United States v. Pitrone ( 1997 )


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    UNITED STATES COURT OF APPEALS
    FOR THE FIRST CIRCUIT

    _________________________


    No. 96-2090


    UNITED STATES OF AMERICA,

    Appellee,

    v.

    WILLIAM P. PITRONE,


    APPEAL FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF MASSACHUSETTS

    [Hon. Nancy Gertner, U.S. District Judge]

    _________________________

    Before

    Selya, Circuit Judge,

    Coffin and Bownes, Senior Circuit Judges.

    _________________________

    Peter B. Krupp, with whom Lurie & Krupp LLP was on brief, for
    appellant.
    Nadine Pellegrini , Assistant United States Attorney, with whom
    Donald K. Stern, United States Attorney, was on brief, for
    appellee.

    _________________________


    May 22, 1997
    _________________________





    SELYA, Circuit Judge.

    examine a matter of first impression: the degree of scienter

    needed for a felony conviction under 16 U.S.C. S 707(b) (1994), a This harlequinade requires us to

    part of the Migratory Bird Treaty Act (MBTA). Detecting no

    reversible error in the district court's rejection of the

    defendant's proffered jury instruction or in any other respect, we

    affirm the judgment of conviction.

    I. THE STATUTORY SCHEME

    In 1916, the United States and Great Britain (acting for

    Canada) negotiated a treaty to protect migratory birds. See

    Convention for the Protection of Migratory Birds in the United

    States and Canada, Aug. 16, 1916, U.S.-Can., 39 Stat. 1702; see

    also S. Rep. No. 99-445 (1986), reprinted in 1986 U.S.C.C.A.N.

    6113, 6114 (reviewing the MBTA's historical antecedents). The

    treaty provides for the safeguarding of migratory birds whose

    pilgrimages traverse international borders. To effectuate this

    commitment, 1 Congress enacted the MBTA in 1918. The United States

    Department of the Interior is charged with administering the MBTA,

    see 16 U.S.C. S 701 (1994), and the Secretary has promulgated a web

    of regulations. The statute and the regulations offer substantial

    shelter to migratory birds within the United States.

    This case pirouettes around a provision of the MBTA which



    1The MBTA also is in service to other treaty obligations.
    See, e.g, Convention for the Protection of Migratory Birds and
    Birds in Danger of Extinction and Their Environment, March 4, 1972,
    U.S.-Japan, 25 U.S.T. 3329; Convention for the Protection of
    Migratory Birds and Game Mammals, Feb. 7, 1936, U.S.-Mexico, 56
    Stat. 1347.

    2





    criminalizes the taking and selling of migratory birds:

    Whoever, in violation of this subchapter,
    shall knowingly

    (1) take by any manner whatsoever any
    migratory bird with intent to sell, offer to
    sell, barter or offer to barter such bird, or

    (2) sell, offer for sale, barter or offer
    to barter, any migratory bird shall be guilty
    of a felony and shall be [punished as
    provided].

    16 U.S.C. S 707(b) (1994). Under this proviso, it is unlawful for

    a taxidermist to receive money or compensation in exchange for a

    migratory bird other than from a person who originally provided the

    bird and requested the taxidermy services. See 50 C.F.R. S

    21.24(c)(1), (2) (1996). In other words, a taxidermist may

    receive, transport, possess, and mount migratory birds for another

    person, but he may not sell any migratory birds (mounted or not)

    which he has taken out of the wild.

    II. BACKGROUND

    Following accepted practice, we sketch the facts in the

    light most favorable to the jury verdict, consistent with record

    support. See United States v. Staula, 80 F.3d 596, 599 (1st Cir.),

    cert. denied, 117 S. Ct. 156 (1996); United States v. Echeverri,

    982 F.2d 675, 676 (1st Cir. 1993).

    Defendant-appellant William P. Pitrone is a taxidermist

    by trade and a huntsman by choice. Pitrone frequented sportsmen's

    shows at which he offered for sale mounted game birds. In early

    1993, a browser, Chris Giglio, spotted a protected migratory bird

    (a Common Eider) among the birds that Pitrone displayed for sale at


    3





    a show held in Boston. When Giglio began questioning Pitrone about

    the Eider, Pitrone immediately inquired whether Giglio was "a

    warden" and, upon receiving an assurance that Giglio was not,

    freely discussed his operation and produced a business card.

    Giglio suspected that Pitrone was violating federal law and

    informed the Interior Department's Fish and Wildlife Service (FWS)

    of his suspicions.

    At the behest of the FWS, Giglio contacted Pitrone by

    telephone and arranged to visit him at his home in Medford,

    Massachusetts. Once inside, Giglio observed that Pitrone

    maintained a large inventory of mounted waterfowl. Pitrone

    declared that all the mounts were for sale. When Giglio reported

    this information to the FWS, the agents smelled smoke. They

    outfitted Giglio with cash and a clandestine body recorder, and

    sent him back to Pitrone's residence in search of fire. During the

    ensuing conversation, Pitrone volunteered that he had recently been

    to Alaska to hunt Harlequin ducks (a protected species of migratory

    bird) and claimed to have bagged 42 of them. He also said that he

    sold standing mounts for $50 apiece, flying mounts for $60 apiece,

    and Harlequin mounts for $75 apiece.

    On May 13, 1993, Giglio returned to Pitrone's abode, this

    time accompanied by an undercover FWS agent. During this meeting

    (which Giglio surreptitiously recorded), Pitrone crowed that he had

    sold the 42 Harlequin mounts for $75 each, and he described in

    colorful language the enthusiasm with which decoy carvers clamored

    to purchase them. When asked why Harlequins cost more than other


    4





    mounts, Pitrone replied that the price differential reflected the

    additional cost he had incurred in travelling to Alaska to hunt

    them.

    By the fall of 1995, the FWS had its ducks in a row and

    a federal grand jury returned an eight-count indictment. At trial,

    the prosecution relied, i nter alia, on the testimony of Giglio, FWS

    agent Robert Garabedian, and four of Pitrone's customers. One

    customer, James Olenick, told Pitrone in advance of the Alaska

    hunting trip that he would be interested in purchasing a Harlequin

    duck if Pitrone bagged one. Olenick subsequently bought such a

    duck from Pitrone (a transaction that formed the basis for the

    count of conviction). After the FWS investigation surfaced,

    Pitrone contacted Olenick and suggested that, if approached, he

    should tell the FWS agents that the duck was merely a "leftover,"

    implying that Pitrone gave it to him as a gift. James Boone,

    another customer, stated that he had purchased mounts from Pitrone

    and had provided him with a "wish list" of mounts he sought to

    purchase. A third customer, Donald Todd, testified that Pitrone

    contacted him after a sale of two mounts and requested that Todd,

    if questioned by the FWS, tell the agents that his payment to

    Pitrone had not been for merchandise received but for services

    rendered. A fourth customer, George Anzivino, said Pitrone bragged

    that he had sold all the Harlequin ducks he had shot in Alaska,

    that the hunt had cost him $2400, and that he had recouped the cost

    by selling the birds. Later, Pitrone admonished Anzivino not to

    mention their conversation to anyone.


    5





    The trial lasted for six days. In the end, the jury

    acquitted Pitrone on seven counts, but found him guilty on count 2

    (the knowing sale of a Harlequin duck). Following the imposition

    of sentence, Pitrone sought refuge in this court.

    III. ANALYSIS

    On appeal, Pitrone grouses about two rulings. One

    complaint implicates the jury instructions and the other centers

    around the admission of evidence. We discuss these remonstrances

    separately.

    A. The Jury Instructions.

    If a party asserts that an error infected the

    instructions given to a trial jury, a reviewing court must

    determine if the instructions "adequately illuminate[d] the law

    applicable to the controlling issues in the case without unduly

    complicating matters or misleading the jury." United States v.

    Destefano , 59 F.3d 1, 3 (1st Cir. 1995). When, as now, the alleged

    error involves the interpretation of the elements of a statutory

    offense, it poses a question of law and sparks plenary review. See

    United States v. Carroll, 105 F.3d 740, 744 (1st Cir. 1997).

    In this instance, Judge Gertner instructed the jurors

    that, in order to convict on count 2, they must find that Pitrone

    acted knowingly. This meant, the judge explained, that "he was

    conscious and aware of his actions, realized what he was doing and

    what was happening around him, and did not act because of

    ignorance, mistake, or accident." The government, she added, did

    not need "to prove that the defendant knew that his actions were


    6





    unlawful," but he "must know within the meaning of the statute that

    t



    that it did not require the government to prove that th he was selling a bird." Pitrone requested a more lenien instruction and objected to the instruction actually given on the ground e

    defendant knew his actions contravened federal law.

    On appeal, Pitrone widens the scope of his barrage.

    While he renews his claim that the government should have been

    required to prove beyond a reasonable doubt that he knew his

    conduct was unlawful (and, therefore, that the jury should have

    been so instructed), he goes on to raise a new and entirely

    different point: that the instruction afforded the jury was

    defective because it did not require the government to prove that

    he knew he was selling a migratory bird. We address the second

    claim first.

    Pitrone cannot duck one basic fact: he did not object

    below to the omission of a specific statement that the government

    must prove that he knew he was selling a migratory bird (as opposed

    to a bird, simpliciter). For all intents and purposes, that ends

    the matter. We have been steadfast in treating as forfeit

    objections to a judge's charge that might have been, but were not,

    raised below in the approved manner.2 See, e.g., United States v.


    2A party who objects to jury instructions in a criminal case
    must follow a regime that is delineated in Fed. R. Crim. P. 30.
    The rule provides in pertinent part:

    No party may assign as error any portion of
    the charge or omission therefrom unless that
    party objects thereto before the jury retires
    to consider its verdict, stating distinctly
    the matter to which that party objects and the

    7





    Griffin, 818 F.2d 97, 99-100 (1st Cir. 1987); United States v.

    Coady, 809 F.2d 119, 123 (1st Cir. 1987); cf. Putnam Resources v.

    Pateman, 958 F.2d 448, 456 (1st Cir. 1992) (holding, under

    substantially identical civil counterpart, that "[s]ilence after

    instructions . . . typically constitutes a waiver of any

    objections").

    To be sure, we still retain the power to grant relief

    under the plain error doctrine, notwithstanding that Pitrone did

    not preserve this claim of error. Fed. R. Crim. P. 52(b). Still,

    a party who asks an appellate tribunal to correct an error not

    preserved at the trial level must demonstrate "(1) `error,' (2)

    that is `plain,' and (3) that `affects substantial rights.'"

    Johnson v. United States, ___ S. Ct. ___, ___ (U.S. May 12, 1997)

    [No. 96-203, slip op. at 7] (quoting United States v. Olano, 507

    U.S. 725, 732 (1993)). Even then, the appellate court may exercise

    its discretion to correct a forfeited error only if the error

    seriously impairs the integrity and basic fairness of the

    proceedings. See id. Given these criteria, it is apparent that

    "the plain error hurdle is high." United States v. Hunnewell, 891

    F.2d 955, 956 (1st Cir. 1989). Pitrone cannot surmount it here.

    For present purposes, we need look only to the last

    element of the test. In the district court, there was never any

    issue about whether a Harlequin duck was a migratory bird (it is)

    or whether Pitrone, a nimrod of note, knew as much (it strains

    credulity to suggest he did not). In this regard, the instructions


    grounds of the objection.

    8





    that he proposed are telling; he beseeched the lower court to

    charge the jury "that the government must prove beyond a reasonable

    doubt: first, that Mr. Pitrone actually knew that he was selling

    the migratory birds, as opposed to giving away the birds and

    charging only for his mounting services (emphasis supplied)." This

    proposed instruction assumes that Pitrone knew he was selling

    migratory birds, as demonstrated by the repeated use of the article

    "the." And, moreover, Pitrone has limned no plausible basis for

    believing that he lacked such knowledge.

    Where, as here, a defendant criticizes a jury instruction

    on a ground not raised below, and does so on the basis of an

    alleged error induced at least in part by his implied concessions

    before the district court, it will be infrequent that he can

    satisfy the fourth furcula of the plain error test. In this

    respect, the case at hand is not a rara avis. Thus, the omission,

    if error at all a matter on which we do not opine did not

    "seriously affect the fundamental fairness" of Pitrone's trial,

    Griffin, 818 F.2d at 100, and, thus, did not constitute plain

    error. See Johnson, ___ S. Ct. at ___ [slip op. at 11]

    (suggesting, in words appropriate here, that "it would be the

    reversal of a conviction such as this" which would run afoul of

    fundamental fairness).

    We turn next to the compass of the term "knowingly" as

    that word is used in MBTA S 707(b). The statute proscribes, inter

    alia, "knowingly" taking migratory birds with intent to sell them

    and "knowingly" selling such birds. Since the meaning of the word


    9





    "knowingly" is neither precisely defined in the statute itself nor

    immediately obvious in the statutory context, we resort to the

    legislative history. See United States v. Ven-Fuel, Inc., 758 F.2d

    741, 757-58 (1st Cir. 1985).

    For most of its existence, the MBTA contained no scienter

    requirement whatever; its felony provision, like its misdemeanor

    provision, 16 U.S.C. S 707(a), imposed strict liability. See Pub.

    L. 86-732, 40 Stat. 756 (1960) (amended by Pub. L. 99-645, 100

    Stat. 3590 (1986)). But in 1985, the Sixth Circuit held that the

    felony provision section 707(b) ran afoul of the Due Process

    Clause on this account. See United States v. Wulff, 758 F.2d 1121,

    1125 (6th Cir. 1985). The following year, Congress amended section

    707(b) to meet the Wulff court's objection by including an element

    of scienter, that is, by adding the modifier "knowingly." See S.

    Rep. 99-445, supra, 1986 U.S.C.C.A.N. at 6128. Congress clearly

    indicated that, by inserting this word, it sought only to require

    proof that "the defendant knew (1) that his actions constituted a

    taking, sale, barter, or offer to sell or barter, as the case may

    be, and (2) that the item so taken, sold, or bartered was a bird or

    portion thereof." Id. At the same time, Congress warned that:

    "It is not intended that proof be required that the defendant knew

    the taking, sale, barter or offer was a violation of the

    subchapter, nor that he know the particular bird was listed in the

    various international treaties implemented by this Act." Id.

    Against this backdrop, Pitrone's assertion that the word

    "knowingly" modifies the phrase "in violation of this subchapter"


    10





    and, thus, requires proof of specific intent in order to convict,

    is unconvincing. When it is necessary to go beyond the text in

    construing criminal statutes, meaning ordinarily should be derived

    by "draw[ing] upon context, including the statute's purpose and

    various background legal principles, to determine which states of

    mind accompany which particular elements of the offense." United

    States v. Gendron, 18 F.3d 955, 958 (1st Cir. 1993). The

    appellant's interpretatio n of the MBTA flouts this precept: it not

    only involves a forced reading of the text but also flatly

    contradicts Congress's stated purpose. We are, therefore,

    disinclined to swallow it.

    We find encouragement for this disinclination in United

    States v. Flores , 753 F.2d 1499 (9th Cir. 1985), a case which posed

    an analogous interpretive problem. Determining that the word

    "knowingly" in 18 U.S.C. S 922(e) modified the phrase describing

    the prohibited act delivering or causing to be delivered firearms

    to any common carrier without written notice the Ninth Circuit

    read the language naturally and held that the government need not

    prove a specific intent to violate the statute. See id. at 1505.

    In reaching this conclusion, the court stressed "the absence of

    words such as `intent' and `willfully,' which traditionally

    accompany specific intent crimes" and the lack of any other

    indication that Congress purposed to require an element of specific

    intent. Id. The instant case is a supercharged version of Flores;

    in drafting the amendment to section 707(b), Congress not only

    omitted language indicating that it specifically intended to make


    11





    specific intent an element of the offense but also stated

    positively that it did not intend to do so.

    Pitrone tries to make an end run around the lessons

    taught by the legislative history, citing a plethora of cases

    headed by Rat zlaf v. United States, 510 U.S. 135 (1994). But this

    argument overlooks (or, at least, fails to acknowledge) that the

    element of willful intent and the element of scienter are birds of

    a very different feather: the cases which the appellant includes

    in this string citation stand for the proposition that knowledge of

    the unlawfulness of one's conduct is required when the statutorily

    prohibited behavior includes an element of willful intent. See id.

    at 143-49; United States v. Jain, 93 F.3d 436, 439-41 (8th Cir.

    1996); United States v. Sanchez-Corcino, 85 F.3d 549, 552-54 (11th

    Cir. 1996); United States v. Curran, 20 F.3d 560, 566-71 (3d Cir.

    1994).

    Here, the proposition is beside the point. The

    applicable statute, section 707(b), requires the government to

    prove a knowing act, but it does not require proof of willfulness.

    That makes a world of difference. "Knowingly" has a meaning

    distinct from "willfully" in the lexicon of statutory construction.

    See United States v. Hayden, 64 F.3d 126, 129-30 (3d Cir. 1995).

    Thus, courts consistently have rejected arguments as we do here

    which posit that the term "knowingly," standing alone, requires

    the prosecution to show that the defendant knew his behavior was

    unlawful, instead interpreting "knowingly" as we do here to

    require no more than that "the defendant know he was engaging in


    12





    the prohibited conduct." Id. at 130 (collecting cases);

    United States Sherbondy, 865 F.2d 996, 1001-03 (9th Cir. 1988)

    (explaining see also v. that "knowingly" does not ordinarily include a

    requirement that the defendant have had knowledge of the law). By

    contrast, "willfully" a word which is conspicuously absent from

    section 707(b) sometimes has been construed to require a showing

    that the defendant knew his behavior transgressed the law. See

    Ratzlaf, 510 U.S. at 141-43. We decline either to read into a

    statute a word that Congress purposely omitted, or, on our own

    initiative, to rewrite Congress's language by ascribing to one word

    a meaning traditionally reserved for a different word.

    Pitrone also floats a bareboned constitutional argument.

    Citing Wulff , 758 F.2d at 1124-25, he contends that section 707(b),

    read as we propose to read it, remains subject to the same

    constitutional infirmity which prompted the Sixth Circuit to strike

    down the earlier (unamended) version. This argument was not

    advanced below, and for that reason, it will not fly here.3 See

    Teamsters, Chauffeurs, Warehousemen & Helpers Union v. Superline

    Transp. Co., 953 F.2d 17, 21 (1st Cir. 1992) ("If any principle is

    settled in this circuit, it is that, absent the most extraordinary

    circumstances, legal theories not raised squarely in the lower

    court cannot be broached for the first time on appeal.").


    3 In all events, the argument has little substance. The Wulff
    court declared that, in order for section 707(b) to pass
    constitutional muster, "Congress must require the prosecution to
    prove the defendant acted with some degree of scienter." 758 F.2d
    at 1125. But Congress repaired this defect, and there is nothing
    in the Constitution which requires the government to prove, in a
    case like this, that the defendant knew his conduct was unlawful.

    13





    Finally, the appellant hawks the importance of the

    Supreme Court's decision in Liparota v. United States, 471 U.S. 419

    (1985). There, the Court held that, when prosecuting a person for

    violation of the statute governing food stamp fraud (which

    prohibits the "knowing" acquisition of food stamps in an

    unauthorized manner, 7 U.S.C. S 2024(b)(1)), the government must

    prove the defendant knew that his conduct was unauthorized. 481

    U.S. at 433. We think Liparota is distinguishable. First, unlike

    in this case, the legislative history of the provision before the

    Liparota Court shed no light on what Congress meant by the term

    "knowing violation." See id. at 424-25. Second, the Food Stamp

    Act covers a variegated array of conduct undertaken by literally

    millions of people, many of whom are unencumbered by a working

    knowledge of the regulatory labyrinth. These facts, together with

    the sheer volume of food stamp transactions which occur, create a

    high probability of unauthorized, yet innocent, transfers. See id.

    at 426. Thus, the Liparota Court sought to prevent the

    criminalization of a wide range of innocent behavior. See id.

    In sharp contrast, the felony provision of the MBTA

    prohibits conduct that occurs on a much smaller scale and which is

    much more likely to be committed by individuals familiar with

    existing protections for migratory birds (e.g., hunters,

    taxidermists, scientists, or artisans whose trades require

    knowledge of birds' habits and attributes). Consequently, applying

    the scienter requirement in the manner described in the legislative

    history of section 707(b) does not pose the same type of threat


    14





    that prompted the Liparota Court to condition a conviction under

    the Food Stamp Act upon proof that the defendant knew his behavior

    was unauthorized by law.

    Broadly speaking, it is within the discretion of the

    legislature to define the elements of statutory offenses. See

    United States v. Hudson, 11 U.S. (7 Cranch) 32, 34 (1812). In

    drafting the MBTA and thereafter in amending it, Congress carefully

    defined the elements of the offense created under section 707(b).

    In doing so, it left no room for ignorance of the law as a defense.

    Thus, we are constrained to give section 707(b) its natural

    reading, under which the word "knowingly" applies to the putative

    offender's actions rather than to the legality of those actions.

    This reading comports with the plain meaning of the MBTA, with the

    usual canons of statutory construction, and with Congress's

    revealed intent. Since the district court's instructions to the

    jury followed this path, we cannot honor the appellant's assignment

    of error.

    B. The Evidence.

    Pitrone also protests the district court's admission of

    two types of evidence, namely, (1) evidence anent his hunting trip

    to Alaska, and (2) evidence anent his sales (and intended future

    sales) of birds. In each instance, he maintains that the evidence

    ought to have been barred as impermissible character evidence.4 We


    4 Pitrone premises this exhortation on Fed. R. Evid. 404(b) and
    403. Rule 404(b) provides in pertinent part:

    Evidence of other crimes, wrongs, or acts is
    not admissible to prove the character of a

    15





    review rulings admitting or excluding evidence for abuse of

    discretion. See United States v. Rivera-Gomez, 67 F.3d 993, 997

    (1st Cir. 1995). When Rule 403 balancing is in issue, we grant

    especially wide latitude to the district court's informed judgment.

    See id.

    Here, both aspects of the evidentiary squabble originally

    arose in pretrial proceedings. Pitrone filed a motion in limine to

    exclude evidence relating to his journey to Alaska and his boast

    that he killed more than 40 Harlequin ducks on that trip (selling

    the skins for $50 each and the mounts for $75 each). He filed a

    separate motion to exclude evidence of sales of birds other than

    those which were the subject of specific counts in the indictment.

    The district court denied both motions, concluding that the

    challenged proffers not only provided direct evidence of the crime

    charged but also furnished relevant extrinsic evidence illustrating

    Pitrone's intent to hunt and sell the Harlequins, as well as the

    existence of a plan to do so. The prosecution subsequently



    person in order to show action in conformity
    therewith. It may, however, be admissible for
    other purposes, such as proof of motive,
    opportunity, intent, preparation, plan,
    knowledge, identity, or absence of mistake or
    accident . . . .

    In turn, Rule 403 provides:

    Although relevant, evidence may be excluded if
    its probative value is substantially
    outweighed by the danger of unfair prejudice,
    confusion of the issues, or misleading the
    jury, or by considerations of undue delay,
    waste of time, or needless presentation of
    cumulative evidence.

    16





    introduced the evidence at trial and argued its significance to the



    ssuming, wit

    were properly preserved, jury. A hout deciding, that Pitrone's objections to the evidence cf. Conway v. Electro Switch

    Corp., 825 F.2d 593, 596 n.1 (1st Cir. 1987), his claim of error

    nonetheless is unavailing. In the count of conviction, the

    government charged Pitrone with the knowing sale of a Harlequin

    duck. Testimony regarding his Alaskan sojourn and his subsequent

    sales of Harlequin skins and mounts comprises direct evidence which

    helps to establish the crime charged. Because the evidence is

    directly probative of the crime, Pitrone's contention that it is

    impermissible "other act" evidence is well wide of the mark. See,

    e.g., United States v. Hadfield, 918 F.2d 987, 994-95 (1st Cir.

    1990).

    The evidence of past (and future intended) sales of birds

    consisting largely of statements made by Pitrone during the

    course of commercial transactions is plainly relevant to illumine

    Pitrone's intent even though these sales are not themselves the

    basis of the charges preferred against him. Since Rule 404(b)

    evidence appropriately can be admitted for such a purpose, see,

    e.g., United States v. Bank of New Eng., 821 F.2d 844, 858 (1st

    Cir. 1987), the appellant's claim that it is impermissible

    character evidence founders.5


    5If more were needed and we doubt that it is we note in
    passing that the evidence of past sales was imbricated with the
    charged crime and helped to put that crime into context. On that
    basis, too, the evidence was relevant. See United States v.
    DiSanto, 86 F.3d 1238, 1252-53 (1st Cir. 1996), cert. denied, 117

    17





    Moving to Rule 403, we do not find that either



    evidence is prejudicial if the truth be evidentiary line carried with it an unacceptable risk of improper prejudice. Virtually all

    told, that is almost always why the proponent seeks to introduce it

    but it is only unfair prejudice against which the law protects.

    See Rivera-Go mez, 67 F.3d at 997 (collecting cases); United States

    v. Rodriguez-Estrada, 877 F.2d 153, 155-56 (1st Cir. 1989).

    Evidence should function to "help the jury reconstruct earlier

    events and then apportion guilt or responsibility as the law may

    require" and "Rule 403 exists to facilitate that process, not

    impede it." Rivera-Gomez, 67 F.3d at 998. Because the judicial

    officer who presides at a trial has a unique perspective which

    enables her to make assessments of this kind knowledgeably, "only

    rarely and in extraordinarily compelling circumstances will we,

    from the vista of a cold appellate record, reverse a district

    court's on-the-spot judgment concerning the relative weighing of

    probative value and unfair effect." Freeman v. Package Mach. Co.,

    865 F.2d 1331, 1340 (1st Cir. 1988).

    In the case at bar, these tenets augur favorably for the

    lower court's rulings. Under the terms of the MBTA, Pitrone could

    not knowingly sell a Harlequin duck. He could, however, sell his

    services as a taxidermist. Evidence of the sale prices of

    Harlequin duck skins and mounts, as contrasted with the prices of

    other bird mounts sold by him, laid the foundation for a permissive



    S. Ct. 1109 (1997); United States v. Rodriguez-Estrada, 877 F.2d
    153, 155 (1st Cir. 1989).

    18





    inference that the higher price for a Harlequin duck reflected an

    actual charge for the bird, above and beyond a reasonable charge

    for taxidermy services. Evidence of the trip to Alaska helped to

    explain the reason for the price differential and to show

    opportunity. The evidence of Pitrone's statements provided the

    jury with valuable insights into Pitrone's motives. All in all,

    the challenged evidence possessed considerable probative value.

    The opposite pan of the scale is nearly empty. For one

    thing, the appellant has not credibly shown how the evidence

    threatened to trigger any of the dangers that Rule 403 bids courts

    to monitor. For another thing, there is nothing in the record that

    leads us to believe that the jury, which acquitted Pitrone on seven

    other counts, was improperly influenced by this evidence. Given

    the easily discernible asymmetry substantial probative value and

    negligible risk of unfairly prejudicial effects we descry no

    abuse of discretion in the district court's admission of the

    evidence.

    IV. CONCLUSION

    We need go no further. From aught that appears, Pitrone

    was tried fairly and convicted lawfully in a proceeding untainted

    by reversible error. No more is exigible.



    Affirmed.








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