United States v. Gignac ( 1997 )


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  • USCA1 Opinion










    For the First Circuit


    ____________________

    No. 96-1957

    UNITED STATES OF AMERICA,

    Appellee,

    v.

    MICHAEL J. GIGNAC,

    Defendant, Appellant.

    ____________________

    APPEAL FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF MAINE

    [Hon. D. Brock Hornby, U.S. District Judge]

    ____________________

    Before

    Lynch, Circuit Judge,

    Aldrich and Bownes, Senior Circuit Judges.

    ____________________

    Tina Schneider for appellant.
    Margaret D. McGaughey , Assistant United States Attorney, with whom
    Jay P. McCloskey, United States Attorney, and Jonathan R. Chapman,
    Assistant United States Attorney, were on brief for appellee.


    ____________________

    July 21, 1997
    ____________________





    BOWNES, Senior Circuit Judge. On the night of

    August 17, 1995, defendant-appellant Michael Gignac and two

    other men robbed a store in Portland, Maine. The robbers all

    wore masks; two of them were armed. Gignac was indicted on

    three counts: Count I alleged that he interfered with commerce

    by means of robbery in violation of 18 U.S.C. S 1951(a),

    S 1951(b)(1), and 18 U.S.C. S 2. Count II charged Gignac with

    using and carrying a firearm in relation to a crime of violence

    in violation of 18 U.S.C. S 924(c)(1), S 924(c)(3), and 18

    U.S.C. S 2. Count III accused Gignac of possession of a

    firearm by a felon in violation of 18 U.S.C. S 922(g),

    S 924(e)(1), and 18 U.S.C. S 2. The jury found Gignac guilty

    on Count I, but not guilty on Counts II and III. The court

    sentenced Gignac as a career offender under S 4B1.1 of the

    United States Sentencing Guidelines. The court found that

    Gignac was a career offender because of prior convictions for

    arson, burglary of a church, and assault on a prison officer.

    Our review is plenary because we are considering

    interpretive questions under the Sentencing Guidelines. United

    States v. Meader, No. 96-2123, slip op. at 11 (1st Cir.

    July 11, 1997); United States v. Fiore , 983 F.2d 1, 2 (1st Cir.

    1992); United States v. St. Cyr, 977 F.2d 698, 701 (1st Cir.

    1992).

    Gignac raises two issues on appeal: (1) Whether the

    court erred in applying the career offender sentence



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    enhancement provision; and (2) Whether the court abused its

    discretion in allowing the prosecutor to impeach defendant with

    the number, but not the nature, of his prior convictions.

    The Career Offender Enhancement

    As a result of Gignac being adjudged a career

    offender, his adjusted offense level changed from 27 to 32.

    The consequent sentencing range increased from 132-160 months

    (level 27) to 210-262 months (level 32). He was sentenced to

    the statutory maximum of 20 years. This contrasts with a

    maximum sentence of 13 years plus, without the career offender

    enhancement.

    Section 4B1.1 of the Guidelines defines a career

    offender as follows:

    A defendant is a career offender if (1)
    the defendant was at least eighteen years
    old at the time of the instant offense,
    (2) the instant offense of conviction is a
    felony that is either a crime of violence
    or . . ., and (3) the defendant has at
    least two prior felony convictions of
    either a crime of violence or a controlled
    substance offense.

    There is no doubt that Gignac comes within categories (1) and

    (2) of the career offender guideline provisions. The basis of

    his appeal is that he does not come within category (3) because

    he does not have two prior felony convictions for crimes of

    violence.

    Gignac had a number of prior felony convictions. We

    focus only on those involving a crime of violence. In 1989



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    Gignac was convicted in Maine state court of arson and assault.

    Gignac concedes that this conviction comes within category (3)

    of the Guidelines. In 1993 Gignac was convicted for assault on

    a corrections officer. He argues that this conviction was not

    a category (3) crime of violence. We disagree.

    Section 4B1.2(1) of the Guidelines states:

    The term "crime of violence" means any
    offense under federal or state law
    punishable by imprisonment for a term
    exceeding one year that --

    (i) has as an element the use,
    attempted use, or threatened use
    of physical force against the
    person of another, or . . . .

    Under Maine law, assault on a corrections officer is

    a Class C felony. The law states:

    1. A person is guilty of assault on an
    officer if . . .

    B. While in custody in a penal
    institution or other facility pursuant to
    an arrest or pursuant to a court order, he
    commits an assault on a member of the
    staff or facility. As used in this
    paragraph "assault" means the crime
    defined in chapter 9, section 207.

    Me. Rev. Stat. Ann. tit. 11-A, S 752-A. Assault is defined

    under S 207(1) of title 17-A as "A person is guilty of assault

    if he intentionally, knowingly, or recklessly causes bodily

    injury or offensive physical contact to another."

    We agree with the district court that an assault on

    a prison guard by its very nature involves a serious potential

    risk of injury to another. That is all that is required under


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    S 4B1.2(1)(i) of the Guidelines. Note 2 of the Commentary to

    S 4B1.2 states that "crimes of violence" include offenses where

    "that offense has as an element the use, attempted use, or

    threatened use of physical force against the person of

    another." We hold that the assault on the prison officer by

    defendant was a crime of violence under the career offender

    section (S 4B1.1) of the Guidelines.

    Impeachment of Defendant with Number
    But Not Nature of His Prior Convictions

    Before we get to the merits of this argument, we must

    first determine whether it was properly preserved for appeal.

    The first question is whether defendant's motion in limine to

    exclude any reference to prior convictions was sufficient alone

    without further objection to warrant consideration by this

    court.

    The record discloses the following. A chambers

    conference was held on the motion in limine prior to defendant

    taking the stand. The question of admissibility of Gignac's

    prior convictions was discussed in the framework of Fed. R.

    Evid. 609. At the close of the conference the district court

    told the parties that if defendant took the stand, the

    government would be permitted to establish that there were five

    previous felony convictions and the dates, but that the

    government would not be allowed to show "the specifics of the

    charges on those previous convictions." The court ended the




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    conference with the following admonition:

    Now counsel, again, remember, that is a
    tentative ruling. It's subject to what
    the defendant says if he takes the stand.
    It may be that he would say something that
    would cause me to reevaluate that ruling
    in terms of allowing some of the specific
    charges or whatever, but based upon what
    you've told me to date, that's my ruling.

    Defense counsel did not object to the court's ruling

    at any time after the conference and before Gignac testified.

    Defense counsel brought out at the start of direct examination

    that Gignac had been convicted of more than one felony. On

    cross-examination the prosecutor elicited testimony from Gignac

    that he had five prior felony convictions between 1988 and

    1993. There was no objection to this line of questions.

    The law in this circuit is clear: a motion in limine

    alone is not sufficient to forward the issue for appellate

    review. The rule and its rationale have been stated most

    recently in Gill v. Thomas, 83 F.3d 537 (1st Cir. 1996).

    We also held in Gill that if a party introduces

    potentially impeaching evidence itself in order "to take the

    sting" out of it, this eliminates any potential evidentiary

    error by the use of such evidence in cross-examination. Id. at

    541.

    For the foregoing reasons, defendant Gignac has

    failed to properly preserve the second issue raised by him. We

    cannot refrain from noting, however, that even had the issue

    been properly preserved below, it would be of no avail. There


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    is no substantive merit to this claim. See United States v.

    Powell, 50 F.3d 94, 101-02 (1st Cir. 1995).

    The judgment of the district court is affirmed in all

    respects.













































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