United States v. Thomas ( 2011 )

FILED
United States Court of Appeals
Tenth Circuit
July 5, 2011
PUBLISH Elisabeth A. Shumaker
Clerk of Court
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff - Appellant,
v. No. 10-3023
KENNON D. THOMAS,
Defendant - Appellee.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF KANSAS
(D.C. NO. 2:09-CR-20040-MLB-1)
James A. Brown, Assistant United States Attorney, (Lanny D. Welch, United
States Attorney, with him on the brief), District of Kansas, Topeka, Kansas, for
Plaintiff - Appellant.
Jeff Griffith, Derby, Kansas, for Defendant - Appellee.
Before KELLY, BALDOCK, and HARTZ, Circuit Judges.
HARTZ, Circuit Judge.
The sole issue on appeal is whether the Kansas offense of eluding a police
officer is a “crime of violence” under the United States Sentencing Guidelines
(USSG). The district court ruled that the offense was not a crime of violence and
the government appeals. We reverse because that ruling is contrary to the
Supreme Court’s recent decision in Sykes v. United States, 131 S. Ct. 2267(2011).
I. BACKGROUND
On March 26, 2009, Defendant Kennon D. Thomas was indicted in the
United States District Court for the District of Kansas for possessing a firearm
after having been convicted of a crime punishable by imprisonment for a term
exceeding one year. See 18 U.S.C. § 922(g)(1). The indictment stated that he
had twice been convicted in Wyandotte County, Kansas, of eluding a police
officer. On August 31, 2009, Defendant pleaded guilty to the offense.
The presentence investigation report (PSR) determined that Defendant’s
base offense level was 24 because he had committed the federal offense after
“sustaining two felony convictions involving a crime of violence.” Aplt. App.,
Vol. II at 5; see USSG § 2K2.1(a)(2). The two convictions had been for
violations of Kan. Stat. Ann. § 8-1568 (1998), which stated:
(a) Any driver of a motor vehicle who willfully fails or refuses to
bring such driver’s vehicle to a stop, or who otherwise flees or
attempts to elude a pursuing police vehicle or police bicycle, when
given visual or audible signal to bring the vehicle to a stop, shall be
guilty [of an offense]. The signal given by the police officer may be
by hand, voice, emergency light or siren. The officer giving such
signal shall be in uniform, prominently displaying such officer’s
badge of office, and the officer’s vehicle or bicycle shall be
appropriately marked showing it to be an official police vehicle or
police bicycle.
(b) Any driver who violates the provisions of subsection (a) and who:
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(1) commits any of the following during a police pursuit:
...
(B) drives around tire deflating devices placed by a
police officer;
...
(E) commits five or more moving violations; or
(2) is attempting to elude capture for the commission of any
felony, shall be guilty [of a felony].
Defendant pleaded guilty to violations of the statute in 2005 and 2008. The 2005
information to which he pleaded charged:
[Defendant] did unlawfully and willfully fail or refuse, while
operating a motor vehicle, to bring the vehicle to a stop, or did
otherwise flee or attempt to elude a pursuing police vehicle, having
been given visual or audible signals to do so by a uniformed police
officer, and that the defendant attempted to elude capture for a
felony.
Aplt. App., Vol. I at 29 (emphasis added). The 2008 information charged:
[Defendant] did unlawfully and willfully fail or refuse, while
operating a motor vehicle, to bring the vehicle to a stop, or did
otherwise flee or attempt to elude a pursuing police vehicle, having
been given visual or audible signals to do so by a uniformed police
officer, and in the course of such police pursuit: did drive around
tire-deflating devices placed by a police officer . . . .
OR, IN THE ALTERNATIVE
[D]id unlawfully and willfully fail or refuse, while operating a motor
vehicle, to bring the vehicle to a stop, or did otherwise flee or
attempt to elude a pursuing police vehicle, having been given visual
or audible signals to do so by a uniformed police officer, and in the
course of such police pursuit: committed five or more moving
violations.
Id. at 33 (emphasis added). The record does not indicate which of these
alternative grounds was the basis of Defendant’s 2008 plea.
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Defendant objected to the categorization of his two prior felonies as crimes
of violence. At the sentencing hearing the district court agreed with Defendant,
resulting in his base offense level being 14. See USSG § 2K2.1(a)(6), cmt. 3. He
received a two-level reduction for acceptance of responsibility, see id. § 3E1.1(a),
giving him a total offense level of 12. Because of his criminal-history category of
VI, his guideline sentencing range was 30 to 37 months. The court imposed a
sentence of 33 months’ incarceration.
II. DISCUSSION
“Whether a prior conviction qualifies as a ‘crime of violence’ under the
Guidelines is a legal question that we examine de novo.” United States v.
McConnell, 605 F.3d 822, 824 (10th Cir. 2010). The term crime of violence is
defined by the sentencing guidelines as:
[A]ny offense under federal or state law, punishable by imprisonment
for a term exceeding one year, that—
(1) has as an element the use, attempted use, or threatened use
of physical force against the person of another, or
(2) is burglary of a dwelling, arson, or extortion, involves use
of explosives, or otherwise involves conduct that presents a
serious potential risk of physical injury to another.
USSG § 4B1.2(a). 1 Whether an offense is a crime of violence turns on the
elements of the offense for which the defendant was convicted, not the particular
conduct of the defendant. See United States v. Wise, 597 F.3d 1141, 1144 (10th
1
There is no dispute that Defendant’s prior convictions were “punishable by
imprisonment for a term exceeding one year.”
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Cir. 2010). Ordinarily, to determine what the elements are, we need look only at
the language of the statute under which the defendant was convicted. See id. But
some statutory offenses can be committed in more than one way. In that event we
must examine the charging document or other conclusive source (such as a plea
agreement or plea colloquy) to determine in which of the alternative ways the
defendant was charged with committing the offense; once that is determined, we
consider only the elements that must be established to convict of that alternative.
See id.The offense of eluding a police officer does not have any of the elements
set forth in USSG § 4B1.2(a)(1), nor is it one of the crimes enumerated in §
4B1.2(a)(2). Consequently, it is a crime of violence only if it satisfies the residual
clause of § 4B1.2(a)(2)—that is, if it “otherwise involves conduct that presents a
serious potential risk of physical injury to another.”
The language of the residual clause also appears in the Armed Career
Criminal Act (ACCA), 18 U.S.C. § 924(e), which sets minimum sentences for
firearms offenders who have been convicted of “violent felonies.” The definition
of violent felony is:
[A]ny crime punishable by imprisonment for a term exceeding one
year, or any act of juvenile delinquency involving the use or carrying
of a firearm, knife, or destructive device that would be punishable by
imprisonment for such term if committed by an adult, that—
(i) has as an element the use, attempted use, or threatened use
of physical force against the person of another; or
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(ii) is burglary, arson, or extortion, involves use of explosives,
or otherwise involves conduct that presents a serious potential risk of
physical injury to another.
Id. § 924(e)(2)(B) (emphasis added). Because of this commonality of language in
the residual clauses of the ACCA and USSG § 4B1.2(a), we have consistently
interpreted them identically. See Wise, 597 F.3d at 1145; United States v. Tiger,
538 F.3d 1297, 1298 (10th Cir. 2008) (overruling circuit precedent that felony
DUI is a crime of violence in light of Supreme Court decision that felony DUI is
not a violent felony).
Thus, in deciding whether the Kansas offense of eluding a police officer is
a crime of violence, we rely on the Supreme Court’s holding that the Indiana
offense of resisting law enforcement by fleeing in a vehicle is a violent felony
under the ACCA’s residual clause. In Sykes the statute at issue was Indiana Code
§ 35-44-3-3 (2004), which stated:
(a) A person who knowingly or intentionally:
...
(3) flees from a law enforcement officer after the officer has,
by visible or audible means, identified himself and ordered the
person to stop;
commits resisting law enforcement, a Class A misdemeanor, except
as provided in subsection (b).
(b) The offense under subsection (a) is a:
(1) Class D felony if:
(A) the offense is described in subsection (a)(3) and the
person uses a vehicle to commit the offense.
Sykes was convicted under § 35-44-3-3(b)(1)(A) for using a vehicle to flee after a
police officer ordered him to stop. See Sykes, 131 S. Ct. at 2271.
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The Supreme Court reasoned that Sykes’s offense “present[ed] a serious
potential risk of physical injury to another,” because “[w]hen a perpetrator defies
a law enforcement command by fleeing in a car, the determination to elude
capture makes a lack of concern for the safety of property and persons of
pedestrians and other drivers an inherent part of the offense,” id. at 2273, and the
vehicular escape creates a strong likelihood that police officers will pursue and
create an even more dangerous situation, see id. The Court noted statistical
studies indicating that vehicular flight is more dangerous to police and bystanders
than burglary or arson, two of the felonies specifically enumerated in both the
ACCA definition of violent felony and the sentencing-guidelines definition of
crime of violence. See id. at 2274–75. And the Court stated that the Indiana
offense was not excluded from the residual clause by the exception set forth in
Begay v. United States, 553 U.S. 137 (2008), for “strict liability, negligence, and
recklessness crime[s]” even when they present serious risks of physical injury,
Sykes, 131 S. Ct. at 2276; it explained that the Indiana statute had the “stringent
mens rea requirement” that the defendant act “knowingly or intentionally.” Id. at
2275 (internal quotation marks omitted).
Sykes controls the decision in this case. The elements of Sykes’s offense
and Defendant’s offenses are identical in all relevant respects. Sykes was
convicted of using a vehicle to “flee[] from a law enforcement officer after the
officer ha[d], by visible or audible means, identified himself and ordered the
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person to stop,” Ind. Code § 35-44-3-3; and Defendant twice pleaded guilty to
“fail[ing] or refus[ing], while operating a motor vehicle, to bring the vehicle to a
stop, or . . . otherwise flee[ing] or attempt[ing] to elude a pursuing police vehicle,
having been given visual or audible signals to do so by a uniformed police
officer,” Aplt. App., Vol. I at 29, 33. Thus, Defendant and Sykes were each
convicted of fleeing in a motor vehicle from a police officer who was readily
identifiable as a police officer and who visibly or audibly signaled him to stop.
Sykes’s conduct was “knowing[] or intentional[],” Ind. Code § 35-44-3-3(a);
Defendant’s was “willful[],” Kan. Stat. Ann. § 8-1568(a), a comparable mens rea
standard, see State v. Coyote, 1 P.3d 836, 842 (Kan. 2000) (the terms intentional,
knowing, willful, purposeful, and on purpose “are meant to be synonymous”).
The principal difference between the offenses is that Defendant’s offenses
required additional elements to make them felonies. The additional element in
2005 was that he was attempting to elude capture for commission of a felony; the
additional element in 2008 was either that he drove around a tire-deflating device
or that he committed five or more moving violations during his flight. These
additional elements hardly made Defendant’s offenses less likely to cause
physical injury to another. If Sykes’s offense was a violent felony, Defendant’s
two offenses must have been crimes of violence. Accordingly, we reverse the
decision below. We note that our decisions in McConnell, 605 F.3d at 829–30
(violation of Kan. Stat. Ann. § 8-1568 is a crime of violence), and Wise, 597 F.3d
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at 1148 (Utah offense of failure to obey police command to stop is a crime of
violence), remain good law.
III. CONCLUSION
We REVERSE and REMAND to the district court for resentencing
consistent with this opinion.
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