Anthony v. City of Clinton ( 1999 )


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  •                                                                              F I L E D
    United States Court of Appeals
    Tenth Circuit
    UNITED STATES COURT OF APPEALS
    JUN 15 1999
    TENTH CIRCUIT
    __________________________                  PATRICK FISHER
    Clerk
    JERRY W. ANTHONY,
    Plaintiff-Appellant,
    v.                                                         No. 98-6188
    (W.D. Okla.)
    CITY OF CLINTON, a municipal                          (D.Ct. No. 97-CV-888)
    corporation,
    Defendant-Appellee.
    ____________________________
    ORDER AND JUDGMENT *
    Before ANDERSON, BRORBY, and MURPHY, Circuit Judges.
    Appellant Jerry W. Anthony appeals the district court’s entry of summary
    judgment in favor of the City of Clinton on his discrimination claims under the
    Americans with Disabilities Act, 
    42 U.S.C. § 12101
          et seq., and the Oklahoma
    Anti-Discrimination Act, 
    Okla. Stat. tit. 25, § 1101
        et seq. Mr. Anthony contends
    the City of Clinton subjected him to a hostile work environment and
    *
    This order and judgment is not binding precedent except under the doctrines of
    law of the case, res judicata and collateral estoppel. The court generally disfavors the
    citation of orders and judgments; nevertheless, an order and judgment may be cited under
    the terms and conditions of 10th Cir. R. 36.3.
    constructively discharged him because of a perceived disability. We have
    jurisdiction pursuant to 
    28 U.S.C. § 1291
     and affirm.
    I. Background
    The City of Clinton (“the City”) hired Mr. Anthony as a police officer in
    1990. In 1993, the City assigned Mr. Anthony to the Criminal Investigation
    Division under the immediate supervision of Lt. Bryan Rizzi. Captain Ken
    Thiessen and Chief of Police Bill Weedon also supervised Mr. Anthony. During
    his tenure with the Criminal Investigation Division, Lt. Rizzi counseled Mr.
    Anthony for various performance deficiencies and at one point formally
    reprimanded him for entering false information on an official police report.
    Nonetheless, prior to 1996, Lt. Rizzi rated Mr. Anthony’s performance as either
    “very good” or “satisfactory” on annual reviews. Chief Weedon considered Mr.
    Anthony to be an “average officer” prior to 1996.
    In March 1996, Mr. Anthony admitted himself to a hospital for treatment of
    depression. Mr. Anthony continued to recuperate and receive therapy for his
    condition for several weeks after his discharge from the hospital. During his
    leave of absence, Lt. Rizzi notified Chief Weedon that Mr. Anthony failed to
    obtain adequate authorization for his leave of absence and to adequately notify the
    -2-
    City of his whereabouts and therefore recommended Mr. Anthony be terminated
    for abandonment of position. Chief Weedon declined to follow Lt. Rizzi’s
    recommendation and allowed Mr. Anthony to return to work on June 3, 1996,
    after three physicians certified him fit for service. Upon Mr. Anthony’s return to
    work, Mr. Anthony alleges Lt. Rizzi subjected him to various forms of harassment
    including heightened supervision, unwarranted criticism of his work, and various
    incidents of “verbal abuse.” At one point, Lt. Rizzi allegedly told Mr. Anthony
    his illness damaged his reputation and no one wanted to work with him because of
    his instability and untrustworthiness. Lt. Rizzi also completed Mr. Anthony’s
    annual review and rated his performance as “needs improvement.” Both Lt. Rizzi
    and Chief Weedon admit they believed Mr. Anthony was still suffering from
    depression after his return to work. Lt. Rizzi further admits he felt depression
    substantially interfered with Mr. Anthony’s ability to be a police officer.
    Approximately three weeks after Mr. Anthony’s return to work, Ms. Doris
    Burden, a witness in a case Mr. Anthony had previously investigated, accused Mr.
    Anthony of tampering with a photographic lineup.    1
    Mrs. Burden was scheduled to
    1
    The City originally assigned Mr. Anthony to investigate Ms. Burden’s burglary
    complaint in the summer of 1995. Lt. Rizzi assumed responsibility for the case during
    Mr. Anthony’s leave of absence.
    -3-
    testify at a preliminary hearing in the case on June 27, 1996. However, on the
    morning of the hearing, Ms. Burden informed two assistant district attorneys she
    feared testifying because she could not identify the suspect. When asked about
    her prior positive identification at a photo lineup conducted by Mr. Anthony in
    1995, Mr. Burden said she had initially been unable to identify the suspect in the
    photo lineup and that Mr. Anthony became angry with her for “blowing the case”
    and then pointed out the correct picture to her.    2
    The District Attorney’s office
    informed Chief Weedon and Lt. Rizzi that Mr. Anthony might be charged with
    subornation of perjury and recommended a full investigation. District Attorney
    Richard Drugger also made it clear Mr. Anthony no longer had any credibility in
    the district attorney’s office.
    On July 1, 1996, Chief Weedon, Captain Thiessen and Lt. Rizzi met with
    Mr. Anthony to discuss the situation. Chief Weedon informed Mr. Anthony of the
    accusations and the possibility of subornation of perjury charges. The Chief
    presented Mr. Anthony with two options: resign, or face an internal investigation.
    Mr. Anthony took that afternoon and evening to consider his options. He sought
    2
    Ms. Burden signed a statement recounting her version of the photo lineup. Ms.
    Karen Miller, also a participant in the photo lineup, told an investigator from the District
    Attorney’s office that Ms. Burden related the same version of events to her immediately
    after the lineup.
    -4-
    the advice of his family, a physician, an attorney, and a local judge. The next
    morning, Mr. Anthony met with Chief Weedon and signed a resignation letter.
    Chief Weedon admits he advised Mr. Anthony that, regardless of the possible
    perjury charges and internal investigation, he should resign for his own personal
    health since he had not completely recovered from the depression.
    Mr. Anthony filed suit, arguing the City created a hostile work environment
    and constructively discharged him by offering a “Hobson’s choice” between
    resigning or facing an internal investigation because of his perceived disability of
    depression. The district court granted the City’s motion for summary judgment,
    concluding Mr. Anthony failed to present sufficient evidence showing the City’s
    conduct amounted to a constructive discharge or that he resigned because of
    alleged harassment. The court dismissed Mr. Anthony’s state law claim for the
    same reasons. On appeal, Mr. Anthony argues: (1) he presented sufficient factual
    disputes concerning his claims of constructive discharge and hostile work
    environment to survive summary judgment, and (2) the district court erred in
    refusing to allow him to amend his Complaint to include a claim for punitive
    damages under the Oklahoma Anti-Discrimination Act and in finding the City
    immune from any punitive damage claims.
    -5-
    We review the district court’s grant of summary judgment de novo,
    applying the same legal standard as the district court.    White v. York Int’l Corp. ,
    
    45 F.3d 357
    , 360 (10th Cir. 1995). We “examine the record to determine if any
    genuine issue of material fact was in dispute; if not, we determine if the
    substantive law was correctly applied.”      Applied Genetics Int’l, Inc. v. First
    Affiliated Sec., Inc. , 
    912 F.2d 1238
    , 1241 (10th Cir. 1990). In applying this
    standard, we view the factual record and inferences therefrom in the light most
    favorable to the nonmoving party.      Tomsic v. State Farm Mut. Auto, Ins. Co.      , 
    85 F.3d 1472
    , 1476 (10th Cir. 1996). However, to survive summary judgment, the
    nonmoving party may not rest upon the allegations or denials of his pleadings, but
    must set forth specific facts through admissible evidence showing there is a
    genuine issue for trial.   Panis v. Mission Hills Bank , 
    60 F.3d 1486
    , 1490 (10th
    Cir. 1995). Summary judgment is appropriate “[i]f a reasonable trier of fact could
    not return a verdict for the nonmoving party.”      White , 
    45 F.3d at 360
    .
    II. Discussion
    The Americans with Disabilities Act provides “[n]o covered entity shall
    discriminate against a qualified individual with a disability because of the
    disability of such individual in regard to job application procedures, the hiring,
    advancement, or discharge of employees, employee compensation, job training,
    -6-
    and other terms, conditions, and privileges of employment.” 
    42 U.S.C. § 12112
    (a). To state a claim under the Americans with Disabilities Act, Mr.
    Anthony must establish: (1) he is a disabled person within the meaning of the
    Americans with Disabilities Act; (2) he is qualified, that is, able to perform the
    essential functions of the job with or without reasonable accommodation; and (3)
    his employer discriminated against him in its employment decision because of his
    alleged disability.   Pack v. Kmart Corp. , 
    166 F.3d 1300
    , 1304 (10th Cir. 1999),
    petition for cert. filed , (U.S. May 5, 1999) (No. 98-1784). The district court
    declined to address the first two elements, deciding instead to base its decision
    solely on Mr. Anthony’s failure to meet the third element.   3
    Accordingly, for
    purposes of this appeal, we assume Mr. Anthony established the first two
    elements of his claim and focus our analysis on the third element – whether Mr.
    Anthony demonstrated that there is a genuine issue of material fact as to whether
    the City created a hostile work environment or constructively discharged him
    because of his perceived disability.
    A. Hostile Work Environment
    Mr. Anthony contends the district court erred in failing to fully consider his
    3
    We note Mr. Anthony does not claim he is actually disabled under the American
    with Disabilities Act. Instead, he argues the City regarded him as disabled by mental
    illness.
    -7-
    hostile work environment claim. In its Order, the district court reviewed Mr.
    Anthony’s allegations of harassment and intolerable working conditions, but only
    in the context of a constructive discharge claim. The court did not specifically
    apply the elements of a hostile work environment claim to Mr. Anthony’s
    evidence. Nonetheless, we exercise our discretion to review the claim because it
    can be resolved on the basis of undisputed facts and for substantially the same
    reasons applicable to Mr. Anthony’s constructive discharge claim.      See Sanchez v
    Denver Publ. Sch. , 
    164 F.3d 527
    , 532 (10th Cir. 1998).
    The Tenth Circuit has not previously recognized a hostile work
    environment claim under the Americans with Disabilities Act. Other circuits have
    acknowledged such a claim only for the sake of argument.       See Walton v. Mental
    Health Ass’n , 
    168 F.3d 661
    , 666-67 (3d Cir. 1999);    McConathy v. Dr.
    Pepper/Seven Up Corp. , 
    131 F.3d 558
    , 563 (5th Cir. 1998);     Wallin v. Minnesota
    Dep’t of Corrections , 
    153 F.3d 681
    , 687-88 (8th Cir. 1998),    cert. denied , 
    119 S. Ct. 1141
     (1999); see also Keever v. City of Middletown     , 
    145 F.3d 809
    , 813 (6th
    Cir.) (implicitly recognizing ADA hostile work environment claim in affirming
    summary judgment for employer),     cert. denied , 
    119 S. Ct. 407
     (1998). Because
    we do not believe this is the appropriate case to make such a determination, we
    follow our sister circuits in assuming without deciding that such a cause of action
    -8-
    exists and the elements would be similar to those required under Title VII.          See,
    e.g., Walton , 
    1999 WL 86818
     at *3 (utilizing Title VII elements based on
    similarities between Title VII and the ADA). Based on this assumption, to
    survive summary judgment, Mr. Anthony must show “that a rational jury could
    find that the workplace is permeated with discriminatory intimidation, ridicule,
    and insult, that is sufficiently severe or pervasive to alter the conditions of the
    victim’s employment and create an abusive working environment.”             Penry v.
    Federal Home Loan Bank , 
    155 F.3d 1257
    , 1261 (10th Cir. 1998) (discussing
    elements of a Title VII sexual harassment claim based on a hostile work
    environment theory) (quotation marks and citation omitted),         cert. denied , 
    119 S. Ct. 1334
     (1999). Mr. Anthony must also produce evidence that he was the object
    of discrimination because of his perceived disability.        
    Id.
     The conduct must be
    both objectively and subjectively abusive.         Lockard v. Pizza Hut, Inc. , 
    162 F.3d 1062
    , 1071 (10th Cir. 1998). Factors a court may consider include: “the
    frequency of the discriminatory conduct; its severity; whether it is physically
    threatening or humiliating, or a mere offensive utterance; and whether it
    unreasonably interferes with an employee’s work performance.”            Harris v.
    Forklift Sys., Inc ., 
    510 U.S. 17
    , 23 (1993).
    Mr. Anthony has failed to meet this standard. As the district court noted,
    -9-
    much of the evidence presented by Mr. Anthony amounts to conclusory
    allegations that Lt. Rizzi “verbally assaulted” or “verbally harassed” him. Such
    allegations are insufficient to raise a genuine issue of material fact. The
    remaining specific incidents alleged by Mr. Anthony are not pervasive or severe
    enough to amount to a hostile work environment. The alleged incidents occurred
    over a short time period – approximately two weeks after subtracting Lt. Rizzi’s
    vacation. Moreover, the record contains little evidence that a jury could construe
    as disability-based slurs or ridicule.   See Trujillo v. University of Colorado   , 
    157 F.3d 1211
    , 1214 (10th Cir. 1998) (affirming summary judgment for employer on
    Title VII hostile work environment claim where plaintiff presented no evidence of
    racial comments or ridicule). None of the incidents appear physically threatening
    or humiliating.   Harris , 
    510 U.S. at 23
    . While the evidence does show tension
    existed between Lt. Rizzi and Mr. Anthony, such unpleasantries in the workplace
    do not amount to a hostile work environment.       Trujillo , 
    157 F.3d at 1214
    (“Normal job stress does not constitute a hostile or abusive work environment.”);
    Penry , 
    155 F.3d at 1263
     (affirming summary judgment of employee’s hostile work
    environment claim where workplace was unpleasant but not “permeated with
    discriminatory intimidation”). We therefore affirm summary judgment of Mr.
    Anthony’s hostile work environment claim.
    -10-
    B. Constructive Discharge
    Mr. Anthony’s second claim is that the City constructively discharged him
    because of his perceived disability. On appeal, Mr. Anthony argues the district
    court erred by (1) applying the wrong analytical framework in considering his
    evidence, and (2) concluding he failed to establish constructive discharge. (       Id. at
    24-30.) As to the first issue, we conclude the district court correctly applied the
    McDonnell Douglas burden-shifting analysis to the facts of this case. As with
    any employment discrimination case, Mr. Anthony may establish that his
    employer discharged him in violation of the Americans with Disabilities Act by
    direct or circumstantial evidence.    See Equal Employment Opportunity Comm’n v.
    WilTel, Inc. , 
    81 F.3d 1508
    , 1513-14 (10th Cir. 1996). If he relies on
    circumstantial evidence, the familiar burden-shifting analysis of       McDonnell
    Douglas Corp. v. Green , 
    411 U.S. 792
    , 802-04 (1973) applies.         See Morgan v.
    Hilti , 
    108 F.3d 1319
    , 1323 & n.3 (10th Cir. 1997) (applying        McDonnell Douglas
    in the ADA context). If, however, Mr. Anthony presents direct evidence that
    discriminatory animus played a motivating part in an employment decision,
    McDonnell Douglas is inapplicable and the City may avoid liability “‘only by
    proving by a preponderance of the evidence that it would have made the same
    decision’ even in the absence of the discriminatory reason.”        WilTel , 
    81 F.3d at 1514
     (quoting Price Waterhouse v. Hopkins , 
    490 U.S. 228
    , 258 (1989)). This
    -11-
    method of proof is often referred to as a “mixed motive” analysis.
    Direct evidence of discrimination is evidence of “an existing policy which
    itself constitutes discrimination” or, in other words, evidence that the employer
    acted on his discriminatory beliefs in making the adverse employment decision.
    Ramsey v. City & County of Denver        , 
    907 F.2d 1004
    , 1008 (10th Cir. 1990),   cert.
    denied , 
    506 U.S. 907
     (1992). Statements that are merely expressions of personal
    opinion do not constitute direct evidence.      WilTel , 
    81 F.3d at 1514
    . Mr. Anthony
    points to deposition testimony by Lt. Rizzi, Captain Thiessen, and Chief Weedon
    as direct evidence of the City’s discriminatory motive. However, the vast
    majority of these statements are personal opinions regarding Mr. Anthony’s
    mental health and competency as a police officer – they do not show that any of
    Mr. Anthony’s supervisors       acted on those opinions. Because such statements
    would require a jury to infer a discriminatory motive, they are at most
    circumstantial evidence of discriminatory intent.       
    Id.
    We find only one statement by Chief Weedon that could conceivably be
    construed as direct evidence.    4
    In a “Memo for Personnel File” Chief Weedon
    In his brief, Mr. Anthony also relies on an alleged conversation between an
    4
    Oklahoma Employment Security Commission officer and Chief Weedon in which Chief
    Weedon told the Commission officer that the real reason he offered Mr. Anthony a choice
    -12-
    summarized his meetings with Mr. Anthony on July 1 and 2, 1996:
    This meeting was called as a result of Sgt. Anthony’s investigation of
    a case and his filing an Affidavit of Probable Cause.... The District
    Attorney’s office wanted to file subordination [sic] of perjury against
    Sgt. Anthony. During this meeting Sgt. Anthony was advised of
    these charges and his work performance before and since he had
    returned from sick leave. (Severe depression and anxiety arising
    from his wife leaving him.)
    Sgt. Anthony was advised by me that he could do one of two
    things. (1), Go before a Review Board to look at all the allegations
    and also his work performance or (2), He could resign from the
    police department....
    ...
    Sgt. Anthony returned to my office and after discussing the
    situation, he asked me for my advise [sic]. I advised him regardless
    of the perjury charges and being taken before the Police Review
    Board, my advise [sic] to him was for his personal health, he still
    was not completely recovered from the severe depression. I told him
    between resigning and facing an investigation was Mr. Anthony’s poor work
    performance. Mr. Anthony claims the Commission officer recorded the conversation in
    his case file. However, Mr. Anthony failed to provide us any reliable evidence of the
    alleged conversation, such as a deposition transcript or a sworn affidavit by the
    Commission officer. See Fed. R. Civ. P. 56 (requiring testimony supporting or opposing
    summary judgment to be based on personal knowledge and in the form of a sworn
    affidavit). Mr. Anthony’s rendition of the alleged conversation in his briefs amounts to a
    “‘generalized, unsubstantiated, non-personal affidavit[],’” and we will not consider it on
    summary judgment. Thomas v. International Bus. Mach., 
    48 F.3d 478
    , 485 (10th Cir.
    1995) (quoting Stevens v. Barnard, 
    512 F.2d 876
    , 879 (10th Cir. 1975)); see also Jeffries
    v. Kansas, 
    147 F.3d 1220
    , 1224 n.1 (10th Cir. 1998) (refusing to consider witness
    statements where plaintiff failed to present evidence of the witness’ testimony in the form
    of a deposition or sworn affidavit); Hayes v. Marriott, 
    70 F.3d 1144
    , 1147-48 (10th Cir.
    1995) (refusing to grant summary judgment on the basis of a report containing unsworn
    statements and lacking sworn affidavits based on personal knowledge of the relevant
    events).
    -13-
    he needed to get out of law enforcement for awhile and get away
    from the stress. I did not think he would ever get any better if he did
    not.
    We conclude Chief Weedon’s memo is not direct evidence of a
    discriminatory motive. Although the statement refers to Mr. Anthony’s sick leave
    for “severe depression and anxiety” and Chief Weedon’s personal opinion
    regarding Mr. Anthony’s mental health, it does not state Chief Weedon took an
    employment action because of the depression. Such a conclusion requires an
    inference by the factfinder and, therefore, the memo is at best circumstantial
    evidence.
    Accordingly, we turn to the       McDonnell Douglas framework applicable to
    cases relying on circumstantial evidence of discrimination.         See Morgan , 
    108 F.3d at
    1323 n.3 (“The McDonnell Douglas burden-shifting analysis is appropriate in
    disability discrimination cases ... in which the plaintiff has no direct evidence of
    discrimination and the employer disclaims reliance on the plaintiff’s disability for
    an employment decision.”). The first step of the       McDonnell Douglas burden-
    shifting analysis places the burden on Mr. Anthony to establish a        prima face case
    of discrimination. In the context of a disability discrimination claim, Mr.
    Anthony must show: (1) he is disabled according to the Americans with
    Disabilities Act; (2) he is qualified,    i.e. , able to perform the essential functions of
    -14-
    the job with or without accommodation; and (3) the employer (constructively)
    discharged him under circumstances giving rise to an inference that the
    termination was based on his disability.    Morgan , 
    108 F.3d at 1323
    . If he
    establishes a prima facie case, the burden shifts to the City to offer a legitimate,
    nondiscriminatory reason for the adverse employment action. The burden then
    reverts to Mr. Anthony to show “that there is a genuine dispute of material fact as
    to whether the employer’s proffered reason for the challenged action is
    pretextual.” Randle v. City of Aurora , 
    69 F.3d 441
    , 451 (10th Cir. 1995). In this
    case, the district court concluded Mr. Anthony failed to establish the third prong
    of his prima face case because he failed to present sufficient evidence that the
    City constructively discharged him. We agree.
    To prove constructive discharge, a plaintiff must allege sufficient facts to
    demonstrate “‘the employer by its illegal discriminatory acts has made working
    conditions so difficult that a reasonable person in the employee’s position would
    feel compelled to resign.’”   Sanchez , 164 F.3d at 534 (quoting   Derr v. Gulf Oil
    Corp. , 
    796 F.2d 340
    , 344 (10th Cir. 1986)). A slight variation of this standard
    allows a plaintiff to prove constructive discharge by showing the employer,
    through its discriminatory acts, forced the employee to choose between resigning
    or being fired.   See Burks v. Oklahoma Publ’g Co.   , 
    81 F.3d 975
    , 978 (10th Cir.),
    -15-
    cert. denied , 
    519 U.S. 931
     (1996); Spulak v. K Mart Corp. , 
    894 F.2d 1150
    , 1154
    (10th Cir. 1990). Of course, not every hard choice presented to an employee
    amounts to constructive discharge. It is only when a reasonable person in the
    employee’s position would feel forced into resigning through the imposition of
    “unreasonably harsh conditions that have been applied to him in a discriminatory
    fashion.” Spulak , 
    894 F.2d at 1154
    .
    Mr. Anthony argues a reasonable person in his position, considering the
    totality of the circumstances, would feel compelled to resign because his only
    other option was to be “professionally ruined” by a “questionable” investigation
    conducted by supervisors who viewed him as mentally disabled. Specifically, Mr.
    Anthony contends we should consider his choice in the context of the alleged
    harassment and verbal abuse by Lt. Rizzi, his supervisors’ views of his mental
    health and fitness for duty, and the fact that his supervisors would play key roles
    in the internal investigation. However, after reviewing the record as a whole and
    considering the totality of the circumstances, we conclude that while Mr. Anthony
    undeniably faced an unpleasant and difficult choice, there is insufficient evidence
    of a situation amounting to “unduly harsh and discriminatory treatment” that
    would compel a reasonable person to resign.     Spulak , 
    894 F.2d at 1154
    .
    -16-
    The City had valid reasons for invoking its investigatory process, namely,
    allegations of serious misconduct combined with possible subornation of perjury
    charges and the District Attorney’s expressed lack of confidence in Mr.
    Anthony’s credibility. Despite Mr. Anthony’s arguments to the contrary, we find
    no evidence indicating the allegations against him were tainted or the threat of
    subornation charges illegitimate.   5
    Moreover, Mr. Anthony admits Mrs. Burden’s
    allegations, if true, warrant serious disciplinary action. Thus, the City’s
    investigation into such allegations cannot be seen as unreasonable and, like the
    district court, we refuse to adopt an interpretation of the Americans with
    5
    Ms. Burden signed a written statement recounting her version of the photo
    lineup. Ms. Karen Miller, also a participant in the photo lineup, corroborated Ms.
    Burden’s statement. Nonetheless, Mr. Anthony questions the credibility of Ms. Burden’s
    allegations based on supposed “inconsistencies” in her statements. However, the only
    “inconsistency” Mr. Anthony points to is that Ms. Burden originally signed a positive
    identification of the suspect in 1995 and in 1996 signed a statement indicating she could
    not identify the suspect. We fail to see how Ms. Burden’s inability to identify the suspect
    in 1996 undercuts the truthfulness of her explanation for that inability, namely Mr.
    Anthony’s alleged tampering. See United States v. Simons, 
    129 F.3d 1386
    , 1388 (10th
    Cir. 1997) (stating irrelevant factual disputes will not defeat summary judgment).
    Likewise, the mere fact that Lt. Rizzi wrote out Ms. Burden’s 1996 statement fails to
    create an issue of material fact regarding the allegations, especially considering that Ms.
    Breeden reviewed and signed the statement. Id.; Vitkus v. Beatrice Co., 
    11 F.3d 1535
    ,
    1539 (10th Cir. 1993) (stating summary judgment may be granted if the evidence
    presented by the nonmovant is not significantly probative). Mr. Anthony also questions
    the legitimacy of the threatened subornation charges by arguing Chief Weedon failed to
    perform an adequate investigation. This argument defies common sense. Mr. Anthony
    cannot question the legitimacy of the proposed investigation by arguing the City failed to
    perform an investigation.
    -17-
    Disabilities Act which would require an employer to ignore those types of
    allegations merely because the employee involved is perceived as disabled,
    especially where the same type of conduct would not be tolerated in non-disabled
    employees.
    More important, the investigation was just that – an investigation. The
    final disciplinary action, if any, remains unknown. Mr. Anthony admits the
    investigation was only the first step in the police department’s established
    procedure and that a review board consisting of five officers would ultimately
    review the results and allow Mr. Anthony the opportunity to present evidence, call
    witnesses, and make a statement on his behalf. Only after completion of this
    process would Chief Weedon make a final decision based on the review board’s
    recommendation. Mr. Anthony’s speculation that he would be “professionally
    ruined” does not alter this conclusion.   See Simons , 
    129 F.3d at 1388
     (stating
    conclusory allegations made by the non-movant are insufficient to defeat
    summary judgment). We also find little significance in Chief Weedon’s statement
    that a review board would evaluate Mr. Anthony’s performance both before and
    after his leave of absence. The Americans with Disabilities Act prohibits
    employers from discriminating against employees who are otherwise qualified to
    perform the job. 
    42 U.S.C. § 12112
    (a). It does not prevent an employer from
    -18-
    evaluating an employee’s performance. Moreover, a review board could
    legitimately inquire into Mr. Anthony’s fitness to perform the essential functions
    of his job. See 
    42 U.S.C. § 12112
    (d)(4)(A);    Roe v. Cheyenne Mountain
    Conference Resort, Inc. , 
    124 F.3d 1221
    , 1229 (10th Cir. 1997) (“The ADA
    explicitly prohibits employers from making disability-related inquiries of
    employees, unless the inquiry is job-related or consistent with business
    necessity .” (Emphasis added.))
    The circumstances surrounding the investigation also fail to establish a
    situation so harsh and discriminatory that it would compel a reasonable person to
    resign. Mr. Anthony’s working conditions, including the alleged harassment by
    Lt. Rizzi, do not amount to a hostile work environment. Likewise, those same
    circumstances are not serious enough to somehow transform an otherwise
    legitimate investigation into an intolerable option no reasonable person would
    pursue, even assuming Lt. Rizzi would have played some role in the investigation.
    See Sanchez , 164 F.3d at 534 (affirming dismissal of plaintiff’s constructive
    discharge claims where conditions of employment did not amount to a hostile
    work environment); Bolden v. PRC Inc. , 
    43 F.3d 545
    , 552 (10th Cir. 1994)
    (same), cert. denied , 
    516 U.S. 826
     (1995); see also Boze v. Branstetter , 
    912 F.2d 801
    , 805 (5th Cir. 1990) (“Referring a disgruntled employee to an internal
    -19-
    grievance process could never constitute the intolerable work conditions
    necessary to establish constructive discharge.”). Similarly, Chief Weedon’s role
    in the disciplinary process and his personal recommendation that Mr. Anthony
    quit do not establish conditions so desperate or oppressive that a reasonable
    person would be compelled to resign. We also note that, while Mr. Anthony
    argues the City coerced his choice, the evidence shows he considered his options
    overnight and obtained the advice of his family, a physician, a judge and an
    attorney before tendering his resignation.     Cf. Arnold v. McClain , 
    926 F.2d 963
    ,
    966-67 (10th Cir. 1991) (finding no constructive discharge in a §1983 claim
    where plaintiff police officer chose to resign rather than face criminal perjury
    charges after considering his options for several hours and consulting with his
    spouse and an attorney).
    Thus, even viewing the factual record and inferences therein in the light
    most favorable to Mr. Anthony, we find his allegations of constructive discharge
    insufficient to raise a genuine issue of material fact. Accordingly, we conclude
    Mr. Anthony fails to establish a   prima facie case of discrimination under the
    Americans with Disabilities Act. Mr. Anthony’s claim under the Oklahoma Anti-
    -20-
    Discrimination Act fails for essentially the same reason.    6
    We therefore AFFIRM
    the district court’s order granting summary judgment in favor of the City of
    Clinton on all of Mr. Anthony’s claims.
    Entered by the Court:
    WADE BRORBY
    United States Circuit Judge
    6
    Similar to the Americans with Disabilities Act, the Oklahoma Anti-
    Discrimination Act makes it unlawful to “fail or refuse to hire, to discharge, or otherwise
    to discriminate against an individual with respect to compensation or the terms,
    conditions, privileges or responsibilities of employment, because of ... handicap.” 
    Okla. Stat. tit. 25, § 1302
    (A)(1). Because Mr. Anthony presents insufficient evidence that the
    City constructively discharged him or created a hostile work environment, the City is
    entitled to summary judgment on this claim. Accordingly, we need not address his
    arguments regarding punitive damages under the Oklahoma Anti-Discrimination Act. See
    Griffin v. Davies, 
    929 F.2d 550
    , 554 (10th Cir.) (“We will not undertake to decide issues
    that do not affect the outcome of a dispute.”), cert. denied, 
    502 U.S. 878
     (1991).
    -21-
    

Document Info

Docket Number: 98-6188

Filed Date: 6/15/1999

Precedential Status: Non-Precedential

Modified Date: 4/17/2021

Authorities (28)

Lavelle Stevens, Administratrix of the Estate of Robert ... , 512 F.2d 876 ( 1975 )

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Trujillo v. University of Colorado Health Sciences Center , 157 F.3d 1211 ( 1998 )

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David L. White v. York International Corporation , 45 F.3d 357 ( 1995 )

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willie-t-hayes-v-major-marriott-major-soares-perry-roeker-mr-gaskil , 70 F.3d 1144 ( 1995 )

Lockard v. Pizza Hut, Inc. , 162 F.3d 1062 ( 1998 )

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randy-arnold-v-lantz-mcclain-individually-as-district-attorney-of-creek , 926 F.2d 963 ( 1991 )

70-fair-emplpraccas-bna-945-34-fedrserv3d-1062-44-fed-r-evid , 81 F.3d 975 ( 1996 )

Jeffries v. State of Kansas , 147 F.3d 1220 ( 1998 )

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united-states-v-dan-c-simons-sally-j-simons-jolene-j-smith-as-trustee , 129 F.3d 1386 ( 1997 )

Morgan v. Hilti, Inc. , 108 F.3d 1319 ( 1997 )

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