Kelleher v. Imaging Systems, Inc ( 1996 )


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    September 6, 1996 [NOT FOR PUBLICATION]
    UNITED STATES COURT OF APPEALS
    FOR THE FIRST CIRCUIT

    ___________________


    No. 96-1186

    ROBERT F. KELLEHER,

    Plaintiff, Appellant,

    v.

    LORAL INFRARED AND IMAGING SYSTEMS, INC.,

    Defendant, Appellee.


    ____________________

    APPEAL FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF MASSACHUSETTS

    [Hon. Mark L. Wolf, U.S. District Judge] ___________________

    ____________________

    Before

    Selya, Cyr and Boudin,
    Circuit Judges. ______________

    ____________________

    Robert F. Kelleher on brief pro se. __________________
    Alan B. Pearl, Pearl & MacKenzie, P.C., Leonard Paris and _______________ __________________________ ______________
    Laurence I. Cohen on brief for appellee. _________________


    ____________________


    ____________________


















    Per Curiam. Plaintiff-appellant alleged age ___________

    discrimination in the termination of his eighteen-year

    employment as a quality assurance engineer during a company-

    wide reduction in force which occurred shortly after his

    former employer was acquired by another corporation. The new

    employer, LIRIS, responded that the elimination and

    consolidation of employee positions was a necessary cost-

    cutting move, and that it had treated age neutrally in the

    process. After lengthy discovery, the district court granted

    summary judgment to LIRIS because plaintiff's proof failed to

    create a genuine issue of fact as to LIRIS's motivation.

    Reviewing the judgment de novo, and after a close __ ____

    examination of the record and briefs, we find no substantial

    reason to disagree with the district court's conclusion.

    Accordingly, we summarily affirm the judgment, adding only

    the following comments in response to two of appellant's

    arguments on appeal.

    (1) We have reviewed with care the excerpts from

    appellant's deposition testimony which he claims were

    overlooked by the district court. The testimony does not ___

    identify the anonymous declarant(s) who reported that LIRIS

    was prejudiced against older workers and "taking a hard look

    at anyone over 40 years of age and earning over 40K."

    Appellant named employees who "discussed," "referenced," or

    "mentioned" the anonymous statements, not those who initially



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    uttered them. Appellant's reliance on Conway v. Electro ______ _______

    Switch Corp., 825 F.2d 593 (1st Cir. 1987), and Woodman v. _____________ _______

    Haemonetics Corp., 51 F.3d 1087 (1st Cir. 1995) is thus __________________

    misplaced. In Conway, we held that the district court did ______

    not abuse its discretion in a gender discrimination case by

    admitting into evidence testimony reflecting two prior

    instances of gender bias in the treatment of women employees.

    The witnesses testified that in each instance a named company

    manager explained a decision to deny a pay increase to a

    woman employee on the basis of the woman's gender. The named

    declarants had authority to make the statements, and one of

    them was the president of the company at the time that

    plaintiff's employment was terminated. We held that under

    Fed. R. Evid. 401, the statements were not wholly irrelevant

    to the issues at hand because they might circumstantially

    evidence a "corporate state-of-mind" or a "discriminatory

    atmosphere."

    In Woodman, an age discrimination case, we held _______

    admissible a named supervisor's statement purporting to

    communicate management's desire for a younger workforce. The

    supervisor was in a position to know of management's

    intentions; she was "directly involved" in implementing the

    challenged reduction in force; and the statement was

    admissible under Fed. R. Evid. 801(d)(2)(D) because it





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    concerned matters within the scope of her employment.

    Woodman, 51 F.3d at 1093-94. _______

    In contrast, appellant's proof is that anonymous

    statements reporting a discriminatory animus were "abound"

    during the layoff period, and "bantered about" by numerous

    employees. There was no evidence that the banterers were in

    a position to know of management's sentiments nor that they

    had any responsibility for communicating or implementing

    LIRIS's policy. The identification of one of the banterers

    as a "supervisor" does not alone provide the missing link,

    especially since this supervisor was himself a victim of the

    new management's layoff.

    Proof of "bantering" by employees fearful of a new

    employer's motives for a layoff does not suffice to establish

    a genuine issue of fact as to the employer's actual mindset.

    Cf. Betkerur v. Aultman Hosp. Ass'n, 78 F.3d 1079, 1095 (6th ___ ________ ___________________

    Cir. 1996) (holding that "rumors, conclusory allegations and

    subjective beliefs [are] wholly insufficient evidence to

    establish a claim of discrimination as a matter of law"). As

    the district court observed, too, appellant's proof did not

    satisfy the foundation requirements for admissibility under

    Fed. R. Evid. 801(d)(2)(C)(D).

    (2) Appellant's evidence also was insufficient to

    establish a genuine issue of fact in support of his theory

    that he was "replaced" in his position by a younger employee



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    and/or that LIRIS retained younger employees in the "same"

    position. Viewing the evidence in the light most favorable

    to appellant, it could not support a reasonable inference

    that any employee assumed a position that was coextensive

    with, or identical to, the duties which appellant had

    performed. See LeBlanc v. Great American Ins. Co., 6 F.3d ___ _______ ________________________

    836, 846 (1st Cir. 1993) (an employee is not "replaced" when

    another is assigned to perform his duties in addition to

    other duties, or when the work is redistributed among other

    existing employees already performing related work), cert. _____

    denied, 114 S.Ct. 1398 (1994); cf. Hebert v. Mohawk Rubber ______ ___ ______ _____________

    Co., 872 F.2d 1104, 1114 (1st Cir. 1989) (finding sufficient ___

    proof to survive summary judgment where the younger retained

    person "exactly" conducted the work of riffed employee, with

    only minor modifications).

    Appellant's motion for reconsideration of the order

    submitting this case for decision without oral argument is

    denied. The judgment is affirmed. See Loc. R. 27.1. ______ ________ ___

















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