Delaney v. Town of Abington , 890 F.3d 1 ( 2018 )


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  •           United States Court of Appeals
    For the First Circuit
    No. 16-2308
    TOM DELANEY,
    Plaintiff, Appellant,
    v.
    TOWN OF ABINGTON; DAVID MAJENSKI; CHRISTOPHER J. CUTTER;
    KEVIN F. SULLIVAN,
    Defendants, Appellees,
    MASSACHUSETTS ATTORNEY GENERAL,
    Interested Party, Appellee.
    APPEAL FROM THE UNITED STATES DISTRICT COURT
    FOR THE DISTRICT OF MASSACHUSETTS
    [Hon. Richard G. Stearns, U.S. District Judge]
    Before
    Lynch, Stahl, and Barron,
    Circuit Judges
    John J. Hightower, for appellant.
    Deborah I. Ecker, with whom Joseph S. Fair and KP Law, P.C.
    were on brief, for defendant-appellees.
    Todd M. Blume, Assistant Attorney General of Massachusetts,
    with whom Maura Healey, Attorney General of Massachusetts, was on
    brief, for interested party Massachusetts Attorney General.
    May 4, 2018
    BARRON, Circuit Judge.             This appeal arises out of a
    lawsuit   Tom    Delaney    brought    against     the    Town   of   Abington,
    Massachusetts    and   leaders   of     the    Abington    Police     Department
    (Department) -- Chief David Majenski, Deputy Chief Christopher
    Cutter, and Lieutenant Kevin Sullivan.           Delaney brought a variety
    of federal and state law claims in which he alleged that, while he
    was an officer in the Department, the defendants retaliated against
    him for (1) filing reports with the Massachusetts Office of
    Attorney General (AG Office) that raised concerns about a traffic
    ticketing policy that he contends that the Department had adopted
    and (2) engaging in union activity.
    The   District    Court     granted   summary     judgment    to   the
    defendants on all of Delaney's claims, and Delaney now appeals
    that ruling as well as the District Court's order granting the AG
    Office's motion to quash a subpoena.            We affirm.
    I.
    According to Delaney's complaint, in January 2013 he was
    informed about what he characterizes as the Department's "Money
    Ticket Quota System." Delaney contends that this system required
    patrol officers to issue more money citations than warnings.
    At the Department's police roll call on May 29, 2013,
    Delaney approached his supervisor to register his concern that
    this "system" was unlawful under Newton Police Association v.
    Police Chief of Newton, 
    828 N.E.2d 952
     (Mass. App. Ct. 2005).                  In
    - 2 -
    that case, the Massachusetts Appeals Court held that a police
    chief's order "directing officers assigned to traffic enforcement
    . . . to issue traffic violation citations to traffic offenders,
    and to cease issuing written warnings" ran afoul of a state
    statute, Mass. Gen. Laws ch. 90C, § 3(A)(1), which "confer[s]
    independence on officers assigned to traffic enforcement duty" as
    to whether or not to issue tickets or warnings. Newton, 828 N.E.2d
    at 953-54.     Delaney also told his supervisor at that time that he
    did not want to follow the alleged ticketing system and handed him
    a copy of Department Rule 7.0, which the parties agree concerns
    compliance with unlawful orders.
    Delaney later filed a report with the AG Office in which
    he set forth his concerns about the lawfulness of the ticketing
    system.   He first filed the report on April 7, 2014, and later
    refiled the same report on October 14, 2014, apparently because
    the AG Office lost the report after he filed it the first time.
    Delaney   alleges   that,   in   retaliation   for   these   filings,   the
    defendants subjected him to a number of adverse employment actions.
    Delaney   separately    alleges   that,    following   his   election    as
    president of the patrolmen's union in April 2014, the defendants
    retaliated against him for his union activity.
    On May 1, 2015, Delaney brought this suit in state court
    in Massachusetts. His complaint sought relief for two claims under
    § 1983 based on retaliation for the exercise of his First Amendment
    - 3 -
    rights in connection with, respectively, the concerns that he had
    raised with the AG Office regarding the ticketing system and his
    union activity.   He also brought Massachusetts law claims pursuant
    to the Commonwealth's whistleblower statute, 
    Mass. Gen. Laws ch. 149, § 185
    , and the Massachusetts Civil Rights Act, Mass. Gen.
    Laws ch. 12 §§ 11H, 11I.       Finally, he brought a Massachusetts
    common law claim for intentional infliction of emotional distress.
    The defendants removed the case to federal court in the
    District of Massachusetts.     During discovery, Delaney subpoenaed
    the AG Office for documents concerning whether that office had
    told Majenski about the report that Delaney had filed with it.
    After the AG Office complied with this subpoena, Delaney filed a
    subpoena to depose the office, which it moved to quash.              The
    District Court granted the motion to quash.
    Following discovery, the District Court granted the
    defendants' motion for summary judgment as to all claims.        Delaney
    v. Town of Abington, 
    211 F. Supp. 3d 397
    , 407-08 (D. Mass. 2016).
    Delaney now brings this appeal, in which he challenges both the
    summary judgment ruling and the order granting the motion to quash.
    II.
    We   start   with   Delaney's   challenge   to   the   District
    Court's grant of summary judgment as to the two claims that he
    brings under § 1983 for retaliation against him for exercising his
    First Amendment rights -- the first of which concerns his filings
    - 4 -
    with the AG Office and the second of which concerns his union
    activity.    Our review is de novo.       See Sánchez-Figueroa v. Banco
    Popular de P.R., 
    527 F.3d 209
    , 213 (1st Cir. 2008).         We must draw
    all inferences in favor of the nonmoving party, 
    id. at 211
    , and
    then determine whether the District Court was right that there is
    "no genuine dispute as to any material fact and the movant is
    entitled to judgment as a matter of law."        Fed. R. Civ. P. 56(a).
    A.
    To prove that a public employer violated the First
    Amendment rights of a public employee by subjecting him to an
    adverse employment action in retaliation for engaging in protected
    speech, the employee first must show that he "spoke as a citizen,"
    Curran v. Cousins, 
    509 F.3d 36
    , 45 (1st Cir. 2007) (quoting
    Garcetti v. Ceballos, 
    547 U.S. 410
    , 418 (2006)), and "that the
    speech was on a matter of public concern."           
    Id.
       If the public
    employee can make that showing, then "[t]he question becomes
    whether     the   relevant   government     entity   had   an   adequate
    justification for treating the employee differently from any other
    member of the general public."     Id.; see also Pickering v. Bd. of
    Educ. of Twp. High School Dist. 205, Will Cty., Ill., 
    391 U.S. 563
    , 568 (1968).     The Supreme Court has made clear that "[t]his
    consideration reflects the importance of the relationship between
    the speaker's expressions and employment.       A government entity has
    broader discretion to restrict speech when it acts in its role as
    - 5 -
    employer, but the restrictions it imposes must be directed at
    speech that has some potential to affect the entity's operations."
    Garcetti, 
    547 U.S. at 418
    .
    Even if the public employee can succeed in showing that
    the public employer lacked such a justification, however, the
    public employee must still show a causal connection between the
    alleged retaliatory action and the protected expression.                  To do
    so, the public employee must demonstrate "that the protected
    expression was a substantial or motivating factor in the adverse
    employment decision."       Curran, 
    509 F.3d at 45
    .           In the event that
    the public employee makes that showing, the defendant may then
    avoid liability by showing that it would have undertaken the
    adverse employment action regardless of the plaintiff's protected
    conduct.     Mt. Healthy City Sch. Dist. Bd. of Educ. v. Doyle, 
    429 U.S. 274
    , 287 (1977); Sanchez-Lopez v. Fuentes-Pujols, 
    375 F.3d 121
    , 131 (1st Cir. 2004).
    Finally, it is important to emphasize that not every
    action that an employer takes that a public employee may dislike
    constitutes the kind of adverse employment action that can ground
    a    First   Amendment   retaliation      claim.       Rather,     the   adverse
    employment action must be "one that 'affect[s] employment or
    alter[s] the conditions of the workplace.'"              Morales-Vallellanes
    v.   Potter,   
    605 F.3d 27
    ,   35    (1st   Cir.   2010)    (alterations   in
    original) (quoting Burlington N. & Santa Fe Ry. Co. v. White, 548
    - 6 -
    U.S. 53, 61–62 (2006)).          Such an action "typically involves
    discrete changes in the terms of employment, such as 'hiring,
    firing,   failing    to    promote,    reassignment    with    significantly
    different responsibilities, or a decision causing significant
    change in benefits.'"        
    Id.
     (quoting Burlington Indus., Inc. v.
    Ellerth, 
    524 U.S. 742
    , 761 (1998)).
    B.
    The   District    Court     granted   summary    judgment   to   the
    defendants as to the first of Delaney's two § 1983 First Amendment
    retaliation claims because Delaney failed to show that there is a
    genuine issue of material fact about whether his filing of the
    reports with the AG Office were "a substantial or motivating factor
    in the adverse employment decision[s]" that he alleged had been
    taken against him.        Curran, 
    509 F.3d at 45
    .          In so ruling, the
    District Court considered two separate time periods -- the one
    that ran from when Delaney first filed the AG Office report, in
    April 2014, to when he re-filed the report, in October 2014, and
    the one that followed this re-filing.            We consider each of these
    periods separately in reviewing the District Court's ruling as to
    this § 1983 claim.
    1.
    The District Court determined that Delaney identified no
    basis in the record from which a jury could reasonably find that,
    during the first time period, the defendants knew that he had filed
    - 7 -
    the report with the AG Office.     Because "one cannot have been
    motivated to retaliate by something he was unaware of," Medina-
    Rivera v. MVM, Inc., 
    713 F.3d 132
    , 139 (1st Cir. 2013), Delaney
    must show that the District Court erred in so ruling.   But he has
    not done so.
    Delaney first attempts to show that a jury reasonably
    could infer that the defendants knew as of April 9 that he had
    filed the report with the AG Office by pointing to comments that,
    according to his deposition testimony, Majenski had made to him in
    a meeting that occurred on that day.   In that testimony, Delaney
    alleges that Majenski told him at this meeting that "people have
    come against me [Majenski] and they may win the battle but I always
    win the war."
    But while Delaney contends that this statement fairly
    permits the inference that Majenski knew that Delaney had filed
    the AG Office report, we do not see how that is so.     Majenski's
    alleged statements make no reference to the AG Office report, and
    Delaney himself acknowledges in his complaint that Majenski made
    the statements directly in response to Delaney having told him at
    that same meeting (without reference to the report) that Delaney
    had stopped adhering to the ticketing system.
    Nor does Delaney point to anything in the record to
    suggest that there was any practice whereby reports like the one
    that he filed with the AG Office ordinarily, once filed, would
    - 8 -
    have been provided to the Town by that office by the time of this
    April 9 meeting.   In fact, the record shows that the defendants
    learned of Delaney's re-filing of the report only because Delaney
    himself thereafter gave it to the Town Manager.
    Thus, these statements by Majenski -- which do not by
    their terms reference the report and which were made in response
    to Delaney's comments that also did not refer to that report --
    provide no basis for a reasonable inference that any of the
    defendants knew that Delaney had filed it. Accordingly, the record
    evidence   concerning   these   statements   provides   no   basis   for
    overturning the District Court's ruling as to this claim.
    Delaney also points to the fact that the record shows
    that he was assigned by a supervisor to program a fax machine on
    April 7.   He contends that a jury could have reasonably inferred
    that the defendants knew that he had filed the report from the
    fact of this assignment, which he appears to contend in and of
    itself constitutes an adverse employment action.
    In pressing this argument, Delaney relies on Noviello v.
    City of Boston, 
    398 F.3d 76
     (1st Cir. 2005), for the proposition
    that an adverse employment action carried out in close temporal
    proximity to a public employee's protected expression may suffice
    to support an inference that there is a causal link between the
    protected expression and the act of retaliation.        See 
    id. at 86
    .
    But in Noviello -- and in other cases addressing the role that
    - 9 -
    temporal proximity may play in establishing a causal link between
    protected      conduct      and   an    act    of   retaliation      --   the   record
    independently provided a basis from which a jury could reasonably
    conclude that the employer knew of the employee's protected conduct
    at the time that the adverse employment action allegedly occurred.
    The temporal proximity was thus deemed sufficient in those cases
    to   provide    a     basis    for    inferring     causation   in    light     of   the
    employer's knowledge of the protected conduct rather than to
    provide a basis for inferring that the employer had knowledge of
    the protected conduct.               Id.; see also Collazo v. Bristol-Myers
    Squibb Mfg., Inc., 
    617 F.3d 39
    , 50 (1st Cir. 2010) (holding that
    temporal proximity was relevant to the causation analysis where
    defendant      knew    of     employee's      protected   conduct);       Davignon   v.
    Hodgson, 
    524 F.3d 91
    , 106-07 (1st Cir. 2008) (same).                       Thus, this
    line of cases does not help Delaney in arguing for the proposition
    that the employer's knowledge of the protected expression may be
    inferred from the temporal proximity of an adverse employment
    action.1    Nor do we see anything about the circumstances of this
    case that would lead us to conclude that the defendants' knowledge
    1Moreover, there is a substantial body of out-of-circuit
    precedent that rejects that very proposition.     See Equal Emp't
    Opportunity Comm'n v. EmCare, Inc., 
    857 F.3d 678
    , 683 (5th Cir.
    2017); Alexander v. Wis. Dep't of Health & Family Servs., 
    263 F.3d 673
    , 688 (7th Cir. 2001); Raney v. Vinson Guard Serv., Inc., 
    120 F.3d 1192
    , 1197 (11th Cir. 1997).
    - 10 -
    of the AG Office report could reasonably be inferred merely from
    the fact that Delaney was assigned to program the fax machine when
    he was.2
    2.
    We turn next to the time period that followed Delaney's
    re-filing of the report with the AG Office in October 2014.                  As
    the District Court noted, the defendants acknowledged that Delaney
    had delivered a copy of that report to the Town Manager on the
    same day that he re-filed it with the AG Office.                     Thus, the
    defendants did not dispute below -- nor do they dispute on appeal
    -- that they had knowledge of the report at the time of the
    retaliation that Delaney contends that they engaged in during this
    time period.
    But, even though the defendants knew during this period
    that Delaney had filed the report with the AG Office, the District
    Court still ruled that Delaney had failed to meet his burden of
    showing    a    genuine   issue   of   material   fact   as   to   whether   the
    defendants had retaliated against him for filing that report. And,
    here, too, we agree.
    2 In so concluding, we note that the record does not make
    clear when on April 7 Delaney filed the AG Office report or at
    what time on that same day he was asked to program the fax machine.
    We note as well that we do not mean to suggest that the fax machine
    assignment would qualify as an adverse employment action, as we
    have no need to address that question.
    - 11 -
    In challenging that ruling, Delaney points to an email
    that he received from a police sergeant -- who is not a defendant
    in this case -- that was copied to Majenski, Cutter, and Sullivan.
    The email concerned Delaney's use of profanity while fielding an
    incoming 911 call on October 17 after Delaney repeated the caller's
    profanity over the air to the responding officers.
    Delaney contends that the email constituted an adverse
    employment action because it amounted to a reprimand. And, because
    his supervisors knew at the time that he had filed the report with
    the AG Office, Delaney argues that the jury could reasonably infer
    that the email was sent in retaliation for his having filed that
    report.
    But, even if such a causal inference would be reasonable,
    we   have   previously   explained   that    isolated   "comments   by   [a]
    supervisor that were critical of plaintiff's job performance" are
    "without more . . . too trivial to deter a person of ordinary
    firmness from exercising First Amendment rights."              Barton v.
    Clancy, 
    632 F.3d 9
    , 30 (1st Cir. 2011) (citing McKee v. Hart, 
    436 F.3d 165
    , 170-71 (3d Cir. 2006)).           And, given the nature of the
    email, we conclude that it is too mild to constitute the kind of
    - 12 -
    adverse employment action that could ground a First Amendment
    retaliation claim.3
    Delaney also points to the fact that, in May 2015 -- and
    thus, again, after the defendants knew he had filed the report --
    Majenski assigned Delaney to the role of Police Prosecutor, a role
    that, under Massachusetts law, meant that Delaney could prosecute
    certain criminal cases.    See Mass. R. Crim. P. 2(b)(13).   Delaney
    contends that this assignment constitutes an adverse employment
    action because the record shows that he did not want this position
    and that this assignment forced him to forego the chance to obtain
    certain types of overtime pay and to work weekends.          He thus
    contends that the causal link that he must show to demonstrate
    retaliation for his protected expression may be inferred from the
    fact of this assignment.
    But, even assuming that this assignment constitutes an
    adverse employment action, it occurred some seven months after the
    defendants knew that Delaney re-filed his report.       Given that
    substantial passage of time, as well as the absence of any other
    supporting evidence of causation, we cannot conclude that Delaney
    has provided a sufficient basis from which a jury could reasonably
    3 The email instructed Delaney that while "[i]t is important
    to reiterate the demeanor of the calling party especially if there
    is an Officer Safety issue[,] [f]or future practice I would advise
    you to state over the air something along the lines such as, '[t]he
    calling party is using profanities towards police.'"
    - 13 -
    conclude that there was a causal connection between his filing the
    report with the AG Office and the defendants' decision to make
    this assignment.      See Calero-Cerezo v. U.S. Dep't of Justice, 
    355 F.3d 6
    , 25 (1st Cir. 2004) ("Three and four month periods have
    been held insufficient to establish a causal connection based on
    temporal proximity.").
    Finally, Delaney points to his suspension in December
    2015.   But, the same concern about the absence of a reasonable
    basis for concluding that there was a causal link between his
    filing of the report and his assignment to the role of police
    prosecutor leads us to reject his argument that his suspension was
    causally related to his filing of the report.                      For, while a
    suspension may constitute an adverse employment action, Delaney's
    suspension occurred some seven months after his assignment to the
    role of police prosecutor -- and fourteen months after defendants
    knew that he had re-filed the report.           As Delaney alleges nothing
    other   than   the    fact   that   the    suspension   occurred      after   the
    defendants     knew   of   his   filing   of   the   report   to    support   the
    inference of a causal link, the fact of his suspension provides no
    basis for overturning the grant of summary judgment dismissing
    Delaney's claim.
    3.
    For these reasons, we agree with the District Court that
    there is no "genuine dispute as to any material fact," Fed. R.
    - 14 -
    Civ. P. 56(a), as to whether Delaney suffered retaliation in
    violation of the First Amendment because of the filings he made
    with the AG Office.        We therefore affirm the District Court's
    determination that the defendants are entitled to a grant of
    summary judgment as to this § 1983 claim.4
    C.
    We turn next to Delaney's challenge to the District
    Court's grant of summary judgment as to his other § 1983 claim.
    In   this   claim,   he   alleges   that   the   defendants   impermissibly
    retaliated against him for his protected union activity.                 He
    appears to premise this claim on an email that Cutter, who was the
    Department's deputy chief, sent Delaney after Cutter met with
    4The District Court did not address Delaney's additional
    allegation that the defendants created a hostile work environment
    and thereby "isolated [him] from his peers." But, Delaney presses
    this contention merely by listing a series of incidents (often
    without citation to directly supporting parts of the record), of
    which some occurred prior to his filing of the report in April,
    and others occurred well after the defendants knew that he had
    refiled the report. Because Delaney makes no developed argument
    concerning causation, this basis for challenging the grant of
    summary judgment as to this § 1983 retaliation claim fails. The
    District Court also did not address Delaney's separate contention
    that it erred in granting summary judgment to the defendants as to
    this § 1983 retaliation claim because the record provides a basis
    from which a jury could reasonably find that the defendants ignored
    their own harassment policies and conducted a "sham" investigation
    into his allegations regarding the ticketing policy.       But, on
    appeal, Delaney contends that the defendants acted in this way in
    order to "cover up" what he contends was the town's "illegal"
    ticketing policy without asserting that the defendants did so in
    order to retaliate against him for having filed the AG Office
    report. Thus, this challenge fails on causation grounds as well.
    - 15 -
    Delaney in Delaney's role as president of the patrolmen's union
    and that Delaney contends left him "embarrassed, dejected, and
    humiliated."   The email stated, in relevant part:
    As you know, during a meeting with the Chief
    involving union issues, I felt that your
    actions towards me were verging on insolent
    and disrespectful.   I cautioned you on this
    behavior, telling you to be "careful" in your
    conversation and actions; that you were being
    insubordinate, and you responded that ......
    [sic] I need to be "careful" . . . . You are
    more than welcome to state your opinions and
    facts but you should always do it in a
    respectful manner. You have the rights to not
    agree with what is being said, but according
    to the rules of this department you don't have
    the rights to be disrespectful when doing it.
    We agree with the District Court that this email was
    "exceedingly mild."    Because "not every critical comment -- or
    series of comments -- made by an employer to an employee provides
    a basis for a colorable allegation that the employee has been
    deprived of his or her constitutional rights," McKee, 
    436 F.3d at 170-71
    ; see also Barton, 
    632 F.3d at 30
    , we affirm the grant of
    summary judgment to the defendants as to this claim.5
    5 Insofar as Delaney means to argue that the defendants
    created a hostile work environment that isolated him from his peers
    not only in retaliation for his filing the report with the AG
    Office but also for his union activity, that basis for challenging
    the grant of summary judgment as to his § 1983 claim based on his
    union activity fails largely for the reasons that his hostile work
    environment allegation failed to provide a basis for reversing the
    grant of summary judgment as to his § 1983 claim based on his
    filings of the AG report. See supra at n.4. We note, moreover,
    that Delaney does not explain in his briefing to us which of the
    - 16 -
    III.
    Where, as here, all federal claims in a case premised on
    federal   question   jurisdiction    have   been   resolved   against   the
    plaintiff, "the Supreme Court has instructed that . . . 'the
    balance of factors to be considered under the pendent jurisdiction
    doctrine -- judicial economy, convenience, fairness, and comity
    -- will point toward declining to exercise jurisdiction over the
    remaining state-law claims.'"       Wilber v. Curtis, 
    872 F.3d 15
    , 23
    (1st Cir. 2017) (quoting Carnegie–Mellon Univ. v. Cohill, 
    484 U.S. 343
    , 350 n.7 (1988)).    Nevertheless, because we conclude that none
    of Delaney's challenges to the District Court's grant of summary
    judgment as to his three pendent Massachusetts law claims presents
    a substantial legal question, we retain jurisdiction over these
    claims and affirm the District Court's grant of summary judgment
    to the defendants as to each of these claims.         See 
    id.
    Our review is de novo. Sanchez-Figueroa, 
    527 F.3d at 213
    .   In undertaking it, we construe all inferences in the favor
    of the nonmoving party.    
    Id. at 211
    .
    many actions that he lists in support of alleging that the
    defendants created a hostile work environment were taken because
    of his union activity. And while one of those listed actions does
    appear to be clearly related to Delaney's union activity, Delaney
    does not argue in any developed way that this one incident alone
    suffices to create a genuine issue of triable fact as to whether
    the defendants created a hostile work environment.     Thus, this
    challenge to the summary judgment ruling as to this § 1983 claim
    fails, too.
    - 17 -
    The   first   of   these   three   claims   alleges   that   the
    defendants violated the Massachusetts whistleblower statute, which
    provides that "[a]n employer shall not take any retaliatory action
    against an employee because the employee . . . [d]iscloses, or
    threatens to disclose to a supervisor or to a public body an
    activity, policy or practice of the employer . . . that the
    employee reasonably believes is in violation of a law."            
    Mass. Gen. Laws ch. 149, § 185
    (b)(1). The District Court granted summary
    judgment to the defendants as to this claim because Delaney failed
    to comply with § 185's requirement that he had previously "brought
    the activity, policy or practice in violation of a law . . . to
    the attention of a supervisor of the employee by written notice
    and ha[d] afforded the employer a reasonable opportunity to correct
    the activity, policy or practice."       Id. at § 185(c)(1) (emphasis
    added).
    Delaney contends that he provided the required written
    notice by giving his supervisor a copy of Department Rule 7.0 when
    he first complained to him about the ticketing policy and by
    telling him verbally at that time that he was opposed to the
    alleged policy.   But, even reading the record in the light most
    favorable to Delaney, we agree with the District Court that "[n]o
    stretch of the imagination can transform an oral remonstration and
    - 18 -
    a copy of a generic department rule into a 'written notice' of an
    objectionable 'policy or practice in violation of a law.'"6
    To be sure, as Delaney points out and as the District
    Court recognized, there is an exception to the written notice
    requirement.     If the employee's disclosure is "for the purpose of
    providing evidence of what the employee reasonably believes to be
    a crime," then the employee need not first provide his or her
    employer written notice.        Id. at § 185(c)(2).
    But while Delaney contends that the District Court erred
    in ruling that the exception does not apply here, we do not agree.
    Insofar as Delaney contends that this exception applies because he
    could have reasonably believed that the ticketing policy was
    unlawful or illegitimate, he is mistaken.          The exception applies
    only if the report concerns criminal -- rather than merely unlawful
    or illegitimate -- conduct.       
    Mass. Gen. Laws ch. 149, § 185
    (c)(2).
    Moreover,   we   agree   with   the   District   Court   that   it   was   not
    reasonable for Delaney to believe that, in establishing the new
    ticketing policy, the defendants violated the Massachusetts anti-
    bribery statute, Mass. Gen. Laws ch. 268A, § 2(b), which is the
    6  Delaney does separately contend that his supervisor
    "admitted that, if he received information form [sic] Delaney that
    the orders were illegal, he would have passed the information to
    Majenski or [Cutter] to follow-up." But, as the District Court's
    conclusion recognized, that fact does not bear on whether the
    notice that Delaney himself provided was in writing.
    - 19 -
    only criminal statute that he identified to the District Court as
    one that the ticketing policy violates.7
    In contending that the District Court erred in this
    regard, Delaney points to our decision in United States v. Devin,
    
    918 F.2d 280
     (1st Cir. 1990).       But there, we affirmed a conviction
    for racketeering based on a violation under chapter 268A, § 2(b),
    in which a private actor made weekly cash payments and gave
    expensive   liquor   to   police    officers   to   make   traffic   tickets
    "vanish" and other favors. Id. at 284. Here, by contrast, Delaney
    makes no allegation of cash payments by third parties or quid pro
    quo exchanges of any kind.         Thus, Devin in no way shows that it
    would be reasonable to believe that the alleged ticketing quota
    system ran afoul of the bribery statute.
    Delaney also cites to Wagner v. City of Holyoke, 
    241 F. Supp. 2d 78
     (D. Mass. 2003), aff'd sub nom. Wagner v. City Of
    Holyoke, Mass., 
    404 F.3d 504
     (1st Cir. 2005).          But Wagner too, is
    of no help to Delaney's contention that he reasonably believed the
    bribery statute had been violated, as that case did not address
    7 Delaney's contention that he could reasonably have believed
    that the defendants had violated Massachusetts General Laws
    chapter 268, § 13B, which prohibits the "[i]ntimidation of
    witnesses, jurors and persons furnishing information in connection
    with criminal proceedings," fares no better. For, even if we were
    to assume this doubtful contention had merit, it is waived because
    he did not raise it below. Me. Green Party v. Me., Sec'y of State,
    
    173 F.3d 1
    , 4 (1st Cir. 1999).
    - 20 -
    what may constitute a violation of that statute.                See 
    id.
     at 97-
    99.
    Finally, Delaney relies on Larch v. Mansfield Municipal
    Electrical Department, 
    272 F.3d 63
     (1st Cir. 2001).                      But, Larch
    addressed neither the criminal statute that Delaney believed was
    violated, M.G.L. 268A, § 2, nor the exception to the written
    reporting requirements that Delaney invokes.                See Larch, 
    272 F.3d at 67-69
    .     Thus, we affirm the grant of summary judgment as to
    this first pendent claim.
    Delaney's    second    pendent        claim    alleges       that     the
    defendants    violated    his    rights    under    the    Massachusetts         Civil
    Rights Act.       Mass. Gen. Laws Ann. ch. 12 §§ 11H, 11I.                  But, in
    light of the grounds of our affirmance of the District Court's
    rejection    of   Delaney's     § 1983    claims,    this    claim    necessarily
    fails.     See Kelley v. LaForce, 
    288 F.3d 1
    , 10 (1st Cir. 2002).
    That leaves only one other pendent claim -- Delaney's
    claim for intentional infliction of emotional distress.                     Because
    we agree with the District Court that the misconduct that he
    alleges does not rise to a level that a reasonable jury could
    consider    "atrocious"    and   "utterly     intolerable      in    a    civilized
    community," Polay v. McMahon, 
    10 N.E.3d 1122
    , 1128 (Mass. 2014),
    we affirm the grant of summary judgment as to this claim, too.
    - 21 -
    IV.
    Finally, we consider Delaney's challenge to the District
    Court's grant of the AG Office's motion to quash a deposition
    subpoena.    Motions to quash are governed by Federal Rule of Civil
    Procedure 45, which provides that a district court must "quash or
    modify a subpoena that: . . . requires disclosure of privileged or
    other protected matter."        Fed. R. Civ. P. 45(d)(3)(A)(iii).
    The   burden   to   demonstrate   that   a   privilege   applies
    "rests with the party resisting discovery."          FDIC v. Ogden Corp.,
    
    202 F.3d 454
    , 460 (1st Cir. 2000).          Our review is only for abuse
    of discretion, Bogosian v. Woloohojian Realty Corp., 
    323 F.3d 55
    ,
    66 (1st Cir. 2003),8 and "we may reverse a district court 'only
    upon a clear showing of manifest injustice, that is, where the
    lower court's discovery order was plainly wrong and resulted in
    substantial prejudice to the aggrieved party.'"            Saldana-Sanchez
    v. Lopez-Gerena, 
    256 F.3d 1
    , 8 (1st Cir. 2001) (quoting Ameristar
    Jet Charter, Inc. v. Signal Composites, Inc., 
    244 F.3d 189
    , 192
    (1st Cir. 2001)).
    8 Delaney's motion to compel dealt only with his request to
    depose the AG Office.    On appeal, however, Delaney purports to
    challenge both the motion to quash his request for a deposition
    and also the AG Office's assertion of privilege as to some
    documents it gave in response to Delaney's request for documents.
    But, as he did not challenge the assertion of privilege with regard
    to the request for documents below, that argument is waived. Maine
    Green Party, 
    173 F.3d at 4
    .
    - 22 -
    Even if we were to assume prejudice, however, we see no
    basis for finding an abuse of discretion.            Below, the AG Office
    argued that a deposition would be duplicative, given the discovery
    materials already produced.        The District Court then granted the
    AG Office's motion to quash while stating:
    The Attorney General's (AG) Office represents
    that it previously provided plaintiff with
    'all non-privileged documents [120 pages of
    records] in its possession' as requested in
    Schedule A of the Rule 30(b)(6) deposition
    subpoena, along with a privilege log of the
    withheld documents. The court has no reason
    to doubt the AG's claims of privilege, and, as
    a nonparty, governmental entity, the Office
    has gone above and beyond its obligations.
    In now challenging that order, Delaney's only argument
    addressing duplication appears to rest on the assertion that a
    deposition would entitle him to inquire into matters not disclosed
    in the documents that he received during discovery.               But, the
    materials   not   disclosed   in   the   documents    he   received   during
    discovery were, as the AG Office stated in its privilege log,
    privileged. And Delaney never challenged the AG Office's assertion
    of privilege regarding those documents.        Moreover, to the extent
    Delaney premises his argument on the notion that he would have
    asked for other information than was contained in those privileged
    documents during a deposition, that argument fails to persuade
    because he does not identify any such information that he would
    have sought.
    - 23 -
    Thus, Delaney has identified no way in which the District
    Court abused its discretion in denying the motion to quash.
    Accordingly, his challenge to this ruling fails.
    V.
    For the foregoing reasons, the District Court's decision
    is affirmed.
    - 24 -
    

Document Info

Docket Number: 16-2308P

Citation Numbers: 890 F.3d 1

Filed Date: 5/4/2018

Precedential Status: Precedential

Modified Date: 1/12/2023

Authorities (27)

United States v. Francis E. Devin , 918 F.2d 280 ( 1990 )

Larch v. Mansfield Municipal Electric Department , 272 F.3d 63 ( 2001 )

Sánchez-Figueroa v. Banco Popular De Puerto Rico , 527 F.3d 209 ( 2008 )

Davignon v. Hodgson , 524 F.3d 91 ( 2008 )

Maine Green Party v. ME, Secy of State , 173 F.3d 1 ( 1999 )

Calero-Cerezo v. United States Department of Justice , 355 F.3d 6 ( 2004 )

Noviello v. City of Boston , 398 F.3d 76 ( 2005 )

Barton v. Clancy , 632 F.3d 9 ( 2011 )

Morales-Vallellanes v. Potter , 605 F.3d 27 ( 2010 )

Saldana-Sanchez v. Lopez-Gerena , 256 F.3d 1 ( 2001 )

Curran v. Cousins , 509 F.3d 36 ( 2007 )

Collazo v. Bristol-Myers Squibb Manufacturing, Inc. , 617 F.3d 39 ( 2010 )

elizabeth-v-bogosian-plaintiff-appellantcross-appellee-v-woloohojian , 323 F.3d 55 ( 2003 )

michael-k-kelley-and-lenore-t-kelley-v-joseph-w-laforce-robert , 288 F.3d 1 ( 2002 )

Ameristar Jet Charter, Inc. v. Signal Composites, Inc. , 244 F.3d 189 ( 2001 )

Wagner v. City of Holyoke , 404 F.3d 504 ( 2005 )

Federal Deposit Insurance Corporation, as Successor in ... , 202 F.3d 454 ( 2000 )

Dwight L. McKee Allen L. Jones v. Henry Hart Wesley Rish ... , 436 F.3d 165 ( 2006 )

Deborah RANEY, Plaintiff-Appellant, v. VINSON GUARD SERVICE,... , 120 F.3d 1192 ( 1997 )

Sanchez-Lopez v. Fuentes-Pujols , 375 F.3d 121 ( 2004 )

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