Skinner v. Abbott , 141 F. App'x 727 ( 2005 )

F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
July 14, 2005
TENTH CIRCUIT
PATRICK FISHER
Clerk
BRAD SKINNER,
Petitioner - Appellant,
No. 04-8119
v. (Wyoming)
(D.Ct. No. 03-CV-162-ABJ)
SCOTT ABBOTT, Warden of the
Wyoming State Penitentiary;
PATRICK CRANK, Wyoming
Attorney General,
Respondents - Appellees.
ORDER AND JUDGMENT *
Before KELLY, O’BRIEN, and TYMKOVICH, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
*
This order and judgment is not binding precedent except under the doctrines of
law of the case, res judicata and collateral estoppel. The court generally disfavors the
citation of orders and judgments; nevertheless, an order and judgment may be cited under
the terms and conditions of 10th Cir. R. 36.3.
Brad Skinner, a state prisoner, petitioned the United States District Court
for the District of Wyoming for a writ of habeas corpus pursuant to 28 U.S.C. §
2254. He claimed, inter alia, his due process rights were violated by: 1) the state
trial court allowing him to appear in shackles before the jury at his trial for
aggravated assault, and in shackles and a prison uniform during the habitual
offender phase of the proceedings; 2) the state impermissibly threatening and
coercing the victim, causing her testimony to be unreliable; and 3) the state
depriving him of his right to be present at a critical stage of the proceedings when
the trial court interviewed a hearing impaired juror. He also claimed he was
denied effective assistance of counsel at both the trial and appellate levels. He
faults trial counsel for his failure to object to the use of shackles and the prison
uniform. He chastises his appellate counsel for the failure to raise the prison
uniform issue on appeal.
The district court denied Skinner’s petition concluding: 1) he was
procedurally barred from raising the due process issue of his appearance in
shackles and a prison uniform directly or in conjunction with his ineffective
assistance of trial counsel claim; and 2) the Wyoming Supreme Court’s resolution
on direct appeal of the remainder of Skinner’s issues was not contrary to, or an
unreasonable application of, clearly established federal law. Despite the denial of
Skinner’s request for relief, however, the court specifically stated it would grant a
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certificate of appealability (COA) on the procedural bar issue, if requested,
because the Wyoming decisions “lack[ed] optimum clarity in their delineation of
procedural default.” (R. at 669, n. 1.)
On October 28, 2004, Skinner filed a notice of appeal and an application
for a COA in the district court. The district court did not act on Skinner’s
application for a COA within thirty days. Pursuant to the Tenth Circuit General
Order of October 1, 1996, under these circumstances a COA is deemed denied. 1
Nonetheless, a notice of appeal from the denial of a writ of habeas corpus
constitutes a request to this Court for a COA. F ED . R. A PP . P. 22(b)(2). After a
review of the record and given the district court’s explicit statement in its order,
we grant a COA as to whether the shackling issue is procedurally barred and
AFFIRM the district court. As to the remaining issues raised on appeal, we
DENY a COA.
A. Procedural Bar
1. Standard of Review
Because Skinner filed his habeas petition after the effective date of the
1
The district court entered an Order on May 3, 2005, granting a COA “as to each
of his issues, except his claim of ineffective assistance of trial counsel for failing to
challenge shackling at both phases of the trial.” (May 3, 2005 Order at 2.) Because the
district court did not take action within the thirty-day time period prescribed by the
General Order of 1996, the denial of a COA was final on November 29, 2004, and the
May 3, 2005 Order is of no force or effect.
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Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), that Act
governs this appeal. Williams v. Taylor, 529 U.S. 362, 402 (2000). Under
AEDPA, Skinner will not be entitled to habeas relief unless he can establish that
the state court’s determination of his claims was contrary to, or an unreasonable
application of, clearly established Supreme Court precedent, see 28 U.S.C.
§2254(d)(1), or was an unreasonable determination of the facts in light of the
evidence, see §2254(d)(2). We presume the correctness of any state court
findings of fact, absent clear and convincing proof to the contrary. See
§2254(e)(1). Where the state court did not address the merits of a habeas claim,
we review the district court's resolution of that ground for relief de novo, and
examine the district court’s findings of fact for clear error. Romano v. Gibson,
239 F.3d 1156, 1164 (10th Cir. 2001).
2. Background
Skinner was charged with aggravated assault and battery arising from a
domestic dispute. His criminal proceedings were conducted in two phases, a trial
determining guilt on the charged crime and a separate proceeding before the jury
to determine whether Skinner was a habitual criminal. During his trial, Skinner
requested and was allowed to wear street clothes. Nonetheless, he was forced to
wear leg shackles throughout the entire trial, including during his walk from the
defense table to the witness stand. At his habitual criminal trial, Skinner
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appeared before the jury shackled and in his jail clothes. The jury found Skinner
guilty of assault on August 3, 1999. On October 26, 1999, the same jury found
him guilty of being a habitual criminal in light of his eight prior felony
convictions. The Wyoming Supreme Court affirmed his conviction. Skinner v.
State, 33 P.3d 758, 772 (Wyo. 2001). 2
Skinner did not raise the shackling issue to the trial court or in his direct
appeal. Instead, he raised the issue for the first time in his state court petition for
post-conviction relief. The state district court found Skinner’s claim procedurally
barred because he failed to object at trial or raise shackling issues on direct
appeal and he did not show cause for his default. Skinner’s subsequent petition to
the Wyoming Supreme Court for a writ of review was denied on July 30, 2003.
On August 11, 2003, he filed a petition for federal habeas relief. The federal
district court concluded Skinner’s shackling claims were procedurally barred on
adequate and independent state grounds, and therefore, review was precluded.
Skinner now challenges the court’s finding that the Wyoming decision was based
on independent and adequate state grounds.
3. Independent and Adequate State Law Grounds
The independent and adequate state law grounds doctrine precludes federal
2
Skinner’s petition for writ of certiorari to the United States Supreme Court was
denied on April 15, 2002.
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review of a question of federal law decided by a state court if the state court’s
decision rests on state law “independent of the federal question and adequate to
support the judgment.” Coleman v. Thompson, 501 U.S. 722, 729 (1991). “This
rule applies whether the state law ground is substantive or procedural.” Id. It
also applies to a federal court’s determination to address habeas claims of state
prisoners. Lee v. Kemna, 534 U.S. 362, 375 (2002). Thus, we will not review
Skinner’s claim if it was defaulted in state court on independent and adequate
state procedural grounds unless he demonstrates cause and prejudice or a
fundamental miscarriage of justice. Smith v. Mullin, 379 F.3d 919, 925 (10th Cir.
2004).
“Independent state procedural grounds are those that rely exclusively on
state law as a basis of decision.” Id. However, a state procedural default rule is
adequate to preclude federal review only if it is consistently and evenhandedly
applied. Id. Whether the state procedural bar is adequate “is itself a federal
question.” Lee, 534 U.S. at 375 (quotation omitted).
Skinner argues that the Wyoming Supreme Court has not consistently
applied its procedural bar to shackling issues which were not raised on direct
appeal and, therefore, the Wyoming procedural bar is not adequate to preclude our
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review. 3 He cites to three cases as the basis for his argument. He points first to
Asch v. Wyoming where the Wyoming Supreme Court, on direct appeal but after
oral argument, allowed an evidentiary hearing to give the petitioner an
opportunity to develop the record and brief the merits of his shackling claim. 62
P.3d 945, 961 (Wyo. 2003). The claim had not been raised to the trial court. Id.
at 949. The Wyoming Supreme Court then determined that the shackling
procedure at issue was unconstitutional, and that in the future, “if a defendant
objects, he cannot be compelled to wear jail or prison clothing in a jury trial,
absent a showing by the State of a compelling need for such clothing.” Id. at 960.
Recognizing that Asch was decided on direct appeal, Skinner also cites to
two post-conviction cases, both involving the same defendant. In the earlier of
3
Skinner also implies that the long-standing former practice in Natrona County,
Wyoming, to shackle all defendants who were pre-trial detainees rendered any objection
by counsel futile. Therefore, shackling issues would not appear in a defendant’s record
for presentation on appeal. Even were the issue discovered on appeal, the procedural bar
to issues not objected to at trial, if applied, would prevent review. He suggests, but does
not further argue, that this situation presents an “exceptional case[] in which exorbitant
application of a generally sound rule renders the state ground inadequate.” Lee, 534 U.S.
at 376. In Lee, the extraordinary facts of the case led the Supreme Court to reject the state
court’s application of a procedural bar. The facts demonstrated that counsel met the
technical requirements for preservation of the specific issue at trial and the application of
the bar in light of those facts would serve no reasonable purpose. Id. at 387. Skinner
raises no facts which remotely equate to the situation in Lee and proposes no specific
argument that this is an extraordinary case other than a single conclusory statement. We
decline the invitation to create the argument for him. See Salehpoor v. Shahinpoor, 358
F.3d 782, 785 (10th Cir.), cert. denied, 125 S.Ct. 47 (2004) (declining to manufacture a
party's argument on appeal).
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these cases, State v. Capshaw, Crim. No. 13386-B, the district court for
Wyoming’s Seventh Judicial District issued an Order Denying Post-Conviction
Relief on April 26, 2002. The petitioner, charged with five felonies, attempted to
escape during pretrial proceedings. Thereafter, throughout the trial, the petitioner
was kept in leg restraints. His trial counsel did not object and the issue was not
raised on direct appeal. In its Order denying post-conviction relief, the district
court held the restraint issue “was not properly preserved” at trial pursuant to
Estelle v. Williams, 425 U.S. 501, 508 (1976), and “[t]he issue of whether
[petitioner’s] constitutional rights were violated by his being required to wear leg
restraints during the trial could and should have been raised on direct appeal,”
pursuant to Morgan v. Wyoming, 708 P.2d 1244, 1245 (Wyo. 1985). (R. at A261-
62) In the alternative, the district court denied post-conviction relief on the
merits, holding he failed to show his physical restraints prejudiced his case. (Id.
at A262.) The Wyoming Supreme Court denied the subsequent petition for
review stating:
[T]here are a significant number of cases that find that shackling was
justified as a result of a prior escape. See Finch v. State, 975 P.2d
967, 999-1001 (Wash. 1999) (discussing cases holding shackling
justified by prior escape attempt.) In addition, this is not a case
where the evidence shows that jurors actually observed the shackles
during trial. Cf. Rhoden v. Rowland, 172 F.3d 633, 637, (9th Cir.
1999). Instead, this is a case where the materials do not establish
that any jurors observed petitioner in shackles to his prejudice. The
Court thus finds that the petition should be denied.
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(R. at A263.)
In the second Capshaw case cited by Skinner, Capshaw v. State, Crim. No.
13255-A, the district court issued a Decision Letter denying post-conviction relief
on December 19, 2002. This claim for post-conviction relief arose from the
petitioner’s conviction for escape. Again, he appeared before the jury in leg
restraints throughout the trial. No objection was made and the issue was not
raised on appeal. In its Decision Letter, the district court again determined that
petitioner’s failure to object at trial waived the issue pursuant to Estelle v.
Williams, supra, and “in addition, any motion to remove the shackles, or other
objection to the restraints would have been denied or overruled.” (R. at A256.) In
its Order Denying Petition for Writ of Review/Certiorari, the Wyoming Supreme
Court stated:
The Court again notes that there are a significant number of cases
that find that shackling was justified as a result of an escape. See
Finch v. State, 975 P.2d 967, 999-1001 (Wash. 1999)(discussing
cases holding shackling justified by history of escapes or attempts.)
In addition, this Court should have the opportunity in other appeals
to address the retroactive or prospective application of its opinion in
Asch v. [Wyoming]
(R. at A258.)
In contrast, the Wyoming district court’s Decision Letter denying Skinner’s
request for post-conviction relief dismissed his shackling claim without
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discussion of the merits. (R. at A251.) 4 The Supreme Court also summarily
denied Skinner’s petition for writ of review. (R. at A237)(“Having fully
considered the petition and the materials attached thereto, the Court finds the
petition should be denied.”).) Skinner argues that the examination of the merits
in some cases, but not in others, demonstrates that the Wyoming courts have not
consistently applied the procedural bar in cases raising issues of shackling.
As the Supreme Court has recognized, a state procedural bar may expire
through a later action by the state court. Ylst v. Nunnemaker, 501 U.S. 797, 801
(1991). For purposes of procedural default, “[i]f the last state court to be
presented with a particular federal claim reaches the merits, it removes any bar to
federal-court review that might otherwise have been available.” Id. As a result,
the federal court will look to the last explained state court judgment to determine
whether the state procedural bar precludes our review. Howard v. Bouchard, 405
F.3d 459, 475-76 (6th Cir. 2005). Thus, our first task is to determine which series
of state court decisions apply to a procedural bar on shackling: the Supreme
Court’s denial of the petitions for certiorari or the district courts’ decision letters.
4
The court stated,“Skinner’s counsel never objected to the shackles, and the issue
was not raised on direct appeal. Under these circumstances, Skinner’s due process claim
based on the shackling is procedurally barred. Issues that can be addressed on direct
appeal are foreclosed from consideration in the context of a petition for post-conviction
relief by the doctrine of res judicata.” (R. A205) (citing Duran v. Wyoming, 949 P.2d
885, 887 (Wyo. 1997).)
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In Ylst, the Court delineated several state determinations that were rendered
during the course of petitioner’s foray through the California judicial system: the
order of conviction, affirmance on appeal, denial of collateral relief in the district
court, denial of collateral relief in the appellate court, a petition for habeas corpus
in the California Supreme Court, and a second petition for writ of habeas relief in
the California Supreme Court. Id. at 799-801. All but one of the appellate
petitions were summarily denied. The only exception was the first California
Supreme court denial of habeas relief, which cited to two state court decisions.
Id. at 800-01. However, the Ylst Court firmly stated that, “a discretionary denial
of review cannot lift a pre-existing procedural bar.” Id. at 802 n.2 (emphasis
added). It is undisputed that the Wyoming Supreme Court exercises its
discretionary power when deciding to accept or reject a petition for a writ of
review in post-conviction appeals. Wyo. Stat. § 7-14-107. 5 Therefore, since the
Wyoming Supreme Court has never granted certiorari on collateral review of the
issue, the state decisions which control our discussion as to Wyoming’s regular
application of the procedural bar when shackling claims are raised for the first
5
§ 7-14-107 Appellate review.
Any final judgment or order entered upon a petition under this act may be
reviewed by the supreme court on writ of certiorari upon the petition of
either party pursuant to the Wyoming Rules of Appellate Procedure.
(emphasis added).
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time in a request for post-conviction relief are those of the Wyoming district
courts.
Wyoming’s statutory procedural bar is clearly stated in Wyo. Stat. § 7-14-
103(a). 6 The procedural bar was also the basis for the post-conviction decisions
relied upon by Skinner. It is true that, as Skinner argues, the Wyoming district
6
The statute states in relevant part:
§ 7-14-103 Claims barred; applicability of act.
(a) A claim under this act is procedurally barred and no court has
jurisdiction to decide the claim if the claim:
(i) Could have been raised but was not raised in a direct appeal from the
proceeding which resulted in the petitioner's conviction;
(ii) Was not raised in the original or an amendment to the original petition
under this act; or
(iii) Was decided on its merits or on procedural grounds in any previous
proceeding which has become final.
(b) Notwithstanding paragraph (a)(i) of this section, a court may hear a
petition if:
(i) The petitioner sets forth facts supported by affidavits or other credible
evidence which was not known or reasonably available to him at the time of
a direct appeal; or
(ii) The court makes a finding that the petitioner was denied constitutionally
effective assistance of counsel on his direct appeal. This finding may be
reviewed by the supreme court together with any further action of the
district court taken on the petition.
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courts applied a procedural bar and, in the alternative, discussed the merits of the
shackles claim on post-conviction relief. However, the presence of an alternative
basis for a court’s ruling does not vitiate the procedural state bar. See Dugger v.
Adams, 489 U.S. 401, 410, n.6 (1989) (addressing the merits in several cases does
not extinguish a procedural bar where the procedural bar is applied in the vast
majority of cases); see also Harris v. Reed, 489 U.S. 255, 264, n.10 (1989)
(“Moreover, a state court need not fear reaching the merits of a federal claim in
an alternative holding.”); Scott v. Mitchell, 209 F.3d 854, 865-67 (6th Cir. 2000)
(accord). We conclude the Wyoming courts have consistently and evenhandedly
applied the state law procedural bar to cases raising shackling issues for the first
time in a request for post-conviction relief. Therefore, the state court judgment
barring Skinner’s claim is based on independent and adequate state law grounds,
precluding our review.
B. Remaining Claims
Unless a COA is issued, Skinner may not appeal the dismissal of the
remainder of his claims in his § 2254 petition. 28 U.S.C. § 2253(c)(1)(A).
“[Section] 2253(c) permits the issuance of a COA only where a petitioner has
made a ‘substantial showing of the denial of a constitutional right.’” Miller-El v.
Cockrell, 537 U.S. 322, 336 (2003) (quoting 28 U.S.C. § 2253(c)(2)). To make
the requisite showing, a petitioner must demonstrate that “reasonable jurists could
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debate whether . . . the petition should have been resolved in a different manner
or that the issues presented were adequate to deserve encouragement to proceed
further.” Id. (quotations omitted). “When the district court denies a habeas
petition on procedural grounds . . ., a COA should issue when the prisoner shows,
at least, that jurists of reason would find it debatable whether the petition states a
valid claim of the denial of a constitutional right and that jurists of reason would
find it debatable whether the district court was correct in its procedural ruling.”
Slack v. McDaniel, 529 U.S. 473, 484 (2000).
The parties are familiar with the relevant facts surrounding the remainder
of Skinner’s claims and we need not restate them here. After our review of the
materials submitted by Skinner against the backdrop of his state court record, it is
apparent the conclusions of the district court are simply not debatable. As the
district court explained, his ineffective assistance of trial counsel claim is
procedurally barred, he failed to demonstrate that his appellate counsel’s failure
to raise the issue of his appearance in jail clothes in the habitual criminal phase
prejudiced his defense, there was no evidence of undue influence of a witness by
the prosecution, and he failed to demonstrate any prejudice to his defense arising
from the issues involving a hearing-impaired juror. In sum, the district court
correctly held the state’s adjudication of the remainder of Skinner’s claims did
not result in a decision that was contrary to or involved an unreasonable
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application of clearly established federal law.
Skinner’s request for a COA on the shackling issues is granted. On that
issue we AFFIRM the district court’s determination that Skinner’s shackling
claims were decided on independent and adequate state law grounds, thus
precluding federal review. We DENY Skinner’s request for a COA on the
remainder of his claims.
Entered by the Court:
Terrence L. O’Brien
United States Circuit Judge
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