely arbitrary actions that are correctable by state remedies . . . ." (citing Natale v. Town of Ridgefield, 170 F.3d 258, 263 (2d Cir.1999))).

    [67] A close reading of Monroe v. Thigpen—on which plaintiffs heavily rely—shows that the Eleventh Circuit did not reach a contrary conclusion. In order to avoid disturbing a previous holding, Monroe disclaimed that a prisoner had a constitutional liberty interest in parole under Alabama law. See 932 F.2d at 1442 (citing Thomas v. Sellers, 691 F.2d 487, 489 (11th Cir.1982)). Nevertheless, the court found that the Alabama parole system created an expectancy that a parole determination would not rely on false information. See id. (citing Thomas, 691 F.2d at 489). This created the limited liberty interest recognized in Monroe. This Court cannot take a similar route, as it is bound by the definitive holding that New York creates "no liberty interest in parole." Barna, 239 F.3d at 171 (emphasis added).

    [68] It is worth noting that an arbitrary or irrational decision to deny a particular category of prisoners parole—such as those whose names begin with the letter S—would not survive even rational basis review under the Equal Protection Clause. See, e.g., Collier v. Barnhart, 473 F.3d 444, 449 (2d Cir.2007) (quoting Nordlinger v. Hahn, 505 U.S. 1, 11-12, 112 S.Ct. 2326, 120 L.Ed.2d 1 (1992)).

    [69] See 5 U.S.C. § 706(2)(A); N.Y. CPLR § 7803(3).

    [70] See Board of Managers v. City of New York, No. 01 Civ. 1226, 2004 WL 1982520, at *28 (S.D.N.Y. Sept. 8, 2004) ("[District courts in this circuit have consistently declined to exercise supplemental jurisdiction under 28 U.S.C. § 1367 over Article 78 claims.") (citing, inter alia, Cartagena v. City of New York, 257 F.Supp.2d 708, 710 (S.D.N.Y.2003), and Birmingham v. Ogden, 70 F.Supp.2d 353, 372 (S.D.N.Y.1999)).

    [71] Gordon, 592 F.Supp.2d at 653 n. 60 (quoting Hayward v. Marshall, 512 F.3d 536, 546-47 (9th Cir.), rehearing en banc granted, 512 F.3d 536 (9th Cir.2008)).

    [72] See id. at 653 & n. 61.

    [73] See Port Dock & Stone Corp. v. Oldcastle Northeast, Inc., 507 F.3d 117, 127 (2d Cir. 2007) (citing Cuoco v. Moritsugu, 222 F.3d 99, 112 (2d Cir.2000)).

Document Info

Docket Number: 08 Civ. 5673(SAS)

Citation Numbers: 644 F. Supp. 2d 322

Judges: Shira A. Scheindlin

Filed Date: 7/24/2009

Precedential Status: Precedential

Modified Date: 8/30/2023

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Kevin Holcomb v. Mark Lykens, Sean Smith, Joanne Pereria ... , 337 F.3d 217 ( 2003 )

stephen-patterson-v-city-of-utica-timothy-julian-individually-and-as , 370 F.3d 322 ( 2004 )

john-andrew-cuoco-plaintiff-appellee-cross-appellant-v-kenneth-moritsugu , 222 F.3d 99 ( 2000 )

james-barna-jason-b-nicholas-for-themselves-and-on-behalf-of-all-others , 239 F.3d 169 ( 2001 )

new-york-state-national-organization-for-women-new-york-city-chapter-of , 261 F.3d 156 ( 2001 )

Blasich v. New York State Board of Parole , 852 N.Y.S.2d 469 ( 2008 )

Rodriguez v. New York State Division of Parole , 867 N.Y.S.2d 359 ( 2008 )

Siao-Pao v. Dennison , 854 N.Y.S.2d 348 ( 2008 )

Johnson v. New York State Division of Parole , 861 N.Y.S.2d 601 ( 2008 )

Russo v. New York State Board of Parole , 50 N.Y.2d 69 ( 1980 )

MATTER OF SILMON v. Travis , 95 N.Y.2d 470 ( 2000 )

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