Coffey Ex Rel. I-VII v. McKinley County , 504 F. App'x 715 ( 2012 )

FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT December 4, 2012
Elisabeth A. Shumaker
Clerk of Court
DIANA COFFEY, on behalf of her minor
grandchildren I-VII, and the Estate of
Andrew Crutcher,
Plaintiff-Appellant,
v. No. 11-2245
(D.C. No. 1:09-CV-00028-JB-LFG)
MCKINLEY COUNTY, as it relates to (D. N.M.)
its Detention Center; UNKNOWN
STAFF NURSE; UNKNOWN
DETENTION GUARDS 1-10;
MCKINLEY COUNTY ADULT
DETENTION CENTER,
Defendants-Appellees.
ORDER AND JUDGMENT*
Before KELLY, O’BRIEN, and MATHESON, Circuit Judges.
Diana Coffey filed suit against McKinley County and the McKinley County
Adult Detention Center (collectively, “McKinley County”) where her son Andrew
*
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and collateral
estoppel. It may be cited, however, for its persuasive value consistent with
Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
Crutcher was incarcerated when he died.1 The suit was brought under 42 U.S.C.
§ 1983 and New Mexico state law on behalf of Mr. Crutcher’s estate and his seven
children. The district court dismissed the substantive due process claims and the
claims brought under state law, and granted summary judgment in favor of McKinley
County on the remaining claims. Although this case was consolidated with a case
Ms. Coffey brought against the United States based on the same facts, and claims
remained pending against the United States, the district court certified its order in this
case as a final judgment under Fed. R. Civ. P. 54(b). Ms. Coffey appeals the
judgment. We exercise jurisdiction under 28 U.S.C. § 1291 and affirm.
I. BACKGROUND
The parties are familiar with the facts and the district court provided an
exhaustive discussion of the evidence. Therefore, we provide only a short factual
background to frame the issues on appeal. The facts are viewed in the light most
favorable to Ms. Coffey as the party resisting summary judgment. E.E.O.C. v.
Picture People, Inc., 684 F.3d 981, 993 (10th Cir. 2012).
Mr. Crutcher was transferred from the Washoe County Detention Facility in
Reno, Nevada, to the McKinley County Adult Detention Center in Gallup, New
Mexico, on October 8, 2006. He suffered from congestive heart failure. McKinley
1
She also alleged that an unknown staff nurse and unknown detention guards
were liable, but she did not name, replace, or identify the unnamed defendants. The
district court therefore dismissed those defendants, a ruling Ms. Coffey does not
challenge. Consequently, the sole defendant is McKinley County and Ms. Coffey’s
arguments concerning individual liability are irrelevant.
-2-
County did not have a plan for inmates to be medically evaluated within 14 days of
arrival, “which is the accepted procedure for jails across the county,” Aplt. App.
Vol. 6 at 1594 (internal quotation marks omitted). Even though McKinley County
did not have an “accepted” 14-day plan, jail medical personnel “would normally seek
an inmate’s medication within ten to fifteen minutes after they arrived if they did not
arrive with medication,” id. at 1617-18. Ms. Coffey alleged that Mr. Crutcher
required medication for his heart condition, but the district court found that “[t]here
[was] no evidence that Crutcher had valid prescriptions for any medication at the
time of his incarceration with McKinley County,” id. at 1553. It is undisputed that he
did not receive medication for his heart condition until January 26, 2007.
Mr. Crutcher first requested medical attention at McKinley County on
December 9, 2006, concerning a bump on his leg. He received treatment the same
day at the Gallup Indian Medical Center (“GIMC”) for a leg infection. McKinley
County did not send a screening report to GIMC to indicate that Mr. Crutcher
required medication for congestive heart failure, even though any infection in a heart
patient must be treated aggressively because they are “critical and very serious,” id.
at 1556 (internal quotation marks omitted). On January 16, 2007, Mr. Crutcher
requested and received medical attention for a cold. On January 26, 2007, he was
assessed for his heart condition and his heart medications were restarted at that time.
On January 28, he requested and received medical attention for kidney pain.
-3-
As of February 8, 2007, Mr. Crutcher had been too ill to get up from his bed
for four or five days. The other inmates staged a riot to get help for him. The only
way for an inmate to receive medical attention was to contact a guard. The guards
had noticed that Mr. Crutcher was very ill, and at first did not respond, but then one
of the guards observed Mr. Crutcher’s condition and immediately took him to the
medical unit. There, a nurse determined that he should go to the hospital.
Mr. Crutcher died on February 8 at the hospital at age 28 from sepsis due to infective
endocarditis. He had acquired a staph infection that entered his bloodstream and
attacked his heart.
Ms. Coffey filed suit, alleging that McKinley County jail employees were
deliberately indifferent to Mr. Crutcher’s serious medical needs, thus violating his
Eighth Amendment rights and his substantive due process rights. She further
asserted claims based on McKinley County’s policies and lack of policies concerning
medical treatment of inmates. She also brought state law claims under the New
Mexico Tort Claims Act. In an interim order the district court dismissed the state law
claims for failure to give timely notice. In a thorough and comprehensive
memorandum opinion and order, the district court resolved Ms. Coffey’s remaining
claims, holding that she had adduced sufficient evidence to resist summary judgment
on her claim that the prison guards who ignored Mr. Crutcher’s final illness had
violated his constitutional rights, but the court dismissed her claims against the
prison guards because she had not identified them in the pleadings. The court further
-4-
held that the undisputed evidence did not demonstrate that the McKinley County
medical staff had violated Mr. Crutcher’s constitutional rights or that McKinley
County’s lack of a 14-day medical procedure was a moving force behind any alleged
constitutional violation. The court then dismissed the Fourteenth Amendment
substantive due process claim pursuant to Fed. R. Civ. P. 12(b)(6), holding that Ms.
Coffey could proceed only under the more specific constitutional provision of the
Eighth Amendment.
Ms. Coffey appeals, arguing that McKinley County’s lack of an adequate
policy for health screening and medical care violated Mr. Crutcher’s constitutional
rights. Specifically, she asserts that McKinley County was required to have a policy
to “make certain each inmate had a 14 day examination to determine [his] health care
plan,” Aplt. Reply Br. at 3, that would have (1) responded to Mr. Crutcher’s obvious
medical needs, (2) made certain that he had his necessary medication, (3) informed
the medical facility treating him of his serious medical condition, (4) obtained his
medical records, and (5) administered his heart medication as soon as he arrived at
the detention center. She also challenges the district court’s dismissal of her claims
brought under the Fourteenth Amendment and the New Mexico Tort Claims Act.
II. DISCUSSION
“We review the district court’s summary judgment order de novo, and apply
the same legal standards as the district court.” Ribeau v. Katt, 681 F.3d 1190, 1194
(10th Cir. 2012) (internal quotation marks omitted). “The court shall grant summary
-5-
judgment if the movant shows that there is no genuine dispute as to any material fact
and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a).
We also review de novo the district court’s orders dismissing the claims brought
under the New Mexico Tort Claims Act and the Fourteenth Amendment. See
Rosenfield v. HSBC Bank, USA, 681 F.3d 1172, 1178 (10th Cir. 2012) (reviewing
de novo the dismissal of a complaint under Rule 12(b)(6)); Rutherford v. Chaves
Cnty., 69 P.3d 1199, 1201 (N.M. 2003) (reviewing de novo “whether governmental
immunity under the [Tort Claims Act] bars a tort claim”).
A. Medical Procedures Policy
We first address Ms. Coffey’s claim that the district court improperly granted
summary judgment to McKinley County based on its lack of an adequate 14-day
medical-procedures policy. She argues that McKinley County’s lack of such a policy
violated Mr. Crutcher’s Eighth Amendment rights and that there was a direct causal
link between the lack of such a policy and his death.
A municipality or other local government may be liable under [§ 1983]
if the governmental body itself subjects a person to a deprivation of
rights or causes a person to be subjected to such a deprivation. But,
under § 1983, local governments are responsible only for their own
illegal acts. They are not vicariously liable under § 1983 for their
employees’ actions.
Connick v. Thompson, 131 S. Ct. 1350, 1359 (2011) (citations omitted) (internal
quotation marks omitted). To impose liability on a local government entity under
§ 1983, a plaintiff “must prove that action pursuant to official municipal policy
caused [his] injury.” Id. (internal quotation marks omitted).
-6-
The infliction of injury on the plaintiff is alone insufficient; “[r]ather, to
establish municipal liability, a plaintiff must show 1) the existence of a municipal
policy or custom, and 2) that there is a direct causal link between the policy or
custom and the injury alleged.” Bryson v. City of Oklahoma City, 627 F.3d 784, 788
(10th Cir. 2010) (internal quotation marks omitted), cert. denied, 131 S. Ct. 3030(2011). This court has held in the context of a claim for failure to train that proof is
required that the municipality was deliberately indifferent to its inhabitants. Barney
v. Pulsipher, 143 F.3d 1299, 1307 (10th Cir. 1998).2 In that context, to be liable for a
failure to act, a municipality must “ha[ve] actual or constructive notice that its . . .
failure to act is substantially certain to result in a constitutional violation, and it
[must] consciously or deliberately choose[] to disregard the risk of harm.” Id. To
establish notice, a plaintiff generally must “prov[e] the existence of a pattern of
tortious conduct, [although] [i]n a narrow range of circumstances, . . . deliberate
indifference may be found absent a pattern of unconstitutional behavior if a violation
of federal rights is a highly predictable or plainly obvious consequence of a
municipality’s action or in action . . . .” Id. at 1307-08 (internal quotation marks
omitted).
Here, even assuming these standards apply to Ms. Coffey’s claim based on a
lack of a 14-day medical-procedures policy, her claim fails because the record
contains no evidence of a pattern of violations to put McKinley County on notice that
2
Ms. Coffey has abandoned on appeal her failure-to-train claim.
-7-
its medical procedures were inadequate. She relies on one prior incident at the jail,
which occurred during the period from 2006-2007, in which an inmate had a seizure
and it took thirty minutes for the guards to respond.3 One prior incident, even if it
was a constitutional violation sufficiently similar to put officials on notice of a
problem, does not describe a pattern of violations. Cf. Connick, 131 S. Ct. at 1360(“A pattern of similar constitutional violations by untrained employees is ordinarily
necessary to demonstrate deliberate indifference for purposes of failure to train.”
(internal quotation marks omitted)).
Nor was Mr. Crutcher’s situation a highly predictable or plainly obvious
consequence of McKinley County’s lack of a 14-day medical-procedures policy. The
district court found the following relevant undisputed facts: “McKinley County
[medical] staff responded to Crutcher’s requests for medical attention on a timely
basis, gave him antibiotics to avoid infection, would normally seek an inmate’s
medication within ten to fifteen minutes after they arrived if they did not arrive with
medication, and restarted Crutcher’s heart medication during one of his later medical
3
In her reply brief, Ms. Coffey describes a McKinley County inmate who
waited two months for requested dental attention. Aplt. Reply Br. at 6. The district
court did not mention this incident in the memorandum opinion and order.
Ms. Coffey has not cited to the record where she raised this issue to the district court,
as required by Fed. R. Civ. P. 28(a)(9)(A) and 10th Cir. R. 28.2(C)(2). We will not
search the record to ascertain whether there is record support for this claim. See
Roska ex rel. Roska v. Peterson, 328 F.3d 1230, 1246 n.13 (10th Cir. 2003)
((declining to search the record for evidence). Accordingly, we need not consider
whether the inmate who requested dental treatment was part of a pattern of
violations. Nevertheless, we observe that the dental request Ms. Coffey describes
was not similar to Mr. Crutcher’s medical situation so could not bolster her argument
that there was a pattern.
-8-
visits a few weeks before his death.” Aplt. App. Vol. 6 at 1617-18. We agree with
the district court that these circumstances “do not permit an inference that the risk of
constitutional deprivations . . . was ‘highly predictable’ or ‘plainly obvious.’” Id. at
1618. Furthermore, Ms. Coffey has identified no evidence to support a claim that a
14-day policy would have prevented the guards from ignoring Mr. Crutcher’s
condition. She has thus failed to demonstrate a direct causal link between McKinley
County’s failure to adopt a 14-day medical-procedures policy and any alleged
constitutional violation. Therefore, the district court correctly granted summary
judgment in favor of McKinley County on the Eighth Amendment claim.
B. New Mexico Tort Claims Act
Turning to Ms. Coffey’s claims brought under the New Mexico Tort Claims
Act, we affirm the district court’s holding that Ms. Coffey’s failure to give timely
notice under the Act was fatal to her state law claims. Pursuant to N.M. Stat. Ann.
§ 41-4-16(A) & (B), notice of a claim for damages must be given to the appropriate
governmental entity within 90 days after the occurrence giving rise to the claim,
“unless the governmental entity had actual notice of the occurrence.”
Ms. Coffey argues on appeal that McKinley County had actual notice as of
June 4, 2007, when she inquired about her son’s death. Mr. Crutcher died on
February 8, 2007; the 90-day notice was therefore due by May 9, 2007. Even if
Ms. Coffey’s inquiry could qualify as notice under the statute, it was not given within
the statutorily required 90 days, and the claim was properly dismissed. See Lopez v.
-9-
State, 930 P.2d 146, 151 (N.M. 1996) (“[U]nder Section 41-4-16(B) actual notice is a
jurisdictional question . . . .”). She next contends that her failure to give notice is
excused under N.M. Stat. Ann. § 41-4-4. This statute, which grants immunity from
tort liability to governmental entities and public employees acting within the scope of
their duties with certain exceptions, is inapposite. Ms. Coffey has not demonstrated
any error in the district court’s dismissal of her state law claims. Accordingly, we
affirm the dismissal.
C. Substantive Due Process
Finally, we consider Ms. Coffey’s Fourteenth Amendment claim, wherein she
argues that the facts she put forth were sufficient to meet the “shocks the conscience”
standard to state a substantive due process violation. See Moore v. Guthrie, 438 F.3d
1036, 1040 (10th Cir. 2006) (in a lawsuit brought by a police officer injured in a
training exercise, identifying the “standard for determining whether there has been a
substantive due process violation [as] whether the challenged government action
shocks the conscience of federal judges” (internal quotation marks omitted)).
Ms. Coffey does not, however, attempt to demonstrate that the district court erred in
holding that because the Eighth Amendment provided a more “‘explicit textual
source of constitutional protection,’” the constitutional claims must be analyzed
“under that amendment’s standards rather than under ‘the more generalized notion of
“substantive due process.”’” Aplt. App. Vol. 6 at 1580 (quoting Graham v. Connor,
- 10 -
490 U.S. 386, 395 (1989)). We perceive no error in the district court’s holding and
affirm dismissal of this claim for substantially the reasons stated by the district court.
III. CONCLUSION
The judgment of the district court is AFFIRMED.
Entered for the Court
Paul J. Kelly, Jr.
Circuit Judge
- 11 -