Corey v. United States of ( 1997 )

F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
AUG 20 1997
TENTH CIRCUIT
PATRICK FISHER
Clerk
CHERYL COREY,
Plaintiff-Appellant,
v.
UNITED STATES OF AMERICA;
UNITED STATES AIR FORCE;
STEVEN TURNER, Colonel,
individually and in his official capacity
as Colonel of the United States Air No. 96-6409
Force; SILAS R. JOHNSON, Brigadier (D.C. No. 96-CV-552)
General, individually and in his official (W.D. Okla.)
capacity as Wing Commander, 552nd
Air Control Wing of the United States
Air Force; PHILIP MANNING,
Lieutenant Colonel, individually and in
his official capacity as Detachment
Commander, 965th Airborne Air
Control Squadron of the United States
Air Force,
Defendants-Appellees.
ORDER AND JUDGMENT *
Before BRORBY, EBEL and KELLY, Circuit Judges.
*
This order and judgment is not binding precedent except under the
doctrines of law of the case, res judicata and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a); 10th Cir. R. 34.1.9. The case is therefore
ordered submitted without oral argument.
Appellant Cheryl Corey appeals from the district court's order granting the
appellees' motion to dismiss. We exercise jurisdiction over Ms. Corey's appeal
pursuant to 28 U.S.C. § 1291, and affirm.
Ms. Corey is a former member of the United States Air Force. She initiated
a civil action in the United States District Court for the Western District of
Oklahoma against the United States of America, Department of the Air Force, Air
Force Colonel Steven Turner, Air Force Brigadier General Silas R. Johnson, Jr.,
and Lieutenant Colonel Philip Manning. Ms. Corey's complaint, which seeks
compensatory and punitive damages, sets forth the following causes of action: (1)
violation of 42 U.S.C. § 2000e et seq.; (2) conspiracy to deprive her of her right
to the equal protection of the law, in violation of 42 U.S.C. § 1985; (3) breach of
contract; 1 (4) sexual assault and battery; (5) intentional infliction of emotional
1
Ms. Corey has not contested the district court's dismissal of her breach of
contract claim on appeal.
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distress; (6) negligence; (7) defamation; and (6) tortious interference with
contract. Ms. Corey's tort claims were brought pursuant to 28 U.S.C. § 1346(b)
and the Federal Tort Claims Act, 28 U.S.C. §§ 2671 - 2679.
In her complaint, Ms. Corey sets forth the following allegations. On March
21, 1991, she enlisted as an Airman in the United States Air Force. While
stationed at Tinker Air Force Base, Oklahoma, she was "repeatedly subjected to
and suffered a continuous history and pattern of sexual harassment and
discrimination" during the course of her employment. In September 1994,
Brigadier General Johnson sent Ms. Corey to Incirlik, Turkey, for a temporary
assignment. In Turkey, Lt. Colonel Manning was Ms. Corey's military
detachment commander, and Colonel Turner was employed with another
detachment.
On September 16, 1994, Colonel Turner's detachment arranged a party on
Incirlik Air Base Turkey. Ms. Corey attended the party, as did numerous
members of her detachment and Colonel Turner's detachment. During the party,
Colonel Turner became intoxicated and "sexually assaulted [Ms. Corey] by
intentionally grabbing [her] buttocks with both hands." Although Ms. Corey and
other officers reported the assault to Lt. Colonel Manning, he took no action to
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assist Ms. Corey and he refused to seriously consider her complaint. Thereafter,
Ms. Corey filed a complaint with the Air Force Office of Special Investigations.
Lt. Colonel Manning attempted to cover up the incident and made threats to
potential witnesses to prevent them from assisting in the investigation of Colonel
Turner. The Air Force failed to take disciplinary action against Colonel Turner
and Lt. Colonel Manning. In fact, both of these individuals were promoted to an
increased level of responsibility.
Ms. Corey claims she has no recourse to pursue her harassment claim
because the Air Force "has established a system and mechanism to discourage
complaints against its senior officers." Furthermore, she claims the Air Force has
generally failed to adequately supervise, train, investigate, and discipline its
military members regarding sexual harassment and discrimination. As a result of
the actions of the Air Force, Ms. Corey felt compelled not to renew her enlistment
contract and suffered monetary damages.
In September 1995, Ms. Corey filed her complaint in federal court against
the United States and individual defendants. The defendants then filed a motion
to dismiss Ms. Corey's complaint pursuant to Fed. R. Civ. P. 12(b)(1) for lack of
subject matter jurisdiction and Fed. R. Civ. P. 12(b)(6) for failure to state a cause
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of action for which relief could be granted. In October 1996, the district court
entered an order granting the motion to dismiss. The court determined Ms.
Corey's Title VII claim must be dismissed because Title VII was inapplicable to
uniformed military personnel. The court found Ms. Corey's remaining claims
should be dismissed because they were non-justiciable under the Supreme Court's
decision in Feres v. United States, 340 U.S. 135 (1950). Following the dismissal
of her action, Ms. Corey timely filed a notice of appeal.
Although her appellate arguments are somewhat disjointed, Ms. Corey
appears to assert two principal arguments: (1) the district court erroneously
determined she could not assert a claim under Title VII and (2) the district court
erroneously determined the Feres doctrine barred her § 1985 claims and her
claims under the Federal Tort Claims Act.
First, we review Ms. Corey's contention the district court erred in
concluding she could not assert a claim under Title VII. The district court's
dismissal of Ms. Corey's Title VII claim was made pursuant to Rule 12(b)(6). We
review de novo a district court's dismissal for failure to state a claim. Kidd v.
Taos Ski Valley, Inc., 88 F.3d 848, 854 (10th Cir. 1996). We uphold such a
dismissal "only when it appears that the plaintiff can prove no set of facts in
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support of the claims that would entitle [her] to relief, accepting the well-pleaded
allegations of the complaint as true and construing them in the light most
favorable to the plaintiff." Fuller v. Norton, 86 F.3d 1016, 1020 (10th Cir. 1996).
Ms. Corey contends her Title VII claim against the United States should be
allowed to proceed. Ms. Corey argues Congress intended Title VII to apply to
uniformed military personnel, just as it intended the statute to apply to other
citizens. According to Ms. Corey, "[t]he plain meaning of Title VII suggests that
no distinction exists between uniformed employees and civilian employees under
Title VII."
Unfortunately for Ms. Corey, it is well settled Title VII does not afford
protections to uniformed personnel of the various armed forces. 42 U.S.C.
§ 2000e-16(a) (1994 & Supp. 1997) extends Title VII coverage to "employees ...
in military departments as defined in section 102 of Title 5." 5 U.S.C. § 102(1994) defines military departments as the departments of the Army, Navy and Air
Force. However, 10 U.S.C. § 101(a)(4) defines "armed forces" as the Army,
Navy, Air Force, Marine Corps, and Coast Guard. In Gonzalez v. Department of
the Army, 718 F.2d 926, 928 (9th Cir. 1983), the Ninth Circuit concluded "[t]he
two differing definitions show that Congress intended a distinction between
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'military departments' and 'armed forces,' the former consisting of civilian
employees, the latter of uniformed military personnel." Thus, the court held that
Title VII is only applicable to civilian employees of the Army, Navy, and Air
Force; the statute is not applicable to uniformed members of the armed forces. Id.
at 928-29.
In Salazar v. Heckler, 787 F.2d 527, 530 (10th Cir. 1986), we recognized
that "§ 717 [of Title VII] does not afford protection 'to the uniformed personnel
of the various armed services.'" Citing Gonzales, we stated:
The definitions of "military departments" and "armed forces"
contained in the United States Code ... compel the view "that the
term 'military departments' in section 717(a) of Title VII ... can be
fairly understood to include only civilian employees of the Army,
Navy, and Air Force and not both civilian employees and enlisted
personnel."
Id. The other circuits that have considered the issue are in agreement that Title
VII does not apply to uniformed members of the armed forces. See, e.g., Roper v.
Department of Army, 832 F.2d 247, 248 (2d Cir. 1987) ("we cannot agree to the
extension of Title VII to uniformed members of the armed forces."); Taylor v.
Jones, 653 F.2d 1193, 1200 (8th Cir. 1981) (Title VII not applicable to those who
enlist or apply for enlistment in United States armed forces). Ms. Corey has
provided this court with no circuit precedent to the contrary.
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Because Title VII is not applicable to uniformed members of the armed
forces, the trial court's dismissal of Ms. Corey's Title VII claim was appropriate.
Ms. Corey's argument that Congress intended Title VII to apply to uniformed
personnel is clearly without merit in light of prevailing law. 2
Next, we review Ms. Corey's claim the district court erroneously
determined her § 1985 claims and her claims under the Federal Tort Claims Act
were precluded under the Feres doctrine. 3 Although not specifically stated in its
order, we assume the district court dismissed Ms. Corey's claims under the Feres
doctrine pursuant to Fed. R. Civ. P. 12(b)(1). 4 See Dreier v. United States, 106
F.3d 844, 847 (9th Cir. 1997) (motion to dismiss under Feres doctrine properly
treated as Rule 12(b)(1) motion to dismiss). "We review de novo whether the
2
Although Ms. Corey appears to argue military personnel should not be
immune from Title VII under the Feres doctrine, we need not address this
argument. The trial court's dismissal of Ms. Corey's Title VII claim was not
pursuant to the Feres doctrine.
3
In her reply brief, Ms. Corey argues for the first time that the Feres
doctrine should no longer apply since she is no longer a member of the military.
Because this issue was not raised in her opening brief, we refuse to consider it on
appeal. See Lyons v. Jefferson Bank & Trust, 994 F.2d 716, 724 (10th Cir. 1993)
(issues raised for the first time in reply brief will generally not be considered).
4
Even if the district court dismissed Ms. Corey's claims under Rule
12(b)(6), the standard of review would still be de novo. See Kidd, 88 F.3d at 854.
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Feres doctrine is applicable to the facts reflected in the record." Id. (citation and
internal quotation marks omitted). Furthermore, because the district court
apparently did not look beyond the allegations contained in the complaint, we
must accept the plaintiff's factual allegations as true. Id.In Feres, the Supreme Court held "the Government is not liable under the
Federal Tort Claims Act for injuries to servicemen where the injuries arise out of
or are in the course of activity incident to service." 340 U.S. at 146. In cases
subsequent to Feres, the Supreme Court has ruled that enlisted military personnel
may not maintain a suit against other military personnel that seeks damages for
constitutional violations arising out of or incident to service. Chappell v.
Wallace, 462 U.S. 296, 305 (1983); United States v. Stanley, 483 U.S. 669, 683-
84 (1987). The rationale for these decisions is threefold: "'(1) the distinctly
federal nature of the relationship between the government and members of its
armed forces ...; (2) the availability of alternative compensation systems; and (3)
the fear of damaging the military disciplinary structure.'" Madsen v. United
States, 841 F.2d 1011, 1013 (10th Cir. 1987) (quoting Atkinson v. United States,
825 F.2d 202, 205 (9th Cir. 1987), cert. denied, 485 U.S. 987 (1988)). The Tenth
Circuit has stated "[t]he Feres rationales extend beyond a damage action based on
FTCA and Bivens and require abstention in a damage action arising from the
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Constitution if the Feres 'incident to service' test is met." Walden v. Bartlett, 840
F.2d 771, 773 (10th Cir. 1988). Furthermore, the Tenth Circuit has noted that
courts have routinely ruled that the protection of the Feres doctrine
extends to officers and other servicemen, as well as to the United
States.... Indeed, in Feres, ... the Supreme Court stated: "We know
of no American law which ever has permitted a soldier to recover for
negligence against either his superior officers or the Government he
is serving."
Hefley v. Textron, Inc., 713 F.2d 1487, 1491 (10th Cir. 1983) (quoting Feres, 340
U.S. at 141).
Courts applying the Feres doctrine have broadly construed the "incident to
service" test and have barred recovery "for injuries that at first blush may not
have appeared to be closely related to their military status." Dreier, 95 F.3d at
1440. "[P]ractically any suit that 'implicates the military judgments and
decisions,' ... runs the risk of colliding with Feres." Persons v. United States, 925
F.2d 292, 295 (9th Cir. 1991) (quoting United States v. Johnson, 481 U.S. 681,
691 (1987)). In determining whether the "incident to service" test is met, a key
inquiry is "whether the suit requires the civilian court to second-guess military
decisions ... and whether the suit might impair essential military discipline."
United States v. Shearer, 473 U.S. 52, 57 (1985).
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Ms. Corey contends her § 1985 claims and her claims brought pursuant to
the Federal Tort Claims Act are not barred by Feres because the conduct she
complains of was not "incident to service." Ms. Corey claims the court is not
being called upon to second-guess any military decisions and she argues the
functioning of the military will not be disrupted by holding the United States
accountable for the unlawful conduct.
Ms. Corey's tort and § 1985 claims can be divided into two general
categories: (1) the claims based on her allegations that she was subjected to a
continued history and pattern of discrimination and sexual harassment while
stationed in Oklahoma, and (2) the claims based on her allegations of sexual
harassment that occurred during the on-base party in Incirlik, Turkey, and the
military's failure to provide her with adequate relief from this harassment. With
respect to the general allegations of sexual harassment and discrimination that
occurred while Ms. Corey was stationed in Oklahoma, Ms. Corey admits in her
complaint these actions occurred "[d]uring the course of her employment." Thus,
by her own admission, this conduct arose from Ms. Corey's military status, her
military duties, and her relationship with other officers. This conduct was clearly
"incident to service." Consequently, Ms. Corey's tort and § 1985 claims based on
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the conduct that occurred while she was stationed in Oklahoma were properly
dismissed pursuant to the Feres doctrine.
Next, we review whether the conduct that occurred during and subsequent
to the party in Turkey was "incident to service." The September 16, 1994 on-base
party was arranged and attended by military members. During the party, Colonel
Turner allegedly became intoxicated and sexually assaulted Ms. Corey by
grabbing her buttocks with both hands. Ms. Corey asserts that although she
reported Colonel Turner's improper conduct, the Air Force did not take
disciplinary action against Colonel Turner. Ms. Corey states the conduct of the
Air Force and other defendants violated a number of military regulations.
Furthermore, Ms. Corey contends the Air Force "has established a system ... to
discourage complaints against its senior officers" and the Air Force has generally
failed to adequately supervise, train, investigate, and discipline its military
members regarding sexual harassment and discrimination. Ms. Corey contends
the defendants conspired against her and deprived her of her right to due process
and equal protection, in contravention of 42 U.S.C. § 1985.
After thoroughly reviewing the record, as well as all relevant authorities,
we conclude, as did the district court, that Ms. Corey's § 1985 claims and her
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claims brought under the Federal Tort Claims Act arose "incident to service." 5
The Feres doctrine "'encompass[es], at a minimum, all injuries suffered by
military personnel that are even remotely related to the individual's status as a
member of the military.'" Persons, 925 F.2d at 296 n.7 (quoting Major v. United
States, 835 F.2d 641, 644 (6th Cir. 1987), cert. denied, 487 U.S. 1218 (1988)).
Here, Ms. Corey's participation in the party at which her injuries occurred was a
consequence of her military status. The party occurred on base and was organized
and attended by military members. Those participating in the party -- including
Ms. Corey and the individual defendants -- were subject to military discipline and
control. Thus, we believe the injuries suffered by Ms. Corey were at least
"remotely related" to her military status.
The fact Ms. Corey's injuries occurred during a recreational activity does
not prevent the application of Feres. In Millang v. United States, 817 F.2d 533,
534-35 (9th Cir. 1987), cert. denied, 485 U.S. 987 (1988), an off-duty military
5
To the extent Ms. Corey argues her sexual assault and battery claims
against the United States should have been allowed to proceed, we conclude these
claims are barred pursuant to the "intentional tort exception" to the Federal Tort
Claims Act. This exception shields the United States from liability for claims
arising from an assault or battery. See 28 U.S.C. § 2680(h); Satterfield v. United
States, 788 F.2d 395, 399 (6th Cir. 1986). Because Ms. Corey's assault and
battery claims against the United States are barred under the intentional tort
exception, we need not decide whether these claims are "incident to service" and
barred under Feres.
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police officer sought to recover for injuries that occurred when he was run over
by an on-duty military police officer at an on-base picnic site. However, the
Ninth Circuit concluded the plaintiff's claims were barred by Feres because they
"could well call military decisions into question." Id. at 535. Similarly, in Bon v.
United States, 802 F.2d 1092, 1096 (9th Cir. 1986), the court precluded under
Feres the claims of an active duty servicewoman, on authorized leave, who was
injured in a boating accident that occurred on or near a Navy Special Services
Facility. See also Bozeman v. United States, 780 F.2d 198, 202 (2d Cir. 1985)
(Feres barred widow's claims against government under Federal Tort Claims Act
where decedent, an off-duty military policeman, was served drinks at Non-
Commissioned Officers' club and was killed subsequently in off-base accident).
Allowing Ms. Corey's lawsuit to proceed would involve judicial inquiry
into, and intrusion upon, military discipline. In effect, we would be inviting the
district court to second-guess the military decisions made concerning the conduct
that occurred at the on-base party. Furthermore, we would be authorizing the
court to review the Air Force's application (or non-application) of its own rules of
military discipline. This is precisely the type of second-guessing and intrusion
into military affairs that the Feres doctrine was designed to prevent. "To permit
this type of suit would mean that commanding officers would have to stand
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prepared to convince a civilian court of the wisdom of a wide range of military
and disciplinary decisions ...." Shearer, 473 U.S. at 58. Thus, we agree with the
district court that Ms. Corey's § 1985 claims and her claims brought under the
Federal Tort Claims Act "arise out of or are in the course of activity incident to
service." Consequently, these claims are precluded by Feres. 6
Based on the foregoing reasons, we hereby AFFIRM the district court's
order dismissing Ms. Corey's claims.
Entered for the Court
WADE BRORBY
United States Circuit Judge
6
Ms. Corey contends the United States failed to disclose to the court
whether the conduct of the individual defendants was within the scope of their
employment pursuant to the Westfall Act, 28 U.S.C. § 2679. Because we have
determined Ms. Corey's claims are precluded under the Feres doctrine, we find
this contention irrelevant and need not address it. Ms. Corey also appears to
argue she is entitled to relief under 42 U.S.C. § 1986, the Victims' Rights and
Restitution Act of 1990, and Department of Defense Instruction 103.2.2.
However, these claims were not raised in Ms. Corey's complaint and they were
not decided by the district court. Consequently, we will not review any issues
concerning these claims on appeal. See Walker v. Mather (In re Walker), 959
F.2d 894, 896 (10th Cir. 1992) (generally, court will not consider an issue on
appeal that was not raised below). Furthermore, to the extent Ms. Corey argues
she is entitled to receive "injunctive or other equitable relief", we refuse to review
this claim because her complaint only requested monetary damages. Finally, we
deny Ms. Corey's request for permission to amend her complaint. Ms. Corey did
not seek leave to amend her complaint from the trial court, and Ms. Corey makes
no attempt to argue how any of her claims would survive if such leave were
granted.
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