United States v. Martinez-Romero ( 2018 )

FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT November 27, 2018
_________________________________
Elisabeth A. Shumaker
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 17-2220
(D.C. No. 2:17-CR-01562-KG-1)
LAZARO MARTINEZ-ROMERO, (D. N.M.)
Defendant - Appellant.
_________________________________
ORDER AND JUDGMENT*
_________________________________
Before BRISCOE, KELLY, and MORITZ, Circuit Judges.
_________________________________
This appeal arises from the sentence Defendant-Appellant Lazaro Martinez-
Romero received for his conviction for violation of supervised release. Specifically,
Martinez-Romero argues that the district court procedurally erred by not explaining
its decision to impose a partially consecutive sentence. Martinez-Romero did not
raise this argument below, so we review for plain error. Because, even assuming the
district court erred, Martinez-Romero does not establish that the error affected his
substantial rights, we AFFIRM Martinez-Romero’s sentence.
*
This order and judgment is not binding precedent, except under the doctrines
of law of the case, res judicata, and collateral estoppel. It may be cited, however, for
its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
I
In July 2015, Martinez-Romero pled guilty to one count of illegal reentry and
was sentenced to eight months’ imprisonment and three years of supervised release.
App., Vol. II, at 6. He was removed from the United States on May 26, 2016, after
serving his prison sentence, at which time his period of supervision began. Id. His
supervision was set to expire on May 25, 2019. Id.
On January 25, 2017, while still on supervised release for his 2015 conviction,
Martinez-Romero was found in New Mexico. Id. at 3. He admitted that he was a
Mexican citizen without legal authorization to be or remain in the United States. Id.
He was charged in a criminal information with illegal reentry, and a petition for a
violation of his supervised release was filed. App., Vol. I, at 8.
On March 1, 2017, Martinez-Romero pled guilty to the one-count criminal
information charging him with Reentry of a Removed Alien, in violation of 8 U.S.C.
§§ 1326(a)(1), (a)(2), and (b)(1). App., Vol. II, at 3. For this charge, Martinez-
Romero and the government entered into a written plea agreement pursuant to
Federal Rule of Criminal Procedure 11(c)(1)(C).1 Id. On June 19, 2017, Martinez-
Romero admitted that he violated the terms of his supervised release by committing
the offense of illegal reentry. App., Vol. IV, at 34. Nothing in the record indicates
that there was a plea agreement related to this admission.
1
In a plea pursuant to Rule 11(c)(1)(C), the parties may agree to a
recommended sentencing range that binds a district court if the court accepts the plea.
2
On December 20, 2017, the district court held a combined sentencing hearing
for Martinez-Romero’s illegal reentry and supervised release violation convictions.
See id. at 1–18. Martinez-Romero’s counsel requested a 37-month term of
imprisonment for the illegal reentry conviction and an 8-month term of imprisonment
for the supervised release violation conviction, and asked that the supervised release
violation sentence run concurrently with the illegal reentry sentence. Id. at 5–6. The
government requested the same terms of imprisonment, but requested that 4 months
of the supervised release violation run consecutively to the illegal reentry sentence,
stating “that’s what we would do for any other defendant[] . . . in this situation.” Id.
at 9. Martinez-Romero, in allocution, asked the district court to sentence him to
“time served [because t]hat would be a very good gift that [the court] could give
[Martinez-Romero] and [his] family.”2 Id. at 10. Neither Martinez-Romero nor the
government filed a sentencing memorandum.
Before imposing the sentence, the district court noted that it had before it the
petition seeking revocation of Martinez-Romero’s supervised release, the Presentence
Investigation Report (PSR), and two letters Martinez-Romero wrote to the court. Id.at 3–4. The district court noted that it had “read all the letters that were provided to
[it].” Id. at 10. The district court stated that it had “reviewed the [PSR], . . . adopted
2
The district court clarified that, despite Martinez-Romero’s request, under the
terms of the plea agreement, it could not impose a sentence below 37 months’
imprisonment. Id. at 10–11. Martinez-Romero stated that he understood that aspect
of the plea agreement, and that it was “fine.” Id. at 12.
3
all the factual findings, [and] . . . considered the Sentencing Guidelines.” Id. at 13.
It also made the following findings:
The base offense level being 8 and the upward adjustments of
four and eight levels under [U.S.S.G. §§] 2L1.2(b)(1)(A) and
2L1.2(b)(2)(B), the adjusted offense level being 20, but Mr. Martinez
pled guilty and he shall be afforded the three-level reduction, and so the
total offense level being 15. Even so, the [Federal Rule of Criminal
Procedure] 11(c)(1)(C) Plea Agreement results in a range of 15. Let me
just correct that. The total offense level had been 17, but under the Plea
Agreement the offense level becomes 15.
Id.
The district court then imposed a sentence of 37 months’ imprisonment for the
illegal reentry conviction, stating
[t]hat’s the lowest I can go under the Plea Agreement that you have with
the United States. I’m going to find that you have been in custody for
330 days. You will receive full credit for the amount of time you have
been in custody so far.
Id. at 13.
The district court made the following statements regarding the sentence it
imposed for Martinez-Romero’s supervised release violation conviction:
As to that violation to which Mr. Martinez has admitted, and
noting that the revocation imprisonment range is eight to 14 months, the
Court imposes a sentence of eight months. That’s the lowest of the
applicable range. I’m going to run—order that four months run
consecutive and four months run concurrent to the sentence I have
imposed in [Martinez-Romero’s illegal reentry conviction].
Id. at 15.
Neither Martinez-Romero nor his counsel objected to the sentence imposed or
requested further explanation for why the district court was imposing a four-month
consecutive sentence. Id. at 16. Martinez-Romero timely filed a notice of appeal.
4
II
Martinez-Romero asserts one issue on appeal. He argues that the district court
erred by not explaining its decision to impose a partially consecutive sentence for his
supervised release violation. We conclude that, even assuming the district court’s
explanation was inadequate, Martinez-Romero does not establish that his substantial
rights were affected. We therefore affirm Martinez-Romero’s sentence.
A. Standard of Review
Martinez-Romero concedes that he did not raise his procedural objection in the
district court, so we review for plain error. See United States v. Romero, 491 F.3d
1173, 1176–78 (10th Cir. 2007) (“[B]ecause [the defendant] did not object on
procedural grounds under § 3553(a) or (c) after the district court imposed his
sentence, . . . our review is only for plain error.”). Martinez-Romero may “obtain
relief under the plain-error doctrine only if . . . : (1) the district court committed
error; (2) the error was plain—that is, it was obvious under current well-settled law;
(3) the error affected [his] substantial rights; and (4) ‘the error seriously affected the
fairness, integrity, or public reputation of judicial proceedings.’” United States v.
Gantt, 679 F.3d 1240, 1246 (10th Cir. 2012) (alterations omitted) (quoting United
States v. Dazey, 403 F.3d 1147, 1174 (10th Cir. 2005)). “Because all four
requirements must be met, the failure of any one will foreclose relief and the others
need not be addressed.” Id.5
B. Substantial Rights
To show that an error affected his substantial rights, “a defendant generally
must demonstrate that an error was ‘prejudicial, meaning that there is a reasonable
probability that, but for the error claimed, the result of the proceeding would have
been different.’” United States v. Bustamonte-Conchas, 850 F.3d 1130, 1138 (10th
Cir. 2017) (quoting United States v. Algarate-Valencia, 550 F.3d 1238, 1242 (10th
Cir. 2008)). “A reasonable probability is a probability sufficient to undermine
confidence in the outcome.” United States v. Hasan, 526 F.3d 653, 665 (10th Cir.
2008) (quoting Sallahdin v. Gibson, 275 F.3d 1211, 1235 (10th Cir. 2002)).
“Normally, although perhaps not in every case, the defendant must make a specific
showing of prejudice” to show that his or her substantial rights were affected. United
States v. Olano, 507 U.S. 725, 735 (1993); see also Bustamante-Conchas, 850 F.3d at
1138–40 (quoting Olano, 507 U.S. at 735, and discussing possible forms of per se
prejudicial procedural errors such as denial of allocution right and incorrect
calculation of the guideline range). To succeed on this prong, Martinez-Romero must
establish that, but for the district court’s failure to explain its reasons for imposing a
partially consecutive sentence, he would have received a different sentence. He
failed to make this showing.
Martinez-Romero argues that “there is reason to believe that the district
court’s [procedural error] prejudiced Mr. Martinez-Romero.” Aplt. Br. at 7. In
support, he notes that the district court stated that it selected “the ‘lowest’ possible
sentence under [Martinez-Romero’s] plea agreement,” and “the ‘lowest of the
6
applicable range’ for the supervised release violation.” Id. at 8 (quoting district
court). Martinez-Romero argues that these statements indicate that the district court
believed the lowest possible sentence was appropriate and, had it adequately
articulated its reasoning for imposing a partially consecutive sentence, Martinez-
Romero would have received a lower sentence. Id. The sentencing transcript as a
whole, however, does not support Martinez-Romero’s argument.
The sentencing record indicates that Martinez-Romero presented no
§ 3553(a)-based reasons for the district court to impose a fully concurrent sentence
for his supervised release violation, and therefore the sentencing record does not
support a finding of prejudice. At sentencing, Martinez-Romero’s counsel requested
that the sentences for his illegal reentry conviction and his supervised release
violation run concurrently with each other, but counsel provided no reason—based on
the § 3553(a) factors or otherwise—in support of that request.3 See App., Vol. IV, at
6. Similarly, in allocution, Martinez-Romero requested a sentence of time served—
although acknowledging that such a sentence was impermissible under the accepted
plea agreement—because such a sentence would be “a very good gift that [the court]
could give [Martinez-Romero] and [his] family.” Id. at 10. Martinez-Romero
therefore cannot point to any argument of his that the district court could have relied
3
Martinez-Romero’s counsel noted, “with regard to the charge of [illegal
reentry],” that Martinez-Romero came back to the United States “because he is
providing support for his family and parents back in the Republic of Mexico.” App.,
Vol. IV, at 5. This statement, however, was in support of Martinez-Romero’s
requested sentence on the illegal reentry charge, not in support of his request that the
sentences be run concurrently.
7
on in imposing a fully concurrent sentence. See United States v. Sanchez-Juarez, 446
F.3d 1109, 1117–18 (10th Cir. 2006) (vacating and remanding for resentencing
because the defendant “identified one argument that is not clearly meritless and was
raised at sentencing” for a below-Guidelines sentence that the district court did not
directly address in sentencing).
Further, the Guidelines provide that “[a]ny term of imprisonment imposed
upon the revocation of probation or supervised release shall be served consecutively
to any sentence of imprisonment that the defendant is serving.” U.S.S.G. § 7B1.3(f)
(emphasis added). Although this provision is advisory, see Booker v. United States,
543 U.S. 220 (2005), it further undercuts a conclusion that Martinez-Romero was
prejudiced. The district court clearly was aware that it had discretion to follow this
provision because it imposed an only partially consecutive sentence for Martinez-
Romero’s supervised release violation. See United States v. Ruiz-Terrazas, 477 F.3d
1196, 1201 (10th Cir. 2007) (“We traditionally presume, absent some indication in
the record suggesting otherwise, that trial judges are presumed to know the law and
apply it in making their decisions.” (citations, alterations, and quotation marks
omitted)).
Martinez-Romero provides no persuasive reason for us to conclude that, had
the district court included a more detailed recitation of the § 3553(a) factors, it would
have deviated from the Guidelines’ preference even further. Even in his briefing
before this court, Martinez-Romero points to no § 3553(a) factors that would warrant
a different sentence. See United States v. Trujillo-Terrazas, 405 F.3d 814, 819–20
8
(10th Cir. 2005) (finding that the defendant’s substantial rights were affected because
application of the § 3553(a) factors to defendant’s “case provides a strong indication
that had the district court [not erred], his sentence would have been lower”).
Martinez-Romero has not established that his substantial rights were affected
by the error he claims, and he therefore cannot succeed on plain error review.
III
Even assuming the district court plainly erred by giving an inadequate
explanation for imposing a partially consecutive sentence, Martinez-Romero does not
establish that the error affected his substantial rights. We therefore AFFIRM the
judgment of the district court.4
Entered for the Court
Mary Beck Briscoe
Circuit Judge
4
As we are affirming the district court’s ruling, we need not also address the
government’s alternative argument that § 3553(c) does not apply to a district court’s
decision to impose a consecutive sentence.
9