United States v. Kinchion , 271 F. App'x 799 ( 2008 )

FILED
United States Court of Appeals
Tenth Circuit
April 1, 2008
UNITED STATES COURT OF APPEALS
Elisabeth A. Shumaker
TENTH CIRCUIT Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff–Appellee,
No. 07-6064
v.
(D.C. No. 03-CR-148-T)
(W.D. Okla.)
TIMOTHY DEWAYNE KINCHION,
SR.,
Defendant–Appellant.
ORDER AND JUDGMENT *
Before TACHA, MCKAY, and LUCERO, Circuit Judges.
Timothy DeWayne Kinchion appeals his sentence of 352 months’
imprisonment. Kinchion was convicted on one count each of conspiracy to
possess with intent to distribute cocaine powder in violation of 21 U.S.C. § 846(Count 1), possession with intent to distribute cocaine powder in violation of
§ 841(a)(1) (Count 2), and carrying a firearm during and in relation to a drug
trafficking offense in violation of 18 U.S.C. § 924(c)(1)(A) (Count 3).
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. This court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 32.1.
On appeal, Kinchion urges (1) that his sentence is procedurally
unreasonable because the district court applied a presumption of reasonableness
to the advisory United States Sentencing Guidelines (“Guidelines”) sentencing
range, and (2) that his sentence violates the Sixth Amendment because it was
increased based upon the judge-found fact that he intended to convert the cocaine
powder into cocaine base (“crack”). Exercising jurisdiction under 28 U.S.C.
§ 1291, we conclude that Kinchion’s sentence is procedurally unreasonable, and
REVERSE and REMAND for resentencing.
I
Kinchion and a codefendant, Jackie Nash, purchased one kilogram of
cocaine from a police informant in a reverse sting operation in June 2003. Both
were arrested after a chase by police. The pair went to trial and were convicted
by a jury on all counts charged. 1 By special interrogatory, the jury found that
Kinchion possessed between 500 grams and 50 kilograms of cocaine powder.
Kinchion was initially sentenced before the Supreme Court’s decision in
United States v. Booker, 543 U.S. 220 (2005), under the then-mandatory
Guidelines. To calculate Kinchion’s offense level on Counts 1 and 2, his
presentence report (“PSR”) applied § 3D1.2(d) of the Guidelines. This subsection
allows “counts involving substantially the same harm,” including counts based on
1
The events leading to Kinchion’s arrest are set forth in greater detail in
our decision in United States v. Nash, 482 F.3d 1209, 1211-13 (10th Cir. 2007).
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“the quantity of a substance involved,” to be grouped together for calculation of a
single offense level. U.S.S.G. § 3D1.2(d). Relying on witness testimony
establishing that Kinchion “was aware that the cocaine powder he possessed
during the pursuit was to be cooked by Nash into cocaine base,” the PSR
calculated Kinchion’s offense level based on possession of one kilogram of crack
rather than cocaine powder.
Under the version of the Guidelines then in effect, equal quantities of crack
and cocaine powder were treated with drastically different severity. Using one
kilogram of crack as the basis for its calculation, the PSR established a base
offense level of 36. See § 2D1.1(c)(2). Utilizing a two-level enhancement for
reckless endangerment during flight, see § 3C1.2, the PSR calculated a total
offense level of 38. Together with a criminal history category of III, the
Guidelines calculation yielded a sentencing range of 292-365 months’
imprisonment for Counts 1 and 2. Title 18, section 924(c) of the United States
Code mandates a sentence of 60 months’ imprisonment for Count 3, to be served
consecutively to any other sentence imposed. Because the sentence was fixed by
statute, the PSR included no offense level calculation for that count.
See U.S.S.G. § 2K2.4. Prior to his first sentencing hearing, Kinchion filed an
objection to the PSR, arguing that his offense level should be calculated based on
cocaine powder rather than crack. Under a powder-based calculation, Kinchion’s
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final offense level would be 28, and his sentencing range, 97-121 months’
imprisonment. See § 2D1.1(c)(7).
At sentencing on September 9, 2004, witness Rosheldon Jenkins testified
that he had engaged in crack transactions with Kinchion several times in the past
but never bought powder from, or sold powder to, Kinchion. For the court’s
benefit, the government also reviewed relevant testimony from four trial
witnesses who stated that Kinchion and Nash routinely purchased powder and
converted it into crack. Based on this testimony, the government argued,
Kinchion and Nash “would have rocked [the kilogram of cocaine] up into crack
cocaine and that’s how it would have been distributed.” Therefore, Kinchion
“should be held accountable for [crack cocaine] in calculating the base offense
level,” just as Nash, who was sentenced earlier, had been.
In response, Kinchion argued that the crack cocaine sentencing calculation
was inappropriate because the jury found that he had possessed only cocaine
powder. The court asked Kinchion’s counsel whether the Guidelines allowed a
defendant to “be held accountable for the intended use of the powdered cocaine,”
adding that “[i]t seems routine in these cases that that is a part of the
consideration for sentencing.” Counsel responded by stressing that the jury
specifically found that he had possessed only cocaine powder.
The court overruled Kinchion’s objection and sentenced him at the bottom
of the applicable Guidelines range—a concurrent 292 months on Counts 1 and 2,
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and a consecutive 60 months on Count 3, for a total term of imprisonment of 352
months. Concerned that the Supreme Court might soon rule the Guidelines
unconstitutional, the court also imposed an alternative sentence of 120 months’
concurrent imprisonment on Counts 1 and 2 and a consecutive 60 months’
imprisonment on Count 3, for a total of 180 months.
In Kinchion’s first appeal, we remanded for resentencing in light of the
Supreme Court’s intervening decision in Booker. United States v. Kinchion, 201
F. App’x 606, 612 (10th Cir. 2006) (unpublished). Kinchion appeared before the
district court for resentencing on March 5, 2007. He renewed his argument that
his Guidelines range should be calculated based on cocaine powder rather than
crack, and the government reminded the court of the evidence presented at trial
and at the original sentencing hearing.
After hearing this argument, the court indicated its intent to impose the
alternative sentence from Kinchion’s first sentencing hearing:
[T]he court feels that, having made the judgment originally that the
lower sentence given in the alternative way was sufficient to satisfy
the goals of sentencing, the court not only feels that it is still a valid
position but feels, indeed, honor-bound to give Mr. Kinchion the
benefit of that lower sentence, and I know of no reason why my
judgment at that time of the lower sentence wouldn’t be as valid
today as it was then. The statutory minimum, in this court’s opinion,
is sufficient to address the various factors of sentencing . . . .
The court calculated the same Guidelines sentencing range that it reached at the
first hearing, summarized the § 3553(a) factors, and concluded “that those factors
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and those goals of sentencing are satisfactorily met” by a 180-month sentence of
imprisonment, consisting of a concurrent 120 months as to Counts 1 and 2 and a
consecutive 60 months as to Count 3.
After the district court declared its intention to impose this sentence,
however, the government objected. Citing a series of Tenth Circuit cases
establishing a “sliding scale” of appellate reasonableness review, 2 the government
argued that a 180-month sentence was substantively unreasonable. Counsel told
the court that “under the guidance that we have from the [Tenth] Circuit, it would
be determined to be an unreasonable departure outside the calculated guideline
range.” In order to further consider the appropriate sentence, the court called a
recess.
Several days later, on March 13, 2007, the court reconvened sentencing.
Having studied the issue further, and after hearing argument from Kinchion, the
court reversed its earlier course and reimposed the original within-Guidelines
sentence. As the court explained, its decision resulted from its conclusion that
the prior intended sentence would be invalid under Tenth Circuit caselaw:
2
Specifically, the government referred the court to our decisions in United
States v. Kristl, 437 F.3d 1050 (10th Cir. 2006), United States v. Valtierra-Rojas,
468 F.3d 1235 (10th Cir. 2006), United States v. Cage, 451 F.3d 585 (10th Cir.
2006), and United States v. Bishop, 469 F.3d 896 (10th Cir. 2006). Under the
“sliding scale” approach, which was substantially invalidated in Gall v. United
States, 128 S. Ct. 586 (2007), we “use[d] the percentage of a [variance] as the
standard for determining the strength of the justifications required for a specific
sentence.” Id. at 595.
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The court’s feeling or evaluation of the matter when the alternative
sentence was imposed . . . was that it was enough, under all the
circumstances, to satisfy the various factors alluded to by [Kinchion]
and appearing at Section 3553 of Title 18, with which this court is
very familiar . . . .
But . . . the government’s correct under the law. It was the very
substantial degree of variance that simply is impermissible in this
case under the case law now applicable.
Put another way, the level of the court’s originally intended
alternative sentence compared to the advisory guideline range was so
significant and substantial that such a variance would require a
sufficient explanation and justification, with compelling reasons,
under later established case law. In this case no such justification,
explanation, or compelling reason can be made. None exists.
Therefore, the court will impose a guideline sentence. . . .
A guideline sentence is presumed to be reasonable, takes into
account the various factors of all cases, and, being presumptively
reasonable, the court must find that, though it perhaps would have
preferred a different sentence, that . . . the bottom of the guideline
range cannot be said to fail to address . . . the various factors found
in that cited section. . . . [T]his court just simply cannot say that the
bottom of the guideline range . . . is not reasonable.
(emphases added). Accordingly, the court reached the same 352-month sentence
it had originally imposed. Kinchion objected at length, arguing that a district
court’s duty after Booker is to independently balance the § 3553(a) factors and
warning of the dangers of creating “a mandatory advisory guideline.” Kinchion
now timely appeals his sentence.
II
We review a district court’s sentencing determination for reasonableness,
asking whether the district court abused its discretion in selecting the sentence
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imposed. United States v. Smart, ___ F.3d ___, 2008 WL 570804, at *4 (10th
Cir. Mar. 4, 2008). “Our appellate review for reasonableness includes both a
procedural component, encompassing the method by which a sentence was
calculated, as well as a substantive component, which relates to the length of the
resulting sentence.” Id. at *2.
At the appellate level, we apply a presumption of substantive
reasonableness to those sentences falling within a properly calculated advisory
Guidelines range. United States v. Kristl, 437 F.3d 1050, 1054 (10th Cir. 2006).
This presumption, however, is a tool for the use of appellate courts alone: A
district court “may not presume that the Guidelines range is reasonable.” Gall,
128 S. Ct. at 596-97; see also Rita v. United States, 127 S. Ct. 2456, 2465 (2007).
Rather, sentencing courts have a duty to “subject[] the defendant’s sentence to the
thorough adversarial testing contemplated by federal sentencing procedure.” Id.A presumption that the Guidelines sentence is reasonable as applied to each
individual defendant would undermine this process. See id.Accordingly, we have repeatedly recognized that a sentencing court
commits procedural error if it presumes that the advisory Guidelines sentence is
reasonable. See, e.g., United States v. Angel-Guzman, 506 F.3d 1007, 1016 (10th
Cir. 2007) (“A district judge may not simply rest on the authority of the
Sentencing Guidelines, but must weigh all relevant § 3553(a) factors.”); United
States v. Conlan, 500 F.3d 1167, 1169 (10th Cir. 2007); United States v.
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Arrevalo-Olvera, 495 F.3d 1211, 1213 (10th Cir. 2007); United States v. Begay,
470 F.3d 964, 975-76 (10th Cir. 2006), cert granted on other grounds, 128 S. Ct.
32 (2007). Such an error occurred here.
Reviewing the district court’s statements at the March 13 hearing, it is
abundantly clear that the court erroneously applied a presumption of
reasonableness to the Guidelines sentence. Indeed, the court explicitly stated as
much. It apparently thought that it could not vary from the Guidelines without
first demonstrating that the Guidelines sentence would be unreasonable under
§ 3553(a). This understanding flips the sentencing court’s statutory duties on
their head: Although the Guidelines calculation must provide a “starting point
and the initial benchmark” for the crafting of a reasonable sentence, Gall, 128 S.
Ct. at 596, the other factors encompassed by § 3553(a) must also be considered,
id. at 597 n.6. The sentencing court’s conclusion—although perhaps
understandable given the rapid evolution of federal sentencing law—was
procedurally in error.
Because Kinchion preserved this argument by asserting generally that the
district court erred in failing to exercise the full range of its sentencing discretion,
we must reverse unless the district court’s error was harmless. See Conlan, 500
F.3d at 1169-70. “Harmless error is that which did not affect the district court’s
selection of the sentence imposed,” and the burden of proving harmlessness “is on
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the beneficiary of the error”—here, the government. United States v.
Montgomery, 439 F.3d 1260, 1263 (10th Cir. 2006) (quotations omitted).
Arguing that the procedural error was harmless, the government points to
the court’s statement that no “justification, explanation, or compelling reason” for
a variance exists. But this statement is too ambiguous to meet the government’s
burden of showing that the district court’s erroneous presumption of
reasonableness had no effect on the sentence imposed. Id. It may be, as the
government suggests, that the district court meant that no factors which could
support a lower sentence exist in this case. Nonetheless, the district court’s
statement could just as plausibly mean that no justification sufficient to rebut a
presumption of reasonableness exists. The latter interpretation is bolstered by the
court’s explicit finding at the March 5 hearing that the § 3553(a) goals of
sentencing would indeed be met by a lower sentence, and by its statement at the
March 13 hearing that it “would perhaps have preferred a different sentence.” We
may not enter a “zone of speculation and conjecture” by concluding that the
district court would impose the same sentence on remand absent application of a
presumption of reasonableness. Conlan, 500 F.3d at 1170 (quotation omitted).
We are sympathetic to the very conscientious trial Judge, who got caught in
a rapidly evolving area of the law. Because the court’s error was not harmless,
however, we remand this case yet again for resentencing.
III
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Kinchion also argues that his sentence was imposed in violation of the
Sixth Amendment, because the district court increased his sentence based on a
judge-found fact: Kinchion’s intent to convert the cocaine into crack. 3 We
disagree.
This court has repeatedly held that “after Booker, a district court is not
precluded from relying on judge-found facts in determining the applicable
Guidelines range so long as the Guidelines are considered as advisory rather than
mandatory.” United States v. Townley, 472 F.3d 1267, 1276 (10th Cir. 2007). In
fact, “[u]nder an advisory Guidelines regime, a conviction, by itself, authorizes a
sentence up to the statutory maximum.” United States v. Crockett, 435 F.3d
1305, 1319 (10th Cir. 2006). Kinchion’s sentence was well within the statutory
3
To the extent that Kinchion asserts that the district court’s finding
regarding Kinchion and Nash’s intended use of the cocaine is in direct conflict
with the jury’s finding that they possessed powder cocaine, he is mistaken. There
is no logical inconsistency between a person possessing powder cocaine, and that
same person having the intent to convert the powder to crack at some point in the
future. Cf. United States v. Magallanez, 408 F.3d 672, 683-85 (10th Cir. 2005)
(allowing a sentencing court to increase a sentence based on drug quantities that it
found by a preponderance of the evidence, even though a jury had found a lower
quantity by special interrogatory). Moreover, “when a district court makes a
determination of sentencing facts by a preponderance test under the now-advisory
Guidelines, it is not bound by jury determinations reached through application of
the more onerous reasonable doubt standard.” Id.-11-
maximum for each of his counts of conviction. 4 We thus conclude that his Sixth
Amendment argument fails. 5
IV
For the foregoing reasons, we REVERSE and REMAND for resentencing
consistent with this order and judgment.
ENTERED FOR THE COURT
Carlos F. Lucero
Circuit Judge
4
The maximum sentence for possession of 500 grams to 5 kilograms of
cocaine powder with intent to distribute is 40 years’ imprisonment. See 21
U.S.C. § 841(b)(1)(B)(ii). For a conviction of conspiracy to commit this same
offense, the maximum penalty is also 40 years’ imprisonment. See § 846.
5
Kinchion does not argue that the district court misinterpreted the
Guidelines when it concluded that intent to convert powder cocaine into crack
authorizes a sentencing calculation based on crack, and we express no opinion on
this matter.
We note that Kinchion was sentenced prior to an amendment to the
Guidelines which lowered the advisory sentencing ranges applicable to crack
cocaine offenses. If Kinchion is again sentenced based on possession of crack,
this amendment will apply to his resentencing proceeding. See U.S.S.G. § 2D1.1
(2008); U.S.S.G. App. C, Amend. 706 (setting an effective date of Nov. 1, 2007
for the revised § 2D1.1 sentencing ranges). Amendments to the Guidelines are
applied to all sentences imposed after their effective date unless doing so would
raise ex post facto concerns. 18 U.S.C. § 3553(a)(4); U.S.S.G. § 1B1.11. In this
case, application of the new sentencing range would be beneficial to Kinchion and
thus would not violate ex post facto principles. United States v. Gerber, 24 F.3d
93, 95-96 & n.4 (10th Cir. 1994). Moreover, a separate amendment to the
Guidelines provides that the revisions to § 2D1.1 apply retroactively to all
defendants sentenced under the Guidelines, even those (unlike Kinchion)
sentenced before the effective date of Amendment 706. U.S.S.G. § 1B1.10
(2008).
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