United States v. Gerogarakos ( 1993 )


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  • USCA1 Opinion









    March 30, 1993 UNITED STATES COURT OF APPEALS
    FOR THE FIRST CIRCUIT
    ____________________

    No. 92-1890

    UNITED STATES,

    Appellee,

    v.

    PETER N. GEORGACARAKOS,

    Defendant, Appellant.


    ____________________

    APPEAL FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF MAINE

    [Hon. Morton A. Brody, U.S. District Judge]
    ___________________

    ____________________

    Before

    Selya, Circuit Judge,
    _____________
    Bownes, Senior Circuit Judge,
    ____________________
    and Cyr, Circuit Judge.
    _____________

    ____________________

    Seth M. Kalberg, Jr. for appellant.
    ____________________
    Margaret D. McGaughey, Assistant United States Attorney,
    _______________________
    with whom Richard S. Cohen, United States Attorney and Jonathan
    _________________ ________
    Chapman, Assistant United States Attorney were on brief, for
    _______
    appellee.


    ____________________

    March 30, 1993
    ____________________























    BOWNES, Senior Circuit Judge. The defendant, Peter
    BOWNES, Senior Circuit Judge
    ____________________

    N. Georgacarakos, appeals his conviction of possession with

    intent to distribute and distribution of cocaine on the

    grounds that the district court's jury instructions on venue

    were erroneous, and that his defense was flawed by the

    ineffective assistance of counsel. We decline to consider

    the defendant's ineffective assistance claim which was not

    raised before the district court. The jury instructions on

    venue, to which defendant-appellant now objects, were not

    objected to after the charge as required by Fed. R. Crim. P.

    30. We find that the instructions did not constitute plain

    error and affirm the conviction.



    I.
    I.

    BACKGROUND
    BACKGROUND
    __________

    During October, 1991, Frank "Tony" Porcaro agreed

    to cooperate with the Drug Enforcement Administration ("DEA")

    office and the South Portland Police Department in Maine on

    supervised undercover drug purchases from drug dealers. In

    his role as an undercover informant, Porcaro contacted the

    defendant, whom he had known for several months, and asked

    the defendant to help him purchase cocaine. Porcaro told the

    defendant that he owed money to dangerous people, that he had

    resorted to desperate methods to get money for repayment, and

    that he had to get cocaine in order to pay them back. After



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    several calls from Porcaro, the defendant agreed to help him

    buy cocaine. The DEA and South Portland police instructed

    and supervised Porcaro in the undercover operation, and

    provided Porcaro with all necessary equipment including

    substantial amounts of money for the cocaine purchases and a

    "body wire" recording device to record his conversations with

    the defendant.

    The defendant and Porcaro made two trips to

    Lawrence, Massachusetts, one on October 25 and the other on

    November 15, 1991, to purchase cocaine. On both days, the

    defendant called his source in Lawrence before he and Porcaro

    began their journey. Porcaro drove borrowed cars on both

    trips and the defendant was the only passenger. The

    defendant admits that he purchased cocaine with Porcaro's

    money and then gave the cocaine to him. He testified at

    trial and argues on appeal that he purchased and gave the

    cocaine to Porcaro in Massachusetts. Porcaro testified to

    the contrary that on both occasions the defendant kept the

    cocaine until they reached their destinations in Maine.

    Porcaro testified that on October 25, the defendant kept the

    cocaine in his pants until they reached Scarborough where he

    handed Porcaro the cocaine wrapped in a napkin. As to the

    November 15 trip, Porcaro testified that the defendant again

    kept the cocaine during the trip back to Maine and that he

    never saw the cocaine. Porcaro testified that he drove to a



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    prearranged meeting place, a motel parking lot in South

    Portland. In the parking lot, Porcaro got out of the car,

    and police and DEA agents surrounded the car. Two of the

    agents testified that they saw the defendant moving and

    leaning forward toward the dashboard before he put his hands

    up as ordered. The agents found a package of cocaine in the

    glove compartment of the car after the defendant was

    arrested.

    Venue was the primary focus of the defense.

    Defense counsel objected to the district court's proposed

    jury instructions on venue before counsels' closing arguments

    to the jury and before the court gave the charge to the jury.

    When the court gave counsel an opportunity to object to the

    instructions after the charge and before the jury retired,

    defense counsel raised other issues, but did not object again

    to the instructions on venue. The jury found that venue was

    proper in Maine, and found the defendant guilty on both

    counts. This appeal followed.



    II.
    II.

    ANALYSIS
    ANALYSIS
    ________

    The defendant raises two issues on appeal: (1)

    error in the district court's jury instructions on venue, and

    (2) ineffective assistance of counsel due to trial counsel's

    failure to pursue the defense of entrapment.



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    A. Jury Instructions on Venue
    A. Jury Instructions on Venue
    __________________________

    During the charge to the jury, the district court

    gave instructions on venue which the defendant claims are

    contrary to the law because they allowed the jury to take an

    impermissibly broad view of conduct relevant to proving

    venue. Proper venue in a criminal prosecution is a

    constitutional right:

    the Framers wrote into the Constitution
    that "The Trial of all Crimes . . . shall
    be held in the State where the said
    Crimes shall have been committed. . ."
    Article III, 2, cl. 3. As though to
    underscore the importance of this
    safeguard, it was reinforced by the
    provision of the Bill of Rights requiring
    trial "by an impartial jury of the State
    and district wherein the crime shall have
    been committed." Sixth Amendment.

    United States v. Johnson, 323 U.S. 273, 275 (1944); see also
    ______________ _______ ___ ____

    Fed. R. Crim. P. 18. If the federal statute defining the

    crime charged does not indicate a method for determining the

    location of the crime for venue, the location "must be

    determined from the nature of the crime alleged and the

    location of the act or acts constituting it." United States
    _____________

    v. Anderson, 328 U.S. 699, 703 (1946). Because venue is not
    ________

    an element of the offense, the government bears the burden of

    proving venue by a preponderance of the evidence rather than

    by the higher standard, beyond a reasonable doubt. United
    ______

    States v. Hall, 691 F.2d 48, 50 (1st Cir. 1982).
    ______ ____



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    The defendant in this case was charged in two

    counts with violation of 21 U.S.C. 841(a)(1) and

    841(b)(1)(C): Count One charged possession with intent to

    distribute and distribution of cocaine on October 25, 1991,

    and Count Two charged possession with intent to distribute on

    November 15, 1991. The statute does not indicate a method

    for determining venue. Continuing crimes, i.e., crimes

    committed in more than one district, are governed by 18

    U.S.C. 3237(a).1 Distribution and possession with intent

    to distribute drugs are continuing crimes. United States v.
    _____________

    Uribe, 890 F.2d 554, 558-59 (1st Cir. 1989); United States v.
    _____ _____________

    Kiser, 948 F.2d 418, 425 (8th Cir. 1991), cert. denied, 112
    _____ _____ ______

    S. Ct. 1666 (1992). Therefore, venue for the crimes

    prosecuted in this case was proper in any district where the

    crimes began, continued or were completed.

    In order to decide where the crimes occurred, we

    must determine what acts by the defendant constituted the

    crimes charged. Johnston v. United States, 351 U.S. 215,
    ________ _____________

    220-21 (1956). To determine venue, we examine "the key verbs



    ____________________

    1 18 U.S.C. 3237(a) provides in pertinent part:

    (a) Except as otherwise expressly
    provided by enactment of Congress, any
    offense against the United States begun
    in one district and completed in another,
    or committed in more than one district,
    may be inquired of and prosecuted in any
    district in which such offense was begun,
    continued, or completed.

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    in the statute defining the criminal offense" to find the

    scope of relevant conduct. United States v. Tedesco, 635
    _____________ _______

    F.2d 902, 905 (1st Cir. 1980), cert. denied, 452 U.S. 962
    _____ ______

    (1981); see also United States v. Griffin, 814 F.2d 806, 810
    ___ ____ _____________ _______

    (1st Cir. 1987). The key verbs relevant to the crimes

    charged in this case are "distribute" and "possess with

    intent to distribute." Actions which are merely preparatory

    or prior to the crime are not probative in determining venue.

    United States v. Beech-nut Nutrition Corp., 871 F.2d 1181,
    _____________ __________________________

    1190 (2d Cir.), cert. denied sub nom., Lavery v. United
    _____ ___________ ____ ______ ______

    States, 493 U.S. 933 (1989). Therefore, only actions by the
    ______

    defendant which constitute either distributing or possessing

    with intent to distribute cocaine are probative in

    determining venue for those offenses. Griffin, 814 F.2d at
    _______

    810; United States v. Davis, 666 F.2d 195, 200 (5th Cir. Unit
    _____________ _____

    B 1982). Jury instructions on venue must restrict the

    jury's focus to the defendant's conduct which constituted the

    crimes charged.

    The jury instructions which the defendant

    challenges were as follows:

    Now both counts charge that the crimes
    occurred in the district of Maine and
    elsewhere. It is sufficient if the
    government proves by a preponderance of
    the evidence, in other words, that it is
    more likely than not, that any act in
    ___________
    furtherance of the crimes charged
    _________________________________________
    occurred in Maine. Offenses beginning in
    _________________
    one district and completed in another or



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    committed in more than one district may
    be prosecuted in either such district.
    . . .
    Let me summarize this for you. If you
    are convinced beyond a reasonable doubt
    that the defendant distributed cocaine
    and possessed cocaine with the intent to
    distribute it, on a date reasonably near
    October 25, 1991, and you are convinced
    that it is more likely than not that the
    defendant did any act in Maine in
    _________________________________________
    furtherance of this crime, then you must
    _________________________
    convict him on Count One. Otherwise, you
    must acquit him on Count One.
    If [you] are convinced beyond a
    reasonable doubt that the defendant
    possessed cocaine with the intent to
    distribute it on a date reasonably near
    November 15, 1991, and you are convinced
    that it is more likely than not that the
    defendant did any act in Maine in
    _________________________________________
    furtherance of this crime, then you must
    __________________________
    convict him on Count Two. Otherwise, you
    must acquit him on Count Two.

    Record at 461, 464 (emphasis added). The emphasized

    language, which is challenged by the defendant, appropriately

    describes venue for a conspiracy charge or for aiding and

    abetting others in commission of a crime. Uribe, 890 F.2d at
    _____

    558; see also United States v. Lam Kwong-Wah, 924 F.2d 298,
    ___ ____ ______________ _____________

    301 (D.C. Cir. 1991) ("It is a well-established rule that 'a

    conspiracy prosecution may be brought in any district in

    which some overt act in furtherance of the conspiracy was

    committed by any of the co-conspirators,'" (citation

    omitted)); United States v. Long, 866 F.2d 402, 407 (11th
    _____________ ____

    Cir. 1989) (discussing similarity of proof necessary to

    establish venue for conspiracy and aiding and abetting).

    Group crimes, such as conspiracy and aiding and abetting, may


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    have a broad scope of conduct relevant to venue due to

    multiple participants and the participatory nature of the

    crimes. In individual crimes, such as distribution and

    possession with the intent to distribute cocaine, "actions in

    furtherance of the crime" could be interpreted by a jury to

    include conduct other than possessing and distributing

    cocaine which is merely preparatory or prior to the crimes.

    We agree with the defendant, therefore, that the district

    court's instructions on venue were overly broad and were

    erroneous.

    Because the defendant failed to object to the

    instructions on venue after the charge to the jury as

    required by Fed. R. Crim. P. 30, we review the instructions

    under the plain error standard.2 United States v. Arias-
    _____________ ______

    Santana, 964 F.2d 1262, 1268 (1st Cir. 1992); United States
    _______ _____________

    v. Mendoza-Acevedo, 950 F.2d 1, 4-5 (1st Cir. 1991). "Plain
    _______________

    errors or defects affecting substantial rights may be noticed

    although they were not brought to the attention of the



    ____________________

    2 Fed. R. Crim. P. 30 provides in pertinent part:

    No party may assign as error any portion
    of the charge or omission therefrom
    unless that party objects thereto before
    the jury retires to consider its verdict,
    stating distinctly the matter to which
    that party objects and the grounds of the
    objection. Opportunity shall be given to
    make the objection out of the hearing of
    the jury and, on request of any party,
    out of the presence of the jury.

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    court." Fed. R. Crim. P. 52(b). To cause reversal of

    conviction, plain error must be so egregious as to "undermine

    the fundamental fairness of the trial and contribute to a

    miscarriage of justice." United States v. Young, 470 U.S. 1,
    _____________ _____

    16 (1985). When reviewing jury instructions for plain error,

    we examine the instructions in the context of the entire

    charge, and as part of the record of the trial, to determine

    whether they undermined the fundamental fairness of the

    trial. Id. at 15-16; United States v. Park, 421 U.S. 658,
    ___ _____________ ____

    674 (1974) (challenged jury instructions are to be "viewed as

    a whole and in the context of the trial"); United States v.
    _____________

    Weston, 960 F.2d 212, 216 (1st Cir. 1992) ("In assessing
    ______

    claims of plain error, we consider the instructions as a

    whole, taking into account whether the putative errors so

    skewed the entire trial that the defendant's conviction

    offends due process."). The question is whether the

    erroneous instructions allowed the jury to find venue in

    Maine in violation of the defendant's constitutional right to

    venue in the district where the crimes were committed.

    The defendant urges us to reverse his conviction

    based upon the rule "'that when a case is submitted to the

    jury on alternative theories the unconstitutionality of any

    of the theories requires that the conviction be set aside.'"

    United States v. Rodriguez, 465 F.2d 5, 10 (2d Cir. 1972)
    _____________ _________

    (quoting Leary v. United States, 395 U.S. 6, 31-32 (1969))
    _____ _____________



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    (footnotes omitted). In Leary, id., the defendant challenged
    _____ ___

    the constitutionality of a statutory presumption which was

    the basis for one of two alternative theories of guilt

    presented to the jury. The Supreme Court held that the

    statutory presumption was unconstitutional and reversed the

    conviction. In Rodriguez, 465 F.2d 5, the issue of venue of
    _________

    the crime of uttering a forged check was submitted to the

    jury on two alternative theories of guilt: aiding and

    abetting the crime or that the crime of uttering a forged

    check was a "continuing offense" pursuant to 18 U.S.C.

    3237. The court held that because the crime of uttering a

    forged check was not a continuing offense, one of the

    theories was incorrect, and reversed the conviction based on

    the Leary rule.
    _____

    In this case, the jury instructions did not present

    two alternative theories of guilt. Rather, the instructions

    impermissibly broadened the scope of conduct which the jury

    might have considered in determining venue. The Leary rule,
    _____

    therefore, is inapposite to this case. An analogous rule,

    which is more closely related to this case, provides "that a

    general verdict must be set aside if the jury was instructed

    that it could rely on any of two or more independent grounds,

    and one of those grounds is insufficient, because the verdict

    may have rested exclusively on the insufficient ground."

    Zant v. Stephens, 462 U.S. 862, 881 (1983). An exception to
    ____ ________



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    the rule exists if uncertainty as to the grounds for the

    jury's verdict can be eliminated. United States v. Ochs, 842
    _____________ ____

    F.2d 515, 520 (1st Cir. 1988). Based on a review of the

    trial record, there can be no uncertainty that the jury's

    verdict on venue was based on sufficient grounds.

    There were two versions of events of the trips

    presented to the jury through testimony at trial. Porcaro,

    the informant, testified that during both trips to

    Massachusetts, the defendant kept the package of cocaine with

    him until they arrived back in Maine. Based on Porcaro's

    testimony, there is no question that the jury could

    sustainably have found that the defendant possessed and

    distributed the cocaine in Maine during the October 25 trip,

    and possessed the cocaine in Maine during the November 15

    trip. The defendant testified, however, that during their

    first trip to Massachusetts he handed the package of cocaine

    to Porcaro while they were still in Lawrence and Porcaro put

    the package under his seat. The defendant testified that

    during the second trip he handed the package of cocaine to

    Porcaro before they left Lawrence, and Porcaro put it into

    the glove compartment. The defendant contends that he did

    not possess or distribute the cocaine in Maine on either

    trip. He argues that if the jury believed him, there was no

    proper basis for venue in Maine because the crimes occurred

    in Massachusetts.



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    The defendant relies on three cases involving

    possession with intent to distribute drugs in which the

    courts found that venue was improper because the defendants

    were prosecuted in districts in which they had neither actual

    nor constructive possession of the contraband. In United
    ______

    States v. Delgado, 914 F.2d 1062, 1064-65 (8th Cir. 1990),
    ______ _______

    the court found that venue was improper in North Dakota for

    prosecution of the defendant for possession with intent to

    distribute cocaine because neither the defendant nor the

    cocaine ever entered North Dakota. In United States v.
    ______________

    Medina-Ramos, 834 F.2d 874, 877 (10th Cir. 1987), the court
    ____________

    found that venue was improper in New Mexico where the cocaine

    travelled without the defendants who were removed from the

    train in California because "the locus of the constructive

    possession, the locus of a crime committed by constructive

    possession, cannot be a place where the defendant has never

    been, personally or by a person whose acts are attributable

    to him." Id. In United States v. Davis, 666 F.2d at 200, the
    ___ _____________ _____

    court found that venue, for a substantive possession charge,

    was improper in Georgia because the defendants never actually

    or constructively possessed the drugs while they were in

    Georgia. None of these cases are apposite.

    The defendant's reasoning ignores his close

    connection with the cocaine during both trips back to Maine,

    even according to his own version of events. The defendant



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    rode back to Maine with the cocaine in the car, in

    circumstances which show that he had either actual or joint

    constructive possession of the cocaine in Maine. Illegal

    possession of drugs "can be actual or constructive, sole or

    joint." United States v. Wight, 968 F.2d 1393, 1397 (1st
    ______________ _____

    Cir. 1992); United States v. Vargas, 945 F.2d 426, 428 (1st
    _____________ ______

    Cir. 1991). Although mere association with someone who

    possesses drugs is insufficient to show possession,

    constructive possession exists if the defendant knows the

    drugs are available and has the power and intent to exercise

    dominion and control over them. United States v. Garcia, No.
    _____________ ______

    92-1427, slip op. at 6-7 (Feb. 4, 1993, 1st Cir.) (finding

    joint constructive possession of a package of cocaine found

    in the bedroom closet of two defendants). "The typical

    constructive possession case in the criminal law is where the

    defendant and the object are in the same jurisdiction, but

    the defendant does not have the object in hand and indeed may

    try to disclaim ownership or possession." Medina-Ramos, 834
    ____________

    F.2d at 876. Joint possession occurs when both the defendant

    and another person share power and intent to exercise

    dominion and control over contraband. Wight, 968 F.2d at
    _____

    1398 (finding joint constructive possession of a weapon where

    defendant was a passenger in the van, was in charge of the

    drug transaction, and the weapon was accessible to defendant

    in the van); United States v. Batista-Polanco, 927 F.2d 14,
    _____________ _______________



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    18-19 (1st Cir. 1991) (finding joint constructive possession

    of heroin by defendant sitting at a table with others where

    heroin was being packaged). Constructive possession may be

    proven by direct or circumstantial evidence. United States
    _____________

    v. Martinez, 922 F.2d 914, 923-24 (1st Cir. 1991).
    ________

    The district court instructed the jury on

    constructive and joint possession, without objection.3

    During their deliberations, the jury requested a copy of the

    indictment and a written clarification of the instructions on

    possession, distribution, and intent to distribute. After


    ____________________

    3 The law recognizes also different
    kinds of possession. A person may have
    actual possession or constructive
    possession. And possession may be sole
    or possession may be joint. Neither
    proof of physical proximity to the
    cocaine, nor the mere association with
    someone who does control it is alone
    enough to establish actual or
    constructive possession.
    A person who has direct physical
    control of something on or around his
    person is then in actual possession of
    it. A person who is not in actual
    possession, but who has both the power
    and the intention to take control over
    something later is in constructive
    possession of it.
    If one person alone has actual or
    constructive possession, possession is
    sole, sole possession.
    If two or more persons share actual or
    constructive possession, possession is
    joint. Joint possession.
    Whenever I have used the word
    possession in these instructions, I mean
    actual as well as constructive, and joint
    as well as sole possession.
    Record at 463.

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    discussion with counsel, the trial judge sent the jury copies

    of the indictment and of the instructions, which he had

    previously read to them, on possession, distribution and

    intent to distribute and joint and constructive possession.

    The jury was thoroughly instructed that possession includes

    joint and constructive possession in addition to actual

    possession. The defendant does not dispute that he bought

    the cocaine for Porcaro and always intended to give it to

    him. Intent to distribute, therefore, is not disputed. The

    defendant argues that distribution of the cocaine to Porcaro

    in Massachusetts ended the crimes there. We disagree. The

    crimes continued into Maine because the cocaine remained

    accessible to the defendant who had purchased it, who knew

    where it was, and who could have retrieved it at any time.

    The defendant remained in constructive joint possession of

    the cocaine during the trip back to Maine based on his own

    testimony. Accepting the defendant's version of events,

    constructive possession ended and distribution occurred, on

    the first trip, when Porcaro dropped him off in Maine and he

    left the cocaine in the car with Porcaro. The defendant was

    not charged with distribution on the second trip. Therefore,

    even based on the defendant's version of events for both

    trips, the defendant's continued joint constructive

    possession of the cocaine with Porcaro and his distribution





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    to Porcaro in Maine, on the first trip, was sufficient to

    establish venue in Maine.

    When proof of venue is so clear that no reasonable

    juror could have found otherwise, an erroneous jury

    instruction on venue is not plain error. See, e.g., United
    ___ ____ ______

    States v. Martinez, 901 F.2d 374, 376 (4th Cir. 1990)
    ______ ________

    (holding that failure to instruct on venue was not reversible

    error where clear proof of venue existed); see also United
    ___ ____ ______

    States v. Moeckly, 769 F.2d 453, 461 (8th Cir. 1985), cert.
    ______ _______ _____

    denied, 476 U.S. 1104 (1986). Although the district court's
    ______

    instructions on venue included an overly broad description of

    conduct relevant for determining venue, the error did not

    result in a violation of the defendant's constitutional right

    to venue in the district where the crimes were committed. If

    the jury believed Porcaro's testimony, the government proved

    actual possession and distribution of the cocaine in Maine.

    Even if the jury believed the defendant's testimony, that he

    delivered the cocaine to Porcaro in Massachusetts, the

    evidence at trial established constructive and/or joint

    possession of the cocaine in Maine. Based on either version

    of events, the jury had sufficient grounds to find proper

    venue. We hold that the erroneous instructions did not

    result in a miscarriage of justice in this case, and

    therefore, did not constitute plain error.





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    B. Ineffective Assistance of Counsel
    B. Ineffective Assistance of Counsel
    _________________________________

    The defendant appeals his conviction on the

    additional ground that he lacked effective assistance of

    counsel due to his trial counsel's failure to pursue an

    entrapment defense. The defendant argues that the facts and

    circumstances of the case support an entrapment defense.

    During cross-examination of the defendant, the prosecutor

    asked whether defense counsel was relying on an entrapment

    defense. Defense counsel, when pressed, responded that he

    would have to consult with the defendant before he could be

    sure. The court then proceeded on the assumption that

    entrapment would not be used as a defense unless defense

    counsel notified the court otherwise. Defense counsel

    apparently did not raise the entrapment defense again. The

    issue of ineffective assistance of counsel was not raised

    before the trial court.

    The general rule is that we will not hear a claim

    of ineffective assistance of counsel raised for the first

    time on direct appeal. United States v. Roccio, 981 F.2d
    _____________ ______

    587, 590 (1st Cir. 1992); United States v. McGill, 952 F.2d
    _____________ ______

    16, 19 (1st Cir. 1991); United States v. Austin, 948 F.2d
    _____________ ______

    783, 785 (1st Cir. 1991) ("In the vast majority of

    ineffective assistance of counsel claims sought to be brought

    on direct appeal after completion of a trial on the merits,

    no record exists for the appellate court to examine in



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    assessing the validity of the claim."). A claim of

    ineffective assistance of counsel which involves matters not

    fully developed in the trial record, but necessary for

    determination of the claim, is not ripe for decision on

    direct appeal. United States v. Sutherland, 929 F.2d 765,
    _____________ __________

    774 (1st Cir.), cert. denied sub nom., Fini v. United States,
    _____ ______ ___ ____ ____ _____________

    112 S. Ct. 83 (1991); cf. United States v. Natanel, 938 F.2d
    ___ _____________ _______

    302, 309 (1st Cir. 1991) (finding an exception to the rule

    "where the critical facts [were] not genuinely in dispute and

    the record [was] sufficiently developed to allow reasoned

    consideration of the ineffective assistance of counsel

    claim"), cert denied, 112 S. Ct. 986 (1992). A fact-specific
    ____ ______

    claim of ineffective assistance of counsel is not appropriate

    for review on direct appeal. United States v. Hunnewell, 891
    _____________ _________

    F.2d 955, 956 (1st Cir. 1989). Moreover, the trial judge has

    a better perspective "to appraise defense counsel's

    representation in the district court proceedings." United
    ______

    States v. Sanchez, 917 F.2d 607, 612-13 (1st Cir. 1990), cert
    ______ _______ ____

    denied, 111 S. Ct. 1625 (1991).
    ______

    The Sixth Amendment right to counsel in a criminal

    prosecution includes the right to reasonably effective

    assistance of counsel. Strickland v. Washington, 466 U.S.
    __________ __________

    668, 686-87 (1984). To prevail on a claim of ineffective

    assistance of counsel, "a criminal defendant must show both

    that counsel fell short of the applicable performance



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    standard and that prejudice resulted." Natanel, 938 F.2d at
    _______

    309. When applying the performance test, we examine what

    counsel "knew, or should have known, at the time his tactical

    choices were made and implemented." Id. To prove the second
    ___

    part of the test, a defendant "must show not only that

    counsel was deficient but also that 'counsel's errors were so

    serious as to deprive the defendant of a fair trial, a trial

    whose result is reliable.'" Sutherland, 929 F.2d at 774
    __________

    (quoting Strickland, 466 U.S. at 687).
    __________

    Defense counsel's failure to pursue the entrapment

    defense is not sufficiently developed in the trial record for

    us to evaluate effectiveness of representation. We cannot

    determine from the record, for example, whether counsel made

    a tactical decision not to pursue entrapment, and to focus

    the defense on the venue issue instead. See, e.g., United
    ___ ____ ______

    States v. Tabares, 951 F.2d 405, 409 (1st Cir. 1991).
    ______ _______

    Because the entrapment defense was not fully developed, and

    the government indicated that it would present additional

    evidence to counter the defense, we also cannot determine the

    likelihood of prejudice resulting from failure to use the

    defense of entrapment. Defendant's brief on appeal

    acknowledges that factual development of the claim of

    ineffective assistance of counsel might be necessary. We

    agree, and decline to decide this issue leaving it to be





    -20-
    20















    addressed, if defendant chooses, through collateral attack

    pursuant to 28 U.S.C. 2255.

    Affirmed.
    Affirmed.
    _________

    Dubitante follows.
    Dubitante follows.
    _________













































    -21-
    21















    SELYA, Circuit Judge (dubitante). Although concurring
    SELYA, Circuit Judge (dubitante).
    _____________

    in the court's judgment, I write separately because I have

    serious reservations as to whether the district judge's

    charge on the issue of venue, taken as a whole, constituted

    error at all. Be that as it may, the court, after finding

    what it thinks is error, concludes that the perceived error

    was neither plain nor prejudicial, see ante at 16-17, and
    ___ ____

    decides that the defendant's conviction should stand. See
    ___

    ante at 20. Given that unexceptionable outcome, further
    ____

    pursuit of my point would be a purely academic exercise

    which, on balance, is probably best foregone. After all, as

    the Roman maxim has it, si finis bonus est, totum bonum exit.
    ____________________________________





























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    22







Document Info

Docket Number: 92-1890

Filed Date: 3/30/1993

Precedential Status: Precedential

Modified Date: 9/21/2015

Authorities (27)

United States v. Ramiro Vargas , 945 F.2d 426 ( 1991 )

United States v. Edwin Sanchez, United States of America v. ... , 917 F.2d 607 ( 1990 )

United States v. Edilberto Mendoza-Acevedo , 950 F.2d 1 ( 1991 )

United States v. Julio Ernesto Arias-Santana , 964 F.2d 1262 ( 1992 )

United States v. Nestor Uribe, United States of America v. ... , 890 F.2d 554 ( 1989 )

United States v. Albert Weston, United States of America v. ... , 960 F.2d 212 ( 1992 )

United States v. Jorge Medina-Ramos, United States of ... , 834 F.2d 874 ( 1987 )

United States v. William F. Griffin, Jr. , 814 F.2d 806 ( 1987 )

United States v. Johnny Rafael Batista-Polanco , 927 F.2d 14 ( 1991 )

United States v. Martha Tabares, United States v. Ramiro ... , 951 F.2d 405 ( 1991 )

United States v. Phillip A. Wight , 968 F.2d 1393 ( 1992 )

United States v. Victor Martinez, United States of America ... , 922 F.2d 914 ( 1991 )

United States v. Hal Long, A/K/A Harry Long, Kathy A. Kasch,... , 866 F.2d 402 ( 1989 )

United States v. Louis C. Hall, Jr. , 691 F.2d 48 ( 1982 )

United States v. Josefa Rodriguez , 465 F.2d 5 ( 1972 )

United States v. Luis Carlos Martinez , 901 F.2d 374 ( 1990 )

United States v. Stanley Carter Kiser , 948 F.2d 418 ( 1991 )

United States v. Aubrey Baker Davis, Jr., A/K/A Junior ... , 666 F.2d 195 ( 1982 )

United States v. Pedro Delgado , 914 F.2d 1062 ( 1990 )

United States v. Kent August Moeckly, Joseph Diego Ramirez, ... , 769 F.2d 453 ( 1985 )

View All Authorities »