Cummings v. Dean , 913 F.3d 1227 ( 2019 )

FILED
United States Court of Appeals
Tenth Circuit
January 24, 2019
PUBLISH
Elisabeth A. Shumaker
UNITED STATES COURT OF APPEALS Clerk of Court
TENTH CIRCUIT
RANDY CUMMINGS; CRUZ
GALLEGOS; ROBERT J. GARCIA;
RICHARD GONZALES; ELOY A.
JARAMILLO; DAVID
LARRANAGA; JOSEPH LOPEZ;
RICK LOPEZ; DAVID MONTANO;
ANGELO RINALDI; CHRIS
SWEENEY; JOSH TILLINGHAST;
TOMAS TRUJILLO; JEFFREY S.
WADE; JOSHUA HOSELTON;
CHARLES W. LEES; JAIME
MARQUEZ; ROBERT MENDOZA;
ARMANDO ANCHONDO;
GUSTAVO BERROSPE; REYES
CABRIALES; SERGIO ESCOBEDO;
JASON HEAD; NICK HINOJOS;
ROBERT G. HITZMAN; MICHAEL
LOPEZ; JOSE RODRIGUEZ;
SERGIO A. ROJO; RICHARD
TENORIO; CESAR TORRES;
GRANT WILLIS; HAROLD BROWN;
RENE CARRILLO; HENRY NEZ,
JR.; KURT JOHNSON; JESUS
AGUILAR-MURILLO; MARTIN F.
ALVAREZ; ARTHUR ARCHULETA;
ENRIQUE CORONA; RONALD
HUBBARD; ANDREW M. LUGO;
HENRY LUJAN; DAVID CARR; D.
JEREMIAH CORDOVA; KEVIN
CHARVEA; NATHAN ESPALIN;
LEVI GUTIERREZ; DENNIS
MOORE; ROBERT MORENO; LEVI
OLIVAS; THOMAS D. PAYNE;
BRYAN WHEELER, on behalf of
themselves and all others similarly
situated,
Plaintiffs - Appellees/Cross-
Appellants,
v. Nos. 17-2072 & 17-2079
JASON DEAN, as the Director of the
Labor Relations Division of the New
Mexico Department of Workforce
Solutions, in his individual capacity,
Defendant - Appellant/Cross-
Appellee
and
CELINA BUSSEY, Secretary of the
New Mexico Department of Workforce
Solutions, in her individual capacity,
Defendant/Cross-Appellee.
Appeal from the United States District Court
for the District of New Mexico
(D.C. No. 1:16-CV-00951-JAP-KK)
Thomas Bird, Keleher & McLeod, P.A., Albuquerque, New Mexico (Jason J.
Lewis, Law Office of Jason J. Lewis, LLC, Albuquerque, New Mexico; Marshall
J. Ray, Law Offices of Marshall J. Ray, LLC, Albuquerque, New Mexico; and
Sean Olivas, Keleher & McLeod, P.A., Albuquerque, New Mexico, on the briefs),
for Defendant - Appellant/Cross-Appellee and Defendant/Cross-Appellee.
Shane Youtz (James A. Montalbano and Stephen Curtice, with him on the briefs),
Youtz & Valdez, P.C., Albuquerque, New Mexico, for Plaintiffs - Appellees
/Cross-Appellants.
Before LUCERO, HOLMES, and EID, Circuit Judges.
2
HOLMES, Circuit Judge.
Jason Dean, director of the Labor Relations Division of the New Mexico
Department of Workforce Solutions (“DWS”), raises this appeal from the district
court’s denial of qualified immunity against the claim that he violated Plaintiffs’
constitutional rights to substantive due process by failing to issue prevailing rates
for wages and fringe benefits as required by New Mexico law.
In the action below, Plaintiffs, individuals who worked on public works
projects in New Mexico, filed claims under 42 U.S.C. § 1983 on behalf of
themselves and others similarly situated, alleging that Director Dean and Celina
Bussey, secretary of the DWS, violated Plaintiffs’ procedural and substantive
due-process rights by failing to determine prevailing rates for wages and fringe
benefits in contravention of the New Mexico Public Works Minimum Wage Act
(“Act”), N.M. S TAT . A NN . § 13-4-11(B) (West 2009). Plaintiffs alleged that, as a
result of this failure, from 2009 to 2015 they did not receive the rates to which
they were entitled under the Act.
Defendants filed a motion to dismiss, claiming qualified immunity. The
district court granted it in part and denied it in part. Specifically, the district
court granted the motion in its entirety as to Secretary Bussey, and as to
Plaintiffs’ procedural due-process claim against Director Dean. However, the
3
court denied the motion with respect to Director Dean on Plaintiffs’ substantive
due-process claim.
Both parties now appeal from the district court’s ruling. In Case No. 17-
2072, Director Dean appeals from the court’s denial of qualified immunity as to
Plaintiffs’ substantive due-process claim, while in Case No. 17-2079, Plaintiffs
cross-appeal the district court’s dismissal of (1) their claims against Secretary
Bussey, and (2) their claim against Director Dean for violation of their procedural
due-process rights.
For the reasons stated below, we dismiss Plaintiffs’ cross-appeal, Case No.
17-2079, for lack of jurisdiction, and reverse and remand the district court’s
denial of qualified immunity as to Director Dean on Plaintiffs’ substantive
due-process claim in Case No. 17-2072.
I
We first present the state statutory context for Plaintiffs’ claims and then
review the relevant facts.
A
Every contract for public works in New Mexico in excess of
$60,000—including those involving construction and demolition—is required to
state the minimum wages and fringe benefits for all tradespeople that work on a
particular project. The director of the Labor Relations Division of DWS (“the
director”) is tasked with publishing a schedule of minimum wages and fringe
4
benefits for such laborers and mechanics. Generally, Plaintiffs are individuals
who worked on public-works projects in New Mexico during the three years prior
to the date of the filing of their lawsuit on August 23, 2016.
Prior to 2009, § 13-4-11(B) of the Act provided:
[The director] shall conduct a continuing program for the
obtaining and compiling of wage-rate information and shall
encourage the voluntary submission of wage-rate data by
contractors, contractors’ associations, labor organizations,
interested persons and public officers. Before making a
determination of wage rates for any project, the director shall
give due regard to the information thus obtained. Whenever the
director deems that the data at hand are insufficient to make a
wage determination, the director may have a field survey
conducted for the purpose of obtaining sufficient information
upon which to make [a] determination of wage rates. Any
interested person shall have the right to submit to the director
written data, views and arguments why the wage determination
should be changed.
N.M. S TAT . A NN . § 13-4-11(B) (West 2005). In 2009, § 13-4-11(B) of the Act
was amended to state:
The director shall determine prevailing wage rates and prevailing
fringe benefit rates for respective classes of laborers and
mechanics employed on public works projects at the same wage
rates and fringe benefit rates used in collective bargaining
agreements between labor organizations and their signatory
employers that govern predominantly similar classes or
classifications of laborers and mechanics for the locality of the
public works project and the crafts involved; provided that:
(1) if the prevailing wage rates and prevailing fringe benefit
rates cannot reasonably and fairly be determined in a
locality because no collective bargaining agreements exist,
the director shall determine the prevailing wage rates and
prevailing fringe benefit rates for the same or most similar
5
class or classification of laborer or mechanic in the nearest
and most similar neighboring locality in which collective
bargaining agreements exist;
(2) the director shall give due regard to information obtained
during the director’s determination of the prevailing wage
rates and the prevailing fringe benefit rates made pursuant
to this subsection;
(3) any interested person shall have the right to submit to the
director written data, personal opinions and arguments
supporting changes to the prevailing wage rate and
prevailing fringe benefit rate determination; and
(4) prevailing wage rates and prevailing fringe benefit rates
determined pursuant to the provisions of this section shall
be compiled as official records and kept on file in the
director’s office and the records shall be updated in
accordance with the applicable rates used in subsequent
collective bargaining agreements.
N.M. S TAT . A NN . § 13-4-11(B) (West 2009) [hereinafter “the 2009
Amendments”].
The 2009 Amendments had the primary effect of requiring the director to
determine the prevailing rates based on the wage rates and fringe-benefit rates
used in collective bargaining agreements (“CBAs”), as opposed to the earlier
version of the statute’s mandate to simply collect data for the “purpose of
obtaining sufficient information upon which to make [a] determination of wage
rates.” N.M. S TAT . A NN . § 13-4-11(B) (West 2005); see also Aplt.’s App.
at 151–52 (Mem. Op. & Order, dated Apr. 20, 2017).
B
6
By April 2011—almost two years after the 2009 Amendments came into
force—the director still had not set prevailing-wage rates according to the CBAs.
The New Mexico Building and Construction Trades Council (“NMBCTC”), “an
alliance of craft unions” that represent New Mexico public workers, N.M. Bldg. &
Constr. Trades Council v. Dean, 353 P.3d 1212, 1214 (N.M. 2015), filed a
Petition for Writ of Mandamus in the New Mexico Supreme Court requesting that
the court compel the director to set prevailing wage and prevailing benefit rates in
accordance with relevant CBAs. The New Mexico Supreme Court denied the
writ, but did so on the basis of a representation by the DWS secretary’s (“the
secretary”) counsel that the secretary would set new rates within four or five
months. See id. (quoting counsel’s statement during oral arguments in 2011: “I
would say [setting the rates] could conceivably be done in four or five months,
which I don’t think is unreasonable, especially since the secretary has assured me,
and I’m assuring the Court, that she’s intent on getting this done. I don’t think it
requires a writ of mandamus to get it done. But, whatever the Court desires, I’m
confident she’ll get it done.”).
Despite this assurance from the secretary’s counsel, the secretary did not
set new prevailing wage or prevailing benefit rates, even though in 2012 she
oversaw the promulgation of new regulations and the amendment of others as
required by the Act. Id. at 1214–15. The NMBCTC challenged these new
regulations before the New Mexico Labor and Industrial Commission (“LIC”).
7
Typically, a challenge to a new regulation filed with the LIC stays the
implementation of that regulation pending resolution of the challenge, see N.M.
C ODE R. § 11.1.2.17(B)(1), but the NMBCTC requested that the LIC waive the
automatic stay if necessary to allow the DWS to proceed with determining new
prevailing rates:
Pursuant to [N.M. C ODE R. § 11.1.2.17(B)(1)], Appellant waives
its right to stay the effectiveness of the new rules through the
filing of this appeal as those rules relate to the determination of
new prevailing rates to replace the rates currently in effect. . . .
Appellant desires the Department to update the prevailing rates
in some manner as soon as possible given that the current rates
are based on 2009 data and have not been updated for more than
two years. If necessary, Appellant requests the Commission to
waive the automatic stay as herein described as well.
Aplt.’s App. at 106 (Ex. E, Notice of Appeal, dated Mar. 27, 2012). The LIC
denied the NMBCTC’s challenge, and the NMBCTC appealed that decision to the
state district court. The LIC did not act to lift the automatic stay at any point
during these proceedings.
While the appeal to the state district court was pending, and in light of the
director’s continued failure to determine updated rates, the NMBCTC filed a
second Petition for Writ of Mandamus in the New Mexico Supreme Court in
2015. The NMBCTC again requested that the New Mexico Supreme Court order
the director to determine the rates as required under the Act. The court this time
granted the writ, stating:
8
We hold that under the Act the Director has a mandatory,
nondiscretionary duty to set the same prevailing wage and
prevailing benefit rates as those negotiated in applicable CBAs
and that the Director’s failure to do so violates the Act. We
therefore issue a writ of mandamus ordering the Director to
comply with the Act and set rates in accordance with CBAs as
required under the Act within thirty days of the issuance of this
opinion.
Dean, 353 P.3d at 1214.
C
Plaintiffs filed the present suit in federal court alleging that they suffered
financial harm due to Defendants’ failure to determine the prevailing rates in
accordance with the 2009 Amendments. Specifically, they allege that the wages
and benefits they received, which were based on the pre-2009 Amendment
determinations, “were less than would have been received had Defendants issued
prevailing wage rate and prevailing fringe benefit determinations in accordance
with the . . . Act as amended in 2009.” Aplt.’s App. at 44 (First Am. Compl.,
dated Aug. 23, 2016).
Pursuant to Federal Rule of Civil Procedure 12(c) (“Rule 12(c)”),
Defendants sought judgment on the pleadings with respect to Plaintiff’s amended
complaint—the operative complaint for our purposes—on qualified-immunity
grounds. The district court granted the motion in its entirety with respect to
Secretary Bussey since Plaintiffs had failed to allege the necessary “‘affirmative
link’ demonstrating that Bussey authorized or approved of Dean’s noncompliance
9
with the Act.” Aplt.’s App. at 159 (quoting Dodds v. Richardson, 614 F.3d 1185,
1200–01 (10th Cir. 2010)).
The court then considered Plaintiffs’ constitutional claims against Director
Dean. With respect to the procedural due-process claim, the court first
determined that Plaintiffs had a protected property interest in CBA-level rates
under the Act, giving rise to restrictions on the director’s discretion in
determining prevailing rates. However, the court noted that “more is
required—Plaintiffs must show that they were deprived of the [property] interest
without an adequate process by which they could obtain review of the
deprivation.” Id. at 160 (emphasis added). The court then stated that Plaintiffs
failed to establish that the processes available to challenge the director’s inaction
were constitutionally inadequate, in part because Plaintiffs did “not allege
anywhere in the Complaint that they lacked the opportunity to challenge the 2009
rates used by the Director.” Id. at 160–61. Accordingly, the court dismissed the
procedural due-process claim against Director Dean.
The district court denied Defendants’ motion to dismiss Plaintiffs’
substantive due-process claim against Director Dean, however. The court
reasoned that the failure to set new rates, despite the assurance provided by the
secretary’s counsel during oral arguments before the New Mexico Supreme Court,
was sufficient to show that the director deliberately and arbitrarily deprived
Plaintiffs of a protected property right. Furthermore, the court stated the director
10
violated clearly-established law by depriving Plaintiffs of the wages and benefits
to which they were entitled under the Act. According to the court, Plaintiffs’
right to CBA-based wages and benefits was clearly established by the statute
itself given that the plain language of the 2009 Amendments was susceptible to
only one reading—“that it guarantees that [the] minimum wage and benefit rates
must be equivalent to the rates negotiated in CBAs.” Id. at 166.
Director Dean appealed, and Plaintiffs cross-appealed the dismissal of their
claims against Secretary Bussey and their procedural due-process claim against
Director Dean.
II
As in every matter, we must consider whether we have jurisdiction over all
aspects of this appeal. See Cellport Sys., Inc. v. Peiker Acustic GMBH & Co. KG,
762 F.3d 1016, 1021 (10th Cir. 2014) (“It is our obligation always to be certain of
our subject matter jurisdiction.” (quoting Russo v. Ballard Med. Prods., 550 F.3d
1004, 1009 (10th Cir. 2008))).
A
With respect to Director Dean’s appeal in Case No. 17-2072, we exercise
jurisdiction over the district court’s denial of his qualified-immunity defense
pursuant to 28 U.S.C. § 1291. See Ashcroft v. Iqbal, 556 U.S. 662, 672 (2009)
(“[T]his Court has been careful to say that a district court’s order rejecting
qualified immunity at the motion-to-dismiss stage of a proceeding is a ‘final
11
decision’ within the meaning of § 1291.”); accord Brown v. Montoya, 662 F.3d
1152, 1162 (10th Cir. 2011).
B
Our jurisdiction to hear Plaintiffs’ cross-appeal in Case No. 17-2079 is less
clear. We ultimately conclude that we do not have jurisdiction to hear this
appeal.
We normally lack jurisdiction over a partial dismissal of a complaint
because such dismissals do not constitute final, appealable decisions under
§ 1291. See McBride v. CITGO Petroleum Corp., 281 F.3d 1099, 1104 (10th Cir.
2002) (“Because the dismissal . . . adjudicated fewer than all the claims and
liabilities of all the parties, it was not a final appealable order . . . .”). However,
the discretionary doctrine of pendent appellate jurisdiction provides an exception
to this rule, allowing us to exercise jurisdiction over an “otherwise nonfinal and
nonappealable lower court decision that overlaps with an appealable decision.”
Cox v. Glanz, 800 F.3d 1231, 1255 (10th Cir. 2015) (quoting Moore v. City of
Wynnewood, 57 F.3d 924, 929 (10th Cir. 1995)).
Our exercise of pendent jurisdiction is “only appropriate” in either of two
scenarios: (1) “when ‘the otherwise nonappealable decision is inextricably
intertwined with the appealable decision,’” or (2) “where review of the
nonappealable decision is necessary to ensure meaningful review of the
appealable one.” Crowe & Dunlevy, P.C. v. Stidham, 640 F.3d 1140, 1148 (10th
12
Cir. 2011) (quoting Tarrant Reg’l Water Dist. v. Sevenoaks, 545 F.3d 906, 915
(10th Cir. 2008)).
Plaintiffs face several obstacles in establishing pendent jurisdiction over
their cross-appeal. First, the exercise of pendent jurisdiction is generally
disfavored as applied to cases in which primary appellate jurisdiction is based on
the denial of qualified immunity. See Cox, 800 F.3d at 1255; accord Bryson v.
Gonzales, 534 F.3d 1282, 1285–86 (10th Cir. 2008). After all, the collateral order
doctrine, used to appeal from denials of qualified immunity, “is premised on the
ability to decide the qualified immunity issue ‘in isolation from the remaining
issues of the case,’” making it “hard to reconcile” with pendent jurisdiction.
Bryson, 534 F.3d at 1285 (quoting Mitchell v. Forsyth, 472 U.S. 511, 529 n.10
(1985)).
Moreover, Plaintiffs’ briefing does not adequately support their assertion
that we may exercise pendent jurisdiction over their claims. And it is beyond
peradventure that it is Plaintiffs’ burden to make such a jurisdictional showing.
See, e.g., Raley v. Hyundai Motor Co., 642 F.3d 1271, 1275 (10th Cir. 2011)
(“Where an appellant fails to lead, we have no duty to follow. It is the
appellant’s burden, not ours, to conjure up possible theories to invoke our legal
authority to hear her appeal.”); accord E.E.O.C. v. PJ Utah, LLC, 822 F.3d 536,
542 n.7 (10th Cir. 2016). Their entire argument on this threshold matter consists
of a single conclusory sentence found in, respectively, their opening and reply
13
briefs. See Pls.’ Resp. Br. at 1 (contending that this court “could, and should,
assert pendent jurisdiction over [this] cross-appeal”); accord Pls.’ Reply Br. at 1. 1
Plaintiffs present no analysis or argument to support either acceptable basis for
granting relief—viz., that their claims on cross-appeal are “inextricably
intertwined” with the director’s appeal, or that consideration of their cross-appeal
is “necessary for a full assessment of the appealable issue.” Crowe & Dunlevy,
640 F.3d at 1148 (quoting Sevenoaks, 545 F.3d at 915). 2 By providing us with
1
To avoid confusion in this consolidated appeal and cross-appeal, we
refer to the parties’ briefs as follows:
• Defendant/Appellant Jason Dean’s Brief in Chief = Def.’s Opening Br.
• Appellees’ Principal and Response Brief = Pls.’ Resp. Br.
• Defendant/Appellant Jason Dean’s and Defendant/Cross-Appellee’s
Response and Reply Brief = Defs.’ Reply Br.
• Appellees’ Reply Br. = Pls.’ Reply Br.
2
Rather, Plaintiffs assert without analysis that this court “has
pend[e]nt jurisdiction” over their claims in light of Primas v. City of Oklahoma
City, 958 F.2d 1506 (10th Cir. 1992), a case involving a number of appeals
relating to a civil-rights action brought by a former city employee against the city
and city officials. Pls.’ Reply Br. at 1. There, this court exercised pendent
jurisdiction over a cross-appeal from an interlocutory appeal of a denial of
qualified immunity, concluding that the pendent claim—an appeal from the
district court’s determination that the plaintiff did not have a property interest in
continued employment with the city—involved issues that were “factually and
legally intertwined with the [non-pendent] issues on appeal” that the city officials
raised. Primas, 958 F.2d at 1512. To be sure, the cases that the Primas court
relied upon in coming to this conclusion employed the aforementioned pendent-
jurisdiction framework: they considered whether the appeals were inextricably
intertwined or whether reviewing the pendent issue was required to adequately
assess the appealable issue. See Micro Motion, Inc. v. Kane Steel Co., 894 F.2d
1318, 1320 (Fed. Cir. 1990); Barrett v. United States, 798 F.2d 565, 571 (2d Cir.
1986). As such, by relying on Primas, Plaintiffs do point us in the direction of
(continued...)
14
bare assertions rather than analytical guidance, Plaintiffs effectively ask us to
“make arguments for [them] that [they] did not make in [their appellate] briefs,”
which we “will not” do. 3 Cox, 800 F.3d at 1256 (quoting O’Neal v. Ferguson
Constr. Co., 237 F.3d 1248, 1257 n.1 (10th Cir. 2001)).
Finally, even were we to overlook Plaintiffs’ failure to argue within the
pendent-jurisdiction framework, we would conclude that their claims do not
present either of the two scenarios where pendent jurisdiction may be
appropriately exercised. With respect to Plaintiffs’ appeal of the district court’s
dismissal of all claims against Secretary Bussey, the relevant question on appeal
is whether Plaintiffs’ amended complaint adequately identified an “affirmative
link” between Secretary Bussey and the alleged deprivations in this case. Pls.’
Resp. Br. at 26. It is manifest that this question is not “inextricably intertwined”
with the appealable issue before us, i.e., whether Director Dean is entitled to
qualified immunity as to Plaintiffs’ substantive due-process claim. Crowe &
Dunlevy, 640 F.3d at 1148 (“A pendent claim may be considered ‘inextricably
2
(...continued)
the required analysis. But Plaintiffs do not actually apply that analysis to the
facts of this case, and we will not do it for them.
3
The director did not address pendent jurisdiction in his briefing.
Unlike Plaintiffs’ failure to argue within the pendent-jurisdiction framework,
however, the director’s “silence on the matter is of no moment,” Cox, 800 F.3d
at 1257 n.13, as we have an independent obligation to inquire into our own
jurisdiction regardless of whether it is challenged, see United States v. Battles,
745 F.3d 436, 447 (10th Cir. 2014).
15
intertwined’ only if it is ‘coterminous with, or subsumed in, the claim before the
court on interlocutory appeal—that is, when the appellate resolution of the
collateral appeal necessarily resolves the pendent claim as well.’” (quoting
Moore, 57 F.3d at 930)). Nor is appellate review of this question “necessary to
ensure meaningful review,” id. (quoting Sevenoaks, 545 F.3d at 915), of the issues
presented in Director Dean’s qualified-immunity appeal, as evidenced by our
analysis of those issues, infra. See Cox, 800 F.3d at 1257 (“[W]e can
undertake—indeed we have undertaken . . .—a meaningful analysis of Sheriff
Glanz’s appeal from the denial of qualified immunity (i.e., the non-pendent claim)
without exercising pendent jurisdiction over the official-capacity claim.”). As
was the case in Cox, in resolving the non-pendent appeal, “we [are] not required
to decide the core issues implicated” in this ostensibly pendent matter, leaving us
with “grave doubt that there would be any appropriate basis for our exercise of
pendent jurisdiction.” Id.
Our jurisdiction over Plaintiffs’ appeal from the dismissal of their
procedural due-process claim against Director Dean proves to be a closer call, but
our conclusion is the same. It is axiomatic that procedural and substantive
due-process claims require distinct analyses, undermining the notion that this
pendent claim and the appealable claim are inextricably intertwined or that we
must review the procedural claim in order to adequately address the substantive
due-process claim that is properly before us. See Cleveland Bd. of Educ. v.
16
Loudermill, 470 U.S. 532, 541 (1985) (“The point is straightforward: the Due
Process Clause provides that certain substantive rights—life, liberty, and
property—cannot be deprived except pursuant to constitutionally adequate
procedures. The categories of substance and procedure are distinct. Were the
rule otherwise, the Clause would be reduced to a mere tautology.”); Brown, 662
F.3d at 1172 (noting that a judicial decision in “a procedural due process case . . .
cannot support a clearly established substantive due process right” (citation
omitted)); Brown, 662 F.3d at 1172 n.16 (“Insofar as Mr. Brown claims a
substantive due process violation based on Officer Montoya’s placing him in the
sex offender probation unit and directing him to register as a sex offender without
a hearing, Mr. Brown confuses substantive due process with procedural due
process.”); United States v. Deters, 143 F.3d 577, 582 (10th Cir. 1998) (“Unlike
procedural due process, substantive due process protects a small number of
‘fundamental rights’ from government interference regardless of the procedures
used.”); see also Browder v. City of Albuquerque, 787 F.3d 1076, 1078 (10th Cir.
2015) (“The Supreme Court has interpreted this language [i.e., of the Due Process
Clause] as guaranteeing not only certain procedures when a deprivation of an
enumerated right takes place (procedural due process), but also as guaranteeing
certain deprivations won’t take place without a sufficient justification
(substantive due process).”); [Wesley] Brown v. Cooke, 362 F. App’x 897, 899
(10th Cir. 2010) (unpublished) (“[T]he district court did not specifically state in
17
its opinion and order whether it considered a procedural due process claim, a
substantive due process claim, or both. This omission is relevant because the
court appeared to inject the more demanding ‘fundamental rights and liberties’
analysis from the substantive due process sphere into the ‘liberty interest’
analysis that pertains to the procedural due process inquiry.”).
And though there is often some overlap between the two analyses when
substantive and procedural due-process claims are raised together based on the
same facts, see Becker v. Kroll, 494 F.3d 904, 918 n.8 (10th Cir. 2007) (“Though
it is sometimes helpful, as a matter of doctrine, to distinguish between substantive
and procedural due process, the two concepts are not mutually exclusive, and
their protections often overlap.” (quoting Albright v. Oliver, 510 U.S. 266, 301
(1994) (Stevens, J. dissenting))), the issues here are quite distinct: Plaintiffs’
pendent action challenges the district court’s conclusion that there were adequate
procedural protections that Plaintiffs failed to invoke, whereas the non-pendent
appeal challenges the court’s finding that the director’s actions shocked the
conscience and violated clearly-established federal law. These considerations are
not inextricably intertwined, and review of the pendent action is not required for a
meaningful analysis of the non-pendent appeal. Indeed, the district court’s
analysis and even the parties’ briefing treat the two issues without overlap. See
Aplt.’s App. at 159–66; cf. Cox, 800 F.3d at 1257.
18
Thus, given our general disfavor of pendent jurisdiction in the qualified-
immunity context, see Bryson, 534 F.3d at 1285–86, Plaintiffs’ dereliction of their
burden to establish our jurisdiction over their cross-appeal, and our conclusion
that neither of the two accepted rationales for exercising pendent jurisdiction are
present here, we decline to exercise pendent jurisdiction over Plaintiffs’ cross-
appeal. We consequently dismiss Plaintiffs’ cross-appeal in Case No. 17-2079 for
lack of jurisdiction.
III
We next turn to the issue properly before us on appeal: whether the district
court erred in denying Director Dean qualified immunity against Plaintiffs’
substantive due-process claim. We first lay out the familiar motion-to-dismiss
and qualified-immunity standards of review before concluding that the district
court erred in denying Director Dean’s qualified-immunity defense. More
specifically, we hold that the Plaintiffs have failed to carry their burden of
showing that Director Dean’s actions violated clearly-established federal law.
A
1
“A motion for judgment on the pleadings under Rule 12(c) is treated as a
motion to dismiss under Rule 12(b)(6).” Atl. Richfield Co. v. Farm Credit Bank
of Wichita, 226 F.3d 1138, 1160 (10th Cir. 2000); accord Jacobsen v. Deseret
19
Book Co., 287 F.3d 936, 941 n.2 (10th Cir. 2002). Therefore, we review de novo
the district court’s denial of Director Dean’s motion asserting a qualified-
immunity defense. See, e.g., Brokers’ Choice of America Inc. v. NBC Universal,
Inc., 861 F.3d 1081, 1102 (10th Cir. 2017) (noting that “we use the same de novo
standard of review” in reviewing a district court’s ruling on Rule 12(c) and Rule
12)(b)(6)); Brown, 662 F.3d at 1162 (“We review the district court’s denial of a
motion to dismiss based on qualified immunity de novo.” (quoting Peterson v.
Jensen, 371 F.3d 1199, 1202 (10th Cir. 2004))); Ramirez v. Dep’t of Corrs.,
Colo., 222 F.3d 1238, 1240 (10th Cir. 2000) (reviewing de novo a district court’s
denial of a Rule 12(c) motion based on qualified immunity), abrogated on other
grounds by Crawford-El v. Britton, 523 U.S. 574 (1988), as recognized by
Currier v. Doran, 242 F.3d 905, 912, 916 (10th Cir. 2001).
“To survive a motion to dismiss, a complaint must contain sufficient factual
matter, accepted as true, to state a claim to relief that is plausible on its face.”
Emps.’ Ret. Sys. of R.I. v. Williams Cos., Inc., 889 F.3d 1153, 1161 (10th Cir.
2018) (quoting Iqbal, 556 U.S. at 678). “A claim has facial plausibility when the
plaintiff pleads factual content that allows the court to draw the reasonable
inference that the defendant is liable for the misconduct alleged.” Free Speech v.
Fed. Election Comm’n, 720 F.3d 788, 792 (10th Cir. 2013) (quoting Iqbal, 556
U.S. at 678). In making this assessment, we “accept as true ‘all well-pleaded
factual allegations in a complaint and view these allegations in the light most
20
favorable to the plaintiff.’” Schrock v. Wyeth, Inc., 727 F.3d 1273, 1280 (10th
Cir. 2013) (quoting Kerber v. Qwest Grp. Life Ins. Plan, 647 F.3d 950, 959 (10th
Cir. 2011)).
2
The qualified-immunity doctrine protects public employees from both
liability and “from the burdens of litigation” arising from their exercise of
discretion. Allstate Sweeping, LLC v. Black, 706 F.3d 1261, 1266 (10th Cir.
2013); see Elder v. Holloway, 510 U.S. 510, 514 (1994) (“The central purpose of
affording public officials qualified immunity from suit is to protect them ‘from
undue interference with their duties and from potentially disabling threats of
liability.’” (quoting Harlow v. Fitzgerald, 457 U.S. 800, 806 (1982))). When a
defendant raises the qualified-immunity defense, “the onus is on the plaintiff to
demonstrate ‘(1) that the official violated a statutory or constitutional right, and
(2) that the right was “clearly established” at the time of the challenged
conduct.’” Quinn v. Young, 780 F.3d 998, 1004 (10th Cir. 2015) (emphasis
added) (quoting Ashcroft v. al-Kidd, 563 U.S. 731, 735 (2011)); accord Cillo v.
City of Greenwood Village, 739 F.3d 451, 460 (10th Cir. 2013).
We may address the two prongs of the qualified-immunity analysis in either
order: “[I]f the plaintiff fails to establish either prong of the two-pronged
qualified-immunity standard, the defendant prevails on the defense.” A.M. v.
Holmes, 830 F.3d 1123, 1134–35 (10th Cir. 2016), cert. denied, 137 S. Ct. 2151
21
(2017). Here, our analysis focuses on the clearly-established-law prong, and we
conclude that Plaintiffs have failed to demonstrate that Director Dean violated
their clearly-established rights; consequently, Director Dean prevails on his
qualified-immunity defense. Because we need not do so, we do not reach the first
prong of the qualified-immunity standard—that is, whether Director Dean’s
conduct in failing to set prevailing rates actually violated Plaintiffs’ substantive
due-process rights.
“A clearly established right is one that is ‘sufficiently clear that every
reasonable official would have understood that what he is doing violates that
right.’” Mullenix v. Luna, --- U.S. ----, 136 S. Ct. 305, 308 (2015) (per curiam)
(quoting Reichle v. Howards, 566 U.S. 658, 664 (2012)). Ordinarily, “[a]
plaintiff may satisfy this [clearly-established-law] standard by identifying an
on-point Supreme Court or published Tenth Circuit decision [that establishes the
unlawfulness of the defendant’s conduct]; alternatively, ‘the clearly established
weight of authority from other courts must have found the law to be as the
plaintiff maintains.’” Quinn, 780 F.3d at 1005 (quoting Weise v. Casper, 593
F.3d 1163, 1167 (10th Cir. 2010)); accord A.M., 830 F.3d at 1135; Cox, 800 F.3d
at 1247. As the Supreme Court has instructed, this “do[es] not require a case
directly on point, but existing precedent must have placed the statutory or
constitutional question [regarding the illegality of the defendant’s conduct]
beyond debate.” al-Kidd, 563 U.S. at 741; see Estate of B.I.C. v. Gillen, 761 F.3d
22
1099, 1106 (10th Cir. 2014) (“Although it is not necessary for the facts in the
cited authority to correspond exactly to the situation the plaintiff complains of,
the ‘plaintiff must demonstrate a substantial correspondence between the conduct
in question and prior law allegedly establishing that the defendant’s actions were
clearly prohibited.’” (quoting Trotter v. Regents of Univ. of N.M., 219 F.3d 1179,
1184 (10th Cir. 2000))). In this vein, the Court has “repeatedly told [lower]
courts . . . not to define clearly established law at a high level of generality.” al-
Kidd, 563 U.S. at 742 (citation omitted); accord Mullenix, 136 S. Ct. at 308.
“[D]oing so avoids the crucial question [of] whether the official acted reasonably
in the particular circumstances that he or she faced.” Plumhoff v. Rickard, 572
U.S. 765, 779 (2014) (emphasis added); accord Estate of B.I.C., 761 F.3d at 1106.
In this connection, it bears underscoring that the federal right allegedly violated
must have been “clearly established at the time of the defendant’s unlawful
conduct.” Cillo, 739 F.3d at 460.
In furthering the protective aims of qualified immunity, it is important that
courts be especially sensitive to the need to ensure “a substantial correspondence
between the conduct in question and prior law allegedly establishing that the
defendant’s actions were clearly prohibited,” Estate of B.I.C., 761 F.3d at 1106
(quoting Trotter, 219 F.3d at 1184)), where the legal standards of liability under
the prior law are broad and general or depend on a balancing of discrete and
sometimes opposing interests. See Mullenix, 136 S. Ct. at 308 (holding that
23
“specificity [in defining clearly-established law] is especially important in the
Fourth Amendment context” because “[i]t is sometimes difficult for an officer to
determine how the relevant legal doctrine . . . will apply to the factual situation
the officer confronts” (second alteration in original) (quoting Saucier v. Katz, 533
U.S. 194, 205 (2001), overruled in part on other grounds by Pearson v. Callahan,
555 U.S. 223, 236 (2009), as recognized by Hobbs ex rel. Hobbs v. Zenderman,
579 F.3d 1171, 1183 (10th Cir. 2009))); Aldaba v. Pickens, 844 F.3d 870, 877
(10th Cir. 2016) (“In the Fourth Amendment context, ‘the result depends very
much on the facts of each case,’ and the precedents must ‘squarely govern’ the
present case [to constitute clearly-established law].” (quoting Mullenix, 136 S. Ct.
at 309)); Medina v. City & County of Denver, 960 F.2d 1493, 1498 (10th Cir.
1992) (addressing a substantive due-process claim and stating that “allegations of
constitutional violations that require courts to balance competing interests may
make it more difficult to find the law ‘clearly established’ when assessing claims
of qualified immunity”), overruled in part on other grounds by County of
Sacramento v. Lewis, 523 U.S. 833 (1998), as recognized by Morris v. Noe, 672
F.3d 1185, 1197 n.5 (10th Cir. 2012); Melton v. City of Oklahoma City, 879 F.2d
706, 729 (10th Cir. 1989) (addressing a retaliatory-discharge claim under the First
Amendment, and noting that, “because a rule of law determined by a balancing of
interests is inevitably difficult to clearly anticipate, it follows that where . . .
balancing is required, the law is less likely to be well established than in other
24
cases”), modified on other grounds on reh’g, 928 F.2d 920 (10th Cir. 1991) (en
banc). The legal standard governing liability under the rubric of substantive due
process evinces these attributes.
Specifically, the standard for liability for a violation of a person’s
substantive due-process rights is broad and general. See Washington v.
Glucksberg, 521 U.S. 702, 722 (1997) (stating that the rights protected under
substantive due process have “never [been] fully clarified, to be sure, and perhaps
[are] not capable of being fully clarified”); Collins v. City of Harker Heights, 503
U.S. 115, 125 (1992) (describing substantive due process as an “unchartered area”
in which the “guideposts for responsible decisionmaking . . . are scarce and
open-ended”). Furthermore and relatedly, consideration of whether a person’s
substantive due-process rights have been infringed “requires a ‘balancing [of the
person’s constitutionally protected] interests against the relevant state interests.’”
J.B. v. Washington Cty., 127 F.3d 919, 927 (10th Cir. 1997) (quoting Youngberg
v. Romeo, 457 U.S. 307, 321 (1982)).
Thus, in our assessment here of whether Director Dean’s conduct violated
Plaintiffs’ clearly-established substantive due-process rights, we must be
especially sensitive to whether existing relevant precedents at the time he acted
“squarely govern[ed],” Mullenix, 136 S. Ct. at 310, “the particular circumstances
that he . . . faced,” Plumhoff, 572 U.S. at 779 (emphasis added), and demonstrated
25
that the “violative nature of the particular conduct is clearly established.”
Aldaba, 844 F.3d at 877 (quoting Mullenix, 136 S. Ct. at 308).
B
Director Dean challenges the district court’s conclusion as to both prongs
of the qualified-immunity analysis, i.e., that he violated Plaintiffs’ substantive
due-process rights and that he did so in violation of clearly-established federal
law. We agree with Director Dean that he did not violate clearly-established
federal law and thus conclude that he is entitled to the defense of qualified
immunity. However, we first address Plaintiffs’ argument that the
qualified-immunity defense is unavailable because Director Dean’s obligation to
set CBA-based rates was a ministerial duty, rather than a discretionary function of
his position.
1
Qualified immunity only shields an official in the exercise of his or her
discretion. See Riggins v. Goodman, 572 F.3d 1101, 1107 (10th Cir. 2009)
(“Under the qualified immunity doctrine, ‘government officials performing
discretionary functions, generally are shielded from liability for civil damages
insofar as their conduct does not violate clearly established [federal] statutory or
constitutional rights of which a reasonable person would have known.’”
(alteration in original) (emphasis added) (quoting Harlow, 457 U.S. at 818)).
26
Plaintiffs contend that Director Dean’s duty to issue new prevailing rates for
wages and fringe benefits pursuant to the Act was nondiscretionary, rendering
qualified immunity inapplicable here. For support, they rely primarily on the
New Mexico Supreme Court’s statement in Dean that “under the Act, specifically
Section 13-4-11, the Director has a mandatory, nondiscretionary duty to set
prevailing wage and prevailing benefit rates the same as those negotiated in
applicable CBAs.” 353 P.3d at 1218. Director Dean responds that his duty was
in fact discretionary because it involved interpreting the Act.
We agree with Director Dean that his duty to publish prevailing rates
involved substantial discretion as that term applies in the federal qualified-
immunity context, and that he therefore may avail himself of the qualified-
immunity defense. Director Dean’s implementation of the Act required him to
interpret the language of a state statute. And although the New Mexico Supreme
Court eventually held that Defendants’ interpretation was contrary to the 2009
Amendments, see Dean, 353 P.3d at 1218, interpretation of state law is exactly
the kind of discretionary function for which the qualified-immunity defense
against federal liability applies.
The Supreme Court made this clear in Davis v. Scherer, 468 U.S. 183
(1984), where it reversed the district court’s denial of qualified immunity based
upon a finding that the defendants had violated a clear mandate of state law in
terminating plaintiff’s employment without following certain pretermination
27
procedures. Id. at 193. The Court proceeded to craft a narrow scope for the
“ministerial duty” exception to qualified immunity. Id. at 196 n.14. The Court
explained that a law that “fails to specify the precise action that the official must
take in each instance creates only discretionary authority; and that authority
remains discretionary however egregiously it is abused.” Id. Thus, the Davis
Court reasoned, even assuming that the defendants had “ignored a clear legal
command” to follow various pre-termination procedures before ending the
plaintiff’s employment, this duty was discretionary given that the state regulation
in question left to them to interpret various terms contained in those
pretermination procedures, including “a complete investigation” and a “thorough
study of all information.” Id. These indefinite terms provided the defendants
with a “substantial measure of discretion” and thus allowed them to exercise
authority that is discretionary, rather than ministerial. Id.
Similarly, the Act left to Director Dean a substantial measure of discretion
in interpreting its terms. The Act requires the director to establish prevailing
rates “at the same wage rates and fringe benefit rates used in collective bargaining
agreements,” but leaves to the director substantial discretion to determine the
method of collecting and aggregating data, and, perhaps most importantly for our
present inquiry, the timetable for doing so. N.M. S TAT . § 13-4-11(B) (West
2009).
28
Notably, Plaintiffs fail to cite any caselaw addressing federal qualified
immunity that would support a contrary result. And though the New Mexico
Supreme Court held that “the Director has a mandatory, nondiscretionary duty to
set the same prevailing wage and prevailing benefit rates as those negotiated in
applicable CBAs,” Dean, 353 P.3d at 1214, the analytical context of the state
court’s description of Director Dean’s duty as “mandatory” and
“nondiscretionary” is important. The court’s description relates to the availability
of mandamus relief under New Mexico law. Id. at 1214. While we ordinarily
defer to a state court’s interpretation of a state statute, see United States v.
DeGasso, 369 F.3d 1139, 1145 (10th Cir. 2004) (“It is axiomatic that state courts
are the final arbiters of state law.”), the issue before us concerns not whether
mandamus is available under New Mexico law, but whether qualified immunity
bars liability under federal law. We therefore apply a federal standard to
determine whether Director Dean’s obligations were sufficiently discretionary to
warrant the protections of the qualified-immunity defense under federal law, and
we conclude that the United States Supreme Court’s language in Davis compels
our conclusion that such protections are available here.
Director Dean’s interpretation and implementation of the Act were
therefore matters within his discretion, and he is protected from liability under
§ 1983 unless his conduct violated clearly-established federal law.
2
29
Turning finally to the issue of whether Director Dean is entitled to qualified
immunity under the circumstances giving rise to this § 1983 suit, we conclude
that his actions did not violate clearly-established federal law. Specifically, we
conclude that Plaintiffs have failed to meet the second prong of the qualified-
immunity analysis—i.e., Plaintiffs have failed to identify clearly-established law
that would have put Director Dean on notice that his conduct would give rise to
liability under federal law—and thus we need not reach the first prong of the
qualified-immunity analysis, i.e., whether Director Dean’s conduct in fact
violated Plaintiffs’ rights to substantive due process. See A.M., 830 F.3d
at 1134–35.
The district court denied qualified immunity based upon a finding that “the
Act clearly and unambiguously required the Director to set prevailing wage rates
according to CBAs.” Aplt.’s App. at 165. Plaintiffs rely on this reasoning and
urge us to affirm.
But the district court’s reasoning is flawed because it equates a violation of
a clear obligation under state law 4 with a violation of clearly-established federal
4
Director Dean argues, in his opening brief, that he followed a
“normal process” by refraining from implementing the Act during the pendency of
the challenge before the LIC. Def.’s Opening Br. at 27. In a single sentence, he
argues that “state law was ambiguous at the time,” given that an appeal to the LIC
typically activates an automatic stay, N.M. C ODE R. § 11.1.2.17(B)(1), and the
LIC never acted to lift the stay despite the NMBCTC’s request to waive the stay.
See Def.’s Opening Br. at 27–28.
(continued...)
30
law. Whether Director Dean violated clearly-established state law in failing to set
CBA-based rates, however, is an entirely separate question from whether that
failure violated clearly-established federal law. And even if Director Dean had
notice that his reading of the Act was incorrect as a matter of state law, this
would not necessarily deprive him of qualified immunity from liability under
federal law. See Davis, 468 U.S. at 194 (“Officials sued for constitutional
violations do not lose their qualified immunity merely because their conduct
violates some statutory or administrative provision [of state law].”); Stanley v.
Gallegos, 852 F.3d 1210, 1224 (10th Cir. 2017) (Holmes, J., concurring in the
judgment) (noting that Davis forecloses the argument that “if an official acts
outside of his scope of authority, as defined by clearly established state law, he
‘forfeits’ his right to have a federal court in a § 1983 action consider the merits of
his defense that his actions did not violate clearly established federal law”); cf.
4
(...continued)
However, during oral arguments before this court, Director Dean’s counsel
conceded that there was no confusion regarding the director’s state-law
obligations—irrespective of whether a stay was in effect—once the secretary’s
counsel represented to the New Mexico Supreme Court that DWS would update
the prevailing rates. Thus, we deem any argument that the director’s obligation
under state law was ambiguous as either waived due to inadequate briefing on
appeal or abandoned by counsel’s affirmative admission during oral argument, see
United States v. Cooper, 654 F.3d 1104, 1128 (10th Cir. 2011); United States v.
Carrasco-Salazar, 494 F.3d 1270, 1272–73 (10th Cir. 2007), at least insofar as
the argument bears upon the clearly-established-law prong of the qualified-
immunity analysis—viz., insofar as any ambiguity might have supported the idea
that a reasonable state official in Director Dean’s position would not have been on
fair notice of a violation of federal law.
31
Dahn v. Amedei, 867 F.3d 1178, 1189 (10th Cir. 2017) (reversing denial of
qualified immunity upon finding no violation of clearly-established federal law,
but noting that Defendants’ conduct could “very well expose them to tort
liability” under state law).
Neither the district court nor Plaintiffs have identified any case from the
Supreme Court or this court finding a defendant liable under federal law in
factually similar circumstances, i.e., where a public official in the same or similar
position as Director Dean was held liable under federal law for failing to set rates
for wages and fringe benefits (or for similar items) in apparent contravention of
state law that required him to do so. Given that Plaintiffs bear the burden of
presenting such a case to overcome qualified immunity, see Gutierrez v. Cobos,
841 F.3d 895, 900 (10th Cir. 2016), this failure proves fatal to their position.
Instead, Plaintiffs cite two factually inapposite cases in arguing that the Act
created a clearly-established right for purposes of qualified immunity by virtue of
its “clear and unambiguous” description of Director Dean’s duties. These cases,
however, do not speak to the legal issue present here and are without controlling
force in this circuit.
The first is Gardner v. Williams, 56 F. App’x 700 (6th Cir. 2003)
(unpublished). Plaintiffs’ reliance on Gardner is patently misguided. To begin, it
is notable that Gardner is an out-of-circuit unpublished decision; even assuming
that such a decision is entitled to any consideration at all in the clearly-
32
established-law analysis, that consideration would be minimal. See Morris, 672
F.3d at 1197 n.5 (observing that “a single unpublished district court opinion is not
sufficient to render the law clearly established,” but, in discussing “unpublished
cases from this court,” noting that “we have never held that a district court must
ignore unpublished opinions in deciding whether the law is clearly established”);
Mecham v. Frazier, 500 F.3d 1200, 1206 (10th Cir. 2007) (noting, in the context
of discussing the import of an unpublished Tenth Circuit decision, that “[a]n
unpublished opinion, . . . even if the facts were closer, provides little support for
the notion that the law is clearly established”); cf. Grissom v. Roberts, 902 F.3d
1162, 1168 (10th Cir. 2018) (acknowledging the “little support” holding of
Mecham but noting that, on the other hand, “an unpublished opinion can be quite
relevant in showing that the law was not clearly established,” specifically when
“the same alleged victim and same defendant conduct are involved”).
Furthermore, even focusing on the merits, Gardner lends Plaintiffs little
succor. There, a panel of the Sixth Circuit concluded that a state trooper had
violated an individual’s clearly-established Fourth Amendment rights by arresting
him without probable cause given that it was “unambiguous and not reasonably
open to an alternative interpretation” that the state statutes used to justify the
arrest were inapplicable. 56 F. App’x at 704. First of all, Gardner is patently
distinguishable because there it was undisputed that effecting an arrest without
probable cause would constitute a violation of Fourth Amendment Rights. In
33
contrast, here it is disputed that Director Dean’s failure to determine prevailing
rates constituted any violation of federal rights. More fundamentally, Gardner
simply highlights in unremarkable fashion the “inevitable importance” in certain
legal settings of state law to our assessment of whether the plaintiff may “show a
violation of his federal rights.” Kaufman v. Higgs, 697 F.3d 1297, 1300 (10th
Cir. 2012). “The basic federal constitutional right of freedom from arrest without
probable cause is undoubtedly clearly established by federal cases. But the
precise scope of that right uniquely depends on the contours of a state’s
substantive criminal law” where, as in Gardner, the issue is whether the law
enforcement officer “had probable cause based on a state criminal statute.” Id.
at 1300–01 (citation omitted) (citing Keylon v. City of Albuquerque, 535 F.3d
1210, 1216 (10th Cir. 2008)). “[H]owever, we underscore that—even when it is
essential to discern the content of state law—the rights being vindicated through
§ 1983 are federal.” A.M., 830 F.3d at 1141. Gardner does not purport to alter
this federal-law focus of § 1983 liability. Nor does Gardner suggest that state-
law violations play a similarly significant role in the context of substantive due-
process violations, much less clearly establish that Director Dean’s alleged
violation of clearly-established state law in failing to set CBA-based rates would
effect a violation of substantive due process. Thus, Plaintiffs’ reliance on
Gardner is unavailing.
34
The second case Plaintiffs cite is Brooks v. George County, 84 F.3d 157
(5th Cir. 1996). Brooks, however, is inapposite. There, the Fifth Circuit denied
qualified immunity to a sheriff that had failed to meet his obligation under state
law to keep records that were to be used to pay pretrial detainees. Id. at 164–65.
But the Fifth Circuit’s decision to deny qualified immunity there rested entirely
on its determination, based on a reading of the state statute in question, that the
sheriff’s duty was non-discretionary. Id. However, as stated supra, we have
determined that Director Dean’s duties under the 2009 Amendments were in fact
discretionary for purposes of qualified immunity under federal law. Therefore,
Brooks does not help Plaintiffs either.
Because Plaintiffs have offered no authority clearly establishing that
Director Dean violated their substantive due-process rights under federal law by
failing to discharge his state-law obligation under the Act to publish CBA-based
rates for wages and fringe benefits, we conclude that Director Dean is entitled to
qualified immunity. 5
IV
5
Since our inquiry here solely concerned whether Director Dean
violated clearly-established federal law for purposes of determining whether he is
entitled to qualified immunity from liability under federal law, see Davis, 468
U.S. at 194, we have no occasion to question the New Mexico Supreme Court’s
reading of the 2009 Amendments, or to decide whether Director Dean’s conduct
in fact violated state law. Our opinion thus does not preclude Plaintiffs from
seeking any available relief for Defendants’ purported violations of New Mexico
law in state court.
35
For the reasons discussed above, we DISMISS Plaintiffs’ appeal of the
grant of qualified immunity in Case No. 17-2079 for lack of jurisdiction, and we
REVERSE the district court’s judgment in Case No. 17-2072 and REMAND the
case and instruct the court to grant Director Dean qualified immunity with respect
to Plaintiffs’ substantive due-process claim.
36