United States v. Peck ( 1999 )


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  •                                                                               F I L E D
    United States Court of Appeals
    Tenth Circuit
    UNITED STATES COURT OF APPEALS
    JAN 27 1999
    TENTH CIRCUIT
    PATRICK FISHER
    Clerk
    UNITED STATES OF AMERICA,
    Plaintiff-Appellant,
    v.                                                           No. 97-8122
    (D.C. No. 96-CR-38-D)
    LANCE PECK and BELINDA PECK,                            (District of Wyoming)
    Defendants-Appellees.
    ORDER AND JUDGMENT*
    Before PORFILIO and ANDERSON, Circuit Judges, and CAMPBELL, District
    Judge**
    The government appeals the district court’s order suppressing evidence and
    statements by defendants Lance and Belinda Peck in which they purportedly admitted
    having illegally taken government property. The government contends the court erred in
    finding no probable cause to search the Pecks’ car and the circumstances surrounding the
    *
    This order and judgment is not binding precedent, except under the doctrines of
    law of the case, res judicata, and collateral estoppel. This court generally disfavors the
    citation of orders and judgments; nevertheless, an order and judgment may be cited under
    the terms and conditions of 10th Cir. R. 36.3.
    **
    The Honorable Tena Campbell, United States District Judge for the District of
    Utah, sitting by designation.
    questioning created a custodial environment triggering the need to give Miranda
    warnings. Upon our examination of the record, we cannot agree with either of the district
    court’s conclusions. We reverse and remand for further proceedings.
    The facts of this matter are well known to the parties; therefore, we shall not dwell
    upon them here except when necessary to clarify our reasoning. Suffice, then, the matter
    arises out of a somewhat protracted investigation of the illegal removal of invertebrate
    fossils from the 18 Mile Canyon area of southwestern Wyoming. During the course of
    the investigation, government officers developed information about Brian Wade which
    led to the conclusion he was the prime suspect in this offense. Wade was a known felon
    who carried a firearm and had been in a recent altercation in which weapons were
    displayed. Wade had also made public threats toward one of the investigating officers.
    Acting on information from his ex-wife that Wade was planning to go back to the
    canyon, Rangers Sauer and Hurlock and Agents Miller and Vernon decided to watch both
    the suspect and the site where fossils had been removed. Wade was subsequently seen
    loading lanterns and boxes into a small, white Toyota pickup and later driving past the
    BLM offices toward the canyon. Agent Vernon and Ranger Hurlock followed the pickup.
    In the meantime, Agent Miller, already stationed in the canyon, walked over the hill, saw
    lights, and heard voices and digging sounds (metal on rock) at the dig site. Although he
    could not distinguish voices, he heard several and saw lanterns set down into the hole.
    -2-
    Around 4:30 a.m., Agent Miller saw the lanterns being moved and alerted the
    others he thought the diggers were packing up to leave. To his surprise, although he had
    only seen one car come in, two sets of headlights appeared; one turned north toward
    Ranger Hurlock and the other south toward Ranger Sauer and Agent Vernon. Agent
    Miller then joined Ranger Hurlock who was without back-up.
    Agent Vernon spotted the car which continued south past Ranger Sauer who began
    to follow with his headlights off. Over the radio, Ranger Hurlock told him he was
    following the white pickup they had observed being loaded with lanterns and gear. When
    Ranger Sauer noticed the car he was tailing suddenly accelerate, he turned on his lights
    and continued to follow until Agent Vernon caught up with him about twenty miles from
    the canyon.1
    Together, having previously chosen a strategy, Agent Vernon and Ranger Sauer
    prepared to execute a “felony” or “high risk” stop, believing Brian Wade was in the car
    they were following and concerned about the dark and isolated location of the encounter.
    Ranger Sauer activated his emergency lights, and the targeted car stopped. Ranger Sauer
    pulled up along the driver’s side with his and Agent Vernon’s high beams and a spotlight
    illuminating the area. Stepping out of their vehicles with their guns drawn and pointed at
    the stationary car, they announced over their public address system they were federal
    1
    The government states Ranger Sauer and Agent Vernon were out of radio contact
    with Agent Miller and Ranger Hurlock so didn’t know what had happened in that pursuit
    of the white pickup.
    -3-
    agents and ordered the passengers of the car to put their hands out of their windows
    where they could be seen. Ranger Sauer then instructed the driver, Lance Peck, to reach
    in and remove the keys with his left hand and place them on the windshield. Ranger
    Sauer ordered Mr. Peck to reach down, open the door, and step out. Once out, Ranger
    Sauer told him to lift his shirt slowly and turn around. As he turned, Ranger Sauer
    thought he saw a holster on Mr. Peck’s right side, so he commanded over the PA, “I see
    your holster. If you reach for it, we’ll have to shoot. Do you understand?” Ranger Sauer
    then ordered Mr. Peck to turn around again, back up, and kneel on the ground with his
    hands up and head down. Agent Vernon, also with his gun still drawn and pointed,
    walked up to Mr. Peck and handcuffed him.
    While handcuffing him, Agent Vernon told Mr. Peck he was not under arrest and
    would be released after the scene was secured. Responding to the officers’ questions, Mr.
    Peck stated he had two guns in his car, which Ranger Sauer retrieved, unloaded, and
    placed on the hood of the truck. The officers then walked Belinda Peck through the same
    exit sequence having her lift her shirt but not handcuffing her.2 After Ms. Peck said a
    child was asleep in the backseat of the car, Agent Vernon told her they were investigating
    the theft of fossils from the canyon. In the meantime, Ranger Sauer conducted a sweep of
    the defendants’ vehicle, using “quick peeks with his gun still drawn.” About ten minutes
    The parties dispute whether Ms. Peck had to kneel with her hands behind her.
    2
    The district court, however, found the officers more credible and concluded she did not
    kneel on the ground.
    -4-
    had passed from the start of the encounter to this point. There is disputed evidence
    whether officers had removed the handcuffs from Mr. Peck, but the district court found
    they had.
    Ranger Sauer then told Mr. Peck the officers were investigating the theft of fossils
    from the canyon and the Pecks were observed leaving that area. Ranger Sauer asked Mr.
    Peck what he was doing there, and he answered he was digging fossils and did not have a
    permit. At the officers’ request, Mr. Peck removed several boxes of fish and turtle fossils
    from the back of his car. Meanwhile, Agent Vernon told Ms. Peck the couple was not
    under arrest. She also stated they were digging fossils but said they dug leaf fossils. The
    agents photographed the fossils, took down the Pecks’ name and address, and handed
    them a receipt for the tools and fossils. Sent on their way, the couple drove off.
    Lance and Belinda Peck were indicted on one count of theft of government
    property and aiding and abetting. 
    18 U.S.C. §§ 641
     and 2. The Pecks filed a motion to
    suppress, and after a hearing, the court made an exceptionally thorough written ruling.
    In its order, the court detailed the facts to which we have referred, indicating in
    each area of dispute it found the government agents more credible and indulged all
    inferences in their favor. Based on all of these circumstances, the court held the officers
    had “reasonable suspicion” to believe the “persons in the Peck vehicle had been engaged
    in criminal activity.” However, while the officers could execute a Terry stop, the district
    court believed the same information was insufficient to establish probable cause. Next,
    -5-
    the court alined this case with United States v. Perdue, 
    8 F.3d 1455
     (10th Cir. 1993), in
    which we held Miranda rights can be implicated during a valid stop when the police
    employ highly intrusive and coercive tactics to detain the individual.
    The court cited Ranger Sauer’s testimony that although the Pecks were not under
    arrest, they would not have felt free to leave under the circumstances. Relying on United
    States v. Mendenhall, 
    446 U.S. 544
     (1980), the court found a reasonable person in the
    Pecks’ place would not have felt free to leave. While underscoring the officers acted
    properly under the circumstances, the court apparently believed it was constrained by
    Perdue. We shall deal with each ruling in turn.
    We review de novo the district court’s determination of probable cause, Ornelas v.
    United States, 
    517 U.S. 690
    , 695 (1996), 
    116 S. Ct. 1657
    , 1662, while reviewing its
    findings of historical fact for clear error. United States v. Barron-Cabrera, 
    119 F.3d 1454
    , 1457 (10th Cir. 1997). What constitutes probable cause is not subject to a precise
    determination, but rather is determined by “commonsense, nontechnical conceptions that
    deal with ‘the factual and practical considerations of everyday life on which reasonable
    and prudent men, not legal technicians act.’” Ornelas, 517 U.S. at ____, 
    116 S. Ct. at 1661
     (quoting Illinois v. Gates, 
    462 U.S. 213
    , 231 (1983)) (internal quotation marks
    omitted). The Court, however, has described the existence of probable cause as “where
    the known facts and circumstances are sufficient to warrant a man of reasonable prudence
    in the belief that contraband or evidence of a crime will be found.” 
    Id.,
     citing Brinegar v.
    -6-
    United States, 
    338 U.S. 160
    , 175-76 (1949). Looking at the facts known to the officers
    upon their encountering the defendants within our de novo scope of review, we believe
    they had probable cause to search the defendants’ vehicle.
    In addition to those facts relied upon by the district court to support its conclusion
    the officer’s had reasonable suspicion, additional facts should have been noted by the
    court that indicate reasonable and prudent officers would have believed evidence of
    contraband would be found in the car.
    The 18 Mile Canyon area is a wilderness in which the most frequent activity is the
    removal of vertebrate fossils. Although other legal activity may also take place there,
    common sense tells us the late hour and the surreptitious nature of the conduct of the
    people digging that night suggest their intent was not likely to be lawful. The lack of
    human habitation in the area immediately calls into question late night activities
    accomplished in lantern light and accompanied by the clink of metal on stone, particularly
    when the locus of that activity is the long known site of illegal fossil harvesting.
    Moreover, it is not beyond the pale of prudence and common sense that a vehicle making
    a pre-dawn exit from the site in which that clandestine conduct occurred would contain
    the fruits of the nocturnal harvest.
    We conclude the officers had probable cause to believe it likely the defendants’ car
    contained contraband. It therefore follows they not only were justified in doing so, but
    also had probable cause to proceed against the defendants in their chosen manner.
    -7-
    That brings us to consideration of whether the court erred in applying Perdue. We
    review this issue under the same standard employed in determining whether there was
    probable cause, applying clear error to the court’s findings of fact and de novo review to
    its conclusion of law. United States v. Fernandez, 
    18 F.3d 874
    , 876 (10th Cir. 1994).
    Using that frame of reference, we think the district court did err because it did not take
    into consideration the release of Mr. Peck from his handcuffs and the statements made to
    him that he was not under arrest. The court did not seem to appreciate the significance of
    the lack of any restraint of Ms. Peck. These circumstances must be put into context with
    the fact the officers acted properly and without undue force in stopping defendants’ car
    and ordering them from the vehicle under gun point. Moreover, once they found there
    was no reason to be concerned with their safety, the officers eliminated all physical
    restraint from Mr. Peck. At the point at which the questioning commenced, neither
    defendant was physically constrained in any fashion.
    Although the district court found the force employed by the officers was
    reasonably necessary for their safety, it nonetheless concluded that force required the
    officers to advise the defendants of their Miranda rights before asking further questions.
    The court heavily relied upon the testimony of Ranger Sauer that the defendants would
    not have felt free to leave and, consequently, they were compelled to respond to
    questioning.
    -8-
    The record, however, indicates the defendants had been told they were being
    restrained only until the area was secured;3 Lance Peck was standing and not manacled
    when he was asked why he was in 18 Mile Canyon, and the officers had holstered their
    weapons. In short, based upon the facts as found by the district court, we see none of the
    coercive factors that precipitated Perdue.
    We think this case is quite like United States v. Ritchie, 
    35 F.3d 1477
    , 1485 (10th
    Cir. 1994). Like the court in Ritchie, we do not believe the defendants were in custody at
    the time they were questioned. They were free of the restraints imposed upon them for
    reasons of the officers’ safety and in no way under physical force or duress. They had
    been clearly advised they were not under arrest and were allowed to return home after the
    officers secured the contraband that was in the defendants’ car. The totality of these
    circumstances leads us to conclude defendants failed to demonstrate the applicability of
    the Miranda paradigm. 
    Id.
    The judgment of the district court is REVERSED, and the cause is REMANDED
    for further proceedings.
    ENTERED FOR THE COURT
    John C. Porfilio
    Circuit Judge
    3
    The fact both defendants were released and permitted to go home after the
    interview was completed lends substance to the officers’ statements.
    -9-