Collvins v. Hackford , 523 F. App'x 515 ( 2013 )

FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS April 3, 2013
Elisabeth A. Shumaker
TENTH CIRCUIT Clerk of Court
JAMES EARL COLLVINS, JR.,
Plaintiff - Appellant,
No. 12-4014
v. (D.C. No. 2:10-CV-00346-TC)
(D. Utah)
PETE C. HACKFORD; RICK
STURM,
Defendants - Appellees.
ORDER AND JUDGMENT *
Before BRISCOE, Chief Judge, KELLY and LUCERO, Circuit Judges.
Plaintiff-Appellee James Earl Collvins, Jr., a boiler inspector, filed a civil
rights complaint under 42 U.S.C. § 1983 against the division director of the Utah
Division of Boiler and Elevator Safety (“Division”) and the Division’s chief
boiler inspector. Mr. Collvins alleged, among other things, that the Division
suspended his certificate of competency (“certificate”) in violation of his
procedural due process rights. Mr. Collvins appeals from the district court’s
order holding that Defendants were entitled to qualified immunity. See Collvins
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. It may be cited,
however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th
Cir. R. 32.1.
v. Hackford, 2011 WL 5508816, No. 2:10-CV-346 TC (D. Utah Nov. 9, 2011).
Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.
Background
Mr. Collvins worked as a licensed boiler inspector for over thirty years.
App. 206. In order to work as a boiler inspector, Mr. Collvins was required to
have a certificate of competency issued by the state (Utah) which in turn requires
a commission issued by the National Board of Boiler and Pressure Vessel
Inspectors (“national board”). Id. at 210, 213. Utah law authorizes the Division
to issue certificates to boiler inspectors annually. Utah Code Ann. § 34A-7-103.
At all relevant times, Defendant-Appellee Pete Hackford was the division director
and Defendant-Appellee Rick Sturm was the chief boiler inspector. Id. at 209,
530.
In the fall of 2007, Mr. Collvins was working as a boiler inspector for the
Hartford Steam Boiler Company (“Hartford”) and held a Utah certificate and a
national board commission. Id. at 619–20. In October, the Division learned that
Mr. Collvins issued certificates of inspection and permits for two pressure vessels
at Utah State University that had been removed from service years earlier. Id. at
535. During the course of Mr. Sturm’s investigation of these complaints, he
learned that in 2006 Mr. Collvins’ certificate had been temporarily suspended and
Hartford placed Mr. Collvins on a corrective action plan. Id. Mr. Sturm sent a
-2-
letter to Hartford notifying it of the recent problem and seeking its assistance in a
similar corrective plan. Id. at 521–22, 536, 547, 893. The letter also warned that
further problems would result in the suspension of Mr. Collvins’ certificate. Id.
at 893.
In November, the Davis County School District contacted the Division
complaining that the permits and invoices Mr. Collvins submitted to them applied
to vessels that no longer existed. Id. at 536. The Cache County School District
made a similar complaint, alleging that a boiler at one high school had not yet
been inspected that year. Id. at 537. During his investigation of these
complaints, Mr. Sturm also learned that Mr. Collvins had issued a permit for a
boiler in 2005 without properly inspecting it. Id.
On November 26, Mr. Sturm sent a letter to Hartford and Mr. Collvins
suspending Mr. Collvins’ certificate. Id. at 538, 895–96. On November 28, Mr.
Collvins emailed the Division stating that he intended to appeal the suspension,
and he sent a written request to appeal the following day. Id. at 228, 230. Two
weeks later, however, Mr. Collvins went on disability while undergoing
chemotherapy treatments, and he has remained on disability ever since. Id. at
340, 417. In the meantime, Mr. Sturm notified the national board of the
suspension and requested a peer review. Id. at 220. The review was ultimately
cancelled after the national board became aware that Mr. Collvins was on
disability. Id. at 539.
-3-
Mr. Hackford was responsible for hearing Mr. Collvins’ appeal, but nothing
happened for months. Id. at 525–26. After learning that Mr. Collvins had been
inspecting boilers while under the influence of various medications, Mr. Hackford
recused himself. Id. at 526, 548. On May 19, 2008, the appeal was transferred to
the Adjudication Division of the Labor Commission. Id. at 548–49. The
Adjudication Division scheduled a pre-hearing conference in June, which was
continued until July at the request of Mr. Collvins. Id. at 508. The hearing was
finally held in October 2008. Id. at 506. In November, the ALJ decided the
suspension was improper. Id. at 506–15. Because neither Mr. Collvins nor
Hartford sought to renew his certificate for 2008, or reinstate his national
commission, no certificate issued. Id. at 552–53, 629.
Mr. Collvins filed a complaint alleging that Mr. Hackford and Mr. Sturm
violated his due process rights both by suspending his certificate before holding a
hearing and by waiting too long to hold a post-suspension hearing. Id. at 9–19.
The district court rejected these claims. Collvins, 2011 WL 5508816, at *9. The
court determined that although Mr. Collvins had a property interest in his
certificate and was therefore entitled to due process, (1) due process permitted the
suspension without a pre-deprivation hearing due to legitimate safety concerns,
and (2) the law was not clearly established that the delay in reviewing Mr.
Collvin’s appeal of the suspension was unconstitutional. Id. at *4–8.
-4-
Discussion
This court reviews the grant of summary judgment de novo, applying the
same standards as the district court. Salazar v. Butterball, LLC, 644 F.3d 1130,
1136 (10th Cir. 2011). Generally, summary judgment is appropriate where “there
is no genuine dispute as to any material fact and the movant is entitled to
judgment as a matter of law.” Fed. R. Civ. P. 56(a).
To defeat a defense of qualified immunity on summary judgment, however,
the plaintiff carries the burden of establishing that the defendant violated a
constitutional right which was clearly established. Ashcroft v. al-Kidd, 131 S. Ct.
2074, 2080 (2011). In order “for a right to be clearly established, there must be a
Supreme Court or Tenth Circuit decision on point, or the clearly established
weight of authority from other courts must have found the law to be as the
plaintiff maintains.’” Price-Cornelison v. Brooks, 524 F.3d 1103, 1108 (10th Cir.
2008). General propositions of law are insufficient. al-Kidd, 131 S. Ct. at 2084.
This court may address the two-element analysis in either order and may affirm
on either or both qualified immunity elements presented in the record. Pearson v.
Callahan, 555 U.S. 223, 236 (2009).
A. Absence of Pre-deprivation Hearing
Assuming Mr. Collvins has a protected property interest in his license, 1 the
1
Although Defendants initially conceded that Mr. Collvins had a protected
property interest in his certificate, they no longer do. See, e.g., Aplee. Br. 18 n.3,
18; Oral Arg. at 16:09–17:08. We assume without deciding that Mr. Collvins has
-5-
court first considers whether Defendants were justified in not holding a pre-
deprivation hearing. The district court concluded that the undisputed evidence
showed that legitimate safety concerns warranted the pre-hearing suspension of
Mr. Collvins’ certificate. We agree.
Generally, the government may not deprive someone of a protected
property right without first conducting “some sort of hearing.” Camuglia v. City
of Albuquerque, 448 F.3d 1214, 1220 (10th Cir. 2006). Due process, however,
“is flexible and calls only for such procedural protections as the particular
situation demands.’” Id. (quoting Mathews v. Eldridge, 424 U.S. 319, 334
(1976)). For example, “[i]n matters of public health and safety, the Supreme
Court has long recognized that the government must act quickly.” Id. This court
has found public health and safety reasons justified the lack of a pre-deprivation
hearing where the government closed a restaurant for improper use of pesticides,
see id., suspended an employee for errors causing a substantial budget deficit,
Kirkland v. St. Vrain Valley Sch. Dist. No. Re-1J, 464 F.3d 1182, 1194 (10th Cir.
2006), quarantined animals suspected to have rabies, Clark v. City of Draper, 168
F.3d 1185, 1189–90 (10th Cir. 1999), and investigated a child care center for
claims of abuse, Ward v. Anderson, 494 F.3d 929, 937 (10th Cir. 2007). The
safety concerns expressed in this case are similarly sufficient to justify the pre-
a protected property interest for the purpose of this appeal.
-6-
hearing deprivation of a property right.
Mr. Collvins’ job was to inspect boilers in order to ensure public safety.
Mr. Sturm, Mr. Hackford, and the General Counsel for the Utah Labor
Commission, all provided sworn statements detailing safety concerns about his
performance. App. 535–38, 687–88, 692–95. A leader of one of the school
districts involved also expressed concern about the inspections. See Collvins,
2011 WL 5508816, at *1 n.3. Although unaware of Mr. Collvins’ health at the
time of the suspension, Defendants’ concerns were heightened when Mr. Collvins
later admitted that medical treatments he was receiving in the fall of 2007 left
him “in a fog,” “tired,” lacking “concentration,” and unable to tell where he was
going. App. 683–84. Considering the repeated errors despite retraining
opportunities, immediate suspension was warranted based upon public safety
concerns.
Mr. Collvins suggests that issuing permits for scrapped boilers alone does
not raise safety concerns or safety hazards, Aplt. Br. 22–24; App. 650. He
attempts to show that Mr. Sturm viewed the mistakes as “paperwork error[s]” or
“data entry” errors, and points to other inspectors who were counseled rather than
suspended after making clerical errors. Aplt. Br. 25; App. 632–37, 649, 663.
These facts, however, do not create a genuine issue of material fact given the
objective and inherent safety concerns and evidence of Mr. Collvins’ impairment.
As the district court correctly noted, none of these facts preclude Mr. Sturm “from
-7-
having safety concerns because Mr. Collvins’ inspections as a whole appeared to
be unreliable.” Collvins, 2011 WL 5508816, at *1 n.3 (emphasis added).
Mr. Collvins also argues that the safety rationale is pretextual, created for
summary judgment purposes. Aplt. Br. 24 (citing App. 218–19). Although he
argues that Mr. Sturm’s suspension letter does not on its face raise any safety
issues, it would not take a clairvoyant to grasp the obvious concern contained in
the letter. Be that as it may, affidavits from the parties supporting the objective
safety rationale are properly considered on summary judgment. See Aplt. Reply
Br. 20; see also Fed. R. Civ. P. 56(c)(1)(A) (explaining that after-the-fact
declarations, witness statements, and deposition testimony are routinely
acceptable forms of evidence at summary judgment). Moreover, it does not
matter whether, in reality, Mr. Collvins’ actions actually jeopardized public
safety. “The process one is due is not dependent on whether the government was
right or wrong in the particular case but on whether, in general, constitutional
norms require particular procedures to balance private and public interests.”
Camuglia, 448 F.3d at 1222. It only matters that due process does not require a
pre-deprivation hearing when such issues are objectively at play. al-Kidd, 131 S.
Ct. at 2083.
Mr. Collvins finally argues that “the mere possibility of danger is not
enough to justify a removal without appropriate process.” Gomes v. Wood, 451
F.3d 1122, 1128 (10th Cir. 2006) (quotations omitted). Contrary to Mr. Collvins’
-8-
argument, however, the decision in this case does not make all errors made by
inspectors grounds for immediate suspension. The uncontroverted summary
judgment evidence is that Mr. Collvins made multiple errors of one kind or
another, he had received repeated opportunities for retraining, and the errors
continued. The Defendants’ course of action was objectively reasonable and
justifies the pre-hearing suspension of the certificate based upon safety concerns.
B. Delay of Post-deprivation Hearing
We next consider whether the 11-month delay between Mr. Collvins’
appeal and hearing resulted in inadequate post-deprivation review. The district
court held that because there is no clearly established law indicating that the
delay in Mr. Collvins’ hearing was unconstitutional, he was entitled to qualified
immunity. Again, we agree.
“[E]ven when . . . a pre-hearing removal is justified, the state must act
promptly to provide a post-removal hearing.” Gomes, 451 F.3d at 1128. In
making the determination whether the state action provided due process, it is
appropriate to examine a number of factors. FDIC v. Mallen, 486 U.S. 230, 242
(1988). These include “[1] the importance of the private interest and the harm to
this interest occasioned by delay; [2] the justification offered by the Government
for delay and its relation to the underlying governmental interest; and [3] the
likelihood that the interim decision may have been mistaken.” Id.
The district court examined the delay in light of these factors. Regarding
-9-
the first factor, the court acknowledged that Mr. Collvins could not work as a
boiler inspector without his certificate, but concluded that because he went on
disability due to chemotherapy treatments just two weeks after the suspension, his
interest in his certificate was diminished. Mr. Collvins argues that his disability
status is irrelevant. Aplt. Br. 29–30. In particular, he claims that “he never
would have needed disability benefits if Mr. Sturm and Mr. Hackford had not
taken away his ability to earn a living.” Aplt. Reply Br. 11. We disagree. The
only legitimate reason Mr. Collvins could have gone on disability was if he was
unable to work, independent of the revocation of his license. Morever, because
neither he nor his employer reapplied for a 2008 certificate, the practical effect of
the delay was minimal.
The second and third factors, however, seem to cut in favor of Mr.
Collvins. As to the second factor—the Division’s justification for the delay—Mr.
Collvins argues that the Division was simply toying with him. Aplt. Br. 30.
Although there is no evidence for such a strong inference, the testimony of the
Defendants does not sufficiently explain the delay. For example, Mr. Hackford
testified that the appeal took a long time because the Division “was just getting
all of our stuff together,” App. 194, and Mr. Sturm explained that the Division did
not have a policy or procedure in place for appeals, App. 202. Regarding the
third factor—the likelihood of mistake—Mr. Collvins argues that Mr. Sturm did
not adequately investigate the allegations and accurately cites the fact that the
- 10 -
ALJ found as much. Aplt. Br. 31.
Although the factors cut both ways, we need not decide whether a
constitutional violation occurred because no clearly established law put the
Defendants on notice that the delay may have been unconstitutional. As an initial
matter, case law from the Supreme Court and Tenth Circuit presents no bright-
line rules as to when a delay becomes unconstitutional. In fact in one case, the
Supreme Court held that a 9-month delay in holding a hearing is not per se
unconstitutional. Cleveland Bd. of Educ. v. Loudermill, 470 U.S. 532, 547
(1985). Rather, the precedent indicates that the determination of the
constitutionality of a delay is a fact-intensive analysis based on the factors
described above. See, e.g., Mallen, 486 U.S. at 242. There is no precedent
sufficiently on point with this case that could have put Defendants on notice that
the delay was unconstitutional.
The only authority to which Mr. Collvins cites to contradict this position is
Gomes’s holding that a post-deprivation hearing must be “prompt.” Aplt. Br. 31;
Oral Arg. at 10:14–11:05. This is insufficient. For one, Gomes dealt with the
removal of a child from a home based on allegations of abuse. 451 F.3d at 1128.
This presents very different considerations under the Mallen factors than the
current case. Although it does not have to be factually identical, Gomes sheds
absolutely no light on the context of this case.
Qualified immunity is intended to give “government officials breathing
- 11 -
room to make reasonable but mistaken judgments about open legal questions
[and] protect[] all but the plainly incompetent or those who knowingly violate the
law.” al-Kidd, 131 S. Ct. at 2085 (quotation omitted). Because neither the
Supreme Court nor the Tenth Circuit has any precedent that would have put
Defendants on notice that their actions may have been unconstitutional, they are
entitled to qualified immunity.
AFFIRMED.
Entered for the Court
Paul J. Kelly, Jr.
Circuit Judge
- 12 -