State of Washington v. Miguel Angel Castillo ( 2015 )

FILED
SEPTEMBER 17,2015
In the Office of the Clerk of Court
WA State Court of Appeals, Division III
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION THREE
STATE OF WASHINGTON, )
) No. 32358-7-111
Respondent, )
)
v. )
)
MIGUEL ANGEL CASTILLO, ) UNPUBLISHED OPINION
)
Appellant. )
KORSMO, J. - Miguel Castillo convinced the trial court to dismiss his adult
prosecution for indecent liberties due to "delay" in the processing of this charge in
juvenile court allegedly occurring after charges had been filed there. We reject his novel
argument and reverse the trial court's dismissal of this action.
FACTS l
Mr. Castillo, born on February 17, 1994, was charged in the juvenile division of
Franklin County Superior Court in late spring 2010 2 with one count of indecent liberties
allegedly occurring during the first eight months of 2005. The charge never proceeded to
1 Most of these facts are drawn from the unchallenged findings of fact entered in
support of the order of dismissal. Clerk's Papers (CP) at 6-7.
2The juvenile court charging date is referred to only as "2010" in the trial court's
findings of fact. The appellant's brief alleges it was May 25, 2010, while the
respondent's brief alleges the date was June 2,2010.
No. 32358-7-111
State v. Castillo
disposition and eventually was dismissed on Mr. Castillo's 18th birthday. However, the
procedural history of that case is critical to this action and needs some discussion.
The named victim, B.V., was born in August 1992. On November 28, 2009, she
reported to police that Mr. Castillo had sexually assaulted her over the eight month
charging period. 3 The detective spoke to Mr. Castillo two days later. Our records do not
reflect whether he made any statements to the detective. Two days later, the detective
referred the file to the Franklin County Prosecutor's Office. A counselor at Kid's Haven,
where B.V. then was staying, discussed the case with her on April 15, 2010, and
confirmed that she would cooperate with the prosecution. However, sometime after that
interview, B.V. became uncooperative. Meanwhile, the prosecutor filed the charge
related to B.V.
It appears that Mr. Castillo was arraigned in juvenile court and obtained counsel,
although again the findings reflect only that he had an attorney representing him in that
court. B.V. declined to appear at the prosecutor's office for a defense interview. A later
3 Although not part of the trial court's findings offact, the prosecutor's briefing to
the trial court and this court alleges that the disclosure was made during an interview
concerning Mr. Castillo's alleged abuse ofB.V.'s two sisters. The record in this case
does not indicate whether charges were filed relating to the two sisters, nor does it show
any disposition of those allegations.
2
No. 32358-7-111
State v. Castillo
attempt to conduct a deposition also failed. The findings also reflect that Mr. Castillo lost
contact with his counse1. 4 A bench warrant issued for his arrest on October 6, 2011.
Charges were dismissed without prejudice four months later when Mr. Castillo
turned 18 on February 17,2012. Presumably the bench warrant was recalled when
charges were dismissed, although the record likewise does not reflect whether that was
the case or not. Meanwhile, the prosecutor was able to locate B.V. and interviewed her
on June 17, 2013. She again agreed to cooperate and the prosecutor filed one count of
indecent liberties, again covering the same January 1,2005 to August 31, 2005 time
period, in adult court on August 5, 2013.
It appears Mr. Castillo was arraigned in adult court. Represented by counsel, he
later moved to dismiss the charges pursuant to CrR 8.3(b). He argued that dismissal was
appropriate due to governmental mismanagement in not bringing the case to trial before
his 18th birthday and that it was fundamentally unfair to prosecute someone as an adult
for actions committed while still a "preadolescent." Report of Proceedings (RP) at 7. As
prejudice, he claimed the loss ofjuvenile court jurisdiction.
The trial court agreed that Mr. Castillo was prejudiced by the loss ofjurisdiction
and that the case should have proceeded to trial in juvenile court on the basis of B. V.' s
4 The prosecutor alleged during argument in adult court that Mr. Castillo failed to
appear at several court hearings before the juvenile court judge issued the bench warrant.
Report of Proceedings (RP) at 6, 7. Respondent agrees that he failed to appear for a
pretrial hearing. Br. of Resp't at 3. The findings do not address these contentions.
3
No. 32358-7-III
State v. Castillo
statements to the detective and the counselor. The court also concluded that "the delay in
charging was neither deliberate nor negligent." RP at 8; CP at 8. The charge was
dismissed.
The State timely appealed to this court.
ANALYSIS
The issue presented by Mr. Castillo's hybrid argument is whether the court erred
in granting the motion to dismiss under CrR 8.3(b). It was not appropriate to apply due
process charging delay standards to the juvenile court's management of its then-pending
case. The filing of charges in juvenile court made this a speedy trial case rather than a
charging delay case. The court erred in mixing the concepts. 5
5 The dissent accuses the majority of engaging "in fact finding unbecoming an
appeals court," but never attempts to explain what facts this court supposedly found.
Instead, rather than presume that defense counsel competently marshalled the facts
necessary to make his argument, the dissent (despite no party asking for this action)
would remand for additional fact-finding in case there are facts that would support Mr.
Castillo's theory. There is no reason to give him a second bite at this apple when his
legal theory, a mishmash doctrinally at odds with its Sixth Amendment, Fourteenth
Amendment, and CrR 8.3(b) underpinnings, would not support relief. If the facts were as
the dissent imagines them (a juvenile hearing repeatedly delayed without proper
purpose), the remedy was a motion to dismiss in the juvenile court on Sixth Amendment
or JuCR 7.8 grounds. The opportunity to make such a motion (which may have been
made for all this record shows us) has long since passed.
The only two salient/acts before this court that we rely on are: (1) juvenile court
jurisdiction was lost on Mr. Castillo's 18th birthday, and (2) the juvenile case went to
bench warrant status four months earlier due to Mr. Castillo losing contact with his
attorney and then failing to appear in court. The conclusion to be drawn from those facts
is that they do not support his claim for relief under CrR 8.3(b) or under the Sixth and
Fourteenth Amendments to the United States Constitution.
4
No. 32358-7-III
State v. Castillo
Given the nature of the argument, several well developed doctrines have play in
this case. CrR 8.3(b) empowers a court to dismiss an action when, "due to arbitrary
action or governmental misconduct," "there has been prejudice to the rights of the
accused which materially affect the accused's right to a fair trial." The trial court's
rulings under CrR 8.3(b) are reviewed for abuse of discretion; the extraordinary remedy
of dismissal is only appropriate when there has been such prejudice that no other action
would ensure a fair trial. State v. Garza, 99 Wn. App. 291, 295, 994 P.2d 868 (2000).
Discretion is abused when it is exercised on untenable grounds or for untenable reasons.
State ex rei. Carrollv. Junker, 79 Wn.2d 12,26,482 P.2d 775 (1971).
To prevail on a claim that delay in prosecution which results in the loss ofjuvenile
jurisdiction violates due process:
(1) the defendant must show prejudice resulting from the delay; (2) the
court must consider the reasons for the delay; and (3) if the State can justify
the delay, the court will engage in balancing the State's interest against the
prejudice to the accused.
State v. Warner, 125 Wn.2d 876, 889, 889 P.2d 479 (1995) (citing State v. Dixon, 114
Wn.2d 857,860,792 P.2d 137 (1990)). There is no constitutional right to be tried as a
juvenile. Warner, 125 Wn.2d at 889. However, because a delay that results in loss of
juvenile jurisdiction deprives a defendant of certain statutory benefits, loss ofjurisdiction
establishes the prejudice element of the due process test. Id. at 889-890.
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No. 32358-7-III
State v. Castillo
The timeliness with which a charged case is brought to resolution at trial is
governed both by the constitution and court rule. The Sixth Amendment and article I,
section 22 of the Washington Constitution each provide a right to a speedy trial; the
rights provided by the two constitutions are equivalent. State v. Iniguez, 167 Wn.2d 273,
290,217 PJd 768 (2009). We review de novo an allegation that these rights have been
violated. Id. at 280. Because some delay is both necessary and inevitable, the appellant
bears the burden of demonstrating that the delay between the initial accusation and the
trial was unreasonable and created a "presumptively prejudicial" delay. Id. at 283. Once
this showing is made, courts must consider several nonexclusive factors in order to
determine whether the constitutional speedy trial rights were violated. Id. These factors
include the length and reason for the delay, whether the defendant has asserted his right,
and the ways in which the delay caused prejudice. Barker v. Wingo, 407 U.S. 514, 530,
92 S. Ct. 2182, 33 L. Ed. 2d WI (1972). None of the Barker factors are either sufficient
or necessary to demonstrate a constitutional violation. Iniguez, 167 Wn.2d at 283.
A delay of less than 8-12 months will seldom even present a constitutional question.
Id. at 291-293. If presumptive prejudice is not established, there is no need to even conduct
an analysis of the other factors. Id. at 282-283. If it is established, then the court must
consider the Barker factors and balance the "totality of the circumstances." Id. at 292-295.
In contrast to the constitutional speedy trial rule, the court rules require no
balancing of the facts, but simply a determination whether the complex rules were
6
No. 32358-7-III
State v. Castillo
complied with or not by both sides. 6 JuCR 7.8 is the time for trial rule in juvenile court.
Except for nomenclature and procedural differences required by juvenile court practices,
the rule is substantially identical to CrR 3.3 and CrRLJ 3.3 which govern the time for trial
in adult court. All three rules have the same remedy--dismissal with prejudice. In
juvenile court, JuCR 7.8(h) speaks to that point:
A charge not brought to adjudicatory hearing within the time limit
determined under this rule shall be dismissed with prejudice .... No case
shall be dismissed for time-to-hearing reasons except as expressly required
by this rule, a statute, or the state or federal constitution.
Accord CrR 3.3(h); CrRLJ 3.3(h). The failure to assert a time for trial argument to the
trial court waives any rule-based claim on appeal. E.g., State v. Smith, 104 Wn.2d 497,
508, 707 P.2d 1306 (1985) (CrR 3.3); State v. MacNeven, 173 Wn. App. 265, 268, 293
P.3d 1241 (2013).
It is with this background in mind that we tum to the argument presented in this
appeal. Reduced to its essence, Mr. Castillo wants to gain the benefits of a speedy trial
6 The "commencement date" is the event-typically the arraignment-that begins
the time for trial period. JuCR 7.8(c). The time period is 30 days for juveniles who are
detained in custody and 60 days for those who are not detained. JuCR 7.8(b)(1)(i), (2)(i).
Many events, such as continuances, will extend the time for trial period by excluding
various time periods from the 30/60 day period. See JuCR 7 .8(e). Other events, such as
failure to appear in court or waiver of the time for trial period, reset the time period by
creating a new commencement date. See JuCR 7.8(c)(2). The failure to object to a
hearing date in a timely fashion waives a violation of the rule. JuCR 7.8(d). Even when a
hearing date has passed, it is possible to revive it with a timely request to "cure" the
violation. JuCR 7.8(g).
7
No. 32358-7-III
State v. Castillo
violation without proving that one occurred. Instead, he turns to the only prejudice
arguably demonstrated by the record-the loss ofjuvenile court jurisdiction-and
attempts to prove that it occurred as a result of the way his juvenile case was conducted.
Although a creative argument, it fails here.
Mr. Castillo agrees with the prosecutor that there was no due process violation
because the case was charged well before his 18th birthday. See Br. of Resp't at 8.
Under similar facts, the Washington Supreme Court recently came to the same
conclusion when it affirmed, on this point, a decision by Division Two. State v.
Maynard, 183 Wn.2d 253,260,351 P.3d 159 (2015) ("We agree with the Court of
Appeals that preaccusatorial delay does not cause the loss ofjurisdiction when the State
files charges before juvenile jurisdiction expires and the defendant has an opportunity to
extend it."). Accordingly, there was no due process violation in this case.
Nonetheless, Mr. Castillo argues that the due process concept of prejudice arising
from preaccusatorial delay also establishes prejudice under CrR 8.3(b). This claim fails
factually and legally in this instance. The claim fails factually because juvenile
jurisdiction was not lost due to any actions of the State. It was lost because Mr. Castillo
failed to appear in court and subsequently turned 18, causing the jurisdiction of the
juvenile court to end. See RCW 13.40.020(15), (16); RCW 13.40.300. Accord,
Maynard, ld. at 260 ("Maynard's attorney did not move to extend jurisdiction at that time
8
No. 32358-7-III
State v. Castillo
or at any time before he turned 18, but she could have. This failure and the consequential
loss ofjurisdiction was not the result of the State's actions.").
The claim fails legally because the due process concept of prejudice is different
from the concept defined under CrR 8.3(b), which is the rule relied on by Mr. Castillo
and the trial court. As defined there, government mismanagement of a case will justify
dismissal "when there has been prejudice to the rights of the accused which materially
affect the accused's right to a fair trial." Loss ofjuvenile court jurisdiction does not
prejudice the right to a fair trial. 7 The prejudice arising from loss ofjuvenile court
jurisdiction is the loss of the rehabilitative model ofjuvenile justice and the
accompanying lesser punishment usually (although not always) attached to ajuvenile
adjudication. State v. Dixon, 114 Wn.2d 857,860-861, 792 P.2d 137 (1990). Those are
concerns of due process and sentencing 8 rather than concerns about the fairness oftrial
proceedings. Id. at 860. They do not establish prejudice to the right to a fair trial within
the meaning ofCrR 8.3(b).
7 Indeed, the adult defendant has a significant constitutional right-the right to a
jury trial-that is unavailable to the accused juvenile offender. It is for this reason that
there is no prejudice from the denial of a request to waive the right to a jury trial. E.g.,
State v. McKague, 159 Wn. App. 489, 500-501,246 P.3d 558 (2011).
8 Should he be convicted in adult court for a crime committed when he was 11, Mr.
Castillo's remedy is an exceptional sentence or some other form of lenient treatment. Cf
State v. Posey, 174 Wn.2d 131, 272 P.3d 840 (2012) (court sentenced adult consistent with
the sentence he would have received as a juvenile for crime committed while juvenile).
9
No. 32358-7-III
State v. Castillo
The actual reason Mr. Castillo's case was not resolved in juvenile court was that
he aged out of that court despite being charged roughly 20 months before he turned 18.
This informs us that his actual problem was a trial timeliness issue, a problem that is
governed either by our constitutions or the court rules. However, the time for trial rule is
not implicated here because, unless JuCR 7.8 was raised in the juvenile proceedings-
and there is no contention that was the case-any claim under the rule has long been
waived. 9 Smith, 104 Wn.2d at 508.
That leaves this case with the constitutional speedy trial protections. Even if this
argument had been raised in the juvenile court and timely review sought in this court,
which did not happen, it appears on this record that it would have failed. Although the 20
months from charging to dismissal is long enough to engage in a speedy trial analysis, the
remaining factors do not inform us why it took 20 months, whether Mr. Castillo asserted
his rights or not, and whether he was prejudiced at all. IO Iniguez, 167 Wn.2d at 292-293.
9 Of course, this appeal also is not a review taken from the juvenile court case.
10Although he alleges that the victim's lack of cooperation was the reason for the
delay, he never attempted to prove that point by showing that trial dates were
inappropriately continued or delayed due to her absence. He also faults the prosecutor for
not proceeding to trial simply on the basis of the victim's statements, but he never explains
how that could have taken place. The child hearsay statute, RCW 9A.44.120, was
inapplicable due to her age at the time of the incidents, and the confrontation clause would
appear to bar the statements she gave to the detective and the counselor five years later.
10
No. 32358-7-III
State v. Castillo
Prejudice, in this context, means "looking at the effect on the interests protected by the
right to a speedy trial: (1) to prevent harsh pretrial incarceration, (2) minimize the
defendant's anxiety and worry, and (3) to limit impairment to the defense." Id. at 295.
Loss ofjuvenile court jurisdiction is not one of these concerns. Understandably, Mr.
Castillo did not pursue this argument.
Instead, he tried to combine pieces of disparate doctrines-due process prejudice
from loss ofjurisdiction with constitutional timeliness doctrines related to the handling of
the juvenile charges-into a CrR 8.3(b) mismanagement argument. As noted, the
argument fails because the "prejudice" concerns differ in the three instances due to the
separate rights each is designed to protect. While loss ofjuvenile court jurisdiction costs
a youthful offender important rights, it does not itself impact his ability to obtain a fair
trial in adult court, which is the concern of CrR 8.3(b). The superior court erred in
concluding otherwise.
At its heart, this case reflects a complaint that the matter was never resolved in the
juvenile court. However, it was never resolved there because Mr. Castillo chose not to
take part when the case was timely charged there. Ifhe had showed up for trial with the
victim refusing to testity, charges would have been dismissed for inability of the
prosecutor to prove her case. In his absence, however, the matter could not proceed to
adjudication. State v. Hammond, 121 Wn.2d 787, 854 P.2d 637 (1993). He does not now
get to complain about the loss ofjurisdiction that resulted from his own action.
11
No. 32358-7-II1
State v. Castillo
The order of dismissal is reversed. I
i
I
A majority of the panel has determined this opinion will not be printed in the
Washington Appellate Reports, but it will be filed for public record pursuant to
i
RCW 2.06.040. I
It
I
I CONCUR:
I
I
I
12
No. 32358-7-III
FEARING, J. (concurring in part and dissenting in part.) The majority may be
correct that the trial court's dismissal of the charge of indecent liberties against Miguel
Castillo should be reversed and the charge reinstated. Nevertheless, to arrive at its
decision to now reverse the dismissal, the majority engages in fact finding unbecoming
an appeals court.
The trial court dismissed the charge of indecent liberties because of the unfairness
attended to the loss ofjuvenile court jurisdiction over Miguel Castillo. Many factors
attended to the loss ofjurisdiction. Those factors include the lack of cooperation from
the complaining witness, Castillo's disappearance, and Castillo's counsel's failure to
request the juvenile court to retain jurisdiction. Other potential causes of the loss of
jurisdiction include delays possibly requested by the State. Miguel Castillo is to blame
for some, but not all, of the circumstances causing the juvenile court to lose authority.
Instead of allowing the superior court to conduct a hearing to determine the controlling
cause, the majority on scant facts solely blames Castillo for the delay. The majority thus
gives the benefit of the doubt to the State, not to the accused.
No. 32358-7-III
State v. Castillo-concurring in part dissenting
In seeking to affirm the dismissal, Miguel Castillo relies on prejudice resulting
from government misconduct under CrR 8.3(b) and the due process clause. Castillo
!
should be the master of his argument. Nevertheless, the majority ignores Castillo's
I
I
argument and reviews the case on speedy trial rules embodied in JuCR 7.8, when the
I
State does not even assert that the juvenile court rule applies.
t
The complexities of the underlying procedural background demand an exacting I
!
and lengthy analysis not found in the majority's summary verdict against Miguel Castillo. I
I
The record before this reviewing court is insufficient to determine whether the trial court iI
should be reversed or affirmed. Because of abbreviated facts for us to evaluate and an
I
inconsistency in the trial court's conclusions oflaw, we should vacate the order of
I
dismissal and remand for additional evidence before and a further review by the trial
court of the circumstances that led to the loss ofjurisdiction in the juvenile court. !
i
l
i
FACTS
,I
~.
The facts supplied to the trial court and on appeal are superficial. The parties
submitted the facts to the trial court through legal memoranda rather than under oath.
The State of Washington alleges that, between January 1 and August 31, 2005,
Miguel Castillo sexually assaulted B.V. Since Castillo was born on February 17, 1994,
he was both ten and eleven years of age during the span of the purported assaults.
Because of an August birthday, B.V. was both twelve and thirteen during the same
window of months.
2
No. 32358-7-111
State v. Castillo-concurring in part dissenting
On November 28,2009, when Miguel Castillo was fifteen years of age, B.V.
reported the alleged assaults. On November 30,2009, Detective Lee Barrow interviewed
Castillo about the allegations against him. We do not know the substance of Castillo's
comments to Detective Barrow. We do not know if Castillo confessed to any crime.
Barrow sent his report regarding the allegations to the Franklin County Prosecutor's
Office on December 2, 2009. We do not have a copy of the report. On April 15,2010, a
counselor at Kids' Haven interviewed B.V. about the alleged sexual assault. We do not
know what information B.V. reported to the counselor. Contrary to the assertion of the
majority, we do not know ifB.V. confirmed with the counselor that she would cooperate
with a prosecution of Castillo.
On May 25, 2010, when Miguel Castillo was sixteen years old, the State of
Washington charged Castillo in Franklin County Juvenile Court. Critical to this court's
review is a determination of the facts leading to the failure to proceed with trial in
juvenile court before dismissal of the charges in juvenile court, on February 17, 2012.
Sometime after her interview at Kids' Haven, B.V. grew uncooperative and refused to
attend a defense interview in the prosecutor's office. B.V. also failed to appear at a
scheduled deposition.
The State provides no facts as to what occurred in the juvenile prosecution
between May 25,2010, and October 6, 2011, other than the lack of cooperation from
B.V. The State presents no evidence that it subpoenaed B.V. to appear at a trial or that it
3
No. 32358-7-III
State v. Castillo-concurring in part dissenting
sought a material witness warrant. I assume the court scheduled the case for trial, and I
further assume trial continuances occurred. The State presents no evidence that Miguel
Castillo waived any rights to a speedy trial. We are not provided the entire file from the
juvenile court proceeding.
Miguel Castillo failed to appear in juvenile court for an omnibus hearing on
October 6, 2011. Castillo's counsel also lost contact with him. The trial court issued a
warrant for Castillo's arrest on October 6,2011, when Castillo was seventeen years old.
On February 17,2012, the day Castillo turned eighteen years old, the State dismissed
charges without prejudice because the juvenile court lost jurisdiction.
The State shows no conduct on its part between February 17, 2012, and June 3,
2013. On June 3, 2013, the Franklin County Prosecuting Attorney's Office asked its
investigator to locate B.V. The investigator found B.V. and the prosecuting attorney's
office interviewed her on June 17,2013. The State confirmed that B.V. would be
available to testify in a renewed prosecution.
PROCEDURE
On August 7,2013, the State of Washington filed a new charge ofindecent
liberties in adult court against Miguel Castillo. Castillo moved to dismiss the charge
under CrR 8.3(b) and the United States Constitution's Fifth and Fourteenth Amendments.
Castillo argued, among other contentions, that the refiling of charges in adult court
violated his due process and equal protection rights. Castillo posited that delay in the
4
No. 32358-7-III
State v. Castillo-concurring in part dissenting
prosecution prejudiced his case, and he highlighted the loss ofjuvenile court jurisdiction
and the passage of eight years since the alleged criminal conduct. He noted that, despite I
I
B.V.'s lack of cooperation and his failure to appear in court, the State could have I
proceeded with trial in juvenile court based on statements given by him to law
II
!
enforcement and by B.V. to Kids' Haven. In response, the State blamed the delay on
Ii
Castillo's failure to appear and the lack of cooperation from the victim.
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In his argument before the trial court, Castillo alternatively identified the delay !
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period as, on the one hand, the date of the alleged crimes in 2005 to August 7,2013, the IJ
date of refiling the charge in adult court, and, on the other hand, April 15, 2010, the date I
tt
of the Kids' Haven interview to the date ofrefiling the charge. Castillo did not
distinguish between preaccusatory delay and postaccusatory delay.
The trial court granted Miguel Castillo's motion to dismiss for prosecutorial delay
under CrR 8.3(b). In its oral ruling, the trial court stated:
In this particular case the State had statements from the victim.
Even if the victim was not cooperative, there are ways to get those
introduced and had statements of the defendant. I think it's appropriate to
dismiss the case. I will grant the motion.
I'm not finding that the State deliberately did anything just
indicating the State should have continued on while they had juvenile
jurisdiction.
Report of Proceedings (RP) at 7-8.
The trial court entered findings of fact, which are unchallenged on appeal. One
5
No. 32358-7-II1
State v. Castillo-concurring in part dissenting
finding reads in part: "No further investigation took place between 04115/2010 and
06/03/2013." Clerk's Papers (CP) at 7. The trial court entered the following conclusions
oflaw:
I. Because "prejudice is presumed when juvenile court jurisdiction
is lost," State v. Frazier, 82 Wn. App. 576, 587-588,918 P.2d 964 (1996),
[Miguel Castillo] was prejudiced by being subjected to adult jurisdiction,
thereby violating his due process rights.
2. Having [B.V.]'s statement at Kids' Haven and [Castillo]'s
statements, the State had enough information to proceed forward with
prosecuting the juvenile case.
3. The reasons for the delay by the State that led to charging
[Castillo] in adult jurisdiction cannot be justified, though the delay in
charging was neither deliberate nor negligent on the State's part.
4. The remedy for this delay is dismissal. Dismissal under CrR
8.3(b) is an extraordinary remedy and requires the defendant to show by a
preponderance of the evidence arbitrary action or governmental misconduct
and prejudice affecting the defendant's right to a fair trial.
5. This Court finds that "prosecution of this case is contrary to
fundamental concepts ofjustice," and dismisses this case. Frazier at 593.
CP at 7-8.
LA W AND ANALYSIS
Calculating Delay
The trial court dismissed the prosecution because of a delay. Before analyzing
whether the delay justified dismissal, I must identify the relevant window of delay. In the
trial court, Miguel Castillo claimed the delay ran from the date of the alleged crimes, in
2005, through the date of his motion argument to dismiss in adult court, in February
2014, a delay of at least eight years. On appeal, Castillo begins his calculation of delay
6
No. 32358-7-111
State v. Castillo-concurring in part dissenting
from the date of filing of the charge in juvenile court in May 2010.
1 agree with Miguel Castillo that the period of delay should commence with the
filing of charges in juvenile court. The State filed the charge promptly after B.V.
reported Miguel Castillo's behavior and after Detective Lee Barrow investigated the
allegations. The State filed the charge in juvenile court on a date sufficient to proceed to
trial before Castillo reached eighteen years of age. The State has broad discretion to
decide when to prosecute and may delay prosecution until it determines it can establish
guilt beyond a reasonable doubt. State v. Salavea, 151 Wn.2d 133, 146,86 P.3d 125(2004).
1 must also identify the date on which to end the span of delay. On appeal, Miguel
Castillo argues the prosecutorial delay prejudiced him solely because the juvenile court
lost jurisdiction over the criminal charges. The State argues that, since the prejudice
claimed by Castillo is loss ofjuvenile court jurisdiction, Castillo may not argue any
prejudice beyond his turning eighteen on February 17,2012. According to the State, any
delay in refiling charges in adult court is irrelevant. Miguel Castillo suitably concedes
this point.
When an accused argues prejudicial delay because of loss ofjuvenile court
jurisdiction, the critical time period ends with the defendant's eighteenth birthday. State
v. Brandt, 99 Wn. App. 184, 190,992 P.2d 1034 (2000). Any delay after the birthday
does not prejudice the defendant because the juvenile court generally loses jurisdiction on
7
No. 32358-7-III
State v. Castillo-concurring in part dissenting
the defendant's eighteenth birthday. State v. Acheson, 75 Wn. App. 151, 155,877 P.2d
217 (1994); State v. Bushnell, 38 Wn. App. 809, 811, 690 P.2d 601 (1984). Thus, the
ending date for our window of delay is no later than February 17,2012, Miguel Castillo's
eighteenth birthday.
Prosecutorial Delay Principles
The gist of the dispute on appeal resolves around loss ofjuvenile court
jurisdiction, not late filing of charges in adult court. Therefore, the delay at issue is more
in the nature of postaccusatorial or prosecutorial delay rather than pre accusatorial delay.
Preaccusatorial delay is procrastination occurring before the filing of charges. State v.
Oppelt, 172 Wn.2d 285,286-87,257 P.3d 653 (2011).
The reported decisions that address a delay that led to the loss ofjuvenile court
jurisdiction involve pre accusatory delay. State v. Oppelt, 172 Wn.2d 285, 257 P.3d 653(2011); State v. Salavea, 151 Wn.2d at 146; State v. Warner, 125 Wn.2d 876,889 P.2d
479 (1995); State v. Dixon, 114 Wn.2d 857,792 P.2d 137 (1990); State v. Lidge, 111
Wn.2d 845, 765 P.2d 1292 (1989); State v. Alvin, 109 Wn.2d 602, 746 P.2d 807 (1987);
State v. Calderon, 102 Wn.2d 348, 684 P.2d 1293 (1984); State v. Brandt, 99 Wn. App.
184,992 P.2d 1034 (2000); State v. Frazier, 82 Wn. App. 576, 918 P.2d 964 (1996),
abrogated by State v. Oppelt, 172 Wn.2d 285, 257 P.3d 653 (2011); State v. Schifferl, 51
Wn. App. 268, 753 P.2d 549 (1988); State v. Robbers, 46 Wn. App. 558,731 P.2d 522(1986); State v. Anderson, 46 Wn. App. 565, 731 P.2d 519 (1986); State v. Boseck, 45
8
No. 32358· 7-III
State v. Castillo-concurring in part dissenting
Wn. App. 62, 723 P.2d 1182 (1986). Nevertheless, the basic rules of determining
whether procrastination justifies dismissal should not depend on whether the delay
occurred before filing charges, after filing charges, or both. Delay is delay. Decisions
addressing postaccusatory delay in other contexts rely on the same test or parts thereof
employed in addressing preaccusatory delay. State v. Michielli, 132 Wn.2d 229,239-40,
937 P.2d 587 (1997); State v. Blackwell, 120 Wn.2d 822,830-32,845 P.2d 1017 (1993).
Thus, in analyzing this appeal, I rely on both prosecutorial and preaccusational delay
decisions.
In his trial court pleadings, Miguel Castillo asserted the United States
Constitution's Fourteenth Amendment's equal protection and due process clauses. He
provided no argument below in support of an equal protection clause violation, but
provided argument based on the due process clause. Since the refiling of the charge
occurred in adult court, Castillo also, at the trial court level, relied on CrR 8.3 when
forwarding his motion to dismiss.
On appeal, Castillo seeks affirmation of the dismissal only under CrR 8.3.
Nevertheless, whether we analyze the appeal under the due process clause or CrR 8.3
makes no difference. The principles and tests announced by our state high court remain
the same under both CrR 8.3(b) and the due process clause. Stated differently, the delay
analysis under CrR 8.3(b) is similar to the due process balancing analysis. State v.
Oppelt, 172 Wn.2d at 297-98 (2011). Thus, I conflate cases and principles addressing
9
No. 32358-7-III
State v. Castillo-concurring in part dissenting
CrR 8.3(b) and the due process clause.
CrR 8.3 reads:
(b) On Motion of Court. The court, in the furtherance ofjustice,
after notice and hearing, may dismiss any criminal prosecution due to
arbitrary action or governmental misconduct when there has been prejudice
to the rights of the accused which materially affect the accused's right to a
fair trial. The court shall set forth its reasons in a written order.
Miguel Castillo filed the motion to dismiss; whereas the court rule references a
motion by the court. CrR 8.3(b) has been read to encompass motions brought by the
accused. While the rule says "[o]n motion of court," it is common practice for the
defendant to make a motion to bring to the court's attention circumstances warranting
dismissal. State v. Oppelt, 172 Wn.2d at 297 n.l 0; State v. Sonne land, 80 Wn.2d 343,
347,494 P.2d 469 (1972).
When deciding ifprosecutorial delay justifies dismissal under CrR 8.3(b) or the
due process clause, a Washington court utilizes a three step test. State v. Salavea, 151
Wn.2d at 139. First, the defendant must show the delay caused prejudice. State v.
Salavea, 151 Wn.2d at 139 (2004). If the defendant shows prejudice, the court then
examines the State's reasons for the delay. Sa lavea , 151 Wn.2d at 139. Finally, the court
balances the reasons for delay against the defendant's prejudice resulting from the delay
to decide if the procrastination violates fundamental conceptions ofjustice. Salavea, 151
Wn.2d at 139. The central inquiry always remains whether the action by the government
violates fundamental conceptions ofjustice. State v. Oppelt, 172 Wn.2d at 292 (2011).
10
f
~:
No. 32358-7-II1
State v. Castillo-concurring in part dissenting
The majority begins its analysis by reciting the three step test, but then the
majority changes course in mid-flight and travels an Antarctic route requested by neither
the State nor Miguel Castillo. The majority wishes to resolve the appeal on the speedy
trial rules found in JuCR 7 .8(c). Nevertheless, Castillo filed his motion in superior court,
and, thus, a juvenile court rule does not apply. Although a superior court criminal rule is
parallel to JuCR 7.8(c), Castillo is free to seek dismissal on grounds other than speedy
trial court rules. No principle oflaw precludes application of the due process clause or
CrR 8.3(b) when a speedy trial court rule could apply. Also, the use of CrR 8.3(b) may
be novel under these circumstances, as suggested by the majority, but an innovative
argument is not a wrong or impermissible argument.
The majority's employment of JuCR 7.8(c) is misplaced for another critical
reason. The majority, without any evidence, assumes that Miguel Castillo periodically
waived his speedy trial rights. Without admitting the finding, the majority determines
that Castillo waived these rights. The record contains no such showing. Again the
majority gives the State, not Miguel Castillo, the benefit of the doubt. Instead of
assuming a waiver, this court should remand for a review of the records to determine if
Miguel Castillo waived his rights.
The three step analysis under CrR 8.3(b) and the due process clause is the proper
test to apply on this appeal. I now apply these three steps in a lengthy analysis.
Prejudice
11
No. 32358-7-II1
State v. Castillo-concurring in part dissenting
The accused must first show the State's lagging caused actual prejudice to his
defense in order to satisfy prong one of the prosecutorial delay test. State v. Salavea, 151
Wn.2d at 139 (2004); State v. Norby, 122 Wn.2d 258,264,858 P.2d 210 (1993). Under
due process rules, prejudice is presumed when juvenile court jurisdiction is lost. State v.
Dixon, 114 Wn.2d at 861 (1990); State v. Frazier, 82 Wn. App. at 587-88 (1996).
Offenders fulfill their burden of proof when prosecutorial delay causes a loss ofjuvenile
court jurisdiction because the loss results in a decrease of benefits available to a
defendant in the juvenile court system. State v. Salavea, 151 Wn.2d at 139; State v.
Dixon, 114 Wn.2d at 860-61; State v. Alvin, 109 Wn.2d at 604 (1987); State v. Calderon,
102 Wn.2d at 352-53 (1984). The loss ofjuvenile court jurisdiction subjects the accused
to harsher penalties and the potential stigma of an adult criminal conviction. Dixon, 114
Wn.2d at 860-61.
Miguel Castillo allegedly committed his offense while a juvenile. The State filed
the charge when he was sixteen years of age and with one year and eight months open to
complete the prosecution before the juvenile court lost jurisdiction. Thus, Castillo shows
prejudice by a delay leading to loss ofjuvenile court jurisdiction. I analyze later whether
the State, Castillo, or both are to blame for this delay.
Government Misconduct
The second step in the analysis is to examine the reason for the delay. Under this
element of the test, we identify, characterize, and ascertain a level of blame for the State's
12
No. 32358-7-III
State v. Castillo-concurring in part dissenting
conduct that led to the delay. An important question is whether the delay in prosecuting
an accused was justified. State v. Brandt, 99 Wn. App. at 189 (2000). Absent a showing
of arbitrary action or governmental misconduct, a trial court cannot dismiss charges
under CrR 8.3(b). State v. Michielli, 132 Wn.2d at 240 (1997). CrR 8.3(b) is designed to
protect against arbitrary action or governmental misconduct and not to grant courts the
authority to substitute their judgment for that of the prosecutor. State v. Cantrell, III
Wn.2d 385,390, 758 P.2d 1 (1988); State v. Starrish, 86 Wn.2d 200,205,544 P.2d 1(1975).
Loss ofjuvenile court jurisdiction does not automatically lead to a finding of
unjust prosecutorial delay, in part, because loss ofjurisdiction is not always the fault of
the State. The accused has no constitutional right to be tried as a juvenile. State v.
Dixon, 114 Wn.2d at 860 (1990). Absent extraordinary circumstances, ajuvenile's case
is managed in the same manner as all other cases and does not receive special treatment
even if the juvenile is about to tum eighteen. State v. Salavea, 151 Wn.2d at 146 (2004);
State v. Calderon, 102 Wn.2d at 354 (1984).
Under the second step of the delay inquiry, governmental misconduct need not be
of an evil or dishonest nature to warrant dismissal. State v. Michielli, 132 Wn.2d at 239­
40 (1997); State v. Blackwell, 120 Wn.2d at 831. Since the central inquiry is whether the
action by the government violates fundamental conceptions ofjustice, the intent of the
government actors is unimportant. State v. Oppelt, 172 Wn.2d at 292 (2011). Simple
13
No. 32358-7-III
State v. Castillo-concurring in part dissenting
mismanagement is sufficient. State v. Michielli, 132 Wn.2d at 239-40 (1997); State v.
Blackwell, 120 Wn.2d at 831. Simple mismanagement constitutes government
misconduct under CrR 8.3(b) such that negligent delay may result in a due process
violation. State v. Oppelt, 172 Wn.2d at 291 n.3; State v. Blackwell, 120 Wn.2d at 831(1993).
Miguel Castillo argues on appeal that the State has provided no adequate
explanation for the delay in juvenile court. On appeal, the State contends that it did not
provide detailed evidence to the trial court as to the delay in juvenile court, because
Castillo did not assert this period as the prejudicial period of delay before the lower court.
I agree with the State that Miguel Castillo did not focus on this one year and eight months
ofjuvenile court jurisdiction when seeking dismissal below. Castillo instead asserted
prejudice during a longer period of time. This shift in argument may warrant a new
hearing. Nevertheless, the State knew that Castillo included in the time of delay the time
during which the juvenile charges were pending.
The State presents two reasons for the delay in proceeding to trial in the juvenile
court prosecution, the lack of cooperation from the victim and the absence of Miguel
Castillo. We will address Miguel Castillo's absence later. Nevertheless, Castillo's
absence did not occur until October 6, 2011, one year and four months after the filing of
the charge. One year and four months is a lengthy duration in juvenile court.
A witness' reluctance to speak with investigating officers may justify a delay
14
No. 32358-7-II1 I
I
State v. Castillo-concurring in part dissenting !
i
before filing charges. State v. Brandt, 99 Wn. App. at 191-92 (2000). Nevertheless, no I
court has held such a reluctance to warrant delay of a juvenile court prosecution after
! I
i i
I
filing charges, let alone a delay for more than one year. Since the State may delay
charges until it gathers evidence to prove charges beyond a reasonable doubt, when the
f
State files a charge the State should be ready to commence trial.
t
The trial court concluded, in part, that the State could have proceeded with trial in
juvenile court because of a statement given by Miguel Castillo to an investigating officer. It
We do not know the content of that statement. Therefore, we encounter difficulty in
!
I
concluding that the statement warranted proceeding to trial. A remand would help by i
affording the opportunity to make the statement a part of the record.
The trial court also concluded that, with the possession ofB.V.'s statement at
If
f
i
Kids' Haven, the State had enough evidence to proceed forward with prosecuting the
!
juvenile case. The State argues these statements would not have been admissible at trial, f
f
and the State may be correct. I note that the child hearsay statute applies to statements r
f
~
made by a child while under the age often. RCW 9A.44.l20; State v. Beadle, 173 Wn.2d !
~
97, 111-12, 265 P .3d 863 (2011). B. V. was seventeen years of age when interviewed at t
l
Kids' Haven. I need not decide, however, whether the Kids' Haven counselor could I
i
inform the jury ofB.V. 's statements because other grounds exist to conclude the State f'
l
1
engaged in mismanagement despite the lack of cooperation from B.V.
Miguel Castillo argues that the State could have subpoenaed B.V. or sought a
15
No. 32358-7-III
State v. Castillo-concurring in part dissenting
material witness warrant to compel her testimony despite her failure to cooperate.
Therefore, Castillo contends the trial court was correct in finding mismanagement. I
agree.
In a series of persuasive cases, other courts have charged the State with delays
caused by absent witnesses for purposes of speedy trial rights. In State v. Gillis, 63 Haw.
285, 626 P .2d 190 (1981), the Hawaii Supreme Court dismissed charges against Richard
Gillis because of delay in bringing the prosecution to trial. The State abandoned earlier
charges because of a missing chief prosecution witness. The government attempted to
locate the witness by preparing an unserved subpoena and the use of two investigators.
The Aloha State high court concluded that the State failed to exercise diligence in
securing the attendance of the witness.
In People v. Familia-Morel, 151 Misc. 2d 55,570 N.Y.S.2d 895 (Crim. Ct. 1991),
the court dismissed charges against Miguel Familia-Morel because of the People's failure
to timely secure the attendance of a key witness, a law enforcement officer. The officer's
young daughter contracted spinal meningitis twelve days before the hearing. The officer
stayed with the daughter in the hospital through the date of the hearing. The court noted
that the unavailability of a prosecution witness is an exceptional circumstance justifying
prosecutorial delay, provided the People employ due diligence to make the witness
available. The court did not fault the People for failing to secure the officer's testimony
on the date of the hearing, but faulted the People for failing to continue in communication
16
No. 32358-7-III
State v. Castillo-concurring in part dissenting
with the officer to procure his testimony upon the daughter's discharge from the hospital.
In State v. Windish, 590 N.W.2d 311 (Minn. 1999), the court charged the State
with a delay in proceedings caused by an absent witness. The complaining witness was
in Arizona at the time of trial. The court noted that the unavailability of a witness
constitutes good cause for delay, provided the prosecutor diligently attempted to secure
the attendance of the witness. The State failed to produce any evidence of its efforts to
ensure the witness' appearance.
People v. Khan, 146 A.D.2d 806, 537 N.Y.S.2d 284 (1989) involves the opposite
outcome because the People employed due diligence. The court denied Shah Khan's
motion to dismiss on the ground that the People denied his statutory right to a speedy
trial. The lower court delayed trial because of a missing key witness. On learning that
the witness moved to Florida and did not wish to testify, the People immediately prepared
a material witness order, obtained the trial court's signature on the order, and forwarded
the order to the office of the Florida State Attorney. The reviewing court refused to
charge the People with the delay caused by the absent witness because the People
exercised due diligence.
In the case on appeal, the State does not contend that B.V. went missing. The
State only contends that B.V. was uncooperative, a reason less compelling than an absent
witness. The State could have subpoenaed B.V. to testify. CrR 4.8. The State could
have sought a warrant for the arrest ofB.V. as a material uncooperative witness. CrR
17
No. 32358-7-111
State v. Castillo-concurring in part dissenting
4.10. I would hold that the trial court could correctly conclude that the delay and loss of
juvenile court jurisdiction was caused by government mismanagement for failing to
subpoena B.V. to trial or to obtain a material witness warrant ifB.V. still failed to
cooperate. While I would conclude that the trial court could so conclude, I am uncertain
if the trial court so concluded.
The trial court, in conclusion of law 3, wrote that "the delay by the State that led to
charging in adult jurisdiction ... was neither deliberate nor negligent on the State's part."
CP at 8. The trial court's conclusion that the State's conduct was not negligent is
problematic. Case law suggests that the trial court may dismiss a prosecution only if the
State's conduct is negligent or worse. State v. Michielli, 132 Wn.2d at 240 (1997).
In conclusion of law 3, the trial court further wrote that "[t]he reasons for the delay
... cannot be justified." CP at 8. In conclusion of law 4, the trial court implied that
Miguel Castillo showed "by a preponderance of the evidence arbitrary action or
governmental misconduct." CP at 8. These additional conclusions conflict with a
finding of no negligence. "Simple mismanagement" constitutes government misconduct
under CrR 8.3(b) such that negligent delay may result in a due process violation. State v.
Oppelt, 172 Wn.2d at 291 n.3 (2011); State v. Blackwell, 120 Wn.2d at 831 (1993).
Negligence is tantamount to government mismanagement under prosecutorial delay rules
and in other contexts. State v. McConnell, 178 Wn. App. 592, 602, 315 P.3d 586 (2013),
review denied, 180 Wn.2d 1015,327 P.3d 54 (2014); August v. U.S. Bancorp, 146 Wn.
18No. 32358-7-111
State v. Castillo-concurring in part dissenting
App. 328, 344, 190 P.3d 86 (2008); Gillespie v. Seattle-First Nat 'I Bank, 70 Wn. App.
150, 153, 855 P.2d 680 (1993); First Interstate Bank a/Wash. v. Lindberg, 49 Wn. App.
788, 791, 746 P.2d 333 (1987). "Mismanagement" is a related word of "negligence" in
the thesaurus. MERRIAM-WEBSTER THESAURUS, http://www.merriam­
webster.com/thesaurus/negligence (last visited Sept. 15, 2015).
When a trial court enters inconsistent conclusions, the reviewing court should
remand for a new trial or hearing. Konikowski v. Everson, 42 Conn. App. 658, 660, 680
A.2d 1366 (1996). I would remand this case to the trial court for, among other purposes,
a reconciliation of the conclusions of law. Unless the trial court finds some negligence,
no matter how slight, the motion to dismiss should be denied. The State does not engage
in arbitrary conduct or government misconduct without intentional misconduct or
negligence. The trial court should consider mismanagement by the State to be
negligence.
The majority relies on State v. Maynard, 183 Wn.2d 253, 351 P.3d 159 (2015). In
Maynard, the State initially filed charges in juvenile court, but refiled in adult court after
the accused turned eighteen years of age. The Supreme Court held that Christopher
Maynard failed to show preaccusatorial delay in filing charges since the juvenile court
lost jurisdiction when Maynard turned eighteen years of age and his counsel did not ask
for an extension in juvenile court jurisdiction. The State filed charges on July 7, 2011,
and Maynard turned eighteen on August 1, 2011.
19
No. 32358-7-III
State v. Castillo-concurring in part dissenting
A broad reading of Maynard is favorable to the State in this appeal. Under an
expansive view of Maynard, the loss ofjuvenile court jurisdiction is never the result of
government misconduct since defense counsel could always seek an extension ofjuvenile
court authority. Nevertheless, the Maynard facts are widely diverse from the case on
appeal. In Maynard, the State possessed less than a month to complete prosecution
before the juvenile court lost jurisdiction. The State had one year and eight months to
complete the prosecution against Miguel Castillo in juvenile court. We do not know if
Miguel Castillo's juvenile court counsel had the opportunity to move to retain juvenile
court jurisdiction and whether any such motion would have been granted. Even assuming
both, other factors could have been the leading cause of the loss ofjuvenile court
jurisdiction. Thus, a remand for further fact finding is indispensable.
Miguel Castillo's Absence
On October 6, 2011, Miguel Castillo failed to appear at an omnibus hearing. I
assume he voluntarily remained unavailable for trial through his eighteenth birthday in
February 2012. Castillo's disappearance complicates the analysis under CrR 8.3(b) and
the resolution of Castillo's motion to dismiss.
The trial court's ruling may assume incorrectly that the State could have
proceeded to trial without the presence of Miguel Castillo. Under Washington law, one
may not be tried in absentia, unless present at the commencement of triaL CrR 3.4; JuCR
1.4(b); State v. Jackson, 124 Wn.2d 359,361,878 P.2d 453 (1994); State v. Brown, 178
20
No. 32358-7-III
State v. Castillo-concurring in part dissenting
Wn.App. 70, 76, 312 P.3d 1017 (2013), review denied, 180Wn.2d 1004,321 P.3d 1206(2014). Nevertheless, under CrR 3.4(c), if, in any case the defendant is not present when
his personal attendance is necessary, the court may order the clerk to issue a bench
warrant for the defendant's arrest, which may be served as a warrant of arrest in other
cases. IuCR 1.4(b) would apply this adult court rule to juvenile court. The juvenile court
issued a warrant for Castillo's arrest.
Miguel Castillo may argue that the State has failed to show due diligence in
arresting him. No Washington case has addressed whether the time during which an
accused voluntarily absents himself from the proceedings may be held against the State
when determining prosecutorial delay. Fairness recommends that the State should not be
held responsible for a delay caused by the defendant, even if the State took no steps to
arrest him, otherwise the accused benefits from his misbehavior. A legal maxim, applied
in numerous contexts, demands that one not profit from his own wrong. Wash. State
Physicians Ins. Exch. & Ass'n v. Fisons Corp., 122 Wn.2d 299,356,858 P.2d 1054(1993); Golberg v. Sanglier, 96 Wn.2d 874,887,639 P.2d 1347,647 P.2d 489 (1982);
Cheney v. Dep't ofLabor and Indus., 175 Wash. 60, 63, 26 P.2d 393 (1933); Crevelli v.
Chicago, Milwaukee & Saint Paul Ry. Co., 98 Wash. 42, 46, 167 P. 66 (1917); Paris v.
Allbaugh, 41 Wn. App. 717, 719, 704 P.2d 660 (1985); Brown v. Spokane County Fire
Prot. Dist. No.1, 21 Wn. App. 886, 895, 586 P.2d 1207 (1978); Leavy, Taber, Schultz
and Bergdahl v. Metro. Life Ins. Co., 20 Wn. App. 503,511,581 P.2d 167 (1978).
21
No. 32358-7-III
State v. Castillo-concurring in part dissenting
In State v. Salavea, 151 Wn.2d 133,86 P.3d 125 (2004), the Supreme Court
held, in part, that a delay in filing charges was justified by the accused's absence from the
jurisdiction. Under speedy trial rules, a time for trial violation is excused if the delay was
caused by any fault or connivance on the part of the defendant. State v. Greenwood, 120
Wn.2d 585, 600,845 P.2d 971 (1993); State v. Striker, 87 Wn.2d 870,872,557 P.2d 847(1976). In a decision worthy of some respect, a New York court refused to impute to the
State that portion of a delay resulting from the absence of the defendant when
determining whether to dismiss a prosecution. People v. Woods, 150 Misc. 2d 1070,572
N.Y.S.2d 279 (Crim. Ct. 1991). In State v. Daniels, 413 So. 2d 1256, 1257 (Fla. Dist. Ct.
App. 1982), the trial court refused to charge the State with a delay caused by the
defendant's failure to appear.
On appeal, the State blames, in part, the juvenile court's loss ofjurisdiction on
Miguel Castillo's disappearance beginning on October 6, 2011. The juvenile court
retained jurisdiction until February 17,2012. The sole prejudice alleged by Castillo is
loss ofjuvenile court jurisdiction. Thus, if the juvenile court prosecution would have
proceeded to trial between October 6, 2011, and February 17, 2012, but for Miguel
Castillo's absence, Castillo deserves blame for the prejudice.
I do not know if the State would have proceeded to trial and completed the case in
juvenile court if Miguel Castillo did not disappear. Because of the extensive delay before
Castillo's disappearance, a trier of fact could conclude that the State would have delayed
22
No. 32358-7-III
State v. Castillo-concurring in part dissenting
until loss ofjuvenile court jurisdiction, in part because of the uncooperative witness. I
would remand for the trial court to determine whether the State would have proceeded
with trial in juvenile court before Castillo turned eighteen years old if Castillo remained
available for trial. The majority, instead of remanding for such fact finding, determines
on its own that Miguel Castillo is the sole cause of the juvenile court's loss of
jurisdiction. If the trial court were to find that trial would have occurred, the motion to
dismiss should be denied.
When resolving this question, I would encourage the trial court to entertain live
testimony or affidavits. In other delay cases, the State provided testimony explaining the
specific reasons for the delay in filing. State v. Frazier, 82 Wn. App. at 588 (1996). The
State provided no testimony, only argument, below. I would also direct the trial court to
review the entire juvenile court record for clues as to reasons for the delay and whether
the State would have proceeded to trial in juvenile court but for Miguel Castillo's
absence. I would further direct the trial court to make the juvenile court record part of the
superior court record in the event of later appellate court review of its decision.
Balancing
The last step when entertaining a motion to dismiss is to balance the State's
interest against the prejudice to the accused from losing juvenile court jurisdiction. State
v. Brandt, 99 Wn. App. at 192 (2000). Washington courts have announced different
formulations of what courts must balance in conducting a preaccusatorial delay analysis.
23
No. 32358-7-111
State v. Castillo-concurring in part dissenting
State v. Oppelt, 172 Wn.2d at 294 (2011). Our courts have employed three different
assessments: (1) the "reasons for the delay" are balanced with the prejudice to the
defendant, State v. Schifferl, 51 Wn. App. at 272 (1988); (2) "the State's interest" is
balanced with the prejudice to the defendant, State v. Frazier, 82 Wn. App. at 589 (1996);
and (3) "the delay" is balanced with the prejudice. State v. Salavea, 151 Wn.2d at 139(2004).
In Oppelt, our state high court's latest review of delay, the court declared that what
are meant to be balanced are the reasons for the delay and the prejudice to the defendant
caused by the delay. State v. Oppelt, 172 Wn.2d at 294 (2011). We do not balance the
State's interest in prosecuting the defendant against the prejudice to the defendant. State
v. Oppelt, 172 Wn.2d at 294 n.7. The State's reason for delay is not the same thing as the
State's interest in prosecution. Oppelt, 172 Wn.2d at 294 n.7. For example if the reason
for delay was the State's negligence, the court should weigh the prejudice to the accused
and the State's negligence, not the State's interest in prosecution. State v. Oppelt, 172
Wn.2d at 294 n.7. I note that negligence, strictly speaking, may not be the reason for the
delay, but the level of blame to assess because of the government action leading to the
delay. Still, the government action and the level of blame may be integrally related.
If mere negligent conduct by the prosecutors is asserted, then the delay or
prejudice suffered by the defendant must be greater than that in cases where recklessness
or intentional governmental conduct is alleged. State v. Oppelt, 172 Wn.2d at 292
24
No. 32358-7-111
State v. Castillo-concurring in part dissenting
(2011). If the delay is intentional, due process is violated, but if the delay only is
negligent, due process mayor may not be violated. United States v. Lovasco, 431 U.S.
783, 790, 97 S. Ct. 2044, 52 L. Ed. 2d 752 (1977); State v. Calderon, 102 Wn.2d at 352­
53 (1984). A delay without justification does not demand an automatic dismissal. State
v. Oppelt, 172 Wn.2d at 287. Dismissal is an extraordinary remedy to which the court
should resort only in truly egregious cases of mismanagement or misconduct. State v.
Wilson, 149 Wn.2d 1, 9,65 P.3d 657 (2003).
We note criticism of Washington's three part test because balancing the reasons
for the delay against prejudice to the accused is nonsensical. United States v. Crouch, 84
F.3d 1497, 1512 (5th Cir. 1996). One cannot assign numbers to the reasons for the delay,
on the one hand, and the prejudice to the accused, on the other hand, in order to adjudge
which one weighs more. Balancing prejudice against the reasons for delay is awkward
because the items to be placed on either side of the balance are wholly different from
each other and have no possible common denominator. State v. Oppelt, 172 Wn.2d at295 n.8. Our high court nonetheless determined that the Washington test withstands this
criticism because "weighing" and "balancing" cannot be taken literally. State v. Oppelt,
172 Wn.2d at 295 n.8. Prejudice to the accused and reasons for the delay should be
considered factors used to determine whether fundamental notions ofjustice are offended
by a continued prosecution. State v. Oppelt, 172 Wn.2d at 296.
The three step test is not the end, but guideposts to the end. The three-pronged
25
No. 32358-7-III
State v. Castillo-concurring in part dissenting
test is best understood as an analytical tool to assist the court in answering the underlying
question of whether a delay resulted in a due process violation by violating fundamental
conceptions ofjustice. State v. Oppelt, 172 Wn.2d at 295 (2011). The "prongs" should
be approached with this principle in mind. State v. Oppelt, 172 Wn.2d at 295.
The core question is whether the action by the government violated fundamental
conceptions ofjustice. Lovasco, 431 U.S. at 790; Calderon, 102 Wn.2d at 353. In
answering this question, we consider whether the government action about which the
accused complains violates those fundamental conceptions ofjustice which lie at the base
of our civil and political institutions and which define the community's sense of fair play
and decency. State v. Oppelt, 172 Wn.2d at 289; State v. Warner, 125 Wn.2d at 890(1995); State v. Lidge, 111 Wn.2d at 852 (1989); State v. Calderon, 102 Wn.2d at 353(1984); State v. Brandt, 99 Wn. App. at 192 (2000).
The area of law has no formal bright line rules. State v. Oppelt, 172 Wn.2d at 294.
There are always reasons for a delay, and some are better than others. State v. Oppelt,
172 Wn.2d at 294. An unjustifiable delay does not mean automatic dismissal. State v.
Oppelt, 172 Wn.2d at 294; Schifferl, 51 Wn. App. at 273 (1988).
The parties dispute whether our standard of review is de novo or abuse of
discretion. Under erR 8.3(b), a trial court's power to dismiss charges is reviewable
under the manifest abuse of discretion standard. State v. Michielli, 132 Wn.2d at 240(1997); State v. Warner, 125 Wn.2d at 882-83 (1995). Discretion is abused when the trial
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State v. Castillo-concurring in part dissenting
court's decision is manifestly unreasonable, or is exercised on untenable grounds or for
untenable reasons. State v. Blackwell, 120 Wn.2d at 830 (1993). Under the due process
clause, whether an accused's rights were violated based on prosecutorial delay is a
question we review de novo. State v. Salavea, 151 Wn.2d at 138 (2004); State v. Warner,
125 Wn.2d at 883.
I do not resolve this dispute over the standard of review. Under either standard, I
would conclude that we must remand the case. The trial court's ruling contains
inconsistencies and ambiguities that should be resolved. Further exploration of the
underlying facts is needed. As previously written, if, on further review, the trial court
would find that the State would have proceeded to trial between October 6, 2011, and
February 17,2012, but for Miguel Castillo's absence, the trial court should deny the
motion to dismiss because Castillo shows no prejudice. Actual prejudice is essential to a
grant of the motion. In the alternative, if the trial court were to find that the State did not
engage in any negligence that led to the delay, the trial court should deny the motion to
dismiss. If the trial court were to conclude the State to be negligent and found that the
prosecution would not have proceeded to trial in juvenile court regardless of Miguel
Castillo's presence, the trial court should weigh the reason for delay with the prejudice to
Castillo in losing juvenile court jurisdiction.
To repeat, the majority finds Miguel Castillo to be the sole party responsible for
the delay in the juvenile court and the loss ofjuvenile court jurisdiction. The majority
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State v. Castillo-concurring in part dissenting
ignores any part the State played in the delay and loss ofjurisdiction. The majority's
conclusion that Castillo is the cause of the loss ofjuvenile court jurisdiction is a finding
supported by some of the evidence, but in conflict with other evidence. Thus, the
majority conducts its own fact finding. Appeals courts do not find facts. Thorndike v.
Hesperian Orchards, Inc., 54 Wn.2d 570,575,343 P.2d 183 (1959); Quinn v. Cherry
Lane Auto Plaza, Inc., 153 Wn. App. 710, 717, 225 P.3d 266 (2009). Facts are for the
trial judge to determine, not this court. Thorndike, 54 Wn.2d at 575.
Because the ultimate decision is whether fundamental concepts ofjustice were
violated, the trial court should review the entire record, including the juvenile court file.
State v. Oppelt, 172 Wn.2d at 290. I would encourage the parties on remand to file
affidavits to support factual contentions or to provide live testimony. In State v. Frazier,
82 Wn. App. 576 (1996), the trial court entertained testimony from court personnel and
deputy prosecuting attorneys. Most importantly, I would encourage the parties to provide
evidence for the trial court to assess whether the State would have completed the
prosecution in juvenile court if Miguel Castillo remained available for trial.
Under RAP 12.2, the appellate court may reverse, affirm, or modiry the decision
being reviewed and take any other action as the merits of the case and the interest of
justice may require. When relevant evidence is sketchy, a reviewing court may remand
for a further hearing before the trial court. City ofSumner v. First Baptist Church of
Sumner, 97 Wn.2d 1, 12,639 P.2d 1358 (1982).
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Each party may wish for us to resolve this case on appeal. In order to resolve the
motion to dismiss, the court must in the end determine if the delay violated "fundamental
conceptions ofjustice." Continued prosecution must offend the community's sense of
fair play and decency. These standards are vague and should be addressed only after a
thorough review of all relevant factors. The trial court is in the best position to render an
initial assessment of whether the unique factors of a case warrant dismissal under
fundamental conceptions ofjustice.
I CONCUR IN PART AND DISSENT IN PART:
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