United States v. Rodriguez ( 2021 )

FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT February 5, 2021
_________________________________
Christopher M. Wolpert
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 20-5017
(D.C. No. 4:19-CR-00132-GKF-1)
ROGELIO HERNANDEZ RODRIGUEZ, (N.D. Okla.)
Defendant - Appellant.
_________________________________
ORDER AND JUDGMENT *
_________________________________
Before BRISCOE, MATHESON, and CARSON, Circuit Judges.
_________________________________
Rogelio Hernandez Rodriguez challenges the sufficiency of the evidence
supporting his convictions under 18 U.S.C. §§ 2251(a), (e) and 2252(a)(4)(B), (b)(2), for
producing and possessing sexually explicit visual depictions of a minor. He does not
challenge the sufficiency of the evidence that he possessed child pornography but
contends the prosecution failed to introduce sufficient evidence that the images were
“produced” using materials that had been transported in interstate or foreign commerce.
Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.
*
This order and judgment is not binding precedent, except under the doctrines of
law of the case, res judicata, and collateral estoppel. It may be cited, however, for its
persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
I. BACKGROUND
We describe (A) the interstate or foreign commerce elements of §§ 2251 and 2252
that the prosecution needed to prove at trial and (B) the procedural background.
A. Interstate or Foreign Commerce Elements
Under 18 U.S.C. § 2251(a), a defendant may be convicted for causing a minor to
engage in sexually explicit conduct for the purpose of creating a visual depiction of that
conduct “if that visual depiction was produced or transmitted using materials that have
been mailed, shipped, or transported in or affecting interstate or foreign commerce by any
means, including by computer.”
Under 18 U.S.C. § 2252(a)(4)(B), a defendant may be convicted for “knowingly
possess[ing]” a visual depiction of a minor engaging in sexually explicit conduct “which
was produced using materials which have been mailed or . . . shipped or transported
. . . using any means or facility of interstate or foreign commerce or in or affecting
interstate or foreign commerce,” and if “the producing of such visual depiction involves
the use of a minor engaging in sexually explicit conduct.”
Under both § 2251(a) and § 2252(a)(4)(B), “producing” is defined as “producing,
directing, manufacturing, issuing, publishing, or advertising.” 18 U.S.C. § 2256(3).
B. Trial Proceedings
A federal grand jury indicted Mr. Hernandez Rodriguez for “Sexual Exploitation
of a Child” in violation of 18 U.S.C. § 2251(a), (e) and “Possession of Child
Pornography” in violation of § 2252(a)(4)(B), (b)(2). ROA, Vol. 1 at 11-14. At trial, the
2
prosecution introduced an external hard drive and a memory card belonging to Mr.
Hernandez Rodriguez. The hard drive, which was manufactured in Malaysia, contained
images of child pornography. The memory card, which was manufactured in China, also
contained such images.
FBI Special Agent Adam Reynolds testified about the images for the prosecution.
He explained that he has “training and experience doing computer forensics and
computer analysis.” ROA, Vol. 2 at 86. He used the images’ file names and “metadata”
to explain the dates the original images were created and the date each image was
transferred to Mr. Hernandez Rodriguez’s hard drive or memory card. Id. at 102-10. 1
Special Agent Reynolds testified that, “on electronic devices,” an image’s “create
date” is “whe[n] it was taken,” but that “if you copy to another device, you have another
create date.” ROA, Vol. 2 at 100. He confirmed “the create date that is on that hard
drive is going to be the date that the image was moved to that storage device.” Id.
In its closing argument, the prosecution contended the jury “heard that the hard
drive and the memory chip were made in China and Malaysia. These things had to travel
in foreign commerce to arrive here in the state of Oklahoma. They were not
manufactured here. [The jurisdictional nexus] element is satisfied by that.” Id. at 120.
1
Special Agent Reynolds explained that “metadata” refers to “the real date and
time stamp and [information about] the device that was used to take that picture.” ROA,
Vol. 2 at 100. He testified that this is “extra data that is buried in and hidden inside the
computer file.” Id.
3
At the close of the prosecution’s evidence, Mr. Hernandez Rodriguez moved for a
judgment of acquittal on both counts. 2 The district court denied the motion. The judge
instructed the jury on the elements of the offenses, using the language of the statutes to
instruct on the interstate commerce elements. ROA, Vol. 1 at 67-68. The jury convicted
Mr. Hernandez Rodriguez on both counts. The district court sentenced him to 600
months in prison. Mr. Hernandez Rodriguez timely appealed.
II. DISCUSSION
To obtain the convictions, the prosecution had to prove the interstate commerce
elements of §§ 2251(a) and 2252(a)(4)(B). On appeal, Mr. Hernandez Rodriguez
challenges only the sufficiency of the evidence on those elements.
In its brief, the Government states that its trial argument on the interstate
commerce elements “relied solely on the origin of the production materials to meet the
nexus requirement.” Aplee. Br. at 10 n.1. 3 The prosecution thus needed to
“demonstrate . . . that the visual depictions [at issue] were produced using materials that
2
The Government does not dispute that this motion preserved the sufficiency of
the evidence challenge for appeal.
3
Despite the Government’s argument on appeal, the prosecution’s jurisdictional
theory at trial was not limited to this argument. The prosecution also argued that Mr.
Hernandez Rodriguez “had reason to know that the visual depiction would be transported
or shipped in interstate or foreign commerce.” ROA, Vol. 2 at 120. But because the
Government asserts on appeal that it “relied solely” on the “production materials”
evidence, Aplee. Br. at 10 n.1, we confine our analysis to that theory.
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traveled in interstate or foreign commerce.” United States v. Wilson, 182 F.3d 737, 741
(10th Cir. 1999).
Mr. Hernandez Rodriguez does not contest that his hard drive and memory card
traveled in interstate or foreign commerce. He argues only that he did not “produce” the
images when he copied and downloaded them to those devices and the prosecution
therefore failed to prove the interstate or foreign commerce elements. We disagree and
affirm.
A. Standard of Review
“To review sufficiency of the evidence, we engage in de novo review, considering
the evidence in the light most favorable to the government to determine whether any
rational jury could have found guilt beyond a reasonable doubt.” United States v. Pickel,
863 F.3d 1240, 1251 (10th Cir. 2017) (quotations omitted). We review questions of
statutory interpretation de novo. United States v. Mobley, 971 F.3d 1187, 1195 (10th Cir.
2020).
B. Additional Legal Background
An “image of child pornography” is “produced” when it is “copied or downloaded
to [the defendant’s] hard drive in one capacity or another.” United States v. Schene, 543
F.3d 627, 639 (10th Cir. 2008) (quotations omitted). Every circuit to consider the issue
has agreed that “producing” child pornography encompasses both copying and
downloading. Most recently, the Sixth Circuit held that “an individual ‘produce[s]’ child
pornography when he copies ‘visual depictions’ of child pornography onto a hard drive
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that has a nexus to interstate or foreign commerce.” United States v. Lively, 852 F.3d
549, 559 (6th Cir. 2017). 4
Mr. Hernandez Rodriguez relies on three of our precedents in arguing that we
should diverge from this consensus.
United States v. Wilson, 182 F.3d 737 (10th Cir. 1999)
In Wilson, the defendant was convicted for possessing “ten computer diskettes[]
containing visual depictions (i.e., graphics files) of minors engaging in sexually explicit
conduct.” 182 F.3d at 739-40. “[T]he evidence was uncontroverted that the diskettes at
issue traveled in interstate commerce . . . .” Id. at 742. The prosecution argued at trial
that because “the diskettes . . . were used to produce the visual depictions at issue (i.e.,
the graphics files),” id., the images “were produced using materials that had been mailed,
shipped, or transported in interstate or foreign commerce, in violation of 18 U.S.C.
§ 2252(a)(4)(B),” id. at 740.
4
See also United States v. Burdulis, 753 F.3d 255, 262 (1st Cir. 2014)
(downloading an image onto a thumb drive satisfies § 2252(a)(4)(B) because, “[w]hen a
person loads an image onto a thumb drive from the internet or another source, that person
has created a new copy of the image in the digital memory of the thumb drive”); United
States v. Guagliardo, 278 F.3d 868, 871 (9th Cir. 2002) (“When the file containing the
image is copied onto a disk, the original is left intact and a new copy of the image is
created, so the process ‘produces’ an image.”); United States v. Anderson, 280 F.3d 1121,
1125 (7th Cir. 2002) (“Computerized images are produced when computer equipment is
used to copy or download the images.”); United States v. Dickson, 632 F.3d 186, 189-90
(5th Cir. 2011) (same); United States v. Maxwell, 386 F.3d 1042, 1052 (11th Cir. 2004)
(same), judgment vacated on other grounds, 546 U.S. 801 (2005).
6
We rejected this theory, not because the statutory language foreclosed it, but
because the evidence was insufficient to support it. We concluded that “testimony [by
the prosecution’s witnesses] left unanswered the question of whether a computer graphics
file is produced or created prior to being recorded on a particular storage media, or
whether, instead, it only comes into being at or after the point it is recorded on the storage
media.” Id. at 743. “Although we [had] no doubt this question [had] an answer,” we
“conclude[d] the evidence produced by the government in this case was insufficient to
allow a reasonable juror to answer the question.” Id.United States v. Schene, 543 F.3d 627 (10th Cir. 2008)
In Schene, we considered the “question that we held was unanswered by the
evidence presented in Wilson.” 543 F.3d at 638. “[T]he government’s theory [at trial]
was that [the defendant’s] hard drive—which was ‘mailed, or shipped or transported in
interstate or foreign commerce’—had ‘produced’ the images of child pornography when
it caused them to appear visually on [his] computer monitor.” Id. at 636. The jury
convicted the defendant, and he appealed the sufficiency of the evidence. Reviewing for
plain error, 5 we found that the court erred in allowing the jury to convict based on “[t]he
government’s attempt to prove production of the images by their display on a computer
monitor.” Id.5
We find plain error only where there is “(1) error, (2) that was plain, (3) affecting
substantial rights, and (4) going to the fairness, integrity or public reputation of the
judicial proceedings.” United States v. Oldman, 979 F.3d 1234, 1249 (10th Cir. 2020)
(quotations and citation omitted).
7
But we held that the error did not affect the defendant’s substantial rights or
undermine the integrity of the proceeding because “[i]t [was] obvious that the
government’s evidence was sufficient, under [three] more recent Seventh and Ninth
Circuit decisions, to show that each ‘image of child pornography’ had been copied or
downloaded to [his] hard drive in one capacity or another, and was therefore ‘produced
using materials that have been mailed, or shipped or transported in interstate or foreign
commerce.’” Id. at 639 (quoting 18 U.S.C. § 2252A(a)(5)(B)). We relied on cases in
which “both the Seventh and Ninth Circuits . . . held, as a matter of law, that
computerized images are ‘produced’ for purposes of § 2252A(a)(5)(B) when computer
equipment, including both hard drives and computer diskettes, are used to copy or
download the images.” Id. at 638. 6
United States v. Sturm, 672 F.3d 891 (10th Cir. 2012) (en banc)
In Sturm, we held in an en banc decision that a defendant may be convicted under
§§ 2251 and 2252 for possessing copies of illicit images if the originals traveled in
interstate commerce, even if the copies did not. The defendants in Sturm challenged their
convictions on the ground that “each copy of an image depicting minors engaged in
sexually explicit conduct is a separate and distinct visual depiction and the Government
[needed to show] that the specific digital files [the defendants were] convicted of
possessing and distributing traveled in interstate or foreign commerce.” 672 F.3d at 897.
6
18 U.S.C. § 2252A(a)(5)(B) uses similar language on interstate or foreign
commerce to §§ 2251(a) and 2252(a)(4)(B).
8
“The Government counter[ed] that it [could] meet its burden by proving that the
substance of such digital files—the particular portrayal of a minor engaging in sexually
explicit conduct—traveled in interstate or foreign commerce in some form at some point
in time.” Id.
We agreed with the government, “conclud[ing] [that] the term visual depiction
means the substantive content of an image depicting a minor engaging in sexually
explicit conduct rather than the specific medium or transmission used to view, store,
receive, or distribute that content.” Id. at 901. We observed that “[a] visual depiction is
created once—when the child sexual abuse is captured on some type of media; it is not
created anew each time that substantive content is transferred to a different storage device
or transmitted over the Internet.” Id.
C. Analysis
Sufficiency
The evidence was sufficient to convict Mr. Hernandez Rodriguez because the
illicit images were “produced . . . using materials” that were transported “in or affecting
interstate or foreign commerce.” See 18 U.S.C. §§ 2251(a), 2252(a)(4)(B). As we
observed in Schene, an “image of child pornography” is “produced” when it is “copied or
downloaded to [the defendant’s] hard drive in one capacity or another.” 543 F.3d at 639(quotations omitted).
Mr. Hernandez Rodriguez downloaded the images to his hard drive and memory
card. Under Schene, and in accordance with every other circuit to address the question,
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he used the hard drive and memory card to “produce” visual depictions of a minor
engaging in sexually explicit activity when he downloaded the images.
Because Mr. Hernandez Rodriguez “produced” the images using the hard drive
and memory card, the evidence was sufficient to convict. The prosecution introduced
evidence that Mr. Hernandez Rodriguez’s hard drive was manufactured in Malaysia and
his memory card was manufactured in China. Those items traveled in interstate or
foreign commerce to reach Mr. Hernandez Rodriguez in Oklahoma. A rational jury
could therefore have concluded that the illicit images were “produced or transmitted
using materials” that were transported “in or affecting interstate or foreign commerce.”
See 18 U.S.C. §§ 2251(a), 2252(a)(4)(B).
Mr. Hernandez Rodriguez’s Arguments
Mr. Hernandez Rodriguez raises three counterpoints. We reject each.
First, Mr. Hernandez Rodriguez argues this court overruled Schene in Sturm and
thus it is not the law that downloading an image to a storage device “produces” a visual
depiction. He relies on Sturm’s statement that “[a] visual depiction is created once—
when the child sexual abuse is captured on some type of media; it is not created anew
each time that substantive content is transferred to a different storage device or
transmitted over the Internet.” Aplt. Br. at 14 (quoting Sturm, 672 F.3d at 901). He
points to our conclusion that “[a]ny prior decisions of this court inconsistent with this
holding are hereby overruled.” Id. at 18 (quoting Sturm, 672 F.3d at 901).
10
But Mr. Hernandez Rodriguez misreads Sturm. Sturm addressed when a visual
depiction is “created,” not what materials are involved in “producing” an image for
purposes of §§ 2251(a) and 2252(a)(4)(B). Although Sturm said an image is “created”
when it is first captured, and not “created anew” when it is copied, Schene held that
“producing” an image includes downloading and duplicating it. Nothing in Sturm’s
discussion of “creation” undermined Schene’s discussion of “production.”
This distinction between “creating” as used in Sturm and “producing” finds
support in the statutory definition of “producing,” which includes “producing, directing,
manufacturing, issuing, publishing, or advertising.” See 18 U.S.C. § 2256(3). As the
First Circuit recognized, both “manufacturing” and “publishing” “encompass the creation
of new copies from an original.” Burdulis, 753 F.3d at 261-62. For example, “a
publishing house is involved in the publication of a book when it prints copies of the
book for sale, regardless of whether it participated in writing and editing the book or even
in creating the first bound copy.” Id. at 262. Similarly, a visual depiction that is
“created” when captured by a camera is “produced” when it is duplicated and stored on a
new device. We thus decline to read Sturm as implicitly overruling Schene and tacitly
splitting from every other circuit to address the question before us. Sturm therefore does
not undermine the sufficiency of the evidence in this case.
Second, Mr. Hernandez Rodriguez relies on Wilson, where we found the
defendant’s possession of diskettes containing illicit images insufficient to meet the
interstate or foreign commerce element of § 2252(a)(4)(B), to argue his mere possession
11
is likewise insufficient to meet the elements here. See 182 F.3d at 743. But we decided
Wilson based on insufficiency of the evidence and did not say that downloading an image
to a hard drive could not constitute production as a matter of law.
In Schene, we agreed with those circuits finding “as a matter of law, that
computerized images are ‘produced’ for purposes of § 2252A(a)(5)(B) when computer
equipment, including both hard drives and computer diskettes, are used to copy or
download the images.” Id. 7 Unlike in Wilson, the prosecution here introduced testimony
that an image is produced when it is copied to a hard drive or memory card. ROA, Vol. 2
at 100. 8
Third, Mr. Hernandez Rodriguez notes that “Schene was addressed on plain-error
review, and that standard of review was central to this Court’s decision.” Aplt. Br. at 16.
He argues that “if de novo review had applied, the Court would have reversed under the
7
Referencing Wilson and Schene, the Sixth Circuit noted in 2017 that “[e]ven the
Tenth Circuit, which in the past has held that ‘producing’ does not include copying
images onto a digital storage device, has retreated from that position in light of this
widespread consensus.” Lively, 852 F.3d at 560.
8
Special Agent Reynolds testified a new image is “created” when it is copied to a
hard drive. ROA, Vol. 2 at 100. Mr. Hernandez Rodriguez reads this to suggest that the
government’s evidence is insufficient in light of Sturm’s holding that “[a] visual
depiction is created once—when the child sexual abuse is captured on some type of
media; it is not created anew each time that substantive content is transferred to a
different storage device or transmitted over the Internet.” 672 F.3d at 901. But the
witness’s use of “created” does not control, and the context indicates that Special Agent
Reynolds was using “created” to refer to the statutory term “produced.” This apparent
conflict between his chosen term and Sturm’s discussion of “creation” is semantic, not
substantive.
12
controlling precedent of Wilson.” Id. at 17 n.2. He relies on Schene’s language that
“[t]he government’s argument in the instant case mirrors the government’s ‘alternate
theory’ that we rejected in Wilson.” Id. (quoting Schene, 543 F.3d at 637).
Although Schene turned on the third and fourth prongs of the plain error analysis,
Mr. Hernandez Rodriguez is incorrect that we should therefore reverse his convictions.
We decided Schene on the final two prongs of plain error because the government did not
argue at trial that downloading or copying constitutes “production.” 543 F.3d at 636.
Although we found the district court erred by allowing the jury to convict on the theory
presented by the government, we held the error did not affect the defendant’s substantial
rights or the integrity of the proceeding because “[i]t [was] obvious that the government’s
evidence was sufficient . . . to show that each ‘image of child pornography’ had been
copied or downloaded to [the defendant’s] hard drive in one capacity or another, and was
therefore ‘produced using materials that have been mailed, or shipped or transported in
interstate or foreign commerce.’” Id. at 639.
In resolving the appeal on that basis, we necessarily determined that copying and
downloading an image is “production” under the statute, and that the government
“obvious[ly]” would have prevailed under the “downloading and copying” theory. Id.;
see also United States v. Swenson, 335 F. App’x 751, 754 (10th Cir. 2009) (unpublished)
13
(citing Schene for the proposition that “computerized images are ‘produced’ by a hard
drive when the hard drive is used to copy or download the images.”). 9
III. CONCLUSION
Because the evidence was sufficient, we affirm both convictions.
Entered for the Court
Scott M. Matheson, Jr.
Circuit Judge
9
Cited for persuasive value under Fed. R. App. P. 32.1; 10th Cir. R. 32.1
(“Unpublished decisions are not precedential, but may be cited for their persuasive
value.”).
14