In re: Marckson Saint Fleur , 824 F.3d 1337 ( 2016 )

Case: 16-12299 Date Filed: 06/08/2016 Page: 1 of 13
[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 16-12299-J
________________________
IN RE: MARCKSON SAINT FLEUR,
Petitioner.
__________________________
Application for Leave to File a Second or Successive
Motion to Vacate, Set Aside,
or Correct Sentence, 28 U.S.C. § 2255(h)
_________________________
Before HULL, MARCUS, and MARTIN, Circuit Judges.
B Y T H E P A N E L:
Pursuant to 28 U.S.C. §§ 2255(h) and 2244(b)(3)(A), Marckson Saint Fleur has filed an
application seeking an order authorizing the district court to consider a second or successive
motion to vacate, set aside, or correct his federal sentence, 28 U.S.C. § 2255. Such authorization
may be granted only if this Court certifies that the second or successive motion contains a claim
involving:
(1) newly discovered evidence that, if proven and viewed in light of the
evidence as a whole, would be sufficient to establish by clear and convincing
evidence that no reasonable factfinder would have found the movant guilty of the
offense; or
(2) a new rule of constitutional law, made retroactive to cases on collateral
review by the Supreme Court, that was previously unavailable.
Case: 16-12299 Date Filed: 06/08/2016 Page: 2 of 13
28 U.S.C. § 2255(h). “The court of appeals may authorize the filing of a second or successive
application only if it determines that the application makes a prima facie showing that the
application satisfies the requirements of this subsection.” Id. § 2244(b)(3)(C); see also
Jordan v. Sec’y, Dep’t of Corrs., 485 F.3d 1351, 1357-58 (11th Cir. 2007) (explaining that this
Court’s determination that an applicant has made a prima facie showing that the statutory criteria
have been met is simply a threshold determination).
I. SAINT FLEUR’S JOHNSON CLAIM
In his application, Saint Fleur seeks to raise one claim in a second or successive § 2255
motion. Saint Fleur asserts that his claim relies on a new rule of constitutional law, citing
Johnson v. United States, 576 U.S. ___, 135 S. Ct. 2551 (2015), in which the Supreme Court held
that the residual clause of the Armed Career Criminal Act (“ACCA”), 18 U.S.C. § 924(e), is
unconstitutionally vague, and citing Welch v. United States, 578 U.S. ___, 136 S. Ct. 1257 (2016),
in which the Supreme Court held that Johnson applies retroactively to cases on collateral review.
Saint Fleur was not sentenced or subject to an enhancement under the ACCA. Rather,
Saint Fleur appears to assert that the Supreme Court’s holding in Johnson implicates his sentence
for using and carrying a firearm during and in relation to a crime of violence, in violation of 18
U.S.C. § 924(c). Specifically, he argues that his conviction for Hobbs Act robbery no longer
qualifies as a crime of violence because of Johnson, and thus, his § 924(c) sentence cannot stand.
The ACCA, 18 U.S.C. § 924(e), defines the term “violent felony” as any crime punishable
by a term of imprisonment exceeding one year that:
(i) has as an element the use, attempted use, or threatened use of physical force
against the person of another; or
2
Case: 16-12299 Date Filed: 06/08/2016 Page: 3 of 13
(ii) is burglary, arson, or extortion, involves use of explosives, or otherwise
involves conduct that presents a serious potential risk of physical injury to
another.
18 U.S.C. § 924(e)(2)(B). The first prong of this definition is sometimes referred to as the
“elements clause,” while the second prong contains the “enumerated crimes” and, finally, what is
commonly called the “residual clause” (referred to herein as the “ACCA residual clause”).
United States v. Owens, 672 F.3d 966, 968 (11th Cir. 2012). The ACCA residual clause covers
“conduct that presents a serious potential risk of physical injury to another.” 18 U.S.C.
§ 924(e)(2)(B)(ii). In Johnson, the Supreme Court held that the ACCA residual clause is
unconstitutionally vague. Johnson, 576 U.S. at ___, 135 S. Ct. at 2557-58, 2563. The Supreme
Court clarified that, in holding that the ACCA residual clause is void, it did not call into question
the application of the elements clause and the enumerated crimes of the ACCA’s definition of a
violent felony. Id. at ___, 135 S. Ct. at 2563.
Distinct from the sentence provisions in § 924(e)(1) of the ACCA, § 924(c)(1)(A) provides
for a separate consecutive sentence if any person uses or carries a firearm during and in relation to
a crime of violence or drug trafficking crime, or possesses a firearm in furtherance of such crimes,
as follows:
Except to the extent that a greater minimum sentence is otherwise provided by this
subsection or by any other provision of law, any person who, during and in relation
to any crime of violence or drug trafficking crime (including a crime of violence or
drug trafficking crime that provides for an enhanced punishment if committed by
the use of a deadly or dangerous weapon or device) for which the person may be
prosecuted in a court of the United States, uses or carries a firearm, or who, in
furtherance of any such crime, possesses a firearm, shall, in addition to the
punishment provided for such crime of violence or drug trafficking crime—(i) be
sentenced to a term of imprisonment of not less than 5 years; (ii) if the firearm is
brandished, be sentenced to a term of imprisonment of not less than 7 years; and
(iii) if the firearm is discharged, be sentenced to a term of imprisonment of not less
than 10 years.
3
Case: 16-12299 Date Filed: 06/08/2016 Page: 4 of 13
18 U.S.C. § 924(c)(1)(A). For the purposes of § 924(c), § 924(c)(3)(A) and (B) define “crime of
violence” as an offense that is a felony and:
(A) has as an element the use, attempted use, or threatened use of physical force against
the person or property of another, or
(B) that by its nature, involves a substantial risk that physical force against the person
or property of another may be used in the course of committing the offense.
Id. § 924(c)(3). The former clause is referred to herein as the “use-of-force” clause and that later
clause as the “§ 924(c)(3)(B) residual clause.” Notably, the ACCA’s elements clause only
involves the use of force “against the person of another,” while the use-of-force clause involves the
use of force “against the person or property of another.” Compare 18 U.S.C. § 924(e)(2)(B)(i),
with 18 U.S.C. § 924(c)(3)(A) (emphasis added).
II. SAINT FLEUR’S HOBBS ACT ROBBERY
Saint Fleur was charged, in the same Second Superseding Indictment, with one count of
“Hobbs Act Robbery” (Count 4), in violation of 18 U.S.C. § 1951(a), and one count of using,
carrying, and discharging a firearm during a crime of violence as set forth in Count 4 (Count 5), in
violation of 18 U.S.C. §§ 924(c)(1)(A) and 924(c)(1)(A)(iii).
In that indictment, Count 4, the Hobbs Act robbery count, charged that Saint Fleur “did
knowingly and unlawfully obstruct, delay and affect commerce . . . by means of robbery, as the
term[] . . . ‘robbery’ [is] defined in Title 18, United States Code, Sections 1951(b)(1) and (b)(3), in
that [Saint Fleur] did take United States currency from individuals at the Au Bon Gout Restaurant
. . . by means of actual and threatened force, violence, and fear of injury to said persons, in
violation of Title 18, United States Code, Section 1951(a) and 2.”
4
Case: 16-12299 Date Filed: 06/08/2016 Page: 5 of 13
In that same indictment, Count 5, the § 924(c) count, charged that Saint Fleur “did
knowingly use, carry and discharge a firearm during and in relation to a crime of violence, and did
possess a firearm in furtherance of a crime of violence, which is a felony prosecutable in a court of
the United States, specifically, a violation of Title 18, United States Code, Section 1951(a), as set
forth in Count[] . . . 4 of the Second Superseding Indictment, in violation Title 18, United States
Code, Sections 924(a)(1)(A), 924(a)(1)(A)(iii), and 2.” (emphasis added).
Saint Fleur pled guilty to Counts 4 and 5.
As recently pointed out in In re Pinder, “[o]ur Court hasn’t decided if Johnson applies to
§ 924(c)(3)(B)” and “the law is unsettled” as to whether Johnson invalidates sentences that relied
on the § 924(c)(3)(B) residual clause. In re Pinder, ___ F.3d ___, No. 16-12084-J, 2016 U.S.
App. LEXIS 10031, at *2, 4 (11th Cir. June 2, 2016) (granting an application for leave to file a
second or successive motion under § 2255(h) because determining whether Johnson invalidates
the § 924(c)(3)(B) residual clause should be decided in the first instance by the district court). In
this regard, we note that Johnson did not address the definition for “crime of violence” under
§ 924(c)(3), and, as shown above, the ACCA residual clause and the § 924(c)(3)(B) residual clause
have somewhat different language.1
But we need not decide, nor remand to the district court, the § 924(c)(3)(B) residual clause
issue in this particular case because even if Johnson’s rule about the ACCA residual clause applies
to the § 924(c)(3)(B) residual clause, Saint Fleur’s claim does not meet the statutory criteria for
1
We also note that the ACCA § 924(e) sentence enhancement and the § 924(c) penalty
each appear to serve a different statutory purpose. Compare 18 U.S.C. § 924(c) (providing for a
consecutive term of imprisonment for defendants who use a firearm during a concurrent and
simultaneous crime of violence or drug trafficking crime), with 18 U.S.C. § 924(e) (providing for
an enhanced term of imprisonment for a § 922(g)(1) conviction of a felon in possession of a
firearm who had three past convictions for a violent felony or serious drug offense).
5
Case: 16-12299 Date Filed: 06/08/2016 Page: 6 of 13
granting this § 2255(h) application. This is because Saint Fleur’s companion conviction for
Hobbs Act robbery, which was charged in the same indictment as the § 924(c) count, clearly
qualifies as a “crime of violence” under the use-of-force clause in § 924(c)(3)(A). The indictment
and the judgment make clear that Saint Fleur’s § 924(c) sentence was not pursuant to the residual
clause in subsection (B), but pursuant to the use-of-force clause in subsection (A), which requires
that the crime during which the defendant was carrying the firearm be a crime that “has as an
element the use, attempted use, or threatened use of physical force against the person or property
of another.” See 18 U.S.C. § 924(c)(3)(A).
Specifically, Saint Fleur pled guilty to Count 4, which charged that Saint Fleur did affect
commerce “by means of robbery,” as the term robbery is defined in 18 U.S.C. § 1951(b)(1). “The
term ‘robbery’ means the unlawful taking or obtaining of personal property from the person or in
the presence of another, against his will, by means of actual or threatened force, or violence, or fear
of injury, immediate or future, to his person or property. . . .” Id. § 1951(b)(1). Count 4 further
charged Saint Fleur with, and Saint Fleur pled guilty to, committing robbery “by means of actual
and threatened force, violence, and fear of injury.” Thus, the elements of Saint Fleur’s § 1951
robbery, as replicated in the indictment, require the use, attempted use, or threatened use of
physical force “against the person or property of another.” See id.; 18 U.S.C. § 924(c)(3)(A).
In sum, Saint Fleur pled guilty to using, carrying, and discharging a firearm during the
Hobbs Act robbery set forth in Count 4, which robbery offense meets the use-of-force clause of the
6
Case: 16-12299 Date Filed: 06/08/2016 Page: 7 of 13
definition of a crime of violence under § 924(c)(3)(A).2 This means Saint Fleur’s sentence would
be valid even if Johnson makes the § 924(c)(3)(B) residual clause unconstitutional.
Accordingly, because Saint Fleur has failed to make a prima facie showing of the existence
of either of the grounds set forth in 28 U.S.C. § 2255, his application for leave to file a second or
successive motion is hereby DENIED.
2
In Pinder, this Court stated that the applicant’s § 924(c) sentence “appear[ed] to have
been based on a conviction for conspiracy to commit Hobbs Act robbery.” Pinder, ___ F.3d at
___ n.1, 2016 U.S. App. LEXIS 10031, at *5 n.1. However, unlike Pinder, this case involves the
actual commission of a Hobbs Act robbery.
7
Case: 16-12299 Date Filed: 06/08/2016 Page: 8 of 13
MARTIN, Circuit Judge, concurring:
I agree that Marckson Saint Fleur’s 18 U.S.C. § 924(c) sentence looks to be valid despite
Johnson v. United States, __ U.S. __, 135 S. Ct. 2551 (2015). I write separately to make two
points. First, the majority’s holding seems to hinge on the fact that Mr. Saint Fleur was
convicted in federal court of robbery “by means of an actual and threatened force, violence, and
fear of injury.” In other cases where a different crime provided the basis for a § 924(c)
sentence, there may still be “a sufficient showing of possible merit to warrant a fuller exploration
by the district court.” In re Holladay, 331 F.3d 1169, 1173 (11th Cir. 2003) (quotation
omitted). Second, I am increasingly wary of deciding whether to grant leave to file a second or
successive § 2255 petition based on a conclusion that the applicant’s proposed claim will fail on
the merits. All § 2255 requires us to do at this stage is “certif[y]” whether the applicant made
“a prima facie showing” that the petition will “contain . . . a new rule of constitutional law, made
retroactive to cases on collateral review by the Supreme Court.” 28 U.S.C.
§§ 2255(h), 2244(3)(C). We have therefore held that “the merits” of a proposed claim “are not
relevant to whether [the applicant] can obtain permission to bring a second or successive § 2255
motion.” In re Joshua, 224 F.3d 1281, 1282 n.2 (11th Cir. 2000) (per curiam).
Forgoing a detailed merits review makes sense because our decisions at this stage are
typically based on nothing more than a form filled out by a prisoner. Without any briefing or
other argument made by a lawyer, we are ill equipped to decide the merits of the claim. On top
of that, we are expected to decide these applications within 30 days of their filing. See 28
U.S.C. § 2244(b)(3)(D). “Things are different in the district court. That court has the benefit
of submissions from both sides, has access to the record, has an opportunity to inquire into the
8
Case: 16-12299 Date Filed: 06/08/2016 Page: 9 of 13
evidence, and usually has time to make and explain a decision about whether the petitioner’s
claim truly does meet the § 2244(b) requirements.” Jordan v. Sec’y, Dep’t of Corr., 485 F.3d
1351, 1358 (11th Cir. 2007).
Given those limitations, it would be much more prudent, I believe, to allow the District
Court to decide the merits of these cases in the first instance. The losing party can then appeal
that decision. And in that context, our precedent provides that the decision on the merits appeal
would not be controlled one way or another by the “limited determination” made in the order
granting leave to file the § 2255 petition. In re Moss, 703 F.3d 1301, 1303 (11th Cir. 2013).
Certainly this would be a more appropriate posture for a court of appeals to decide the merits of a
§ 2255 petition. At the current stage, applicants haven’t even filed § 2255 petitions. All
they’ve filed is a form applying for permission to file a petition.1
Even if some applications seem easy to deny based on how the merits look, this won’t
always be true. Mr. Saint Fleur’s § 924(c) sentence was based on the determination that his
federal robbery conviction is a “violent felony.” This crime was charged in the same
indictment and then proved in the same way and at the same time as his § 924(c) violation.
Unlike Mr. Saint Fleur, many prisoners seeking to file new § 2255 petitions are challenging
sentences that were based on old convictions under state law. This means a decision on the
merits of a proposed claim will turn on whether those state crimes are a “violent felony” under
1
This form gives prisoners very little space to explain their claims. See
http://www.ca11.uscourts.gov/sites/default/files/courtdocs/clk/Form2255APP.pdf. The form
also says: “Do not submit separate petitions, motions, briefs, arguments, etc.” In this same
context our court invited the government to file a brief “setting forth its views on the appropriate
disposition of applications by federal defendants for leave to file second or successive motions
under 28 U.S.C. § 2255(a) . . . in light of the recent decision in Johnson.” This brief is 47 pages
long and the government has asked us to file it “on the docket in future cases where federal
defendants seek leave to file a successive Section 2255 motion.”
9
Case: 16-12299 Date Filed: 06/08/2016 Page: 10 of 13
one of the definitions of that term that survived Johnson. And that inquiry depends in turn on
how the state’s courts interpreted the elements of the offense at the time the applicant was
convicted. See United States v. Howard, 742 F.3d 1334, 1343 (11th Cir. 2014). Because of
evolving state court rulings, this can mean that an offense will count as a “violent felony” if it
was committed one year but not if it was committed the next.
Questions about how states apply their criminal statutes are rarely easy to answer.
Again, the question can turn on the historical development of state law. It can also depend on
changes in federal law. For example, the answer might depend on whether our precedent
characterizing a particular state offense has been overruled by the Supreme Court, which has
decided at least nine Armed Career Criminal Act (ACCA) cases in the past decade alone.2
Adding to this difficulty, in many cases the only record of an applicant’s earlier state conviction
is the report prepared by a probation officer prior to sentencing (if that). But when we grant
leave to file a § 2255 petition, prisoners must file their petitions in the court that sentenced them.
That court will be far more familiar with the sentencing (or can more easily become familiar)
than we will be within the 30 days that we are given to decide an application for leave. Also, in
cases where a sentencing court didn’t make a specific enough factual finding about which prior
crimes the defendant committed (when a defendant committed many crimes that easily counted
2
See Johnson, 135 S. Ct. 2551; Descamps v. United States, __ U.S. __, 133 S. Ct.
2276(2013); Sykes v. United States, 564 U.S. 1, 131 S. Ct. 2267 (2011); McNeill v. United States,
563 U.S. 816, 131 S. Ct. 2218 (2011); Johnson v. United States, 559 U.S. 133, 130 S. Ct. 1265
(2010); United States v. Rodriquez, 553 U.S. 377, 128 S. Ct. 1783 (2008); Begay v. United States,
553 U.S. 137, 128 S. Ct. 1581 (2008); Logan v. United States, 552 U.S. 23, 128 S. Ct. 475 (2007);
James v. United States, 550 U.S. 192, 127 S. Ct. 1586 (2007). This ongoing uncertainty is despite
the fact that ACCA is over thirty years old. Non-ACCA cases may govern the merits of Johnson
claims as well. See, e.g., Torres v. Lynch, __ U.S. __, 136 S. Ct. 1619 (2016); United States v.
Castleman, __ U.S. __, 134 S. Ct. 1405 (2014); Moncrieffe v. Holder, __ U.S. __, 133 S. Ct. 1678
(2013).
10
Case: 16-12299 Date Filed: 06/08/2016 Page: 11 of 13
under ACCA’s “residual clause,” this specificity may not have been necessary), the District
Court can examine the allegations and documentary evidence and make these findings anew.
As an appellate court, we can’t do that.
Nothing in the habeas statute suggests that Congress expected us to decide the merits of a
proposed claim when deciding whether to grant an application for leave to file a successive
petition. When an appeals court panel combs a probation officer’s unproven allegations to
decide in the first instance if the applicant’s sentence is lawful, it is deciding more than a “prima
facie” case. In the somewhat analogous certificate of appealability (COA) context, the
Supreme Court has said the COA statute’s “threshold inquiry” is satisfied so long as “the issues
presented are adequate to deserve encouragement to proceed further.” Miller-El v. Cockrell,
537 U.S. 322, 327, 123 S. Ct. 1029, 1034 (2003). This “does not require a showing that the
appeal will succeed.” Id. at 337, 123 S. Ct. at 1039. It doesn’t even mean that “some jurists
would grant the petition for habeas corpus. Indeed, a claim can be debatable even though every
jurist of reason might agree, after the . . . case has received full consideration, that petitioner will
not prevail.” Id. at 338, 123 S. Ct. at 1040.3
To some extent the COA standard is more demanding than the standard for granting an
application to file a second or successive petition. A COA requires “a substantial showing of
the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). Permission to file a second or
successive § 2255 petition merely requires “a prima facie showing” that petition will “contain . .
. a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme
3
The Supreme Court recently granted a prisoner’s petition for certiorari in a case that (just
like Miller-El) asks if the Fifth Circuit’s COA standard is too strict. See Buck v. Stephens, No.
15-8049, __ S. Ct. __, 2016 WL 531661 (U.S. June 6, 2016).
11
Case: 16-12299 Date Filed: 06/08/2016 Page: 12 of 13
Court.” Id. §§ 2244(b)(3)(C), 2255(h)(2). By its plain text, the standard we are applying here
invites even less of an inquiry into the merits of the proposed claim than the standard for a COA.
Other courts agree that permission to file a second or successive § 2255 petition requires no
inquiry into the merits of a proposed claim.4 So do the leading practice manuals.5
For decades, courts across the country imprisoned people in a way that we know after
Johnson is illegal. The Supreme Court has also told us that prisoners are entitled to benefit
from Johnson regardless of when they were sentenced. See Welch v. United States, __ U.S. __,
__, 136 S. Ct. 1257, 1268 (2016). We owe these possibly wrongfully incarcerated people
careful attention in deciding whether a district court can simply look at whether their sentence is
wrong. Our court received about 600 Johnson-based § 2255(h) applications in the month of
May alone. Nearly all those applications are pro se. Some were denied by split panels.6
4
See, e.g., Ochoa v. Sirmons, 485 F.3d 538, 541 (10th Cir. 2007) (“This statutory mandate
does not direct the appellate court to engage in a preliminary merits assessment. Rather, it
focuses our inquiry solely on the conditions specified in § 2244(b) that justify raising a new habeas
claim.”); Goldblum v. Klem, 510 F.3d 204, 219 n.9 (3d Cir. 2007) (“‘[S]ufficient showing of
possible merit’ in this context does not refer to the merits of the claims asserted in the petition.”
(alteration in original)).
5
See, e.g., Means, Federal Habeas Manual § 11:85, at 1307 (2015 ed.) (“If the petitioner
seeks to file a second or successive petition based on a new rule of law made retroactive on
collateral review by the Supreme Court, the appellate court does not conduct any assessment of the
merits of the underlying claim, preliminary or otherwise.” (citations omitted)); Hertz & Liebman,
2 Federal Habeas Corpus Practice & Procedure § 28.3[d], at 1717 (7th ed. 2015) (explaining that
“lack of merit” is “irrelevant” at the § 2244(b) authorization stage).
6
E.g., In re Payne, No. 16-12290 (11th Cir. June 6, 2016) (Martin, J., dissenting); In re
Knight, No. 16-12132 (11th Cir. June 3, 2016) (Wilson, J., dissenting); In re Little, No. 16-11979
(11th Cir. May 27, 2016) (Martin, J., dissenting); In re McKinney, No. 16-11948 (11th Cir. May
26, 2016) (Martin, J., dissenting); In re Turner, No. 16-11914 (11th Cir. May 25, 2016)
(Rosenbaum, J., dissenting); In re Smith, No. 16-11901 (11th Cir. May 24, 2016) (Wilson, J.,
dissenting); In re Cantillo, No. 16-11468 (11th Cir. May 2, 2016) (Martin, J., dissenting); In re
Young, No. 16-11532 (11th Cir. Apr. 28, 2016) (Wilson, J., dissenting).
12
Case: 16-12299 Date Filed: 06/08/2016 Page: 13 of 13
And nearly all the orders in these cases are not published on our public website or in case
reporters, which means no lawyer is likely to ever see them.
The stakes in these cases are very high, since many of these applicants claim they are in
prison beyond the lawful limit of their sentence. And the margin for error is very low, since the
“denial of an authorization by a court of appeals to file a second or successive application shall
not be appealable and shall not be the subject of a petition for rehearing or for a writ of
certiorari.” 28 U.S.C. § 2244(b)(3)(E). Federal judges are rarely authorized to make legal
decisions that are not subject to review. In the few circumstances for which Congress has given
us this authority, we ought to wield it with extreme caution. While the merits of Mr. Saint
Fleur’s proposed claim seem easier than in some other cases, it is hard to be sure based on the
limited record we have at this stage. I worry that our merits decisions in these cases may be
shutting people out of court based on conclusions that are both “not relevant” at this stage and
not reviewable. Joshua, 224 F.3d at 1282 n.2.
13