Zheng v. Xia ( 2021 )


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    ZHE ZHENG v. FEIFEI XIA
    (AC 43948)
    Lavine, Prescott and Suarez, Js.*
    Syllabus
    The plaintiff, whose marriage to the defendant previously had been dis-
    solved, appealed to this court from the trial court’s order granting the
    defendant’s postdissolution motion to modify child support, claiming
    that the court improperly ordered him to pay the defendant a certain
    percentage of his annual bonus income as supplemental child support.
    In issuing its order, the trial court deviated from the child support
    guidelines on the basis of the significant disparity between the parties’
    incomes. Held that the trial court’s reason for deviating from the child
    support guidelines constituted an abuse of its legal discretion: the court
    made no specific finding as to why the guidelines were inequitable or
    inappropriate, save for alluding to the significant disparity between the
    parties’ incomes, and that reason to deviate from the child support
    guidelines failed as a matter of law because, although our Supreme
    Court has stated that income disparity may be considered when the
    custodial parent has the higher income and deviation from the presump-
    tive support amount would enhance the noncustodial parent’s ability
    to foster a relationship with the child, that was not the situation in the
    present case, in which the unemployed defendant was the custodial
    parent who had no income aside from child support, and, accordingly,
    the court improperly considered the disparity between the parties’
    incomes in ordering the defendant to pay a certain percentage of his
    net bonus income as supplemental child support.
    Submitted on briefs December 3, 2020—officially released May 4, 2021
    Procedural History
    Action for the dissolution of a marriage, and for other
    relief, brought to the Superior Court in the judicial dis-
    trict of Stamford-Norwalk, where the court, Hon. Stan-
    ley Novack, judge trial referee, rendered judgment dis-
    solving the marriage and granting certain other relief
    in accordance with the parties’ separation agreement;
    thereafter, the court, M. Moore, J., granted the defen-
    dant’s motion to modify child support, and the plaintiff
    appealed to this court. Reversed in part; further pro-
    ceedings.
    Zhe Zheng, self-represented, filed a brief as the appel-
    lant (plaintiff).
    Opinion
    LAVINE, J. The self-represented plaintiff, Zhe Zheng,
    appeals from the judgment of the trial court granting
    the postjudgment motion to modify child support filed
    by the defendant, Feifei Xia.1 On appeal, the plaintiff
    claims that the court improperly ordered him to pay
    the defendant 13 percent of his annual bonus as supple-
    mental child support. In issuing its order, the trial court
    deviated from the child support guidelines on the basis
    of the ‘‘significant disparity in the parties’ income.’’ The
    reason to deviate given by the court is not a permissible
    rationale under the child support guidelines and Maturo
    v. Maturo, 
    296 Conn. 80
    , 99–103, 
    995 A.2d 1
     (2010). We
    therefore reverse in part the judgment of the trial court
    and remand the case for further proceedings.
    The following facts and procedural history, as dis-
    closed by the record, are relevant to our resolution
    of the plaintiff’s appeal. The parties were married in
    Stamford on March 28, 2010. Their only child was born
    in September, 2011. On January 26, 2012, the plaintiff
    commenced an action for dissolution of marriage on
    the basis of irretrievable breakdown. At the time the
    action was commenced, the plaintiff was employed as
    a hedge fund analyst, and the defendant was a law
    student. The parties entered into a separation agree-
    ment that included a detailed parenting plan, which
    the trial court, Hon. Stanley Novak, judge trial referee,
    incorporated into the uncontested judgment of dissolu-
    tion rendered on July 23, 2013. Pursuant to the agree-
    ment, the parties share joint legal custody of their child,
    who is in the primary physical custody of the defendant.
    Judge Novak, pursuant to the separation agreement,
    ordered the plaintiff to pay the defendant unallocated
    alimony and child support in the amount of $1600 per
    month until August 2, 2014. On May 13, 2015, the court,
    Tindill, J., ordered the plaintiff to pay the defendant
    $161 per week in child support. Since that time, the
    parties have filed numerous motions for orders of con-
    tempt and motions to modify child support. The present
    appeal concerns the motion to modify that was filed in
    early 2020.2
    On January 22, 2020, the defendant, representing her-
    self, filed a motion to modify child support (motion to
    modify), in which she represented that the plaintiff was
    a partner in a hedge fund who receives annual income
    consisting of an annual base salary, end-of-year
    bonuses, and partnership distributions. She also repre-
    sented that, on June 29, 2017, a family support magis-
    trate, Wayne R. Keeney, ordered the plaintiff to pay the
    defendant child support in the amount of $273 per week
    and lump sum, supplemental child support of $10,868,
    which was 12.97 percent of his net bonus. In her motion
    to modify, the defendant claimed that, as of January
    15, 2020, there had been a substantial change in circum-
    stances because the plaintiff’s annual base salary had
    increased from $200,000 to $250,000 and because his
    2019 bonus income was $466,418. The defendant, there-
    fore, sought an upward modification of the plaintiff’s
    child support obligation, specifically, that his basic child
    support obligation be increased to an amount consistent
    with his new gross annual income and that he pay
    supplemental lump sum child support that he owes on
    his 2019 bonus. The defendant represented that she
    is not employed3 and has no income other than child
    support. On February 5, 2020, the self-represented par-
    ties appeared before the court, M. Moore, J., on the
    motion to modify.4
    Judge Moore commenced the hearing by stating that
    she had ‘‘received the child support guidelines from
    family services, and pursuant to these guidelines . . .
    the [presumptive] child support is $416 per week.’’5 The
    plaintiff questioned the percentage of the increase in
    child support because the increase was greater than
    the percentage increase in his base salary. The court
    explained to the plaintiff how the amount of child sup-
    port is calculated. The plaintiff stated in response that,
    for the past couple of years, his base salary was used
    to calculate weekly child support because that amount
    was relatively stable. He also stated that his bonus var-
    ies ‘‘quite differently every year’’ and, for that reason,
    a lump sum, supplemental payment was made for each
    year in which he received a bonus. The plaintiff argued
    that his net income was more than $4000 per week
    and that the maximum amount under the child support
    guidelines is 12 percent of his net income. In response,
    the court stated: ‘‘So when your . . . net income
    [exceeds the highest amount on] the child support
    guidelines [schedule], I can deviate. I can determine
    based on all the factors what the child support figure is.’’
    The plaintiff, who remarried and has a child (qualified
    child) with his new wife, stated that he had one qualified
    child to consider and that he believed 10 percent of his
    net income was the proper percentage to use. The court
    stated that the child support guidelines worksheet pro-
    vided to it had considered the plaintiff’s qualified child.6
    The plaintiff represented that his net income from
    the $466,418 gross bonus that he received in 2019 was
    $234,736. In response to the court’s inquiry as to
    whether the defendant agreed with the figures, the
    defendant stated that she agreed with the gross amount
    but disagreed with the plaintiff’s self-reported net
    income for two reasons: first, that the child support
    guidelines provide that the deductions should consider
    taxes and credits and that the plaintiff had utilized the
    maximum tax deductions without considering tax cred-
    its, and, second, that the plaintiff received ‘‘a lot of
    credits back.’’ The court stated that it understood the
    defendant’s objection.7 At the time of the hearing, the
    plaintiff had not yet filed his 2019 tax returns. The
    defendant presented the court with copies of past
    orders regarding the plaintiff’s supplemental child sup-
    port obligations, which demonstrated a range of per-
    centages to be paid on various amounts of the plaintiff’s
    annual bonus income.8 On the basis of past orders, the
    defendant requested that the plaintiff pay 12 percent of
    his net bonus as lump sum, supplemental child support.
    At the conclusion of the hearing, Judge Moore stated
    in relevant part: ‘‘After conducting a hearing, the court
    finds a substantial change in circumstance and grants
    the defendant’s motion for modification of child support
    based on the plaintiff’s increase in income. The court
    finds the plaintiff’s income for 2019 to be $666,000 gross
    as shown on his financial affidavit. The court finds the
    presumptive child support to be $416 per week and
    orders the plaintiff to pay said sum weekly. The court
    makes the finding that the application of child support
    guidelines in this case is inequitable and inappropriate.
    The court orders that the plaintiff must pay to the defen-
    dant 13 percent of his net bonuses as additional child
    support annually. This order is a deviation from the
    guidelines based on coordination of total family support
    and significant disparity in the parties’ income. . . .
    [The plaintiff] shall pay . . . 13 percent of his net
    bonus to the defendant within seven days of his receipt
    of said bonus annually as additional child support. . . .
    The court finds [that] the plaintiff owes the defendant
    $30,115.68, equal to 13 percent of his bonus for 2019.’’9
    The court also ordered that, in future years, the plaintiff
    will be obligated to pay 13 percent of any bonus income
    he receives as lump sum, supplemental child support.
    The plaintiff appealed.
    On appeal, the plaintiff claims that the court improp-
    erly (1) ordered him to pay 13 percent of his net 2019
    bonus income and future bonus income as supplemen-
    tal child support, (2) abused its discretion by deviating
    from the child support guidelines, and (3) failed to con-
    sider his qualified child when calculating his supple-
    mental child support obligation.10 Notably, the plaintiff
    does not claim that the court improperly found a sub-
    stantial change of circumstances, ordered him to pay
    the defendant $416 a week in child support, or ordered
    him to pay supplemental child support. Although the
    plaintiff has raised several claims on appeal, the core
    of his challenge to the judgment is to the percentage
    of his net income that the court ordered him to pay the
    defendant as supplemental child support. In support of
    his claim, he relies on § 46b-215a-2c (c) (1) (B) (i) of
    the Regulations of Connecticut State Agencies, which
    provides in relevant part that a supplemental order may
    be entered only when the percentage is ‘‘generally con-
    sistent with the [child support guidelines] schedule
    . . . .’’11 (Emphasis added.)
    Although the plaintiff’s principal claim is that the
    court improperly ordered him to pay 13 percent of his
    bonus as supplemental child support, the issue, in sub-
    stance, is whether the court abused its discretion by
    deviating from the child support guidelines. We con-
    clude that the court’s reason for deviating from the
    child support guidelines constituted an abuse of its
    legal discretion; see Misthopoulos v. Misthopoulos, 
    297 Conn. 358
    , 
    999 A.2d 721
     (2010); Maturo v. Maturo,
    
    supra,
     
    296 Conn. 99
    –101; and, therefore, we conclude
    that the court improperly ordered the plaintiff to pay
    the defendant 13 percent of his annual bonus as lump
    sum, supplemental child support.
    The standard of review in domestic relations cases
    is well established. ‘‘[T]his court will not disturb trial
    court orders unless the trial court has abused its legal
    discretion or its findings have no reasonable basis in
    the facts. . . . As has often been explained, the founda-
    tion for this standard is that the trial court is in a clearly
    advantageous position to assess the personal factors
    significant to a domestic relations case . . . .’’ (Internal
    quotation marks omitted.) Simms v. Simms, 
    283 Conn. 494
    , 502, 
    927 A.2d 894
     (2007). ‘‘In determining whether
    a trial court has abused its broad discretion in domestic
    relations matters, we allow every reasonable presump-
    tion in favor of the correctness of its action.’’ (Internal
    quotation marks omitted.) Bender v. Bender, 
    258 Conn. 733
    , 740, 
    785 A.2d 197
     (2001). ‘‘Notwithstanding the
    great deference accorded the trial court in dissolution
    proceedings, a trial court’s ruling . . . may be reversed
    if, in the exercise of its discretion, the trial court applies
    the wrong standard of law. . . . The question of
    whether, and to what extent, the child support guide-
    lines apply, however, is a question of law over which
    this court should exercise plenary review.’’ (Citation
    omitted; internal quotation marks omitted.) Mistho-
    poulos v. Misthopoulos, 
    supra,
     
    297 Conn. 367
    .
    We begin with a review of the statutory scheme
    regarding child support and the guidelines. ‘‘The legisla-
    ture has enacted several statutes to assist courts in
    fashioning child support orders. [General Statutes §]
    46b-84 provides in relevant part: ‘(a) Upon or subse-
    quent to the . . . dissolution of any marriage . . . the
    parents of a minor child of the marriage, shall maintain
    the child according to their respective abilities, if the
    child is in need of maintenance. Any postjudgment pro-
    cedure afforded by chapter 906 shall be available to
    secure the present and future financial interests of a
    party in connection with a final order for the periodic
    payment of child support. . . .
    ‘‘ ‘(d) In determining whether a child is in need of
    maintenance and, if in need, the respective abilities of
    the parents to provide such maintenance and the
    amount thereof, the court shall consider the age, health,
    station, occupation, earning capacity, amount and
    sources of income, estate, vocational skills and employ-
    ability of each of the parents, and the age, health, sta-
    tion, occupation, educational status and expectation,
    amount and sources of income, vocational skills,
    employability, estate and needs of the child.’ ’’ Maturo
    v. Maturo, 
    supra,
     
    296 Conn. 89
    –90.
    General Statutes § 46b-215a provides for a commis-
    sion to establish child support guidelines in order to
    ensure that child support awards are appropriate. See
    id., 90. ‘‘The . . . guidelines issued pursuant to section
    46b-215a . . . and in effect on the date of the support
    determination shall be considered in all determinations
    of child support award amounts . . . . In all such
    determinations, there shall be a rebuttable presumption
    that the amount of such awards which resulted from
    the application of such guidelines is the amount to
    be ordered. A specific finding on the record that the
    application of the guidelines would be inequitable or
    inappropriate in a particular case, as determined
    under the deviation criteria established by the Commis-
    sion for Child Support Guidelines under section 46b-
    215a, shall be required in order to rebut the presump-
    tion in such case.’’ (Emphasis added.) General Statutes
    § 46b-215b (a).
    ‘‘The support guidelines are codified in §§ 46b-215a-
    1 and 46b-215a-2[c] of the Regulations of Connecticut
    State Agencies.’’ (Footnote omitted.) Hayward v. Hay-
    ward, 
    53 Conn. App. 1
    , 7, 
    752 A.2d 1087
     (1999). The
    preamble to the child support guidelines ‘‘explains that
    the guidelines are based on the income shares model,
    which considers the income of both parents and pre-
    sumes that the child should receive the same proportion
    of parental income as he or she would have received
    if the parents lived together. . . . Children’s economic
    needs do not increase automatically, however, with an
    increase in household income. Although parents may
    spend more on their children in absolute dollars as
    their income grows, thus raising the child’s station and
    standard of living, the income shares model reflects the
    principle that spending on children as a percentage of
    household income actually declines as family income
    rises. The preamble specifically notes that economic
    studies have found that spending on children declines
    as a proportion of family income as that income
    increases, and a diminishing portion of family income
    is spent on each additional child.’’ (Citations omitted;
    emphasis altered; internal quotation marks omitted.)
    Maturo v. Maturo, 
    supra,
     
    296 Conn. 93
    ; see Child Sup-
    port and Arrearage Guidelines (2015), preamble, § (d),
    pp. v–vi.
    ‘‘[T]he applicable statutes, as well as the guidelines,
    provide all child support awards must be made in accor-
    dance with the principles established therein to ensure
    that such awards promote equity, uniformity and con-
    sistency for children at all income levels.’’ (Emphasis
    in original; internal quotation marks omitted.) Maturo
    v. Maturo, 
    supra,
     
    296 Conn. 94
    –95. ‘‘[A]lthough courts
    may, in the exercise of their discretion, determine the
    correct percentage of the combined net weekly income
    assigned to child support in light of the circumstances
    in each particular case, including a consideration of
    other, additional obligations imposed on the noncusto-
    dial parent, any deviation from the schedule or the
    principles on which the guidelines are based must be
    accompanied by the court’s explanation as to why the
    guidelines are inequitable or inappropriate and why the
    deviation is necessary to meet the needs of the child.’’
    
    Id.,
     95–96.
    In the present case, the court found that ‘‘the applica-
    tion of [the] child support guidelines . . . is inequitable
    and inappropriate’’ and ordered the plaintiff ‘‘pay to the
    defendant 13 percent of his net bonuses as additional
    child support annually. This order is a deviation from
    the guidelines based on [the] coordination of total fam-
    ily support and significant disparity in the parties’
    income.’’ The court, however, made no specific finding
    as to why the child support guidelines were inequitable
    and inappropriate, save for alluding to the significant
    disparity between the parties’ incomes. That reason to
    deviate from the child support guidelines, i.e., disparity
    between the incomes of the parties, fails as a matter
    of law. Our Supreme Court has stated that ‘‘[i]ncome
    disparity may be considered . . . only when the custo-
    dial parent has the higher income and deviation from
    the presumptive support amount would enhance the
    lower income [noncustodial] parent’s ability to foster
    a relationship with the child . . . . This consideration
    is unambiguously intended to protect the noncustodial
    parent in circumstances where the income of the custo-
    dial parent far exceeds the income of the parent obli-
    gated to pay child support . . . .’’ (Citation omitted;
    emphasis in original; internal quotation marks omitted.)
    
    Id., 101
    . That is not the situation in the present case,
    in which the unemployed defendant is the custodial
    parent who has no income aside from child support. The
    court, therefore, improperly considered the disparity
    between the parties’ incomes when it ordered the plain-
    tiff to pay the defendant 13 percent of his net bonus
    income as supplemental child support. For this reason,
    we reverse the judgment only with respect to the lump
    sum, supplemental child support order.
    The judgment is reversed only as to the lump sum,
    supplemental child support order and the case is
    remanded for further proceedings consistent with this
    opinion; the judgment is affirmed in all other respects.
    In this opinion the other judges concurred.
    * The listing of judges reflects their seniority status on this court as of
    the date the appeal was submitted on briefs.
    1
    The defendant did not file a brief or otherwise participate in the present
    appeal. We have considered the claims raised by the plaintiff on the basis
    of his brief and the record. See, e.g., Rosario v. Rosario, 
    198 Conn. App. 83
    , 84 n.1, 
    232 A.3d 1105
     (2020).
    2
    The parties’ relationship is highly litigious. The trial court docket contains
    more than 270 entries, with at least 100 of them having been entered after
    the judgment of dissolution was rendered.
    3
    During the hearing, the plaintiff protested the defendant’s lack of employ-
    ment stating that she has a master’s degree and had attended law school.
    The defendant stated to the court that she is seeking employment but that her
    immigration status and lack of a green card present employability problems.
    4
    The court also addressed the defendant’s motion for contempt, which
    concerned the child’s summer camp activities and who would pay the associ-
    ated fees. The motion for contempt is not at issue in the present appeal.
    5
    The child support guidelines worksheet filed in court on February 5,
    2020, indicates that the plaintiff’s weekly gross income was $4807 and that
    his net weekly income was $3005. The plaintiff’s presumptive child support
    amount was $416 per week, which constituted 13.84 percent of his net
    income.
    6
    Pursuant to § 46b-215a-2c (d) (A) of the Regulations of Connecticut State
    Agencies, ‘‘A qualified child is one: (i) who is currently living in the same
    household with the parent; (ii) who is a dependent of the parent; (iii) who
    is not a subject of the support determination; and (iv) for whom the parent
    has not claimed a deduction under section 46b-215a-1 (1) (l) of the regula-
    tions of Connecticut State Agencies.’’
    The child support guidelines worksheet filed in court on February 5, 2020,
    indicates that the plaintiff’s qualified child was taken into consideration
    when the plaintiff’s child support obligation was calculated. The amount
    reserved for the plaintiff’s qualified child was $318 per week.
    7
    The court stated to the plaintiff that his accurate net income, when
    taxes are taken into account, are ‘‘not taxes that you decide, taxes that the
    government decides.’’ The court also noted that the plaintiff had failed to
    include his bonus income on some of his financial affidavits. The court also
    found that the plaintiff had included only a portion of his bonus income
    on his financial affidavits, that which he had been paid to date, not the
    total amount.
    8
    The defendant stated with respect to the prior child support orders:
    ‘‘[F]or 2017 bonus income, [the plaintiff] receive[d] $767,905. Even though,
    you know, [it] exceeds the maximum number in the guideline[s] even though
    [the] magistrate court still ordered him to pay . . . $47,253.72, which . . .
    is 17.67 percent of the net—his self-reported net, 6.15 percent of gross. So
    that number—I mean, for that year the bonus—the gross bonus income is
    far more than the number now.’’
    9
    Our review of the transcript of the hearing discloses that the court found
    that the plaintiff’s net income from his 2019 bonus was $234,736. The plaintiff
    does not challenge that finding. The plaintiff did not file a motion for articula-
    tion of the court’s succinct order.
    10
    We reverse, in part, the judgment of the trial court on the ground that
    the reason given by the court to deviate from the child support guidelines
    was improper. We need not reach the plaintiff’s remaining claims as we are
    not persuaded that they are likely to arise on remand. See State v. Norman
    P., 
    169 Conn. App. 616
    , 618 n.2, 
    151 A.3d 877
     (2016) (generally speaking, if
    judgment is reversed and remanded for new trial, appellate court may review
    other claims that are likely to arise on retrial), aff’d, 
    329 Conn. 440
    , 
    186 A.3d 1143
     (2018).
    11
    This court construed the meaning of ‘‘ ‘generally consistent’ ’’ in Gentile
    v. Carneiro, 
    107 Conn. App. 630
    , 644, 
    946 A.2d 871
     (2008).