Edwin Estangley Garcia v. Doctor Osegbue Obasi ( 2022 )


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  • USCA11 Case: 21-12919    Date Filed: 03/07/2022   Page: 1 of 12
    [DO NOT PUBLISH]
    In the
    United States Court of Appeals
    For the Eleventh Circuit
    ____________________
    No. 21-12919
    Non-Argument Calendar
    ____________________
    EDWIN ESTANGLEY GARCIA,
    Plaintiff-Appellant,
    versus
    DOCTOR OSEGBUE OBASI,
    WSP Medical,
    WARDEN WILCOX STATE PRISON,
    UNIT MANAGER,
    Wilcox State Prison Medical,
    Defendants-Appellees,
    USCA11 Case: 21-12919           Date Filed: 03/07/2022        Page: 2 of 12
    2                         Opinion of the Court                     21-12919
    CRISP REGIONAL HOSPITAL, et al.,
    Defendants.
    ____________________
    Appeal from the United States District Court
    for the Middle District of Georgia
    D.C. Docket No. 5:20-cv-00155-TES-CHW
    ____________________
    Before BRANCH, GRANT, and BRASHER, Circuit Judges.
    PER CURIAM:
    Edwin Estangley Garcia, a pro se Georgia prisoner, filed this
    
    42 U.S.C. § 1983
     action against the warden, the prison doctor, and
    the prison medical unit manager, alleging that they violated the
    Eighth Amendment by failing to provide timely and appropriate
    medical care after he broke his arm while playing soccer in the
    prison yard. 1 He appeals the district court’s dismissal of his com-
    plaint based on his failure to exhaust his available administrative
    remedies. We conclude that the district court correctly dismissed
    Garcia’s complaint because he failed to exhaust the available prison
    1 Garcia also sued the prison soccer coach, the local hospital, and an unnamed
    doctor, but his claims against those defendants were dismissed for failure to
    state a claim, and he has not appealed their dismissal.
    USCA11 Case: 21-12919       Date Filed: 03/07/2022    Page: 3 of 12
    21-12919               Opinion of the Court                       3
    grievance procedures before filing his lawsuit. We modify the dis-
    trict court’s judgment, however, to correct an error and to reflect
    that the dismissal is without prejudice. We affirm the judgment as
    modified.
    I.
    Garcia filed his § 1983 complaint on April 23, 2020, alleging
    that prison officials showed deliberate indifference to his serious
    medical need by failing to provide timely medical care after he
    broke his arm and wrist and injured his hand. Specifically, he al-
    leged that officials waited nearly three hours after he was injured
    to transport him to the hospital, caused his initial surgical treat-
    ment to be delayed twice, caused him to miss a second surgery al-
    together, failed to provide physical therapy and appropriate pain
    medication, and failed to schedule follow-up care to remedy the
    obvious deformity and remaining nerve injury in his arm.
    Garcia also alleged that he had presented his complaints to
    the warden by filing a grievance, and that the warden had waived
    the exhaustion of additional prison administrative remedies by fail-
    ing to respond to his grievance. He attached to his complaint a
    copy of a formal grievance dated January 30, 2020, complaining of
    the alleged delayed and inadequate medical care for his arm, and
    an inquiry dated March 25, 2020, in which he asked about the status
    of his grievance and stated that it had been over 60 days since he
    filed his grievance and the warden had not responded or given 10
    days’ notice. A prison staff member responded to Garcia’s inquiry
    USCA11 Case: 21-12919       Date Filed: 03/07/2022     Page: 4 of 12
    4                      Opinion of the Court                21-12919
    by stating that his grievance was sent to the warden’s office on
    March 25, 2020, for review.
    The defendants answered Garcia’s complaint, alleging
    among other defenses that Garcia failed to exhaust his available ad-
    ministrative remedies, in violation of the Prison Litigation Reform
    Act, 42 U.S.C. 1997e(a) (PLRA). They later filed a motion for sum-
    mary judgment on the grounds that Garcia had not exhausted his
    administrative remedies before filing suit and had not established
    that the defendants had been deliberately indifferent to a serious
    medical need. In support of their motion, the defendants submit-
    ted an affidavit by Amber Phillips, a prison analyst who was respon-
    sible for ensuring compliance with grievance procedures at the fa-
    cility where Garcia was housed, and a copy of the Georgia Depart-
    ment of Corrections Statewide Grievance Procedure.
    The Grievance Procedure outlined two steps for an inmate
    seeking to resolve a complaint at the prison: first, the inmate could
    submit a formal grievance within ten days of the date that he knew
    or should have known of the facts giving rise to his complaint. The
    procedure provided that the warden was to respond to the griev-
    ance within 40 days, or within 50 days if the warden gave written
    notice of the 10-day extension before the initial 40-day period ex-
    pired. Second, the inmate could file an appeal with the central of-
    fice after the time allowed for the warden’s response passed, or
    within seven days after the warden responded to the grievance.
    The central office was allotted 120 days to resolve the appeal.
    USCA11 Case: 21-12919       Date Filed: 03/07/2022     Page: 5 of 12
    21-12919               Opinion of the Court                        5
    In her affidavit, Phillips testified that inmates are provided
    with written grievance instructions and an oral explanation of the
    grievance process upon entering the custody of the Georgia De-
    partment of Corrections. She also testified that inmates have ac-
    cess to a copy of the Grievance Procedure at the prison library.
    Phillips attached records showing that Garcia submitted a griev-
    ance in January 2020 about the medical treatment he received, and
    that the warden denied the grievance on June 5, 2020.
    Garcia responded that the warden waived exhaustion of his
    administrative remedies by failing to respond to his formal griev-
    ance for several months after he submitted it. He pointed out that
    he had appealed to the central office in June 2020 (while his § 1983
    lawsuit was pending) after the warden finally responded to his
    grievance. He also contended that the grievance coordinator had
    “erred when she failed to provide the inmate with information to
    appeal” when the time expired for the warden to respond, because
    she did not send him an appeal form at that time.
    Garcia also filed a motion for summary judgment, arguing
    again that the warden had waived exhaustion of administrative
    remedies by failing to respond or give notice of an extension within
    the time provided, and arguing the merits of his Eighth Amend-
    ment deliberate-indifference claim.
    The district court referred the case to a magistrate judge,
    pursuant to 
    28 U.S.C. § 636
    (b)(1). The magistrate judge issued a
    report and recommendation stating that the district court should
    grant the defendants’ motion for summary judgment and deny
    USCA11 Case: 21-12919        Date Filed: 03/07/2022      Page: 6 of 12
    6                       Opinion of the Court                 21-12919
    Garcia’s motion because (1) Garcia failed to exhaust available ad-
    ministrative remedies by filing a central office appeal before he filed
    his lawsuit, and (2) Garcia failed to present evidence from which a
    reasonable jury could find in his favor on the merits of his deliber-
    ate indifference claim.
    Garcia objected to the magistrate judge’s report and recom-
    mendation. He reiterated his argument that the warden had
    waived exhaustion of administrative remedies by failing to timely
    respond to his grievance. He also asserted for the first time that
    (1) the grievance procedures had never been made available to him
    in Spanish or through a Spanish interpreter, though he did not
    speak or read English; and (2) the prison library manager had mis-
    informed him on April 15, 2020, that because of the COVID-19 pan-
    demic, prisoners were no longer required to exhaust administrative
    remedies before filing suit.
    The district court adopted the magistrate judge’s report and
    recommendation to the extent that it found that Garcia had failed
    to exhaust his administrative remedies before filing suit. Without
    addressing the arguments raised for the first time in Garcia’s objec-
    tions to the magistrate’s report and recommendation, the court
    concluded that because Garcia filed his lawsuit before he appealed
    his grievance to the central office, the lawsuit was barred by the
    PLRA. It therefore granted the defendants’ motion for summary
    judgment without reaching the merits of Garcia’s § 1983 claim and
    denied Garcia’s motion for summary judgment. Garcia now ap-
    peals.
    USCA11 Case: 21-12919       Date Filed: 03/07/2022     Page: 7 of 12
    21-12919               Opinion of the Court                        7
    II.
    We review the district court’s interpretation and application
    of the PLRA’s exhaustion requirements de novo. Higginbottom v.
    Carter, 
    223 F.3d 1259
    , 1260 (11th Cir. 2000). We review the district
    court’s treatment of a magistrate judge’s report and recommenda-
    tion for abuse of discretion. Stephens v. Tolbert, 
    471 F.3d 1173
    ,
    1175 (11th Cir. 2006).
    III.
    Under the PLRA, a prisoner cannot bring a § 1983 action
    “until such administrative remedies as are available are exhausted.”
    42 U.S.C. § 1997e(a). “The plain language of the statute makes ex-
    haustion a precondition to filing an action in federal court.” Hig-
    ginbottom, 223 F.3d at 1261 (citation omitted). This means that
    when a state provides a grievance procedure for its prisoners, “an
    inmate alleging harm suffered from prison conditions must file a
    grievance and exhaust the remedies available under that procedure
    before pursuing a § 1983 lawsuit.” Bryant v. Rich, 
    530 F.3d 1368
    ,
    1372 (11th Cir. 2008) (citation omitted). Exhaustion is mandatory,
    and courts cannot excuse a failure to exhaust available administra-
    tive remedies because “special circumstances” exist or because the
    available procedures are futile or inadequate. Ross v. Blake, 
    578 U.S. 632
    , 638–39 (2016); see Higginbottom, 223 F.3d at 1261. Thus,
    where a defendant raises the issue of exhaustion as a defense, courts
    must conduct a limited analysis focusing on whether administra-
    tive remedies were available and whether the prisoner properly ex-
    hausted those remedies. See Ross, 578 U.S. at 639–42.
    USCA11 Case: 21-12919        Date Filed: 03/07/2022      Page: 8 of 12
    8                       Opinion of the Court                 21-12919
    A district court’s analysis of exhaustion proceeds in two
    steps. See Turner v. Burnside, 
    541 F.3d 1077
    , 1082–83 (11th Cir.
    2008). First, the court looks to the facts alleged in the defendants’
    motion and the plaintiff’s response, and where they conflict, ac-
    cepts the plaintiff’s version as true. 
    Id. at 1082
    . If under that ver-
    sion of the facts the prisoner has failed to exhaust available admin-
    istrative remedies, the district court must dismiss the prisoner’s
    complaint. 
    Id.
     Second, if dismissal is not warranted at the first step,
    the district court should make specific findings to resolve relevant
    factual disputes and should dismiss if the facts found by the court
    show a failure to exhaust. 
    Id.
     at 1082–83.
    The district court conducted this analysis and concluded that
    the undisputed facts showed at step one that Garcia had not ex-
    hausted his available administrative remedies. We agree.
    It is undisputed that the prison grievance procedures were
    explained to Garcia orally and in writing when he first entered the
    Georgia prison system, and that the complete Grievance Procedure
    was available at the prison library. Garcia showed some familiarity
    with the grievance procedures by filing his grievance and by com-
    plaining to the grievance counselor two months later that the war-
    den had not given him either a timely response to his grievance or
    notice of an extension of the response time. The fact that the griev-
    ance coordinator did not send Garcia an appeal form and remind
    him of his option to appeal without waiting for a response did not
    make that option unavailable—Garcia has not alleged that he asked
    for an appeal form, or that one would not have been given to him
    USCA11 Case: 21-12919        Date Filed: 03/07/2022     Page: 9 of 12
    21-12919               Opinion of the Court                         9
    if he had asked. See Geter v. Baldwin State Prison, 
    974 F.3d 1348
    ,
    1356 (11th Cir. 2020) (once the defendant has shown an available
    administrative remedy that was not exhausted, the burden shifts to
    the plaintiff to demonstrate that the procedure was “subjectively”
    and “objectively” unavailable to him).
    On appeal, Garcia argues that the prison grievance proce-
    dures were unavailable to him because they were not provided or
    explained to him in Spanish, and because the prison library man-
    ager misinformed him that he was not required to exhaust his ad-
    ministrative remedies due to COVID-19. Garcia forfeited those ar-
    guments, however, by not raising them until after the magistrate
    judge issued its report and recommendation, and the district court
    acted within its discretion in refusing to consider them. See Wil-
    liams v. McNeil, 
    557 F.3d 1287
    , 1291–92 (11th Cir. 2009).
    Garcia also argues that prison officials waived his failure to
    completely exhaust the grievance process by failing to comply with
    the Grievance Procedure themselves. He points out that the war-
    den did not respond to his grievance within 40 days or give him
    notice of an extension as required in the Grievance Procedure, and
    he says that when he eventually did file an appeal, the grievance
    coordinator denied receiving it and presumably did not forward it
    to the central office, and the central office never responded to it.
    This argument is misplaced—the PLRA requires prisoners to
    properly complete each step of an available grievance process, even
    if the process is ultimately futile. Higginbottom, 223 F.3d at 1261;
    see Miller v. Tanner, 
    196 F.3d 1190
    , 1193 (11th Cir. 1999) (when
    USCA11 Case: 21-12919          Date Filed: 03/07/2022       Page: 10 of 12
    10                       Opinion of the Court                    21-12919
    reviewing whether a prisoner exhausted his administrative reme-
    dies, “we do not review the effectiveness of those remedies, but
    rather whether remedies were available and exhausted”). The war-
    den’s failure to provide a timely response to Garcia’s grievance did
    not make a central office appeal unavailable to Garcia because he
    had the option to appeal after the time for the warden’s response
    expired. And the fact that the central office never addressed his
    appeal does not excuse his failure to exhaust that option before fil-
    ing suit in federal court. 42 U.S.C. § 1997e(a); Bryant, 
    530 F.3d at 1372
    .
    The district court correctly dismissed Garcia’s complaint for
    failure to exhaust available administrative remedies as required by
    the PLRA. We note, however, that although the district court
    adopted the magistrate judge’s report and recommendation only
    insofar as it concluded that Garcia had not exhausted available ad-
    ministrative remedies, the judgment entered by the clerk stated in-
    correctly that the magistrate’s recommendation was accepted “in
    its entirety.” This error is significant because the magistrate judge
    recommended granting the defendants’ motion for summary judg-
    ment on the merits, which would result in a dismissal with preju-
    dice. Exhaustion, on the other hand, “is nothing more than a pre-
    condition to an adjudication on the merits,” and a dismissal for fail-
    ure to exhaust administrative remedies generally is without preju-
    dice. See Bryant, 
    530 F.3d at
    1374–75 & n.12. 2 Moreover, the
    2As we acknowledged in Bryant, a dismissal with prejudice for failure to ex-
    haust administrative remedies may be appropriate where it is no longer
    USCA11 Case: 21-12919            Date Filed: 03/07/2022          Page: 11 of 12
    21-12919                   Opinion of the Court                                11
    district court here expressly declined to reach the merits of Garcia’s
    § 1983 claim. We therefore modify the judgment to indicate that
    the magistrate judge’s report and recommendation was adopted
    only in part, and to clarify that the dismissal of Garcia’s complaint
    was without prejudice.
    IV.
    To meet the “precondition” of exhaustion of available ad-
    ministrative remedies under the PLRA, Garcia was required to
    complete both steps in the prison grievance procedure—submit-
    ting a formal grievance and appealing to the central office—before
    filing his § 1983 complaint. See Woodford v. Ngo, 
    548 U.S. 81
    , 90
    (2006); Bryant, 
    530 F.3d at 1378
    . He did not do so. We therefore
    affirm the district court’s dismissal of Garcia’s § 1983 complaint.
    We modify the district court’s judgment, however, to indicate that
    the dismissal is without prejudice to his ability to renew his suit if
    he has now exhausted his available administrative remedies. 3
    feasible for the plaintiff to comply with administrative deadlines or otherwise
    properly exhaust the available administrative remedies. Bryant, 
    530 F.3d at
    1375 n.11; see Varner v. Shepard, 
    11 F.4th 1252
    , 1264 (11th Cir. 2021) (affirm-
    ing a dismissal with prejudice for failure to exhaust administrative remedies
    where the prisoner’s grievances were rejected as untimely). We are not faced
    with those circumstances here.
    3 We do not express or imply an opinion as to whether Garcia has now
    properly exhausted the available prison grievance procedures, whether he
    would be entitled to equitable tolling of the applicable statute of limitations if
    he refiled his lawsuit, or on the merits of any claim that Garcia may have re-
    lated to past or continuing needs for medical treatment of his injured arm.
    USCA11 Case: 21-12919   Date Filed: 03/07/2022   Page: 12 of 12
    12                 Opinion of the Court              21-12919
    AFFIRMED AS MODIFIED.