Arnold v. Zavaras ( 1998 )

F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
MAY 29 1998
FOR THE TENTH CIRCUIT
PATRICK FISHER
Clerk
RODERICK JEROME ARNOLD,
Petitioner-Appellant,
v. No. 97-1305
(D.C. No. 97-B-327)
ARISTEDES ZAVARAS, Director of (D. Colo.)
Colorado Department of Corrections;
LARRY EMBRY, Warden of Fremont
Correctional Facility; GAIL A.
NORTON, Attorney General for the
State of Colorado,
Respondents-Appellees.
ORDER AND JUDGMENT *
Before TACHA, LOGAN, and LUCERO, Circuit Judges.
In 1992, Mr. Arnold was convicted by a jury of first and second degree
assault. 1 He was sentenced to fifteen years’ imprisonment on the first degree
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
1
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1.9. The case is therefore
(continued...)
assault conviction and five years on the second degree assault conviction, to run
consecutively. In his 28 U.S.C. § 2254 petition, Mr. Arnold alleged these two
convictions and the consecutive sentences violate his double jeopardy rights.
Adopting the magistrate judge’s recommendation, the district court held that a
double jeopardy violation did not occur. 2 Mr. Arnold appeals to us; we affirm.
On review of a district court’s ruling on a § 2254 petition, we grant a
presumption of correctness to the state court’s factual findings if they are fairly
supported by the record. See Hatch v. Oklahoma, 58 F.3d 1447, 1453 (10th Cir.
1995), cert. denied, 517 U.S. 1235 (1996). We review the district court’s
conclusions of law and mixed questions of law and fact de novo. See id.; but see
Wright v. West, 505 U.S. 277, 294-95 (1992) (declining to announce a standard
for habeas review of the state court’s application of the law to the facts).
The incident which led to Mr. Arnold’s convictions occurred one evening
when he was attempting to visit a local bar. Petitioner and several people with
him were denied entrance to the bar; the group left after a physical confrontation
with the doorman. Mr. Arnold returned and began arguing again with the
doorman, he then raised his arm and shot in the area where the doorman was
1
(...continued)
ordered submitted without oral argument.
2
The district court granted Mr. Arnold’s motion for a certificate of
appealability.
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standing. The bullet struck another patron--uninvolved in the fracas--in the hand.
Upon trial, Mr. Arnold was convicted of second degree assault based on his intent
to shoot the doorman; he was convicted of first degree assault against the patron.
On direct appeal, Mr. Arnold argued that the convictions and consecutive
sentences violated double jeopardy principles. Mr. Arnold proposed that only one
offense had occurred because he had only fired one shot and had only intended
one injury. The state court of appeals held that a double jeopardy violation did
not occur because, there being two victims, the evidence was not identical, and
the assaults were separate offenses. The court relied on People v. Wafai, 713
P.2d 1354 (Colo. Ct. App. 1985), aff’d, 750 P.2d 37 (Colo. 1988) to distinguish
this case from those falling under the constraints of Colo. Rev. Stat.
§ 18-1-408(3) which requires concurrent sentences for a defendant convicted of
multiple crimes based upon identical evidence. In Wafai, the court held that
because the defendant’s convictions arose from “crimes committed upon different
victims,” the evidence was not identical, and consecutive sentencing was
permissible. Id. at 1357.
The Double Jeopardy Clause provides that no “person [shall] be subject for
the same offence to be twice put in jeopardy of life or limb . . . .” U.S. Const.
amend. V. When cumulative sentences are imposed by a state court in a single
trial, the federal court will hold that the § 2254 petitioner has been subjected to
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double jeopardy if the sentencing court meted out “greater punishment than the
legislature intended.” Missouri v. Hunter, 459 U.S. 359, 366 (1983). We are
bound by the construction of a state statute given to it by the highest court in that
state when assessing the intent of the state legislature. See id. at 368.
In order to protect each citizen from prohibited criminal conduct, many
state courts have held that their legislatures intended to create multiple offenses
from a single act when that act affects more than one person. See, e.g., State v.
Henley, 687 P.2d 1220, 1222-23 (Ariz. 1984) (two assaults occurred when one
bullet injured two people despite the fact that defendant performed only one act
and had one intent; therefore, separate convictions and consecutive sentences
did not violate double punishment clause of state statute); Goodman v. State,
601 P.2d 178, 185 (Wyo. 1979) (two distinct offenses may arise from single act
without violating double jeopardy); see also United States v. Shaw, 701 F.2d 367,
396 (5th Cir. 1983) (Congress intended that when a single act causes more than
a single consequence, the defendant may be convicted of separate offenses so
long as each offense “requires proof of a fact not essential to the other”).
The Colorado Supreme Court has expressly held that “[i]f there is only one
victim, and one criminal act, the defendant can be convicted of only one count of
assault.” People v. Moore, 877 P.2d 840, 845 (Colo. 1994) (citing People v.
Lowe, 660 P.2d 1261, 1270-71 (Colo. 1983) (“Only one conviction of murder is
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permitted for the killing of one victim.”)); see also People v. Driggers, 812 P.2d
702, 703 (Colo. Ct. App. 1991) (convictions for both second degree murder and
first degree felony murder could not be upheld where there was but one victim).
Moore and Driggers are in applicable to the present case. The Colorado
Court of Appeals’ holding in Wafai, that the Colorado legislature intended that
two convictions may arise from a single act when two victims are harmed is
consistent with legislative intent. Moreover, section 18-1-408(3) was not
violated, because two victims were involved the evidence presented was not
identical. We perceive no legal error in the state court’s determination.
The judgment is AFFIRMED.
ENTERED FOR THE COURT
Carlos F. Lucero
Circuit Judge
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