Marks v. Colorado Dept. of Corrections ( 2020 )


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  •                                                                              FILED
    United States Court of Appeals
    PUBLISH                           Tenth Circuit
    UNITED STATES COURT OF APPEALS             September 18, 2020
    Christopher M. Wolpert
    FOR THE TENTH CIRCUIT                    Clerk of Court
    _________________________________
    NANCY MARKS,
    Plaintiff - Appellant,
    v.                                                         No. 19-1114
    (D.C. No. 1:14-CV-01577-RPM)
    COLORADO DEPARTMENT OF                                      (D. Colo.)
    CORRECTIONS; COLORADO
    DIVISION OF CRIMINAL JUSTICE;
    SUSAN KELLER, Community Parole
    Office, Colorado Department of
    Corrections, in her official capacity; RICK
    RAEMISCH, Executive Director Colorado
    Department of Corrections, in his official
    capacity,
    Defendants - Appellees.
    ------------------------------
    DISABILITY LAW COLORADO;
    COLORADO CROSS-DISABILITY
    COALITION; DISABILITY RIGHTS
    CENTER OF KANSAS; DISABILITY
    RIGHTS ADVOCATES; DISABILITY
    RIGHTS EDUCATION AND DEFENSE
    FUND; AMERICAN CIVIL LIBERTIES
    UNION; AMERICAN CIVIL LIBERTIES
    UNION OF COLORADO; AMERICAN
    CIVIL LIBERTIES UNION OF NEW
    MEXICO; AMERICAN CIVIL
    LIBERTIES UNION OF UTAH;
    AMERICAN CIVIL LIBERTIES UNION
    OF KANSAS; AMERICAN CIVIL
    LIBERTIES UNION OF OKLAHOMA;
    AMERICAN CIVIL LIBERTIES UNION
    OF WYOMING; CIVIL RIGHTS
    EDUCATION AND ENFORCEMENT
    CENTER,
    Amici Curiae.
    _________________________________
    ORDER
    _________________________________
    Before BACHARACH and CARSON,* Circuit Judges.
    _________________________________
    This matter is before the court on the Appellees’ Petition for Rehearing En Banc
    (“Petition”). As an initial matter, we sua sponte grant panel rehearing only to the extent
    of the changes to the original opinion that are reflected in the attached revised opinion.
    The original opinion is withdrawn and replaced by the attached revised opinion. Because
    the revised opinion contains only non-substantive changes that do not affect the outcome
    of this appeal, it shall be filed nunc pro tunc to the date the original opinion was filed.
    Appellees may not file a second or successive rehearing petition. See 10th Cir. R. 40.3.
    The Petition was transmitted to all judges of the court who are in regular active
    service. As no member of the panel and no judge in regular active service requested that
    the court be polled, the request for en banc review is denied. See Fed. R. App. P. 35(f).
    *
    The Honorable Monroe G. McKay participated earlier as a panel member, but he
    passed away before the issuance of this opinion and has not participated in the decision.
    “The practice of this court permits the remaining two panel judges if in agreement to act
    as a quorum in resolving the appeal.” United States v. Wiles, 
    106 F.3d 1516
    , 1516 n.*
    (10th Cir. 1997); see 28 U.S.C. § 46(d) (“A majority of the number of judges authorized
    to constitute a court or panel thereof . . . shall constitute a quorum.”).
    2
    The July 14, 2020 Unopposed Motion for Leave to File Brief of Amici Curiae in
    Opposition to Petition for Rehearing En Banc is granted.
    Entered for the Court
    CHRISTOPHER M. WOLPERT, Clerk
    3
    FILED
    United States Court of Appeals
    PUBLISH                       Tenth Circuit
    May 12, 2020
    UNITED STATES COURT OF APPEALS
    Christopher M. Wolpert
    FOR THE TENTH CIRCUIT                   Clerk of Court
    _______________________________________
    NANCY MARKS,
    Plaintiff - Appellant,
    v.                                             Case No. 19-1114
    COLORADO DEPARTMENT OF
    CORRECTIONS; COLORADO
    DIVISION OF CRIMINAL
    JUSTICE; SUSAN KELLER,
    Community Parole Office,
    Colorado Department of
    Corrections, in her official
    capacity; RICK RAEMISCH,
    Executive Director Colorado
    Department of Corrections, in his
    official capacity,
    Defendants - Appellees.
    __________________________________
    DISABILITY LAW
    COLORADO; COLORADO
    CROSS-DISABILITY
    COALITION; DISABILITY
    RIGHTS CENTER OF
    KANSAS; DISABILITY
    RIGHTS ADVOCATES;
    DISABILITY RIGHTS
    EDUCATION AND DEFENSE
    FUND; AMERICAN CIVIL
    LIBERTIES UNION;
    AMERICAN CIVIL
    LIBERTIES UNION OF
    COLORADO; AMERICAN
    CIVIL LIBERTIES UNION OF
    NEW MEXICO; AMERICAN
    CIVIL LIBERTIES UNION OF
    UTAH; AMERICAN CIVIL
    LIBERTIES UNION OF
    KANSAS; AMERICAN CIVIL
    LIBERTIES UNION OF
    OKLAHOMA; AMERICAN
    CIVIL LIBERTIES UNION OF
    WYOMING; CIVIL RIGHTS
    EDUCATION AND
    ENFORCEMENT CENTER,
    Amici Curiae.
    _______________________________________
    Appeal from the United States District Court
    for the District of Colorado
    (D.C. No. 1:14-CV-01577-RPM)
    _______________________________________
    Michael Fairhurst (David Lane, with him on the briefs), Killmer, Lane &
    Newman LLP, Denver, Colorado, on behalf of the Plaintiff-Appellant.
    Cathern H. Smith, Assistant Attorney General (Philip J. Weiser, Attorney
    General for the State of Colorado, with her on the brief), Denver,
    Colorado, on behalf of the Defendants-Appellees.
    Amy Farr Robertson, Co-Executive Director, Civil Rights Education and
    Enforcement Center, Denver, Colorado, and Claudia Center, Senior Staff
    Attorney, Disability Rights Program, American Civil Liberties Union, San
    Francisco, California, filed an Amici Curiae brief, in support of Appellant.
    ____________________________________
    Before BACHARACH and CARSON, * Circuit Judges.
    *
    The Honorable Monroe G. McKay participated earlier as a panel
    member, but he passed away before the issuance of this opinion and has
    not participated in the decision. “The practice of this court permits the
    2
    ____________________________________
    BACHARACH, Circuit Judge.
    ____________________________________
    Ms. Nancy Marks was serving a prison term in Colorado when she
    entered a community corrections program operated by Intervention
    Community Corrections Services. To stay in the program, Ms. Marks
    needed to remain employed. But while participating in the program, she
    aggravated a previous disability, and Intervention deemed her unable to
    work. So Intervention terminated Ms. Marks from the program and returned
    her to prison. (This is called “regression” to prison.)
    Ms. Marks sued, blaming her regression on two Colorado agencies:
    the Colorado Department of Corrections (CDOC) and the Colorado
    Department of Criminal Justice (CDCJ). 1 In the suit, Ms. Marks sought
    damages and prospective relief based on
         violations of the Americans with Disabilities Act and the
    Rehabilitation Act and
         a denial of equal protection.
    remaining two panel judges if in agreement to act as a quorum in resolving
    the appeal.” United States v. Wiles, 
    106 F.3d 1516
    , 1516 n.* (10th Cir.
    1997); see 28 U.S.C. § 46(d) (“A majority of the number of judges
    authorized to constitute a court or panel thereof . . . shall constitute a
    quorum.”).
    1
    She also sued Intervention and Jefferson County, but the appeal
    involves only the claims against the CDOC and CDCJ (including official-
    capacity claims against two CDOC officials). See n.3, below.
    3
    The district court dismissed the claims for prospective relief as moot
    and granted summary judgment to the CDOC and CDCJ on the remaining
    claims on grounds that
         the Rehabilitation Act did not apply because Intervention had
    not received federal funding,
         neither the CDOC nor the CDCJ could incur liability under the
    Americans with Disabilities Act or Rehabilitation Act for
    Intervention’s decision to regress Ms. Marks, and
         the equal-protection claim failed because Ms. Marks did not
    show that the regression decision had lacked a rational basis.
    We affirm in part and reverse in part. We agree with the district court
    that (1) the claims for prospective relief were moot and (2) neither the
    CDOC nor CDCJ violated Ms. Marks’s right to equal protection. But we
    reverse the award of summary judgment on the claims involving the
    Rehabilitation Act and Americans with Disabilities Act. On these claims,
    the district court made two errors.
    First, the court mistakenly concluded that the Rehabilitation Act
    didn’t apply because Intervention hadn’t received federal funding. The
    court should have considered whether the federal government had funded
    the CDOC and CDCJ, not Intervention.
    Second, the court mistakenly focused on whether the CDOC and
    CDCJ could incur liability under the Rehabilitation Act and Americans
    with Disabilities Act for a regression decision unilaterally made by
    4
    Intervention. This focus reflects a misunderstanding of Ms. Marks’s claim
    and the statutes. The statutes prohibit public and federally funded entities
    from discriminating against disabled persons in programs like community
    corrections. These prohibitions apply regardless of whether the entities
    operate the programs directly or indirectly. So the CDOC and CDCJ could
    incur liability for disability discrimination by operating the program
    through Intervention.
    1.    The Colorado Community Corrections System
    In Colorado, local governments operate community corrections
    programs under state oversight. Colo. Rev. Stat. §§ 17-27-101, 17-27-
    108(1)–(2) (2013). Colorado provides this oversight through the CDOC and
    CDCJ, which set standards, administer contracts with local governments
    and other providers of community corrections, and audit the facilities.
    Id. § 17-27-108(1)–(2). Under
    state oversight, localities can enter contracts to
    operate community corrections programs.
    Id. § 17-27-103(1). With
    this authority, Jefferson County entered into a contract with
    CDOC and the Board of Commissioners entered into a contract with the
    CDCJ. In turn, Jefferson County contracted with Intervention to run the
    community corrections program where Ms. Marks was placed.
    5
    The CDCJ contract specified that any subcontractors had to adhere to the
    CDCJ’s standards. 2
    2.    Aggravation of Ms. Marks’s Injury and Her Regression to Prison
    Ms. Marks suffers from spinal stenosis, which limits her ability to
    walk and requires her to use a wheelchair. While participating in
    community corrections, she fell in the shower and aggravated her
    disability.
    The incident prompted Ms. Marks’s physician to send two letters to
    Intervention. The first letter described Ms. Marks’s injuries, told
    2
    State law also required community corrections programs to satisfy
    the CDCJ’s standards. Colo. Rev. Stat. § 17-27-103(4) (2013).
    6
    Intervention to place her on complete bedrest for two weeks, and
    recommended physical therapy. The second letter indicated that Ms.
    Marks’s treatment had been unsuccessful, that she should continue bedrest,
    and that she was disabled.
    Although Ms. Marks alleges that she could have continued working
    despite her disability, Intervention decided that she couldn’t and
    terminated her from the program:
    Six of the eleven Conditions of Placement require physical
    activity on the part of the client: one of the more important
    conditions is that she is employed at a phone location. [Ms.]
    Marks’s medical conditions make it apparent that she will not be
    able to obtain employment in the foreseeable future, as is
    required by the ICCS residential program. . . . ICCS has rejected
    placement after acceptance as her medical conditions no longer
    make her appropriate to remain in the ICCS residential program.
    Appellant’s App’x, vol. 2, at 401. Ms. Marks completed her sentence in
    prison rather than in the community corrections program.
    3.   Mootness of the Claims for Prospective Relief
    In part, Ms. Marks sought
         a declaration that her rights had been violated under Titles II
    and III of the Americans with Disabilities Act, Section 504 of
    the Rehabilitation Act, and the Constitution,
         an injunction against future discrimination, and
         an injunction ordering the CDOC and CDCJ to reasonably
    accommodate her disability.
    7
    Appellant’s App’x, vol. 1, at 47–49. 3
    The district court dismissed the claims for prospective relief as moot,
    reasoning that Ms. Marks had completed her sentence. On appeal, Ms.
    Marks invokes an exception to mootness, arguing that the defendants’
    conduct was capable of repetition yet evading review.
    We engage in de novo review of Ms. Marks’s challenge to the
    determination of mootness. See Rio Grande Silvery Minnow v. Bureau of
    Reclamation, 
    601 F.3d 1096
    , 1109 (10th Cir. 2010). Exercising de novo
    review, we agree that the claims for prospective relief are moot.
    Federal jurisdiction exists only if the court could grant relief
    affecting the plaintiff’s rights. See Preiser v. Newkirk, 
    422 U.S. 395
    , 401
    (1975) (noting that courts may not “decide questions that cannot affect the
    rights of litigants in the case before them” (quoting North Carolina v.
    Rice, 
    404 U.S. 244
    , 246 (1971))). The grounds for jurisdiction must exist
    throughout the litigation, even as circumstances change. See Jordan v.
    Sosa, 
    654 F.3d 1012
    , 1024 (10th Cir. 2011). When circumstances change
    and the court can no longer affect the plaintiff’s rights, the case ordinarily
    becomes moot.
    Id. 3
           Though Ms. Marks also sued Jefferson County and Intervention, she
    later stipulated to dismissal of the claims against these parties. See n.1,
    above.
    8
    An exception exists when the wrongdoing is “capable of repetition
    yet evading review.” Ind v. Colo. Dep’t of Corrs., 
    801 F.3d 1209
    , 1215
    (10th Cir. 2015). This exception is “narrow” and “only to be used in
    exceptional situations.” 
    Jordan, 654 F.3d at 1034
    –35 (quoting Chihuahuan
    Grasslands Alliance v. Kempthorne, 
    545 F.3d 884
    , 892 (10th Cir. 2008),
    and McAlpine v. Thompson, 
    187 F.3d 1213
    , 1216 (10th Cir. 1999)). The
    plaintiff invoking the exception bears the burden of proof.
    Id. at 1035.
    To satisfy this burden, Ms. Marks must establish that
          the challenged action ended too quickly to be fully litigated
    and
          “a reasonable expectation” exists for Ms. Marks to again
    experience the same misconduct.
    Id. (quoting Weinstein v.
    Bradford, 
    423 U.S. 147
    , 149 (1975) (per
    curiam)).
    We assume without deciding that Ms. Marks has proven that her
    regression ended too quickly to be litigated. Even with this assumption, the
    exception would not apply because Ms. Marks is unlikely to experience the
    same wrongdoing in the future. Ms. Marks does not allege that she may
    return to prison, that she may reenter a community corrections program, or
    that she may again face regression from a program based on her inability to
    work. Ms. Marks instead concedes that “the probability of recurrence
    against [herself] is not high.” Appellant’s Opening Br. at 63.
    9
    But Ms. Marks argues that she need not show any possibility of
    facing the same conduct again. For this argument, she relies on three cases
    involving abortion, elections, and press access to trials: Roe v. Wade, 
    410 U.S. 113
    , 125 (1973); Norman v. Reed, 
    502 U.S. 279
    , 288 (1992); and
    Press-Enterprise Co. v. Superior Court, 
    478 U.S. 1
    , 7 (1986).
    We disagree with Ms. Marks’s characterization of these cases, for
    they all stress the requirement that the same plaintiff face a risk of
    encountering the same conduct in the future. In Roe v. Wade, for example,
    the Supreme Court applied the mootness exception because “[p]regnancy
    often comes more than once to the same 
    woman.” 410 U.S. at 125
    (emphasis added). The Supreme Court also applied the exception in
    Norman v. Reed because “[t]here would [otherwise] be every reason to
    expect the same parties to generate a similar, future 
    controversy.” 502 U.S. at 288
    (emphasis added). And in Press-Enterprise Co. v. Superior Court,
    the Supreme Court applied the exception because the “petitioner [might] be
    subjected to a similar . . . order” again in the 
    future. 478 U.S. at 6
    (emphasis added). None of Ms. Marks’s cases imply that plaintiffs can
    invoke the exception if they face little chance of encountering the same
    conduct in the future.
    Ms. Marks also argues that even though she’s unlikely to be
    regressed again, the case is not moot because the defendants’ wrongful
    10
    policies would continue harming other inmates in community corrections
    programs. But the mootness exception is not triggered by future risks to
    others. Weinstein v. Bradford, 
    423 U.S. 147
    , 149 (1975) (per curiam).
    Again, none of Ms. Marks’s cases support her proposition. Ms. Marks
    relies in part on United States v. Howard, 
    429 F.3d 843
    , 848 (9th Cir.
    2005), but she disregards Howard’s subsequent history. Howard was
    withdrawn and superseded on rehearing by United States v. Howard, 
    463 F.3d 999
    (9th Cir. 2006). The new opinion was also withdrawn. United
    States v. Howard, 
    480 F.3d 1180
    (9th Cir. 2007) (mem.). We decline to
    follow another circuit court’s opinion that was withdrawn.
    Ms. Marks also relies on Del Monte Fresh Produce Co. v. United
    States, 
    570 F.3d 316
    (D.C. Cir. 2009). There the D.C. Circuit concluded
    that the claims did not become moot because the same plaintiff would
    likely encounter the same conduct in the 
    future. 570 F.3d at 324
    –25. Del
    Monte Fresh does not suggest that the mootness exception applies
    whenever the same conduct could injure others.
    Other circuits aside, our cases prevent us from applying the mootness
    exception based on a risk to others. See, e.g., White v. Colorado, 
    82 F.3d 364
    , 366 (10th Cir. 1996) (holding that claims for prospective injunctive
    relief became moot when the inmate plaintiff obtained parole). Given these
    11
    cases, we conclude that the claims for prospective relief became moot upon
    Ms. Marks’s completion of her sentence.
    4.   Correctness of the Summary-Judgment Rulings
    On summary judgment, the district court ruled that
         the Rehabilitation Act didn’t apply because Intervention hadn’t
    received federal funding,
         the CDOC and CDCJ couldn’t incur liability under the
    Americans with Disabilities Act or Rehabilitation Act for
    Intervention’s decision to regress Ms. Marks, and
         the equal-protection claim failed because Ms. Marks had not
    shown the absence of a rational basis to treat her differently
    than non-disabled inmates.
    A.    Standard of Review
    For these rulings, we conduct de novo review, drawing all reasonable
    inferences favorably to Ms. Marks. See May v. Segovia, 
    929 F.3d 1223
    ,
    1234 (10th Cir. 2019) (de novo review); Murphy v. City of Tulsa, 
    950 F.3d 641
    , 643 (10th Cir. 2019) (draw reasonable inferences favorably to non-
    movant). With these inferences, we consider whether the CDOC and CDCJ
    have shown the absence of a genuine dispute of material fact and their
    entitlement to judgment as a matter of law. Fed. R. Civ. P. 56(a).
    B.    The Applicability of the Rehabilitation Act
    The district court rejected Ms. Marks’s claim under the
    Rehabilitation Act in part because Intervention had not received federal
    funds. We disagree with this ruling because the district court should have
    12
    focused on whether the CDOC and CDCJ (not Intervention) had received
    federal funds.
    The Rehabilitation Act applies only if the defendant received federal
    funds. 29 U.S.C. § 794(a) (2012); 4 see Barnes v. Gorman, 
    536 U.S. 181
    ,
    184–85 (2002) (stating that “§ 504 of the Rehabilitation Act prohibits
    discrimination against the disabled by recipients of federal funding,
    including private organizations”).
    In district court, the parties agreed that the CDOC and CDCJ had
    received federal funding. The district court nonetheless concluded sua
    sponte that the Rehabilitation Act didn’t apply because Intervention hadn’t
    received federal funds.
    Ms. Marks challenges this ruling, arguing that
         the district court should have focused on whether the CDOC
    and CDCJ had received federal funds,
         the CDOC and CDCJ were subject to the Rehabilitation Act
    regardless of whether the federal funds had been used for
    community corrections, and
         the CDOC and CDCJ admitted in district court that they had
    received federal funding.
    We agree with Ms. Marks. The district court should have considered
    whether the CDOC and CDCJ had received federal funds. The court had no
    4
    This section was amended on July 22, 2014, after Ms. Marks’s
    regression to prison. But this amendment does not affect the outcome.
    13
    reason to muddy application of the Rehabilitation Act to the CDOC and
    CDCJ by focusing on the lack of federal funding to a third party like
    Intervention. See Henrietta D. v. Bloomberg, 
    331 F.3d 261
    , 272 (2d Cir.
    2003) (observing that to establish a Rehabilitation Act violation, plaintiffs
    need only show “that the defendants receive federal funding” (emphasis
    added)). Because the CDOC and CDCJ received federal funding, we
    conclude that the Rehabilitation Act applies.
    C.    Statutory Liability of the CDOC and CDCJ for
    Discrimination
    The district court also reasoned that (1) Intervention had unilaterally
    decided to regress Ms. Marks and (2) the CDOC and CDCJ could not
    unravel that decision. For these reasons, the district court concluded that
    the community corrections program could not be considered a program of
    the CDOC or CDCJ, preventing liability even if Ms. Marks could satisfy
    the elements of statutory liability. We disagree.
    Under the statutes, the CDOC and CDCJ could incur liability for
    disability discrimination in their own programs. See 42 U.S.C. § 12132
    (2012) (prohibiting discrimination against the disabled by a public entity);
    29 U.S.C. § 794(a) (2012) (same for discrimination by entities receiving
    federal funding). The issue here is whether the community corrections
    program could be considered not only a program of Intervention but also a
    program of the CDOC and CDCJ. We answer “yes.”
    14
    Ms. Marks was a state prisoner, and the Americans with Disabilities
    Act and Rehabilitation Act “unambiguously extend[] to state prison
    inmates.” Pa. Dep’t of Corrs. v. Yeskey, 
    524 U.S. 206
    , 213 (1998)
    (discussing the Americans with Disabilities Act); see also Wright v. N.Y.
    State Dep’t of Corrs., 
    831 F.3d 64
    , 72 (2d Cir. 2016) (“Both the
    [Americans with Disabilities Act] and the [Rehabilitation Act] undoubtedly
    apply to state prisons and their prisoners.”). The CDOC and CDCJ thus
    could not discriminate against disabled prisoners participating in the
    state’s community corrections program. See Castle v. Eurofresh, 
    731 F.3d 901
    , 909 (9th Cir. 2013) (holding that state agencies could incur liability
    under the Americans with Disabilities Act and Rehabilitation Act when a
    subcontractor had committed discrimination against disabled prisoners in a
    program for paid labor and vocational training); Henrietta D. v.
    Bloomberg, 
    331 F.3d 261
    , 286 (2d Cir. 2003) (holding that states incurred
    liability under the Rehabilitation Act for localities’ violations because the
    states’ acceptance of federal funds had reflected a promise to ensure
    statutory compliance).
    As long as the CDOC and CDCJ complied with the prohibition
    against discrimination, they could choose how to operate the community
    corrections program. For example, the CDOC and CDCJ could operate the
    program themselves or farm out operations to a local or private entity. But
    15
    either way, the CDOC and CDCJ would remain subject to the statutory
    prohibition against discrimination. See 
    Castle, 731 F.3d at 910
    (stating that
    the obligations under Title II of the Americans with Disabilities Act “apply
    to public entities regardless of how those entities chose to provide or
    operate their programs and benefits”).
    Because this prohibition applies, the statutes and related regulations
    do not allow public or federally-funded entities to contract away their
    liability for discrimination. For example, the Americans with Disabilities
    Act prohibits discrimination when it is either direct or committed “through
    contractual, licensing, or other arrangements.” 42 U.S.C. § 12182(b)(1)(A)
    (2012). And the accompanying regulations prohibit public entities from
    committing disability discrimination either “directly or through
    contractual, licensing, or other arrangements.” 28 C.F.R. § 35.130(b)
    (2013). 5 Similarly, the regulations accompanying the Rehabilitation Act
    prohibit recipients of federal funding from discriminating against the
    handicapped “through contractual, licensing, or other arrangements.” 28
    C.F.R. 42.503(b) (2013).
    5
    These regulations carry the force of law. See Marcus v. Kan. Dep’t of
    Revenue, 
    170 F.3d 1305
    , 1306 n.1 (10th Cir. 1999) (stating that regulations
    implementing the Americans with Disabilities Act have the force of law).
    16
    Under these statutes and related regulations, a state entity’s services
    include programs “undertake[n] through third parties by means of contracts
    and other arrangements.” Armstrong v. Schwarzenegger, 
    622 F.3d 1058
    ,
    1065 (9th Cir. 2010). The CDOC and CDCJ thus cannot avoid statutory
    liability solely because they were not directly involved in Intervention’s
    decision to regress Ms. Marks. See Phillips v. Tiona, 508 F. App’x 737,
    753 (10th Cir. 2013) (unpublished); 6 see also 
    Armstrong, 622 F.3d at 1068
    (holding that Title II of the Americans with Disabilities Act required state
    defendants to ensure compliance by private operators). 7
    The CDOC and CDCJ characterize the community corrections
    program as the exclusive province of Jefferson County and Intervention.
    But a factfinder could reasonably regard the program as the state’s. Indeed,
    a state regulation assigns administration of residential community
    6
    In Phillips, we discussed a potential claim against the state for a
    private prison operator’s discrimination against an inmate. 508 F. App’x at
    739. We noted that the private nature of the operator should not materially
    affect liability because the Americans with Disabilities Act’s regulations
    suggest that states can’t use contracts to sidestep obligations to disabled
    inmates.
    Id. at 753. 7
           The CDOC and CDCJ argue that Armstrong is distinguishable
    because in that case “[t]here was no dispute that the state had the
    obligation to house the prisoners in the first instance, so it was contracting
    out its actual authority over those prisoners to third parties.” Appellees’
    Resp. Br. at 23. But the same is true here. Even when Ms. Marks
    participated in community corrections, the CDOC retained the obligation to
    house her.
    17
    corrections programs to the CDOC. CDOC Admin. Reg. 250-15(I) (2011). 8
    And the CDOC and CDCJ collectively provided funding for community
    corrections, made referrals to community corrections, 9 created standards
    for community corrections, maintained custody over all inmates in
    community corrections, continued to monitor the status of these inmates
    while in community corrections, and audited community corrections
    programs. Colo. Rev. Stat. §§ 17-27-103(4), 17-27-108(1)–(2) (2013); see
    also Appellant’s App’x, vol. 2, at 305–06, 448, 475. 10
    8
    Ms. Marks relied on the 2011 version of the regulation. Appellant’s
    App’x, vol. 2, at 475–80.
    9
    Though the CDOC made the referrals, Intervention could decide
    whether to accept the inmate into community corrections or regress the
    inmate to prison.
    10
    The defendants also argue that even if the evidence of state oversight
    had otherwise sufficed, the claims for damages would fail based on the
    absence of intentional conduct. Though this argument might ultimately
    prevail, we cannot address it here.
    The parties agree that intentional discrimination is required for a
    plaintiff to obtain compensatory damages under the Rehabilitation Act or
    the Americans with Disabilities Act. See Barber ex rel. Barber v. Colo.
    Dep’t of Revenue, 
    562 F.3d 1222
    , 1228 (10th Cir. 2009) (“To recover
    compensatory damages under § 504 [of the Rehabilitation Act], a plaintiff
    must establish that the agency’s discrimination was intentional.”); see also
    Hamer v. City of Trinidad, 
    924 F.3d 1093
    , 1108–09 (10th Cir. 2019)
    (suggesting that intentional discrimination is required to recover
    compensatory damages under the Americans with Disabilities Act), cert.
    denied sub nom. City of Trinidad v. Hamer, __ U.S. __, 
    140 S. Ct. 644
    (2019); Hans v. Bd. of Shawnee Cty. Comm’rs, 775 F. App’x 953, 956
    (10th Cir. 2019) (unpublished) (concluding that intentional discrimination
    is required to recover compensatory damages under the Americans with
    18
    * * *
    Disabilities Act). So in the absence of intentional discrimination against
    Ms. Marks, the parties agree that CDOC and CDCJ would not incur
    statutory liability for compensatory damages. But the district court didn’t
    decide the issue.
    The court did conclude that the CDOC and CDCJ weren’t liable for
    compensatory damages because they couldn’t prevent Intervention from
    regressing Ms. Marks. But that conclusion pertained to the agencies’
    responsibility for the program—not the existence of intentional conduct.
    On appeal, the CDOC and CDCJ conflate the issues involving
    (1) responsibility for the program with (2) the element of intentional
    discrimination: “The State Defendants cannot be liable for intentional
    discrimination against Marks, because the decision to regress Marks from
    ICCS was made without the authority or consent of the State Defendants.”
    Appellees’ Resp. Br. at 17. But responsibility for the program and
    intentional discrimination are separate issues, and the district court didn’t
    decide whether the CDOC or CDCJ had intentionally discriminated against
    Ms. Marks. So we express no opinion on whether the existing evidence
    would create a factual issue on the element of intentional conduct.
    19
    Federal statutes and regulations prohibited discrimination against
    prisoners like Ms. Marks when they participated in state programs like
    community corrections. The CDOC and CDCJ could farm out operations to
    others, but doing so would not prevent liability under the Americans with
    Disabilities Act or Rehabilitation Act. So the district court shouldn’t have
    awarded summary judgment to the CDOC or CDCJ on these claims.
    D.    The Equal-Protection Claim
    Ms. Marks also appeals the district court’s grant of summary
    judgment on her equal-protection claim, which involves discrimination
    based on her disability. This ruling was correct.
    Under Supreme Court precedent, claims of disability discrimination
    trigger rational-basis review. Bd. of Trs. of Univ. of Ala. v. Garrett, 
    531 U.S. 356
    , 367 (2001). Ms. Marks admits that precedent requires rational-
    basis review but maintains that disability discrimination should trigger
    stricter scrutiny. Appellant’s Opening Br. at 64 n.24; see also Oral Arg. at
    30:47 (“What we acknowledged is that under caselaw which we believe is
    incorrect, it’s rational basis review.”). But even if we agreed, we could not
    buck Supreme Court precedent. See Hutto v. Davis, 
    454 U.S. 370
    , 375
    (1982) (per curiam) (“[A] precedent of this Court must be followed by the
    lower federal courts no matter how misguided the judges of those courts
    may think it to be.”).
    20
    Under rational-basis review, the underlying decision is presumed
    valid. City of Cleburne v. Cleburne Living Ctr., 
    473 U.S. 432
    , 440 (1985).
    This presumption requires us to defer to the decisionmaker’s choice
    whenever we can imagine “any reasonably conceivable state of facts that
    could provide a rational basis for the classification.” Teigen v. Renfrow,
    
    511 F.3d 1072
    , 1083 (10th Cir. 2007) (quoting Copelin-Brown v. N.M.
    State Pers. Office, 
    399 F.3d 1248
    , 1255 (10th Cir. 2005)). Under this
    standard, states need not “make special accommodations for the disabled,
    so long as their actions toward such individuals are rational.” Bd. of Trs. of
    Univ. of Ala. v. Garrett, 
    531 U.S. 356
    , 367–68 (2001).
    The CDOC and CDCJ argue that regression of Ms. Marks was
    rational because
         her continued housing in community corrections was unsafe
    because Intervention lacked medical staff and could not provide
    extended bedrest or medical care and
         Ms. Marks had violated her conditions by failing to attend job
    training and educational programs or work at a telephone
    location.
    We reach only the first reason and conclude that it satisfies rational-
    basis review. Intervention lacked on-site medical staff, and the CDOC and
    CDCJ could reasonably consider the facilities unsafe for Ms. Marks.
    Indeed, she had already fallen in the shower because of the absence of a
    grab bar or shower chair. And a physician had said that Ms. Marks’s
    21
    movement was limited, that she needed physical therapy, and that she
    required bedrest. So even if the CDOC and CDCJ could have prevented the
    regression decision, they could have rationally doubted Intervention’s
    ability to accommodate Ms. Marks’s medical needs. See Welsh v. City of
    Tulsa, 
    977 F.2d 1415
    , 1420 (10th Cir. 1992) (holding that a municipal
    defendant had a rational basis for not hiring a disabled firefighter because
    of his need for special accommodations). 11
    At oral argument, Ms. Marks contended that she could have been
    transferred to other community corrections facilities. Oral Arg. at 33:15.
    But this argument did not appear in the appellate briefs, and we do not
    consider arguments newly hatched at oral argument. Hancock v. Trammell,
    
    798 F.3d 1002
    , 1017 (10th Cir. 2015).
    Concluding that a rational basis existed for the decision to order Ms.
    Marks’s regression, we uphold the award of summary judgment to the
    CDOC and CDCJ on the equal-protection claim. 12
    11
    Our scrutiny of the equal-protection claim under the rational-basis
    standard does not bear on whether the regression violated the Americans
    with Disabilities Act or the Rehabilitation Act. See Pushkin v. Regents of
    Univ. of Colo., 
    658 F.2d 1372
    , 1383 (10th Cir. 1981) (stating that the
    rationality of an employer’s conduct does not prohibit liability under the
    Rehabilitation Act).
    12
    The CDOC and CDCJ also argue that even if Ms. Marks’s equal-
    protection claim would otherwise succeed, her only remaining remedy—
    monetary damages—would be unavailable under the Eleventh Amendment.
    Money damages are unavailable against state officials sued in their official
    22
    5.   Conclusion
    In our view, the district court correctly
         granted summary judgment to the CDOC and CDCJ on the
    equal-protection claim and
         dismissed the claims for prospective relief as moot.
    But we also conclude that the district court erred in granting summary
    judgment to the CDOC and CDCJ on the claims under the Rehabilitation
    Act and Americans with Disabilities Act. The Rehabilitation Act applies
    because the CDOC and CDCJ received federal funding. And a factfinder
    could reasonably view the community corrections program as the CDOC
    and CDCJ’s, rendering them liable for the alleged discrimination against
    Ms. Marks. 13 We thus reverse the entry of summary judgment and remand
    for further proceedings.
    capacities. Will v. Mich. Dep’t of State Police, 
    491 U.S. 58
    , 71 (1989). But
    the CDOC and CDCJ raise Eleventh Amendment immunity for the first
    time on appeal. Given the absence of any such argument below, the district
    court had no obligation to address the Eleventh Amendment. Wis. Dep’t of
    Corr. v. Schacht, 
    524 U.S. 381
    , 389 (1998).
    13
    In district court, the CDOC and CDCJ also argued that they enjoyed
    Eleventh Amendment immunity on the claims under the Americans with
    Disabilities Act and Rehabilitation Act. The district court did not reach the
    Eleventh Amendment issue on these claims, and the CDOC and CDCJ have
    not briefed the issue here. We thus leave this issue to the district court to
    decide in the first instance.
    23
    

Document Info

Docket Number: 19-1114

Filed Date: 9/18/2020

Precedential Status: Precedential

Modified Date: 9/18/2020

Authorities (30)

Chihuahuan Grasslands Alliance v. Kempthorne , 545 F.3d 884 ( 2008 )

Jordan v. Sosa , 654 F.3d 1012 ( 2011 )

McAlpine v. Thompson , 187 F.3d 1213 ( 1999 )

United States v. Quentin T. Wiles , 106 F.3d 1516 ( 1997 )

Harmon E. Welsh v. City of Tulsa, Oklahoma, a Municipal ... , 977 F.2d 1415 ( 1992 )

Marcus v. Kansas, Department of Revenue , 170 F.3d 1305 ( 1999 )

henrietta-d-henrietta-s-simone-a-ezzard-s-john-r-pedro-r-on , 331 F.3d 261 ( 2003 )

Copelin-Brown v. New Mexico State Personnel Office , 399 F.3d 1248 ( 2005 )

Teigen v. Renfrow , 511 F.3d 1072 ( 2007 )

Barber Ex Rel. Barber v. Colorado Dept. of Revenue , 562 F.3d 1222 ( 2009 )

Armstrong v. Schwarzenegger , 622 F.3d 1058 ( 2010 )

joshua-r-pushkin-m-d-v-the-regents-of-the-university-of-colorado-the , 658 F.2d 1372 ( 1981 )

united-states-v-jesse-lee-howard-united-states-of-america-v-jose-luis , 463 F.3d 999 ( 2006 )

Michael Lucius White v. State of Colorado Roy Romer ... , 82 F.3d 364 ( 1996 )

Del Monte Fresh Produce Co. v. United States , 570 F.3d 316 ( 2009 )

Will v. Michigan Department of State Police , 109 S. Ct. 2304 ( 1989 )

united-states-v-jesse-lee-howard-united-states-of-america-v-jose-luis , 480 F.3d 1180 ( 2007 )

united-states-v-jesse-lee-howard-united-states-of-america-v-jose-luis , 429 F.3d 843 ( 2005 )

Roe v. Wade , 93 S. Ct. 705 ( 1973 )

Preiser v. Newkirk , 95 S. Ct. 2330 ( 1975 )

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