Frances-Colon v. Ramirez, Dr. ( 1997 )


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    UNITED STATES COURT OF APPEALS
    FOR THE FIRST CIRCUIT
    ____________________

    No. 96-1293

    LEILA FRANCES-COLON, ET AL.,

    Plaintiffs - Appellants,

    v.

    DR. EFRAIN RAMIREZ, ET AL.,

    Defendants - Appellees.

    ____________________

    APPEAL FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF PUERTO RICO

    [Hon. Jaime Pieras, Jr., Senior U.S. District Judge] __________________________

    ____________________

    Before

    Torruella, Chief Judge, ___________

    Coffin, Senior Circuit Judge, ____________________

    and DiClerico,* District Judge. ______________

    _____________________

    Kevin G. Little, with whom Law Offices David Efr n was on ________________ ________________________
    brief for appellants.
    Jos Angel Rey for appellees. ______________



    ____________________

    February 24, 1997
    ____________________



    ____________________

    * Of the District of New Hampshire, sitting by designation.












    TORRUELLA, Chief Judge. Plaintiffs-appellants Leila TORRUELLA, Chief Judge. ___________

    Frances-Col n and Juan Enrique Rodr guez brought a malpractice

    action on behalf of their minor son Eric Rodr guez-Frances

    ("Eric") against two doctors, a municipal hospital and the

    municipality of San Juan, on both federal and state law grounds.

    They alleged that the doctors' mishandling of Eric's delivery1

    amounted to a violation of Eric's substantive due process rights,

    actionable under 42 U.S.C. 1983, and that the defendants were

    liable for negligence under Puerto Rico tort law. The district

    court granted defendants' summary judgment motion as to all

    counts, for the following reasons: (1) the plaintiffs failed to

    identify a protected substantive due process liberty interest

    giving rise to their federal civil rights claim; (2) the

    defendants' actions were not state conduct that shocks the

    conscience for the purposes of sustaining their federal civil

    rights claim; (3) the defendant doctors are immune from liability

    under Puerto Rico law; (4) the tort claim against the

    municipality was time-barred under Puerto Rico law. See Col n v. ___ _____

    Ram rez, 913 F. Supp. 112 (D.P.R. 1996). Plaintiffs appeal from _______

    the grant of summary judgment.



    ____________________

    1 The essential mistake alleged was the doctor's failure to
    perform a caesarian section. Plaintiffs allege that the
    defendant doctors acted with reckless disregard and deliberate
    indifference by delivering Eric vaginally, using forceps, even
    though his mother told the doctors that she could not deliver
    vaginally. Eric was born in poor physical condition, suffered
    severe perinatal asphyxia, and has suffered permanent
    disabilities.

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    Having reviewed the record and the parties' briefs on

    appeal, we are satisfied with the reasoning of the decision below

    and affirm the judgment for substantially the reasons elucidated

    in the district court opinion. Cf. Lawton v. State Mut. Life ___ ______ ________________

    Assurance Co., 101 F.3d 218, 220 (1st Cir. 1996) ("We have long _____________

    proclaimed that when a lower court produces a comprehensive,

    well-reasoned decision, an appellate court should refrain from

    writing at length to no other end than to hear its own words

    resonate.") We need only note the following.

    I. The Federal Civil Rights Claim I. The Federal Civil Rights Claim ______________________________

    The district court correctly held that plaintiffs-

    appellants failed to establish a violation of constitutional

    rights actionable under section 1983. Appellants claim on appeal

    that, in making this determination, the district court improperly

    resolved an issue of fact in favor of defendants by holding that

    the doctors failed to act with the requisite degree of

    culpability to sustain a section 1983 claim. See Col n, 913 F. ___ _____

    Supp. at 119. Appellants urge us to consider certain affidavits

    they produced in support of the view that the defendant doctors

    were reckless, and not merely negligent. First, it is not clear

    that the district court's statement that plaintiffs "failed to

    show that defendants acted with the requisite degree of

    culpability" means that the district court explicitly found that

    defendants were not reckless. More importantly, there is no need

    to arrive at a factual conclusion regarding whether the doctors

    were negligent or something more than negligent, because, either


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    way, the plaintiffs fail to state a cause of action under section

    1983. As the district court opinion explains, plaintiffs must

    fail on their civil rights claim because they do not demonstrate

    either of the following: that there was an interest protected by

    the due process clause at stake, or that there was governmental

    conduct that "shocks the conscience." See id. at 116-18 ___ ___

    (applying Pittsley v. Warish, 927 F.2d 3, 6 (1st Cir. 1991)). ________ ______

    It is surprising, in light of clear Supreme Court and

    First Circuit precedent, that appellants would consider it worth

    their while to try their luck, or, rather, waste time and energy,

    with what is essentially a malpractice claim clothed in section

    1983, civil rights, language. This is plainly not a situation

    in which the state "takes a person into custody and holds him

    there against his will," thereby implicating a possible

    constitutional due process interest in adequate medical care.

    DeShaney v. Winnebago County Dept. of Social Servs., 489 U.S. ________ __________________________________________

    189, 199-200 (1989). To avoid future waste of judicial

    resources, we wish to underscore the decisive legal principle in

    this case. A substantive due process interest in "bodily

    integrity" or "adequate medical care" cannot support a personal

    injury claim under section 1983 against the provider of a

    governmental service unless: (a) the government has taken the

    claimant into custody or otherwise coerced the claimant into a

    situation where he cannot attend to his own well-being, see, ___

    e.g., Monahan v. Dorchester Counseling Ctr., Inc., 961 F.2d 987, ____ _______ _________________________________

    990-93 (1st Cir. 1992) (no due process claim where claimant


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    voluntarily entered mental institution) (applying DeShaney); or ________

    (b) the government employee, in the rare and exceptional case,

    affirmatively acts to increase the threat of harm to the claimant

    or affirmatively prevents the individual from receiving

    assistance, see Dwares v. City of New York, 985 F.2d 94, 96 (2d ___ ______ _________________

    Cir. 1993) (due process implicated where complaint under section

    1983 alleged that police assured skin-heads that they could

    attack protestors with impunity, thereby affirmatively increasing

    threat of harm to protestors) (distinguishing DeShaney); Ross v. ________ ____

    United States, 910 F.2d 1422, 1429-34 (7th Cir. 1990) (due ______________

    process interest in life implicated where county officials

    prevented city officials from rescuing drowning boy, thereby

    affirmatively restricting source of aid) (distinguishing

    DeShaney). ________

    A proximate causal link between a government agent's

    actions and a personal injury does not, in itself, bring a case

    out of the realm of tort law and into the domain of

    constitutional due process. Daniels v. Williams, 474 U.S. 327, _______ ________

    332 (1986). Appellant's counsel would have done well to consider

    more carefully the cases it cites for support in its brief --

    such as the following passage from Estate of Gilmore v. Buckley, _________________ _______

    787 F.2d 714, 722 (1st Cir. 1986) (holding failure of state

    employees to protect victim from murderous attack by inmate on

    furlough not actionable under section 1983):2


    ____________________

    2 See Brief for Appellants at 17. ___

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    Enormous economic consequences could follow
    from the reading of the fourteenth amendment
    that plaintiff here urges. Firemen who have
    been alerted to a victim's peril but fail to
    take effective action; municipal ambulances
    which, when called, arrive late; and myriad
    other errors by state officials in providing
    protective services, could all be found to
    violate the Constitution. It would seem
    appropriate that the citizenry, acting
    through state legislatures and state courts,
    should determine how far it wishes to go in
    reimbursing claims of this type. We can see
    no justification for rewriting the due
    process clause of the federal Constitution so
    as to construct a basis for relief that can
    be more flexibly provided elsewhere, if that
    is deemed advisable.

    II. Defendants' Immunity under Puerto Rico Law II. Defendants' Immunity under Puerto Rico Law __________________________________________

    It is undisputed that the defendant doctors were acting

    as government employees when they were attending to Eric's birth.

    The district court correctly held that the doctors are protected

    under the immunity for government health care professionals

    provided by P.R. Laws Ann. tit. 26, 4105 (1989). On appeal,

    appellants repeat their argument that the doctors' alleged

    recklessness brings them outside of this immunity provision. We

    note that the Puerto Rico Supreme Court's decision in V squez _______

    Negr n v. E.L.A., 113 D.P.R. 148, 151 (1982), interprets the ______ ______

    immunity provision broadly, adding further strength to the

    district court's holding that the sole inquiry required under

    Puerto Rico law in determining whether immunity applies is

    whether the health care professional was acting as an employee of

    the government at the time of the events giving rise to the suit.

    This much said, we allow the district court opinion to

    speak for itself.

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    Affirmed. Affirmed ________




















































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