Acosta v. Local Union 26, Unite Here , 895 F.3d 141 ( 2018 )


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  •            United States Court of Appeals
    For the First Circuit
    No. 17-1666
    R. ALEXANDER ACOSTA, Secretary of Labor,
    United States Department of Labor,
    Plaintiff, Appellant,
    v.
    LOCAL UNION 26, UNITE HERE,
    Defendant, Appellee.
    APPEAL FROM THE UNITED STATES DISTRICT COURT
    FOR THE DISTRICT OF MASSACHUSETTS
    [Hon. George A. O’Toole, Jr., U.S. District Judge]
    Before
    Thompson, Circuit Judge,
    Souter, Associate Justice,
    and Selya, Circuit Judge.
    Casen B. Ross, Attorney, Appellate Staff, Civil Division,
    with whom Chad A. Readler, Acting Assistant Attorney General,
    Andrew E. Lelling, United States Attorney, William D. Weinreb,
    Acting United States Attorney, Mark B. Stern, Attorney,
    Appellate Staff, Civil Division, Nicholas C. Geale, Acting
    Solicitor of Labor, Beverly Dankowitz, Associate Solicitor,
    Civil Rights and Labor-Management Division, Clinton Wolcott,
    Counsel for Labor-Management Programs, and Anna Laura Bennett,
    Attorney, Department of Labor, were on brief, for appellant.
    
    Hon. David H. Souter, Associate Justice (Ret.) of the
    Supreme Court of the United States, sitting by designation.
    Richard G. McCracken, with whom Paul L. More and McCracken,
    Stemerman & Holsberry LLP, were on brief, for appellee.
    July 11, 2018
    SOUTER,        Associate            Justice.            In    this    suit       brought
    against defendant Local Union 26, UNITE HERE, the Secretary of
    Labor    claims       that       the    union       violated          §    104     of    the    Labor-
    Management Reporting and Disclosure Act of 1959 (the "LMRDA")
    when it refused to allow one of its members to take notes while
    inspecting its collective bargaining agreements ("CBAs") with
    other employers.             The district court held that the member's
    statutory right to "inspect" the agreements did not encompass a
    right to take notes while doing so.                        We affirm.
    The     material         facts       may     be    stated          briefly.           Dimie
    Poweigha is a member of Local 26.                         The union has negotiated more
    than 40 CBAs, including one with Poweigha's employer.                                         Poweigha
    was dissatisfied with the administration of Local 26, and asked
    the   union      to      permit        her    to    review        37       CBAs    Local       26    had
    negotiated with employers other than her own.                                    Eventually, once
    the Secretary of Labor got involved, the union offered Poweigha
    opportunities for this purpose, but said that it would not allow
    her to take notes on the CBAs during her inspections.                                         When the
    Secretary learned of the union's position, he filed this suit,
    contending that the limitation on note-taking violated § 104 of
    the     LMRDA,      
    29 U.S.C. § 414
    ,        in    particular,             the    union’s
    obligation       under       §    104        to    make        such       CBAs    "available         for
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    inspection by any member or by any employee whose rights are
    affected by such agreement[s]."1
    The parties filed dueling motions for judgment on the
    pleadings, and the district court granted judgment for Local 26
    on the issue before us.     We review a district court's judgment
    on the pleadings de novo.    See Rezende v. Ocwen Loan Servicing,
    LLC, 
    869 F.3d 40
    , 42 (1st. Cir. 2017).
    Section 104 reads, in relevant part, as follows:
    It shall be the duty of the secretary or corresponding
    principal officer of each labor organization, in the case
    of a local labor organization, to forward a copy of each
    collective   bargaining   agreement  made  by   such   labor
    organization with any employer to any employee who requests
    such a copy and whose rights as such employee are directly
    affected by such agreement, and in the case of a labor
    organization other than a local labor organization, to
    forward a copy of any such agreement to each constituent
    unit which has members directly affected by such agreement;
    and such officer shall maintain at the principal office of
    the labor organization of which he is an officer copies of
    any such agreement made or received by such labor
    organization,   which   copies   shall  be   available   for
    inspection by any member or by any employee whose rights
    are affected by such agreement.
    
    29 U.S.C. § 414
     (emphasis added).2
    1 Though the Secretary has previously taken this position in
    litigation,   the  Labor   Department  has   not   promulgated  a
    regulation addressing the scope of § 104’s inspection right.
    2 Before the district court, Local 26 contended that a union
    member possesses no right even to inspect a CBA under § 104
    unless that member's rights are "affected by such agreement."
    
    29 U.S.C. § 414
    .     The district court rejected that argument,
    holding that the statutory phrase "whose rights are affected by
    such agreement" modifies "any employee," not "any member." The
    rule of the last antecedent, "according to which a limiting
    clause or phrase . . . should ordinarily be read as modifying
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    In   accord         with   standard         definition         and     common
    understanding,            an   "inspection"       is    the    "[a]ct     or     process     of
    inspecting," Webster's New International Dictionary 1286 (2d ed.
    1957), and to "inspect" does not mean to take notes, but rather
    "[t]o look upon; to view closely and critically, esp. so as to
    ascertain          quality      or     state,     to    detect         errors,      etc.;    to
    scrutinize," 
    id.
                   Taking the plain meaning of the word as its
    statutory meaning is buttressed by two features of the LMRDA
    that       convince    us      that    Congress       did   not    intend     the      relevant
    clause       to    give     union      members    a    right      to   take    notes      while
    inspecting other employers' CBAs.3
    First, the LMRDA uses the term "inspect" elsewhere,
    and the drafting and legislative history of that neighboring
    provision makes clear that Congress did not intend the term to
    include a right to take notes.                        Section 401(c) of the LMRDA,
    enacted at the same time as § 104, provides that:
    Every bona fide candidate shall have the right, once within
    30 days prior to an election of a labor organization in
    only the noun or phrase that it immediately follows," supports
    the district court's construction. Barnhart v. Thomas, 
    540 U.S. 20
    , 26 (2003).    But because the union does not reprise this
    particular argument on appeal, we need not resolve the issue
    conclusively. Instead, we may assume that Poweigha had a right
    to inspect the CBAs in issue.
    3
    The Secretary requests "some measure of deference" if we
    find the scope of the inspection right to be unclear.    Because
    we do not, we have no occasion to grant him any.
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    which he is a candidate, to inspect a list containing the
    names and last known addresses of all members of the labor
    organization who are subject to a collective bargaining
    agreement requiring membership therein as a condition of
    employment, which list shall be maintained and kept at the
    principal office of such labor organization by a designated
    official thereof.
    
    29 U.S.C. § 481
    (c) (emphasis added).
    Critically, earlier drafts of this provision provided
    candidates       not    merely     with     a    right    to    "inspect"       membership
    lists, but with a right to "inspect and copy" such lists.                                   See
    H.R. 8400, 86th Cong. § 401(b) (1959).                      But Congress dropped the
    words "and copy" from the final version of the LMRDA.
    "Few      principles      of       statutory      construction         are   more
    compelling       than        the    proposition       that       Congress       does        not
    intend sub silentio to             enact     statutory       language        that    it     has
    earlier    discarded         in    favor    of    other     language."          I.N.S.       v.
    Cardoza-Fonseca, 
    480 U.S. 421
    , 442–43 (1987) (internal quotation
    marks     omitted).          And    the     legislative        history       confirms       the
    application of this common-sense principle here.                             See H.R. Rep.
    No. 86-1147, at 34 (1959) (stating that the words "and copy"
    were eliminated to "deny candidates the right to copy membership
    lists");    see     also     Garcia    v.    United      States,       
    469 U.S. 70
    ,    76
    (1984)    ("In    surveying        legislative       history      we    have    repeatedly
    stated     that        the     authoritative         source        for       finding        the
    Legislature's intent lies in the Committee Reports on the bill,
    which represent the considered and collective understanding of
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    those       Congressmen    involved       in   drafting       and    studying    proposed
    legislation."          (internal         quotation          marks      and      alteration
    omitted)).4           In   other    words,      under       § 401(c)    of    the   LMRDA,
    Congress         plainly   did     not   intend       the    right     to    "inspect"    to
    include the right to copy.                 Not surprisingly, the Secretary has
    issued       a    regulation     reaching      this    same    conclusion.          See   
    29 C.F.R. § 452.71
     (the right to inspect a membership list under
    § 401(c) "does not include the right to copy the [membership]
    list").          And no distinction can be drawn from the difference
    between "copying" then and "note-taking" now, because in 1959,
    the year of enactment, a right to "copy" would, as a practical
    matter, have been exercised by handwritten note-taking.                             "Office
    copying as we know it didn’t arrive until 1960."                              David Owen,
    Copies in Seconds 10 (2004).
    If the right to "inspect" in § 401(c) of the LMRDA
    does not provide a right to take notes, it would be at odds with
    another well-established canon of statutory interpretation to
    read "inspect" in § 104 of the same Act to confer that same
    right.           That canon teaches that "identical words and phrases
    within       the    same   statute       should    normally      be     given    the   same
    meaning."          Powerex Corp. v. Reliant Energy Servs., Inc., 551
    4
    The Secretary concedes the point.  See Reply Brief for
    Appellant 2 ("The legislative history of section 401(c)
    indicates that it does not include a right to copy membership
    lists . . . .").
    - 7 -
    U.S. 224, 232 (2007).            After all, it would assume a certain
    whimsy on the part of Congress to conclude that it used the term
    "inspect"     in   two   different   senses   within      the    same   statute.5
    Though the rule, like most, admits of exceptions, there is no
    apparent reason to question its applicability here.6
    The second feature of the statute that persuades us of
    our reading is that when Congress wished to provide individuals
    with a right to a "copy" of a CBA, it said so expressly.                      In
    particular, § 104 entitles "any employee . . . whose rights as
    such employee are directly affected by [a CBA]" to a copy of
    that CBA.      
    29 U.S.C. § 414
    .      If Congress had intended to entitle
    union members to copies of every CBA a union negotiates, it
    needed only to say so.          Cf. Knight v. C.I.R., 
    552 U.S. 181
    , 188
    (2008) ("If Congress had intended the Court of Appeals' reading,
    it   easily    could     have   replaced   'would'   in    the    statute   with
    'could,' and presumably would have.            The fact that it did not
    adopt this readily available and apparent alternative strongly
    5The Secretary observes that §§ 104 and 401(c) were enacted
    in separate Titles of the LMRDA. But the canon is not limited
    to terms enacted in the same statutory title.        See Antonin
    Scalia & Bryan A. Garner, Reading Law 172 ("The presumption of
    consistent usage applies also when different sections of an act
    or code are at issue.").    The Secretary cites no authority to
    the contrary.
    6The Secretary tries to avoid application of this canon by
    suggesting that membership lists are more sensitive than CBAs
    and therefore entitled to greater protection.          But these
    concerns are not apparent on the face of the statute, and the
    Secretary cites no legislative history in support of the point.
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    supports    rejecting        the   Court      of        Appeals'       reading.").          But
    Congress did not say so.                To be sure, what Poweigha claims is
    not a right to obtain a copy but, in effect, a right to make one
    herself.        We doubt, however, that the distinction matters.                             It
    would be passing strange, if not downright mean, for Congress to
    have    intended       to   withhold    a    right       to    receive     a    copy,    while
    simultaneously          conferring       a    right           on     members     to     create
    handwritten copies themselves.
    The    Secretary's        remaining         counterarguments          need     not
    detain     us    long.         First,       the     Secretary          asserts    that      the
    inspection right would "be nullified without the ability to take
    notes."     See Reply Brief for Appellant 5.                         But as the Secretary
    himself acknowledges, "the purpose behind section 104" is to
    "give[] union members . . . 'ideas'" that they may "put forward
    to   the   union’s      negotiators."             Id.    at     6.      One    need   not    be
    permitted to take notes in real time to come away with ideas
    from the review of a CBA; a working memory will do.                              Second, the
    Secretary suggests that his interpretation is the better one
    because    it     is    more    supportive         of     the      LMRDA’s      purposes     of
    protecting       union       members        and     promoting          democratic        self-
    government       within      unions.          But        Congress        was     undoubtedly
    balancing competing interests in enacting the LMRDA, and, in any
    case,      "no         legislation          pursues its              purposes      at       all
    costs."    Rodriguez v. United States, 
    480 U.S. 522
    , 525–26 (1987)
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    (per curiam); cf. Calhoon v. Harvey, 
    379 U.S. 134
    , 140 (1964)
    (noting,      in    construing    the    LMRDA,     "the       general      congressional
    policy to allow unions great latitude in resolving their own
    internal      controversies").            Third,    the        Secretary          points    to
    another provision of the LMRDA, permitting members "for just
    cause to examine any books, records, and accounts necessary to
    verify"       the    union's     annual     financial          reports,       
    29 U.S.C. § 431
    (c), which some courts have interpreted to permit note-
    taking, see, e.g., Conley v. United Steelworkers of Am., Local
    Union No. 1014, 
    549 F.2d 1122
    , 1123-24 (7th Cir. 1977).                                Whether
    that interpretation is correct or not, the meaning of the word
    "examine" in a separate provision of the LMRDA has little, if
    any, bearing on the meaning of the word "inspection" in § 104 of
    the Act.       That is particularly apparent in light of the "just
    cause"     requirement         that     "protect[s]        .     .     .    unions         from
    harassment" when it comes to the exercise of the examination
    right,    a   protection       that   unions   do    not       enjoy       when    a    member
    wishes to inspect a union's CBAs with other employers.                                 Conley,
    
    549 F.2d at 1124
    .
    For these reasons, we hold that, in conferring a right
    on union members to "inspect[]" CBAs under § 104 of the LMRDA,
    Congress did not also invest the members with a right to take
    notes.     Unions are free to permit note-taking, of course, or to
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    provide copies of such CBAs.   But Congress has not commanded
    them to do so.
    Affirmed.
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