Rowell v. King , 234 F. App'x 821 ( 2007 )

F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES CO URT O F APPEALS
April 25, 2007
FO R TH E TENTH CIRCUIT Elisabeth A. Shumaker
Clerk of Court
LARRY ROW ELL; TAM I
GOSVENOR ROW ELL,
Plaintiffs-Appellants,
No. 06-3149
v. (D.C. No. 05-CV-1078-JTM )
(D . Kan.)
M ARK R. KING; DON EV ANS,
M ulvane Kansas Police Officer, in
his official and individual capacity,
Defendants,
and
DEBOR AH A. KLA US; KR ISTI
KLA US,
Defendants-Appellees.
OR D ER AND JUDGM ENT *
Before L UC ER O, Circuit Judge, BROR BY, Senior Circuit Judge, and
M cCO NNELL, Circuit Judge.
*
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument. This order and judgment is
not binding precedent, except under the doctrines of law of the case, res judicata,
and collateral estoppel. It may be cited, however, for its persuasive value
consistent w ith Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
Plaintiffs appeal the district court’s order dismissing their complaint for
failure to state a claim upon which relief can be granted under Fed. R. Civ. P.
12(b)(6). They filed suit under 42 U.S.C. § 1983 and Kansas state law alleging
that defendants violated their constitutional rights and committed various torts
when defendant M ark R. King, while serving a writ of execution, entered their
home and took their personal property. This appeal concerns only defendants
Deborah Klaus and her daughter Kristi Klaus (the Klaus defendants). W e
exercise jurisdiction under 28 U.S.C. § 1291 and affirm.
I. Background
Defendant-appellant Deborah Klaus obtained a judgment against plaintiffs
in a Kansas state court. The state court issued a writ of execution and Deborah
Klaus hired defendant King, a private process server w ho was also her daughter’s
employer, to serve the writ. King and defendant Don Evans, a police officer,
went to plaintiffs’ home, where King ordered plaintiffs to turn over to him cash
and items of personal property, including a truck, ostensibly to satisfy Deborah
Klaus’ judgment. Officer Evans inquired if plaintiffs owned any firearms, and
left the home shortly after ascertaining that no weapons were present. After he
left, King telephoned defendant Kristi Klaus, his employee and daughter of
Deborah Klaus, who arrived at the scene and took photographs of the interior of
plaintiffs’ residence. King loaded plaintiffs’ truck with many of their belongings
and directed Kristi K laus to drive it away, which she did.
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Plaintiffs sued K ing, Officer Evans, Deborah Klaus, and Kristi Klaus,
alleging that the intrusion into their home violated their rights under the Fourth
and Fourteenth Amendments, giving rise to a cause of action under § 1983, as
well as the state-law torts of intentional infliction of emotional distress, invasion
of privacy upon seclusion, and aiding and abetting (against Kristi Klaus only). 1
The parties stipulated to dismissing the claims against Officer Evans and King. 2
The district court granted the Klaus defendants’ motion to dismiss plaintiffs’
claims against them for failure to state a claim under Rule 12(b)(6). The court
denied plaintiffs’ subsequent motion to reconsider the dismissal order. Plaintiffs
appeal, arguing that the district court applied the wrong standards under Rule
12(b)(6) and the court erred in dismissing their claims against the Klaus
defendants.
II. Standard of Review
This court review s a Rule 12(b)(6) dismissal de novo, accepting all
well-pleaded facts as true and in the light most favorable to the
nonmoving party. A 12(b)(6) motion should not be granted unless it
1
Plaintiffs have abandoned on appeal their remaining claims.
2
The claims against King were dismissed without prejudice, a non-final
order that did not transfer jurisdiction to this court. See Heimann v. Snead, 133
F.3d 767, 768-69 (10th Cir. 1998). In response to this court’s jurisdictional show
cause order, the district court entered an order certifying the case for appeal under
Fed. R. Civ. P. 54(b). See Stockman’s Water Co. v. Vaca Partners, L.P., 425 F.3d
1263, 1265 (10th Cir. 2005). Plaintiffs’ notice of appeal then ripened, thus
conferring appellate jurisdiction. See Lewis v. B.F. Goodrich Co., 850 F.2d 641,
645 (10th Cir. 1988).
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appears beyond doubt that the plaintiff can prove no set of facts in
support of his claim which would entitle him to relief.
Yanaki v. Iomed, Inc., 415 F.3d 1204, 1207 (10th Cir. 2005) (citation and
quotation omitted), cert. denied sub nom., 126 S. Ct. 1910 (2006).
III. Section 1983 Claims
Plaintiffs’ § 1983 claims are based on King’s and Officer Evans’
unauthorized entry into their home. This appeal concerns only plaintiffs’ claims
against the Klaus defendants, however. M uch of plaintiffs’ appellate argument is
directed to the actions of defendants King and Evans, matters we do not address
except as they relate to the Klaus defendants.
“Title 42 U.S.C. § 1983 provides a remedy for deprivations of rights
secured by the Constitution and laws of the United States when that deprivation
takes place ‘under color of any statute, ordinance, regulation, custom, or usage, of
any State or Territory.’” Lugar v. Edmondson Oil Co., 457 U.S. 922, 924 (1982)
(quoting § 1983). Infringements of rights under the Fourth and Fourteenth
Amendments can give rise to a cause of action under § 1983 but only for
constitutional violations committed under color of state law or by state action.
Gallagher v. Neil Young Freedom Concert, 49 F.3d 1442, 1446-47 (10th Cir.
1995). To establish state action,
a plaintiff must demonstrate that the alleged deprivation of
constitutional rights was caused by the exercise of some right or
privilege created by the State or by a rule of conduct imposed by the
State or by a person for whom the State is responsible. In addition,
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the party charged with the deprivation must be a person who may
fairly be said to be a state actor.
Id. at 1447 (quotation and citation omitted). An actor need not be an officer of
the State to act under color of state law for § 1983 purposes. Dennis v. Sparks,
449 U.S. 24, 27 (1980). A private party who conspires w ith a state official is
acting under color of state law. Id. at 27-28. In addition, a private person can be
considered a state actor for § 1983 purposes if he and a state official acted “in
concert in effecting a particular deprivation of constitutional rights.” Gallagher,
49 F.3d at 1453; see also id. at 1448-57 (discussing four tests available to
determine state action).
The Klaus defendants do not challenge plaintiffs’ characterization of
Officer Evans as a state actor. Plaintiffs assert that Officer Evans’ presence
provided the requisite state action because if he had not been at their residence,
they would not have permitted King to enter their home. As for King, plaintiffs
contend that he was also a state actor because he was authorized by a state statute
“to serve, levy and execute process.” Kan. Stat. Ann. § 61-3003a(d)(3).
Plaintiffs maintain that even though the Klaus defendants were private persons,
they must be considered state actors because they conspired with, and acted in
concert with, state actors King and Evans to violate their constitutional rights,
thus m aking their conduct fairly attributable to the State. As discussed below, w e
need not determine whether King can be considered a state actor because even
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assuming he was, we conclude that plaintiffs’ amended complaint fails to state a
claim under § 1983.
(A) Conspiracy or Joint Action with O fficer Evans
W e first consider whether plaintiffs stated a claim that either of the Klaus
defendants conspired with Officer Evans or acted in concert with him to violate
their constitutional rights. There is no allegation that Deborah Klaus had any
contact or communication whatsoever with him. It is undisputed that Kristi Klaus
did not appear at plaintiffs’ residence until after Officer Evans had left. Plaintiffs
have not alleged “specific facts showing an agreement and concerted action
amongst the defendants.” Tonkovich v. Kan. Bd. of Regents, 159 F.3d 504, 533
(10th Cir. 1998). Accordingly, plaintiffs’ conclusory allegations of a conspiracy
or joint action with Officer Evans are insufficient to state a § 1983 claim. Cf.
M ontgomery v. City of Ardm ore, 365 F.3d 926, 942 (10th Cir. 2004) (holding
conclusory allegations insufficient to state § 1983 claim where there was no
evidence that defendant committed unconstitutional act or allegations of
conspiracy). Therefore, we conclude that the district court properly dismissed the
§ 1983 claims based on O fficer Evans’ actions.
(B) Conspiracy or Joint Action with King
Turning to plaintiffs’ claims against the K laus defendants based on King’s
conduct, the bulk of those claims is that King exceeded his authority under the
state statutes pertaining to service of process, executions, and attachments. See
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Kan. Stat. Ann. § 61-3003a(d)(3) (authorizing private persons “to serve, levy and
execute process”); see also id. §§ 60-706 & 60-2401 (governing writs of
execution and attachment orders). A claim that a defendant misused or abused a
state statute does not state a claim under § 1983. Lugar, 457 U.S. at 942; accord
Yanaki, 415 F.3d at 1209. M oreover, plaintiffs do not assert that the state statutes
are unconstitutional. Cf. Lugar, 457 U.S. at 942 (holding challenge to
constitutionality of state statute presents claim under § 1983).
(i) Conspiracy
W e next consider plaintiffs’ claim that the Klaus defendants conspired with
King to violate their constitutional rights. Deborah Klaus merely hired K ing as a
process server, w hich plaintiffs aver “put in motion the events” that injured them.
Aplt. Br. at 29. This is insufficient to state a claim of conspiracy.
As for Kristi Klaus, plaintiffs alleged that she came to their residence at
King’s behest, took pictures, and drove their truck away at King’s direction.
“W hen a plaintiff in a § 1983 action attempts to assert the necessary ‘state action’
by implicating state officials . . . in a conspiracy with private defendants, mere
conclusory allegations with no supporting factual averments are insufficient; the
pleadings must specifically present facts tending to show agreement and
concerted action.” Scott v. Hern, 216 F.3d 897, 907 (10th Cir. 2000) (quotation
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omitted). 3 Plaintiffs have “provide[d no] factual averments as to the nature of
[any] concerted activities.” Id. at 908. Consequently, plaintiffs have not stated a
claim that Kristi Klaus conspired with K ing to violate their constitutional rights.
(ii) Joint Action
Plaintiffs also contend that the Klaus defendants engaged in joint action
with King that violated their constitutional rights. Even assuming King could be
considered a state actor, the amended complaint does not allege facts showing
that either of the Klaus defendants and King “share[d] a specific goal to violate
[their] constitutional rights by engaging in a particular course of action,”
Gallagher, 49 F.3d at 1455, or even that the Klaus defendants “played any role,”
id., in King’s decisions to enter their residence and confiscate their property.
Plaintiffs’ amended complaint thus failed to state a claim under § 1983 against the
Klaus defendants for conspiring with a state actor. Accordingly, we affirm the
district court’s order dismissing the § 1983 claims pursuant to Rule 12(b)(6).
IV. State Common-law Claims
Plaintiffs also appeal the district court’s dismissal of their state
comm on-law claims against both Klaus defendants for invasion of privacy upon
seclusion and intentional infliction of emotional distress. For their
3
Plaintiffs attempt to distinguish Scott as applicable only to conspiracy
claims against private defendants. Aplt. Br. at 10 n.4. But here, as in Scott,
plaintiffs allege that private defendants are liable under § 1983 because they
conspired with state actors. See Scott, 216 F.3d at 907. Therefore, Scott controls.
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invasion-of-privacy claim, plaintiffs rely on the standard announced in Froelich v.
Adair, 516 P.2d 993, 995 (Kan. 1973): “One w ho intentionally intrudes,
physically or otherwise, upon the solitude or seclusion of another, or his private
affairs or concerns, is subject to liability to the other for invasion of his privacy,
if the intrusion would be highly offensive to a reasonable man.” (quotation
omitted). The cause of action for intentional infliction of emotional distress,
which is the same as the tort of outrage under K ansas law, Hallam v. M ercy
Health Ctr. of M anhattan, Inc., 97 P.3d 492, 494 (Kan. 2004), requires that the
defendant engaged in “outrageous conduct . . . beyond the bounds of decency and
utterly intolerable in a civilized society.” M oore v. State Bank of Burden, 729
P.2d 1205, 1211 (Kan. 1986) (listing four required elements).
As with the constitutional claims discussed above, plaintiffs’ allegations
lumped together all defendants. Again, we are not concerned with King’s
conduct. Plaintiffs based their claim for intentional infliction of emotional
distress on the following: “Defendants [sic] conduct in serving and executing the
writ, the unlawful search and seizure of Larry Rowell, plaintiffs’ home and truck,
and threats to arrest plaintiffs and subject them to public ridicule and
embarrassment.” Aplt. App. at 33. Plaintiffs’ claim of invasion of privacy upon
seclusion was based on “Defendants’ conduct in executing the illegal search and
seizure of plaintiffs’ home and vehicle.” Id. at 34. Considering these allegations
in the context of the Klaus defendants’ actions, we conclude that plaintiffs failed
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to assert conduct on the part of either of the Klaus defendants that rises to the
level required to state a claim for outrage or invasion of privacy. Consequently,
we conclude that the district court correctly dismissed these claims.
Finally, we address plaintiff’s claim of aiding and abetting against K risti
Klaus only. In order to find her liable for aiding and abetting King to violate
their rights under the Constitution and Kansas state law , the following elements
must be established:
(1) The party whom the defendant aids must perform a wrongful act
causing injury; (2) at the time the defendant provides assistance, he
or she must be generally aware of his or her role in part of an overall
tortious or illegal activity; and (3) the defendant must knowingly and
substantially assist in the principal violation.
York v. InTrust Bank, N.A., 962 P.2d 405, 424 (K an. 1998).
Although the amended complaint alleges sufficiently that King performed a
wrongful act, thus satisfying the first factor, we agree with the district court that
plaintiffs’ allegations are insufficient to state a claim that Kristi Klaus met the
remaining two factors. The amended complaint does not assert that she was
aware of any tortious or illegal activity by King.
W e also agree with the district court’s conclusion that Kristi Klaus did not
provide substantial assistance to King. The Kansas Supreme Court has adopted
six factors “to determine if the aid is sufficient to establish liability under an
aiding and abetting theory.” State ex rel. M ays v. Ridenhour, 811 P.2d 1220,
1234 (Kan. 1991). Those factors are (1) the nature of the tortious act, (2) the
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amount and kind of assistance given, (3) whether the defendant was present at the
time of the tort, (4) the relationship between the defendant and the tortious actor,
(5) the defendant’s state of mind, and (6) the duration of the assistance the
defendant provided. Id.According to the amended complaint, Kristi Klaus arrived at the scene well
after King had entered plaintiffs’ home, intimidated and upset them, taken various
items of personal property, and loaded their belongings on the truck. She took
pictures and drove the truck away. Although King’s actions may have been
tortious, an issue we do not decide, Kristi Klaus did not participate in the bulk of
King’s actions, let alone assist him in them. She w as there for a relatively short
time and provided minimal assistance to King. Consequently, we affirm the
district court’s dismissal of the aiding and abetting claim against Kristi K laus.
V. Conclusion
The judgment of the district court is AFFIRMED.
Entered for the Court
M ichael W . M cConnell
Circuit Judge
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