Nazario v. HHS ( 1997 )


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    [NOT FOR PUBLICATION]

    UNITED STATES COURT OF APPEALS
    FOR THE FIRST CIRCUIT
    ____________________


    No. 97-1193


    ALBERTO NAZARIO,

    Plaintiff, Appellant,

    v.

    HHS, COMMISSIONER OF SOCIAL SECURITY,

    Defendant, Appellee.

    ____________________


    APPEAL FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF PUERTO RICO

    [Hon. Juan M. Perez-Gimenez, U.S. District Judge] ___________________

    ____________________

    Before

    Torruella, Chief Judge, ___________
    Stahl and Lynch, Circuit Judges. ______________

    ____________________

    Salvador Medina De La Cruz on brief for appellant. __________________________
    Guillermo Gil, United States Attorney, Lilliam Mendoza-Toro, ______________ _____________________
    Assistant United States Attorney, and Wayne G. Lewis, Assistant ________________
    Regional Counsel, Social Security Administration, on brief for
    appellee.


    ____________________

    October 29, 1997
    ____________________


















    Per Curiam. Alberto Nazario appeals from the ___________

    district court's judgment upholding the denial of his

    application for Social Security disability benefits by the

    Commissioner of Social Security. After a careful review of

    the record, we affirm. In this opinion, we address only the

    specific claims of error raised by Nazario on appeal.

    Nazario contends, first, that the Commissioner

    should have found him to be disabled on the ground that his

    medical findings were "equal to" to the findings described in

    Listings 4.02B and 6.02C. We find his contention

    unpersuasive, however, because he does not describe -- and

    the record does not disclose -- findings pertinent to each

    criterion of those Listings. See Marciniak v. Shalala, 49 ___ _________ _______

    F.3d 1350, 1353 (8th Cir. 1995) (a disability claimant's

    failure to show medical findings equivalent to all of the ___

    Listings criteria defeats a claim of medical equivalence)

    (citing Sullivan v. Zebley, 493 U.S. 521, 530 (1990)). ________ ______

    Next, Nazario challenges the Commissioner's

    determination that he could perform light exertional work

    despite his impairments. In particular, he claims that the

    functional assessments relied on by the Commissioner were not

    substantial evidence in support of that determination because

    they did not take into account the results of a subsequent

    kidney biopsy report and because some of them were rendered

    by nonexamining physicians. He also suggests that the



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    Commissioner could not determine how serious his impairments

    were because certain medical records contained illegible

    entries. We conclude that these claims lack merit.

    It is true that a residual functional capacity

    assessment which does not consider the full medical record

    may not constitute substantial evidence. See Frankl v. ___ ______

    Shalala, 47 F.3d 935, 938 (8th Cir. 1995) (an agency residual _______

    functional capacity form which was not based on the full

    medical record was not substantial evidence). Here, however,

    the biopsy report itself stated that the preoperative and

    postoperative diagnoses were the "same," and subsequent

    progress notes showed no change in Nazario's renal

    insufficiency, which was characterized as "stable." Given

    the lack of change in Nazario's diagnosis and overall kidney

    condition, the functional assessments in the record retained

    validity and so constituted substantial evidence in support

    of the Commissioner's decision that Nazario was not disabled.

    See Gordils v. Secretary of Health and Human Services, 921 ___ _______ _______________________________________

    F.2d 327, 330 (1st Cir. 1990) (per curiam) (taken together,

    the results of a physical examination of the claimant and a

    functional assessment made four months before the examination ______

    constituted substantial evidence in support of the denial of

    disability benefits since the examination showed no objective

    evidence of a disabling medical impairment).





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    Moreover, we have declined to rule absolutely that

    the opinions of nonexamining physicians cannot constitute

    substantial evidence. See Rose v. Shalala, 34 F.3d 13, 18 ___ ____ _______

    (1st Cir. 1994). Together with the supporting functional

    assessment by a consulting, examining physician and

    supporting medical evidence in the record, the nonexamining

    physicians' opinions in this case constituted substantial

    evidence in support of the Commissioner's determination. See ___

    Gordils, supra. Furthermore, the medical record overall was _______ _____

    legible and adequately disclosed the status of Nazario's

    various physical impairments, and so there is no need for a

    remand. Compare Manso-Pizarro v. Secretary of Health and _______ _____________ _________________________

    Human Services, 76 F.3d 15, 17 (1st Cir. 1996) (per curiam) ______________

    (remanding a case in which "non-trivial" parts of the medical

    record were illegible).

    Finally, given his nonexertional limitations (in

    particular, an anxiety disorder), Nazario objects to the

    Commissioner's reliance on the Grid to show that there was

    work in the economy which he could perform despite his

    exertional limitations. Because there is substantial

    evidence in the record that his nonexertional limitations

    would not significantly affect his ability to perform the

    full range of light work, we conclude that the Commissioner

    could rely on the Grid to support her determination that

    Nazario was not disabled. See Heggarty v. Sullivan, 947 F.2d ___ ________ ________



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    990, 996 (1st Cir. 1991) (per curiam) (the Grid may be relied

    on if the claimant's nonexertional impairment does not

    "significantly" affect his or her ability to perform the full

    range of jobs at the appropriate exertional level) (citation

    omitted).

    Affirmed. _________









































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