Monument Gun Shop v. Schupper ( 2000 )


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  •                                                                           F I L E D
    United States Court of Appeals
    Tenth Circuit
    UNITED STATES COURT OF APPEALS
    AUG 11 2000
    FOR THE TENTH CIRCUIT
    PATRICK FISHER
    Clerk
    IN RE: MONUMENT GUN SHOP,
    INC.,
    Debtor,
    No. 99-1497
    (D.C. No. 98-N-2288)
    PAUL T. GEFREH, Trustee for the                        (D. Colo.)
    Estate of Monument Gun Shop, Inc.
    Plaintiff-Appellee,
    v.
    SANFORD SCHUPPER,
    Defendant-Appellant.
    ORDER AND JUDGMENT            *
    Before TACHA , PORFILIO , and EBEL , Circuit Judges.
    After examining the briefs and appellate record, this panel has determined
    unanimously to grant the parties’ request for a decision on the briefs without oral
    *
    This order and judgment is not binding precedent, except under the
    doctrines of law of the case, res judicata, and collateral estoppel. The court
    generally disfavors the citation of orders and judgments; nevertheless, an order
    and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
    argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
    ordered submitted without oral argument.
    This appeal has its origins in an adversary proceeding in bankruptcy. The
    debtor, Monument Gun Shop, Inc., filed a voluntary petition under Chapter 11 of
    the United States Bankruptcy Code, which was converted to a Chapter 7
    proceeding. The Chapter 7 Trustee filed an adversary proceeding against plaintiff
    Sanford Schupper, who was the president, a director, an insider, and the person in
    control of the debtor. In the adversary proceeding, the Trustee sought to: recover
    from plaintiff for fraudulent transfers, conversion, and/or wrongful dissipation of
    assets; hold plaintiff liable for misuse of the debtor’s assets; and, finally, pierce
    the corporate veil of the debtor, thereby holding plaintiff liable for the corporate
    debtor’s debts. The bankruptcy court entered judgment in favor of the Trustee for
    fraudulent transfers, fraudulent conveyances, and holding plaintiff liable for
    debtor’s debts.
    Plaintiff appealed, and the district court affirmed the bankruptcy court’s
    decision. Plaintiff now appeals to this court. In reviewing the district court’s
    decision affirming the bankruptcy court, we apply the same standards as did the
    district court.   See Foster v. Hill (In re Foster)   , 
    188 F.3d 1259
    , 1264 (10th Cir.
    1999). “Thus, we review de novo the legal decisions of the bankruptcy and
    district courts,” and “we review the bankruptcy court’s factual findings for clear
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    error.” Yellow Cab Coop. Ass’n v. Metro Taxi, Inc.        (In re Yellow Cab Coop.
    Ass’n) , 
    132 F.3d 591
    , 596 (10th Cir. 1997).
    Plaintiff argues two points of alleged error: (1) the bankruptcy court erred
    in conducting the adversary proceeding trial before the criminal proceedings
    against him were completed, thereby violating his Fifth Amendment rights; and
    (2) the bankruptcy court erred in allowing the Trustee to pursue a claim to pierce
    the corporate veil of the debtor and hold plaintiff liable for the corporate debts.
    We find no error by the district court on the record before us,   1
    and, consequently,
    we AFFIRM.
    Entered for the Court
    John C. Porfilio
    Circuit Judge
    1
    The bankruptcy court record was not designated as part of the record on
    appeal to this court. It is appellant’s burden to designate a proper record on
    appeal from which this court can review and decide the alleged points of error.
    See McEwen v. City of Norman , 
    926 F.2d 1539
    , 1550 (10th Cir. 1991); 10th Cir.
    R. 30.1(A)(1) (“The appellant must file an appendix sufficient for considering and
    deciding the issues on appeal.”); 10th Cir. R. 10.3(A) (appellant must designate
    record that is sufficient for considering and deciding appellate issues); 10th Cir.
    R. 10.3(B) (court need not remedy counsel’s failure to designate adequate record
    and may decline to consider issue upon which there is an inadequate record).
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