Glasser v. King ( 2018 )

FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT January 9, 2018
_________________________________
Elisabeth A. Shumaker
Clerk of Court
WAYNE GLASSER,
Plaintiff - Appellant
v. No. 17-1124
(D.C. No. 1:12-CV-00624-WYD-CBS)
CAROL KING, RN; MICHAEL WALSH, (D. Colo.)
PA,
Defendants - Appellees,
and
MICHAEL HANSA, Deceased, through
surviving spouse and successor,
Weera-Anong Hansa; JAMES HARDING,
Defendants.
_________________________________
ORDER AND JUDGMENT*
_________________________________
Before HOLMES, McHUGH, and MORITZ, Circuit Judges.
_________________________________
After suffering delays in treatment for a heart attack while incarcerated,
Colorado inmate Wayne Glasser sued prison nurse Carol King and physician’s
*
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and collateral
estoppel. It may be cited, however, for its persuasive value consistent with
Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
assistant Michael Walsh. Among other rulings, the district court awarded King and
Walsh immunity on Glasser’s state-law claims and denied Glasser leave to file a third
amended complaint adding new defendants. Proceeding pro se, Glasser now appeals
from those decisions. Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.
BACKGROUND
On the morning of March 26, 2010, with his exercise period ending, Glasser
pushed to complete a five-mile run in the yard at the Fremont Correctional Facility.
As the facility count began at 11:00 am, he complained to correctional officers
Arthur Aranda and Jennifer Hansen that he wasn’t feeling very well. But he told
Hansen that he thought he could wait until after the count, and asked her to come
back and check on him when she finished. During the count, Hansen and Aranda,
along with a third officer, Jeri Aultman, returned to Glasser’s cell. Glasser told them
about his symptoms, including shortness of breath, dizziness, and chest pain, and that
he thought he might be having a heart attack.
At Glasser’s request, Hansen called the medical clinic. King was working at
the front desk. She understood the prison’s policy to be that offenders were not to
report to the clinic during count except in an emergency. It appears that Hansen
didn’t tell King that Glasser was reporting chest pain. Based on what Hansen
reported, including that Glasser had been working out, King told Hansen to have
Glasser rest and drink fluids and to send him to the clinic after the count had cleared,
unless his condition worsened.
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As the count progressed, Glasser told Hansen he wanted to self-declare an
emergency. Hansen again called the clinic, reporting that Glasser had asked to come
to the clinic. King asked if Glasser’s symptoms had worsened. Upon being told that
they weren’t better, but they weren’t worse, King repeated that Glasser should wait to
be seen after the count.
The count finished around noon, and Glasser made his way to the clinic. He
identified himself and said he thought he was having a heart attack. King directed
him to take a seat in the waiting room. He waited for approximately twenty minutes
before a nurse conducted an initial assessment, including an EKG, and notified Walsh
that he should attend to Glasser. Walsh reviewed the EKG and administered some
initial treatment including oxygen, aspirin, and nitroglycerin. He decided that
Glasser needed to be sent out of the prison for treatment on an emergency basis. But
it took some time to assemble a transport team and to prepare Glasser to leave. The
ambulance arrived at 1:56 pm and departed at 2:19 pm.
As it turned out, Glasser had suffered a myocardial infarction and allegedly
was left with permanent, irreversible damage to his heart due to delay in treatment.
He sued numerous persons, including King and Walsh, but not including Hansen,
Aranda, or Aultman. As to King and Walsh, he asserted a claim for a violation of his
Eighth Amendment rights under 42 U.S.C. § 1983 and tort claims, including
professional negligence, under Colorado state law.
The district court sent the § 1983 claims against King and Walsh to trial before
a jury, which found against Glasser. Glasser doesn’t appeal from that part of the
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judgment, but he does appeal from two pretrial decisions. First, the district court
granted King and Walsh’s motion for summary judgment on the state-law claims
based on the Colorado Governmental Immunity Act (CGIA), Colo. Rev. Stat.
§§ 24-10-101 to 24-10-120. Second, the district court denied Glasser’s motion to add
claims against Aranda, Hansen, and Aultman.
ANALYSIS
I. CGIA Immunity
We review questions of CGIA immunity de novo. See King v. United States,
301 F.3d 1270, 1273 (10th Cir. 2002) (employing de novo review because CGIA
immunity implicates subject-matter jurisdiction). Because the district court exercised
supplemental jurisdiction over the state-law claims, we apply the substantive law of
the forum state, here Colorado. Bancoklahoma Mortg. Corp. v. Capital Title Co.,
194 F.3d 1089, 1103 (10th Cir. 1999).
Under the CGIA, public employees generally are immune from liability from
tort claims that rise out of an act or omission within the scope of their employment
and occurring in the performance of their duties. Colo. Rev. Stat. § 24-10-118(2)(a).
But the CGIA provides two exceptions to this immunity: (1) where the act or
omission is willful and wanton, or (2) where the injury “result[s] from the
circumstances specified in [Colo. Rev. Stat. §] 24-10-106(1).” Colo. Rev. Stat.
§ 24-10-118(2)(a). Glasser has conceded that King’s and Walsh’s conduct was not
willful and wanton. He instead contends that immunity is not appropriate because his
injury results from circumstances specified in § 24-10-106(1), specifically
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§ 24-10-106(1)(b), which waives immunity for the operation of a correctional
facility.
The district court nevertheless granted immunity to King and Walsh pursuant
to another subsection of § 24-10-106 that limits the waiver set forth in
§ 24-10-106(1)(b). That other subsection, § 24-10-106(1.5)(a), provides:
The waiver of sovereign immunity created in paragraph[] (b) . . . of
subsection (1) of this section does not apply to claimants who have been
convicted of a crime and incarcerated in a correctional facility or jail
pursuant to such conviction, and such correctional facility or jail shall be
immune from liability as set forth in subsection (1) of this section.
Glasser argues that § 24-10-106(1.5)(a) protects only public entities, not employees.
He contends that § 24-10-118(2)(a) cross-references only the circumstances
described in § 24-10-106(1), and that such cross-reference does not incorporate
§ 24-10-106(1.5)(a) or any other portion of § 24-10-106 other than § 24-10-106(1).
We disagree. “Because the CGIA derogates the common law, we strictly
construe its grants of immunity and, in turn, broadly construe its waivers of
immunity.” Burnett v. Colo. Dep’t of Nat. Res., 346 P.3d 1005, 1008 (Colo. 2015).
But “[t]he primary task in statutory interpretation is to determine and effectuate
legislative intent by construing the statute as a whole, giving consistent, harmonious,
and sensible effect to all of the statute’s parts.” Id. (internal quotation marks
omitted). Section 24-10-106(1.5)(a) unequivocally limits the reach of the waiver in
§ 24-10-106(1)(b), relating to operation of a correctional facility, to exclude claims
by persons who are incarcerated as a result of a conviction. In light of
§ 24-10-106(1.5)(a), the “circumstances” described in § 24-10-106(1)(b) cannot be
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read to include acts or omissions occurring in the operation of a correctional facility
if the claimant is an incarcerated convict. Therefore, the district court did not err in
holding that King and Walsh were entitled to CGIA immunity.
Glasser points to State v. Nieto, 993 P.2d 493 (Colo. 2000), for the proposition
that “[t]he Colorado Supreme Court has determined that public employees,
specifically medical professionals working in a state prison facility, are not immune
from suit for negligent acts or omissions committed in the course of the operation of
a correctional facility.” Aplt. Br. at 13. But the court in Nieto didn’t even mention
§ 24-10-106(1.5)(a). Moreover, the facts underlying Nieto and the filing of the
complaint in that case occurred before the enactment in 1994 of § 24-10-106(1.5).
Thus, Nieto doesn’t support Glasser’s suggestion that correctional employees are not
immune under § 24-10-106(1.5)(a). See Norsby v. Jensen, 916 P.2d 555, 560-61
(Colo. App. 1995) (holding that § 24-10-106(1.5)(a) didn’t apply when plaintiff’s
injuries occurred and he filed his complaint before the enactment of
§ 24-10-106(1.5)).
Finally, Glasser argues that King and Walsh waived the benefit of CGIA
immunity by failing to argue for it in their response to his motion to waive the
CGIA-required certificate of review. But King and Walsh included immunity among
the affirmative defenses identified in their answer, putting Glasser on notice. And as
King and Walsh assert, a public employee’s immunity under the CGIA is a matter of
subject-matter jurisdiction, Martinez v. Estate of Bleck, 379 P.3d 315, 321-22 (Colo.
2016). As such, it can’t be waived and may be raised at any point in the litigation.
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Town of Carbondale v. GSS Props., LLC, 169 P.3d 675, 681 (Colo. 2007); see also
Herr v. People, 198 P.3d 108, 112 (Colo. 2008) (“[I]mperfect subject matter
jurisdiction cannot be waived by a party’s silence.”).
II. Denial of Motion to Amend
Three years after filing his complaint (and five years after his heart attack),
Glasser moved to file a third amended complaint to add claims against new
defendants Hansen, Aranda, and Aultman. The district court denied leave to amend,
finding the claims to be time-barred. “Although we review a district court’s decision
to deny a motion to amend a pleading for abuse of discretion, when the denial is
based on a determination that amendment would be futile, our review for abuse of
discretion includes de novo review of the legal basis for the finding of futility.”
Peterson v. Grisham, 594 F.3d 723, 731 (10th Cir. 2010) (internal quotation marks
omitted).
Glasser asserts he initially believed that the correctional officers had
accurately reported his symptoms to King and diligently handled his medical
emergency, and it was not until he deposed Hansen and Aranda on December 19,
2013, that he learned that Hansen didn’t accurately describe his symptoms to King.
He argues that amendment should have been allowed because (1) he didn’t discover
the officers’ culpability until the December 19 deposition, and he filed his motion to
amend within two years of that date; (2) the correctional officers fraudulently
concealed the true facts from him until the deposition; or (3) the claims relate back to
the original complaint.
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The district court correctly held that the proposed claims would be barred by
Colorado’s two-year residual statute of limitations for personal injury claims. Blake
v. Dickason, 997 F.2d 749, 750-51 (10th Cir. 1993); see also Colo. Rev. Stat. § 13-
80-102(1)(i). Because Glasser’s proposed new claims were § 1983 claims, “[f]ederal
law governs when the action accrues.” McCarty v. Gilchrist, 646 F.3d 1281, 1289
(10th Cir. 2011). As the district court recognized, “[a] civil rights action accrues
when the plaintiff knows or has reason to know of the injury which is the basis of the
action.” Price v. Philpot, 420 F.3d 1158, 1162 (10th Cir. 2005) (internal quotation
marks omitted). “[I]t is not necessary that a claimant know all of the evidence
ultimately relied on for the cause of action to accrue.” Id. (internal quotation marks
omitted). Here, the injury that is the basis for this action is Glasser’s March 26,
2010, heart attack. Thus, the district court didn’t err in concluding that Glasser’s
§ 1983 claims accrued on that date.
Glasser also attempts to invoke equitable tolling, arguing that the correctional
officers fraudulently concealed their true actions. Equitable tolling is governed by
state law. Braxton v. Zavaras, 614 F.3d 1156, 1159 (10th Cir. 2010). Colorado
allows equitable tolling, but limits it “to situations in which either the defendant has
wrongfully impeded the plaintiff’s ability to bring the claim or truly extraordinary
circumstances prevented the plaintiff from filing his or her claim despite diligent
efforts.” Id. at 1161 (internal quotation marks omitted). It is Glasser’s burden to
establish a sufficient factual foundation to support equitable tolling. Garrett v.
Arrowhead Improvement Ass’n, 826 P.2d 850, 855 (Colo. 1992).
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Glasser has failed to demonstrate either the existence of a wrongful
impediment or truly extraordinary circumstances. Moreover, his second amended
complaint indicated he suspected that the facts regarding the correctional officers’
involvement might be different than they initially appeared. Accordingly, Glasser
failed to establish his entitlement to equitable tolling.
Finally, Glasser argues that his proposed new claims relate back to his original
complaint under Fed. R. Civ. P. 15(c)(1)(B), which allows relation back when “the
amendment asserts a claim or defense that arose out of the conduct, transaction, or
occurrence set out—or attempted to be set out—in the original pleading.” The
district court held that because the proposed new claims involved new defendants,
Fed. R. Civ. P. 15(c)(1)(C) governed the issue. That rule concerns amendments that
“change[] the party or the naming of the party against whom a claim is asserted.”
Glasser argues that because the three subsections of Rule 15(c)(1) are connected by
the disjunctive “or,” he may proceed under Rule 15(c)(1)(B) rather than 15(c)(1)(C).
But it’s clear that Glasser sought to add new claims against new defendants,
some three years after the expiration of the statute of limitations. We’ve held that
“[t]he addition or substitution of parties who had no notice of the original action is
not allowed. Substitution of a completely new defendant creates a new cause of
action. Permitting such procedure would undermine the policy upon which the
statute of limitations is based.” Graves v. Gen. Ins. Corp., 412 F.2d 583, 585 (10th
Cir. 1969) (citations omitted). Glasser hasn’t established that the second amended
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complaint’s discussion of the facts served as notice to the correctional officers of any
claims against them.
Additionally, Glasser didn’t move to amend his complaint to add his proposed
new claims until April 2015, some sixteen months after taking the correctional
officers’ depositions in December 2013. He admitted to the district court that he
delayed his motion to amend for his own strategic reasons. Undue delay, without
adequate reason, also supports denial of a motion to amend. See Zisumbo v. Ogden
Reg’l Med. Ctr., 801 F.3d 1185, 1195-96 (10th Cir. 2015).
CONCLUSION
Glasser’s motion to proceed without prepayment of costs or fees is granted.
The judgment of the district court is affirmed.
Entered for the Court
Nancy L. Moritz
Circuit Judge
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