Burkholz v. Joyce ( 2000 )

F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
APR 17 2000
TENTH CIRCUIT
__________________________ PATRICK FISHER
Clerk
RANDY BURKHOLZ,
Plaintiff-Appellant,
v. No. 98-4171
(D. Utah)
JACK A. JOYCE, an individual; (D.Ct. No. 96-CV-252)
GRANITE SCHOOL DISTRICT, a
political subdivision of the State of
Utah,
Defendants-Appellees.
____________________________
ORDER AND JUDGMENT *
Before SEYMOUR, BRORBY, and EBEL, Circuit Judges.
Plaintiff-Appellant Randy Burkholz brought this action raising 42 U.S.C.
§ 1983 and other claims against Defendants-Appellees Jack Joyce, his former
teacher, and Granite School District, Mr. Joyce’s employer, and seeking damages
for injuries Mr. Burkholz suffered as a result of years of alleged sexual abuse by
*
This order and judgment is not binding precedent except under the doctrines of
law of the case, res judicata and collateral estoppel. The court generally disfavors the
citation of orders and judgments; nevertheless, an order and judgment may be cited under
the terms and conditions of 10th Cir. R. 36.3.
Mr. Joyce. After certifying a question to the Utah Supreme Court, the district
court determined the applicable statute of limitations barred Mr. Burkholz’s
claims, granted defendants’ motions for summary judgment, and dismissed the
complaint with prejudice. Mr. Burkholz appeals, arguing summary judgment is
inappropriate because his expert’s testimony creates a genuine issue of material
fact. We exercise jurisdiction pursuant to 28 U.S.C. § 1291 and affirm.
Mr. Burkholz attended schools in the Granite School District from 1981
until he graduated from high school in June 1986. During these six years, Mr.
Joyce – one of Mr. Burkholz’s seventh grade teachers – engaged in a sexually
abusive relationship with Mr. Burkholz. 1 The sexual abuse continued after Mr.
Burkholz’s eighteenth birthday on April 25, 1986, and Mr. Burkholz was fully
aware of the facts surrounding the sexual abuse at the time of his graduation in
June of that same year. Despite his personal awareness of what had transpired,
Mr. Burkholz did not discuss the nature of his relationship with Mr. Joyce with
anyone until December 1987, approximately nineteen months after graduation.
1
Because we review the facts and reasonable inferences therefrom in the light
most favorable to Mr. Burkholz as the party opposing summary judgment, we will
assume, but do not decide, the allegations of sexual abuse are true. See discussion infra at
7.
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The December 1987 disclosure came in the context of a pre-mission
interview between Mr. Burkholz and a bishop of his church. The interview is a
prerequisite for all church members who wish to participate in a religious mission
on behalf of the church. During the interview, in response to a direct question,
Mr. Burkholz admitted to his involvement in a homosexual relationship with Mr.
Joyce. However, Mr. Burkholz did not discuss the abuse again until 1994. He
claimed in his deposition that during the intervening time between the December
1987 pre-mission interview and 1994, he was not even aware the abuse occurred. 2
Mr. Burkholz’s expert witness, Dr. James L. Poulton, a clinical psychologist
familiar with this case, stated in his affidavit he believed “Mr. Burkholz’s
revelation of a homosexual relationship to his bishop was an example of a form of
dissociation,” and that “the most likely explanation for his behavior [from 1987,
after the interview, until 1994] was that he had indeed repressed his memories of
2
In contrast, Mr. Burkholz agreed with counsel’s characterization of his state of
mind during the interview in 1987 as an ability to remember the facts surrounding the
abuse, but an inability to understand the emotional ramifications of the abuse:
Q: So at age 19, then, when you were discussing these events with your
bishop, you could remember that it was Mr. Joyce that you had had the
sexual contact with, but you had disassociated or disconnected yourself
from the emotional and psychological ramifications of that. Is that
accurate?
A: Yes.
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the abuse.” Dr. Poulton defined “dissociation” as “a separation or nonintegration
of emotions, thoughts, sensations, or behaviors from the current stream of
consciousness,” and “repression” as “a special case of dissociation.”
Mr. Burkholz commenced this lawsuit on February 28, 1996, at least
fourteen months after he regained cognizance of the events underlying this suit
and nearly ten years after the abuse ended. The suit asserted a multitude of
claims. 3 Mr. Joyce and the school district moved for summary judgment, arguing
the relevant statutes of limitations barred all claims. Mr. Burkholz responded by
asserting the limitations periods were tolled by his minority status, mental
disability, and repression of the events underlying the suit (i.e., the discovery
rule).
3
Mr. Burkholz sued Mr. Joyce for:
negligence, breach of fiduciary duty, violation of civil rights pursuant to 42
U.S.C. § 1983, violations of governmental ethics, and various intentional
torts including: assault and battery, intentional infliction of emotional
distress, false imprisonment, sexual assault, sexual abuse, child abuse,
kidnaping a child, rape of a child, sodomy on a child, seduction of a child,
and molestation of a child.
The claims asserted against Granite School District alleged “negligence, aiding and
abetting, conspiracy, failure to report, violations of the Utah Governmental Ethics Act,
violation of civil rights pursuant to 42 U.S.C. § 1983, and breach of contract.”
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In addressing the statute of limitations issues, the district court first divided
Mr. Burkholz’s claims into two groups: those governed by a one-year statute of
limitations, and those subject to a four-year limitation period. The district court
granted the summary judgment motions on the claims governed by a one-year
limitation period – the assault, battery, false imprisonment, and seduction causes
of action. 4 The district court also determined the minority and mental disability
tolling doctrines did not apply in this case. Therefore, the sole remaining issue
centered on whether the application of the discovery rule tolled the four-year
statute of limitations for the § 1983 and other pending claims.
In attempting to resolve this issue, the district court recognized Utah courts
have applied the discovery rule to toll the relevant statute of limitations in child
sex abuse cases when victims repressed the memories of abuse continuously from
the time of the abuse. However, the district court found the instant case
inapposite because “the evidence is clear that [Mr. Burkholz] knew of the
operative facts underlying his causes of action for approximately nineteen months,
the time between his eighteenth birthday and his pre-mission interview.”
4
Mr. Burkholz does not appeal this decision, nor does he assign error to the
district court’s findings that Mr. Burkholz did not qualify under the minority or mental
disability tolling doctrines.
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Consequently, the district court faced a situation where the victim’s repression
became sandwiched between two periods of awareness – a situation the Utah
courts had never directly addressed.
Concerned that withholding application of the discovery rule in this
instance would effectively shorten the statute of limitations from four years to the
initial nineteen-month period of awareness, the district court certified the
following question to the Utah Supreme Court:
Whether the exceptional circumstances version of the
discovery rule tolls the applicable statute of limitations where, during
the limitations period, the plaintiff’s knowledge of the operative facts
underlying his cause of action is interrupted by a period of
psychological repression during which plaintiff is unaware of such
facts.
The Utah Supreme Court answered the question in the negative, stating “in our
view, the discovery rule simply does not apply where the plaintiff, at some point
during the limitations period, has knowledge of the facts underlying his claim.”
Burkholz v. Joyce, 972 P.2d 1235, 1237 (Utah 1998). Based on he Utah Supreme
Court’s ruling, the district court granted the motions for summary judgment on
the remaining claims and dismissed the suit with prejudice. Mr. Burkholz then
brought this timely appeal.
“We review a grant of summary judgment de novo, applying the same
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standard as the district court.” Akin v. Ashland Chem. Co., 156 F.3d 1030, 1033
(10th Cir. 1998), cert. denied, 119 S. Ct. 1756 (1999). “Summary judgment is
appropriate ‘if the pleadings, depositions, answers to interrogatories, and
admissions on file, together with the affidavits, if any, show that there is no
genuine issue as to any material fact and that the moving party is entitled to a
judgment as a matter of law.’” Id. (quoting Fed. R. Civ. P. 56(c)). In this
instance, we view the facts and reasonable inferences therefrom in the light most
favorable to Mr. Burkholz as the party opposing the motion. See Sanchez v.
Denver Pub. Sch., 164 F.3d 527, 531 (10th Cir. 1998). However, “‘[o]nly
disputes over facts that might affect the outcome of the suit under the governing
law will properly preclude the entry of summary judgment.’” Id. (quoting
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986)).
Mindful of these principles, we begin by pointing out much of Mr.
Burkholz’s argument on appeal is a reproduction of his brief to the Utah Supreme
Court, focusing on whether the certified question ought to be answered in the
affirmative or the negative. 5 While we may agree with some of Mr. Burkholz’s
5
Because the defendants did not appeal the federal district court’s certification of
this question to the Utah Supreme Court, we find it unnecessary to address Mr.
Burkholz’s argument against applying other Utah Supreme Court cases initially cited by
the defendants, which the defendants contended answered the certified question.
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public-policy arguments which support application of the discovery rule in this
case, the Utah Supreme Court clearly did not. “For section 1983 actions, state
law determines the appropriate statute of limitations and accompanying tolling
provisions.” Fratus v. Deland, 49 F.3d 673, 675 (10th Cir. 1995). In response to
the district court’s certified question, the Utah Supreme Court issued a clear
statement of the applicable law in Utah. Whether we would answer the question
differently is immaterial. The Utah Supreme Court has spoken, and on this issue
of state law, we are in no position to question the propriety of that distinguished
court’s decision.
Having disposed of the certification issue, the only issue remaining on
appeal is whether the district court erred by finding “the evidence is clear that
[Mr. Burkholz] knew of the operative facts underlying his causes of action for
approximately nineteen months, the time between his eighteenth birthday and his
pre-mission interview.” Under the Utah Supreme Court’s decision, the discovery
rule tolling the statute of limitations cannot apply if Mr. Burkholz possessed such
knowledge. 6 Mr. Burkholz disagrees with the district court’s characterization of
6
Mr. Burkholz attacks the certification result by arguing the Utah Supreme Court
“erroneously conclud[ed] that it had no choice but to follow the federal district court’s
incorrect finding [he] was aware of the operative facts underlying his claims for a period
of nineteen months.” However, the Utah court clearly explained that its obligations on a
certified question did not rest on a determination of the facts, but on simply answering the
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the evidence on this issue and argues his own deposition and Dr. Poulton’s
affidavit raise genuine issues of material fact which make summary judgment
inappropriate. We disagree.
In his deposition, Mr. Burkholz admitted knowing the facts surrounding his
relationship with Mr. Joyce:
Q: In your complaint you allege that the incidents with Mr. Joyce
took place from the time you were in the seventh grade through the
time that you were in the 12th grade. Is that correct?
A: That’s right.
Q: And so some of these incidents that you claim took place in –
when you were a senior in high school; is that correct? ...
A: That is right. Yeah.
Q: You became 18 years of age on April 25th, 1986, right?
A: That’s right.
Q: And graduated from high school six weeks or two months after
you became 18?
A: Right.
Q: At the point in time when you graduated from high school, you
knew about the physical acts that you’re claiming Mr. Joyce had done
to you, right?
certified question of law. See Burkholz, 972 P.2d at 1236.
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A: I knew of the physical acts, yeah.
Q: At the point that you graduated?
A: Yeah.
Mr. Burkholz stated the reason he did not tell anyone about the sexual abuse from
its inception until the time he graduated from high school was because he felt
embarrassed and shameful about what happened. However, his explanation
changed somewhat when asked why he did not discuss the abuse with anyone
during the period between graduation in June 1986 and his revelation of the
relationship with Mr. Joyce in the pre-mission meeting with his bishop in
December 1987:
It was just, you know, a pattern of I think – forgetfulness, you
know. It’s – it wasn’t something that I thought about when I was
with my friends, when I was with family. There was no reason to tell
anyone.
Q: Okay. Is it fair to say you tried to put it out of your mind –
A: Yeah.
Q: – not to dwell on it?
A: Exactly. Yeah. That’s right.
Finally, after the meeting in December of 1987, Mr. Burkholz said his memory of
the sexual abuse remained hidden, “kind of like a black ... blob inside of me .... I
wasn’t even aware of it.”
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In his affidavit, Dr. Poulton indicated that during the pre-mission interview
with the bishop,
Mr. Burkholz could indeed remember some aspects of the events with
Mr. Joyce, [but] he was clearly unable to remember other, more
significant aspects. The aspects that were not available to him at that
time included the specific details of the contacts he had with Mr.
Joyce (i.e., the behavioral aspects of the memories) as well as the
emotional details of those contacts (e.g., memories of the fear, anger
and disgust he had felt with Mr. Joyce).
Moreover, he was unable to conceptualize Mr. Joyce’s
treatment of him as an abusive crime that was committed against
him. Instead, he was only able to understand his contacts with Mr.
Joyce from the standpoint of his own guilt. This acceptance of full
moral responsibility is a psychological position that is very common
in victims of childhood sexual abuse.
Dr. Poulton went on to give his opinion that Mr. Burkholz repressed all memories
of the abuse after the meeting with the bishop until 1994. Because the district
court accepted this opinion for the purposes of summary judgment decision, Mr.
Burkholz pins his entire appeal on Dr. Poulton’s characterization of Mr.
Burkholz’s state of mind during the pre-mission interview. Nevertheless, this
strategy fails to prove the existence of a genuine issue of material fact for several
reasons.
First, Mr. Burkholz misconstrues the appropriate standard for tolling the
statute of limitations. “Before a period of limitations may be tolled under ... the
discovery rule, an initial showing must be made that the plaintiff did not know
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and could not reasonably have discovered the facts underlying the cause of action
in time to commence an action within that period.” Walker Drug Co. v. La Sal
Oil Co., 902 P.2d 1229, 1231 (Utah 1995) (emphasis added). Dr. Poulton’s
affidavit does not dispute Mr. Burkholz remembered the abuse on the day of the
pre-mission interview with his bishop, but instead focuses on the depth of Mr.
Burkholz’s understanding of the actual events and the ramifications of the abuse.
The Utah Supreme Court has been careful to draw a distinction between a totally
repressed memory and the case of a plaintiff remembering the abuse, but not
realizing the implication of the abuse. See Olsen v. Hooley, 865 P.2d 1345, 1349
(Utah 1993) 7; see also O’Neal v. Division of Family Serv., 821 P.2d 1139, 1144-
45 (Utah 1991) (plaintiff recalled abuse, but was unable to reveal abuse to
others). The relevant inquiry is whether Mr. Burkholz remembered the events of
abuse, not whether he was able to recognize himself as a victim of abuse.
However, we need not base our decision on this rationale. Even if we
accept Mr. Burkholz’s characterization of Dr. Poulton’s affidavit as stating Mr.
Burkholz had no memory of the actual events of abuse during the interview with
7
Despite Mr. Burkholz’s contentions, the facts of his case are not analogous to
those in Olsen. In Olsen, the victim totally repressed all memories of the abuse and did so
from the moment the abuse first occurred. See 865 P.2d at 1346, 1349.
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the bishop, we must affirm the district court. Dr. Poulton’s affidavit restricts
itself to the actual interview and the years that followed. The affidavit makes no
mention of the time period from Mr. Burkholz’s eighteenth birthday in 1986,
through graduation when he admits he was aware of the sexual abuse, up until the
day of the interview in 1987. Dr. Poulton begins his analysis by stating “[t]here
are two major questions to answer concerning Mr. Burkholz’s behaviors between
1987, when he first spoke with his bishop about a ‘homosexual relationship’ he
had, and 1994, when he first revealed his history of sexual abuse,” and concludes
by stating his belief that “Mr. Burkholz has exhibited behaviors most consistent
with the processes of dissociation, in the interview with the bishop in 1987, and
repression, between the years 1987 and 1994.” Thus, Dr. Poulton’s affidavit fails
to dissuade us that Mr. Burkholz knew of the sexual abuse during the nineteen-
month period in issue.
Finally, in its motion for summary judgment, Granite cited to portions of
Mr. Burkholz’s deposition to show Mr. Burkholz remembered the sexual abuse in
1986. In response, Mr. Burkholz made two conclusory statements: the first
claiming Dr. Poulton’s affidavit suggests the repression began during the period
of abuse; and the second proclaiming “confession” to the bishop was only a
limited memory of recent experiences, not a recollection of the entire history of
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abuse, and therefore the statute of limitations was tolled as to the earlier events of
abuse. These statements were not only conclusory, but constitute
misrepresentations of the affidavit’s contents. Because he failed to point to
specific facts rebutting Granite’s contentions, Mr. Burkholz failed to meet his
burden on summary judgment. See Akin, 156 F.3d at 1034. For these reasons, we
hold the district court did not err by determining Mr. Burkholz knew the facts
underlying his causes of action, properly applied the law of Utah as articulated by
the Utah Supreme Court, and correctly granted summary judgment to Granite and
Mr. Joyce. We AFFIRM.
Entered by the Court:
WADE BRORBY
United States Circuit Judge
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