Butler v. Compton , 158 F. App'x 108 ( 2005 )

FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS December 7, 2005
TENTH CIRCUIT
Clerk of Court
PHILIP C. BUTLER,
Plaintiff-Appellant,
v. No. 05-1230
SHAWN COMPTON, (D.C. No. 04-B-2004(OES))
(D. Colo.)
Defendant-Appellee.
ORDER AND JUDGMENT *
Before BRISCOE, LUCERO, and MURPHY , Circuit Judges.
Plaintiff Philip Butler, a pro se prisoner incarcerated in Colorado, appeals
the district court’s dismissal of his 42 U.S.C. § 1983 action pursuant to Fed. R.
Civ. P. 12(b)(6) for failure to state a claim. We exercise jurisdiction pursuant to
28 U.S.C. § 1291 and reverse.
I. Background
When reviewing a dismissal pursuant to Rule 12(b)(6), we review the
plaintiff’s complaint and view the facts asserted therein in the light most
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
favorable to the plaintiff. Sutton v. Utah State Sch. for Deaf & Blind, 173 F.3d
1226, 1236 (10th Cir. 1999). Those alleged facts include the following
allegations:
In the early morning hours of July 25, 2003, Officer Shawn Compton of the
Colorado Springs Police Department checked the registrations of the vehicles
located in the parking lot of the Motel Dun Roven in an attempt to locate possible
stolen vehicles. During the process, he discovered a red Ford Tempo which had
been reported stolen. Officer M. Roy responded to the scene to assist Compton.
Compton surveyed the motel rooms located near the vehicle, two of which
he discerned were unoccupied. He contacted the motel manager who informed
him that Philip Butler rented Unit #4 and had been seen driving the red Ford
Tempo. The manager described Butler as being a white male, and he told
Compton that Butler was the only listed occupant of the room.
Compton and Roy knocked on the door to Unit #4. Someone inside asked,
“Who is it?” ROA, Doc. 3 at 4. Compton replied that he was “maintenance” and
that he was there to fix the sink. Butler contends that he then stated that he did
not call maintenance. Compton knocked and sought admittance again. This time,
Butler looked out the window, but was unable to discern who was there. He
repeated his response and, using profanity, told Compton to go away. Compton
again asked for permission to enter. Butler placed the security chain on the door
and opened the door as far as the chain allowed, only to discover Officers
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Compton and Roy on the other side. Butler attempted to close the door, but
Compton forcibly entered the room 1 and arrested Butler. 2
Compton searched the premises and located property connected to a recent
burglary. Butler was charged with aggravated motor vehicle theft and two counts
of burglary in the second degree. The prosecution dismissed the auto theft
charge, but the record is not clear as to the disposition of the burglary counts.
Butler, however, is a prisoner in the Huerfano County Correctional Center in
Walsenburg, Colorado.
On July 29, 2004, Butler filed the present action against Compton alleging
that the arrest violated his Fourth Amendment rights because Compton used
deception to gain entry to his motel room and arrested him without a warrant.
Butler contends that he did not consent to Compton’s entry, and there were no
exigent circumstances justifying his arrest without a warrant. Butler seeks
compensatory and punitive damages.
Compton filed a motion to dismiss Butler’s claim pursuant to Fed. R. Civ.
P. 12(b)(6). The magistrate judge issued a recommendation for dismissal, finding
that Compton had probable cause to make a warrantless arrest of Butler inside his
1
According to Butler, Compton “[k]icked the door open.” ROA, Doc. 3 at
3. Compton states: “Butler tried to slam the door in a violent manner as I stood in
the doorway. I then blocked the door with my right arm and shoulder and entered
the room and placed Butler in handcuffs for his safety and mine.” ROA, Doc. 3
at 4.
2
Judy Salazar, Butler’s girlfriend, was also present in the room at the time.
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motel room. The magistrate also found that “plaintiff has pointed to no authority
or cases” to support his contention that Compton’s use of deception was unlawful
or that Butler’s consent to entry was vitiated by the fact that Compton
misrepresented his identity. Butler submitted written objections to the
magistrate’s recommendation, and Compton filed a response. After de novo
review, the district court followed the magistrate’s recommendation and
dismissed Butler’s complaint.
II. Standard of Review
We review de novo a district court’s grant of a motion to dismiss for failure
to state a claim. Swoboda v. Dubach, 992 F.2d 286, 289 (10th Cir. 1993).
Dismissal of a complaint is proper only where, after taking all factual allegations
in plaintiff’s complaint as true, “it appears beyond doubt that the plaintiff can
prove no set of facts in support of his claim which would entitle him to relief.”
Conley v. Gibson, 355 U.S. 41, 45-46 (1957). Because Butler is proceeding pro
se, we also must construe his complaint liberally, holding him to a less stringent
standard than formal pleadings drafted by lawyers. Hall v. Bellmon, 935 F.2d
1106, 1110 (10th Cir. 1991) (citations omitted). “This rule means that if the court
can reasonably read the pleadings to state a valid claim on which the plaintiff
could prevail, it should do so despite the plaintiff’s failure to cite proper legal
authority, his confusion of various legal theories, his poor syntax and sentence
construction, or his unfamiliarity with pleading requirements.” Id.4
III. Discussion
Butler contends the district court erred in dismissing his complaint and that
he alleged sufficient facts to state a constitutional claim in accordance with
Payton v. New York, 445 U.S. 573, 590 (1980). We agree. While we agree with
the district court’s conclusion that there was probable cause to arrest Butler
without a warrant, Compton may have violated Butler’s Fourth Amendment right
when he forcibly entered Butler’s dwelling. The Supreme Court has recognized
that even with probable cause, police officers may not enter a dwelling to make
an arrest absent consent or exigent circumstances. Payton, 445 U.S. at 590(“[T]he Fourth Amendment has drawn a firm line at the entrance to the house.
Absent exigent circumstances, that threshold may not reasonably be crossed
without a warrant.”). The fact that Butler was in a motel room does not change
the analysis. See U.S. v. Wicks, 995 F.2d 964, 969 (10th Cir. 1993) (“A motel
room may be considered a ‘dwelling’ for purposes of the validity of a warrantless
arrest.”) (citing Hoffa v. United States, 385 U.S. 293, 301 (1966); United States
v. Owens, 782 F.2d 146, 149 (10th Cir. 1986)).
The district court focused entirely upon the lawfulness of the officer’s use
of deception in fighting crime. In doing so, the court ignored, in its entirety,
Butler’s contention that Compton violated his rights by crossing the threshold and
forcibly entering Butler’s motel room without his consent. The Supreme Court
has long acknowledged the use of trickery or deception to be permissible in the
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detection of crime. Lewis v. U.S., 385 U.S. 206, 208-09 (1966); Sorrells v.
United States, 287 U.S. 435, 441-42 (1932) (“Artifice and stratagem may be
employed to catch those engaged in criminal enterprises.”). Courts have,
however, placed limits on law enforcement’s use of deception. See Hoffa, 385
U.S. at 301 (citation omitted) (“The Fourth Amendment can certainly be violated
by guileful as well as by forcible intrusions into a constitutionally protected
area.”); United States v. Johnson, 626 F.2d 753, 757 (9th Cir. 1980), aff’d on
other grounds, 457 U.S. 537 (1982) (holding that when officers deceive an
individual to bring him or her to the door, the individual can be arrested only with
probable cause and exigent circumstances). In the present case, there is nothing
in the record to indicate the existence of exigent circumstances that would justify
a warrantless entry into Butler’s motel room. 3
3
In analyzing whether exigent circumstances are present, this court has
recognized that “there is no absolute test . . . because such a determination
ultimately depends on the unique facts of each controversy.” U.S. v. Anderson,
154 F.3d 1225, 1233 (10th Cir. 1998) (citation omitted). We have, however,
recognized certain general factors. Id. For instance, where police fear the
destruction of evidence, an exception to the warrant requirement exists, allowing
police to enter the home of an unknown suspect, when it is:
(1) pursuant to clear evidence of probable cause, (2) available only
for serious crimes and in circumstances where the destruction of
evidence is likely, (3) limited in scope to the minimum intrusion
necessary to prevent the destruction of evidence, and (4) supported
by clearly defined indications of exigency that are not subject to
police manipulation or abuse.
Id. (citation omitted). Threats to public safety can also constitute exigent
circumstances which justify warrantless searches. United States v. Rhiger, 315
(continued...)
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Additionally, the magistrate relied heavily upon the fact that Butler
“voluntarily” opened his door. ROA, Doc. 28 at 5. In doing so, the magistrate
reasoned that no Fourth Amendment violation occurred because Butler consented
to Compton’s entry. It is well settled that one exception to the requirements of
both a warrant and probable cause is a search that is conducted pursuant to
consent. Schneckloth v. Bustamonte, 412 U.S. 218, 219 (1973) (citation omitted).
To be valid, however, the consent must be “unequivocally, specifically, and
intelligently given.” United States v. Worley, 193 F.3d 380, 386 (6th Cir. 1999).
Moreover, the consent must be “uncontaminated by duress, coercion, or trickery.”
United States v. Jones, 641 F.2d 425, 429 (6th Cir. 1981). Here, Butler alleges in
his complaint that he was deceived by the officer who then forcibly entered the
motel room. Viewing the allegations contained in Butler’s complaint in the light
most favorable to him, Butler has alleged sufficient facts to overcome a motion to
dismiss for failure to state a claim.
Moreover, the district court improperly dismissed Butler’s complaint on the
3
(...continued)
F.3d 1283, 1288 (10th Cir. 2003) (citation omitted). In such cases, exigent
circumstances are present if:
(1) the deputies had reasonable grounds to believe that there is an
immediate need to protect their lives or property, or the lives or
property of others; (2) the search is not motivated by an intent to
arrest and seize evidence; and (3) there is some reasonable basis,
approaching probable cause, to associate an emergency with the area
or place to be searched.
Id. (citation omitted).
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basis that he “presented no cases or authority that stand as support for the claim
that he makes in his Complaint, that is, that Officer Compton’s use of deception
to gain access to plaintiff was, in itself, unlawful.” ROA, Doc. 28 at 5-6. As a
pro se plaintiff, we must liberally construe Butler’s pleadings. See Hall, 935 F.2d
at 1110. His failure to cite proper legal authority and his inability to articulate
his arguments with the precision and clarity of legal counsel cannot be held
against him. See id.Based on the foregoing, Butler has set forth a cognizable claim that
Compton violated his Fourth Amendment right to be free from unreasonable
seizures. In remanding the case, however, the district court should consider
whether the Supreme Court’s ruling in Heck v. Humphrey, 512 U.S. 477 (1994) is
a bar to Butler’s further pursuit of this action. A prisoner cannot use § 1983 to
obtain relief where success would necessarily demonstrate the invalidity of
confinement or its duration. Id. at 486-87. 4 The record before us is not clear as
4
In Heck, the Supreme Court explained:
[I]n order to recover damages for allegedly unconstitutional
conviction or imprisonment, or for other harm caused by actions
whose unlawfulness would render a conviction or sentence invalid, a
§ 1983 plaintiff must prove that the conviction or sentence has been
reversed on direct appeal, expunged by executive order, declared
invalid by a state tribunal authorized to make such determination, or
called into question by a federal court’s issuance of a writ of habeas
corpus, 28 U.S.C. § 2254. A claim for damages bearing that
relationship to a conviction or sentence that has not been so
invalidated is not cognizable under § 1983.
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to the disposition of the two counts of burglary filed against Butler which arose
out of the search of his motel room. Under 28 U.S.C. § 1915(e)(2), a court shall
dismiss a case at any time if it determines that the action or appeal is frivolous or
malicious or fails to state a claim on which relief may be granted. Accordingly,
on remand, the district court should first determine whether Heck bars Butler’s
claim. If Heck applies, the dismissal of Butler’s claim would be a dismissal
without prejudice.
IV. Conclusion
We REVERSE the district court’s dismissal of this §1983 action and
REMAND the matter for additional proceedings consistent with this order and
judgment. We also GRANT Butler’s motion to proceed without prepayment of
the appellate filing fee and remind him of his continued obligation to make partial
payments toward the filing fee until it is paid in full.
Entered for the Court
Mary Beck Briscoe
Circuit Judge
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