Kenneth Earl Kendrick v. Smith SP Warden , 490 F. App'x 261 ( 2012 )

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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
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No. 11-13359
Non-Argument Calendar
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D.C. Docket No. 1:10-cv-02429-MHS
KENNETH EARL KENDRICK,
Petitioner-Appellant,
versus
SMITH SP WARDEN,
Respondent-Appellee.
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Appeal from the United States District Court
for the Northern District of Georgia
________________________
(September 20, 2012)
Before BARKETT, PRYOR and KRAVITCH, Circuit Judges.
PER CURIAM:
Kenneth Earl Kendrick, a Georgia state prisoner, appeals the district court’s
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denial of his petition for habeas corpus, brought under 28 U.S.C. § 2254. At issue
is (1) whether the prosecutor’s questions to Kendrick at trial violated Doyle v.
Ohio, 426 U.S. 610 (1976), by commenting on his right to remain silent, and (2) if
there was Doyle error, whether the error was harmless because it did not have a
“substantial and injurious effect or influence” on the jury’s verdict. See Brecht v.
Abrahamson, 507 U.S. 619, 637-38 (1993). For the reasons that follow, we
conclude that there was Doyle error but that it was harmless, and thus Kendrick is
not entitled to habeas relief.
I.
Kendrick was indicted in Gwinnett County, Georgia, for murder, two counts
of felony murder, and possession of a firearm by a convicted felon during the
commission of a felony, in connection with the shooting death of J’Maur Taylor.
At trial, Kendrick testified in his own defense and asserted that he shot Taylor,
who had stolen his car minutes earlier, in self-defense because Taylor was
shooting at him. On cross-examination, Kendrick admitted that he had not
mentioned self-defense to the police when he was interviewed after his car was
stolen or at the time police searched his house prior to his arrest. Specifically, the
following colloquy occurred:
State: Isn’t it true that the very first time any member of
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law enforcement of [sic] anyone associated with
the State of Georgia has heard your explanation
that you were defending yourself is today?
Defense Counsel: Your Honor, now I’m going to object, she’s commenting
on his right to remain silent. He had no obligation. He
testified today. So that’s an improper question and I’ll
object to asking it.
Trial Court: Objection overruled.
State: Isn’t it true that the only, the first time that you have
made this statement that you were defending yourself,
after having been given several opportunities by
Detective Wilbanks to tell him what happened, today is
the first you’ve given that explanation?
Kendrick: Given a statement to the State?
State: No.
Kendrick: Or given it to anyone?
State: Anyone associated with the State of Georgia?
Kendrick: That’s what I’m saying, giving it to the state?
State: Yes.
Kendrick: Yes, it is my first time.
State: And you didn’t give it to Detective Wilbanks on the
morning that he came to tell you that he had found your
car?
Kendrick: No, ma’am.
State: And you didn’t give it to him when he came to execute
the search warrant?
Kendrick: No, ma’am.
State: And you haven’t ever given that statement to the lead
investigator in this case?
Kendrick: No, ma’am.
State: And it’s been three years?
Kendrick: Well I learned, you know, to stay silent until you talk
with your attorney.
On redirect examination, Kendrick testified that he only told his lawyer and
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a friend that he acted in self-defense and that he otherwise remained silent on
advice of his lawyer. When defense counsel started to ask what Kendrick would
have done had his attorney not advised him to remain silent, the prosecutor
objected, and the trial court sustained the objection. In closing argument, the
prosecutor twice referred to Kendrick’s testimony that he acted in self-defense,
noting that Kendrick testified to a story that “we finally heard after all this time,
that J’Maur was shooting at him,” but stating that the evidence did not support his
testimony. The jury convicted Kendrick of all counts, and the state court
sentenced Kendrick to life imprisonment on the murder charges and a consecutive
fifteen-year sentence on the firearm charge.
Kendrick filed a motion for a new trial, which was denied. He then
appealed to the Georgia Supreme Court, raising as one of the errors that the
prosecutor impermissibly questioned him about his silence. In his brief before the
state supreme court, Kendrick asserted that he had received his Miranda1 warnings
at the time of his arrest. The Georgia Supreme Court affirmed Kendrick’s
convictions, holding that the state could properly impeach Kendrick with his prior
inconsistent statements because he had previously spoken with the investigating
officer. Kendrick then filed this § 2254 petition, raising the Doyle issue.
1
Miranda v. Arizona, 384 U.S. 436 (1966).
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A magistrate judge recommended that the district court review the
Doyle claim de novo because it was unclear that the state supreme court had
addressed it and deny habeas relief because the Doyle error was harmless in light
of the evidence against Kendrick. The magistrate judge noted that the error
consisted of only a few lines in a 1,300-page transcript in a trial that lasted 5 days
and included 16 witnesses. The district court adopted the recommendation, denied
habeas relief, and denied Kendrick’s application for a certificate of appealability
(COA). This court then issued a COA as to whether a Doyle error occurred, and,
if so whether the error was harmless.
II.
The Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA)
ordinarily requires deference to state-court adjudications on the merits. See 28
U.S.C. § 2254(d). In this case, the magistrate judge found that it was unclear
whether the state court had addressed the Doyle issue on direct appeal and thus the
magistrate judge and the district court did not give deference to the state court’s
decision.
Based on our review of the record, we conclude that the state court did
address the Doyle claim. The state supreme court rejected Kendrick’s Doyle
argument, citing to state cases applying Doyle. Kendrick v. State, 287 Ga. 676,
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678 (Ga. 2010) (citing Pye v. State, 269 Ga. 779 (Ga. 1998) (citing Doyle)).
Although the state supreme court did not reference federal law, it cited to cases
that did. This is sufficient to conclude that the state court addressed the
Doyle issue. See Greene v. Upton, 644 F.3d 1145, 1157 (11th Cir. 2011), cert.
denied, 132 S. Ct. 1767 (2012).
But that does not end the analysis because the state court’s decision failed to
correctly apply the law to Kendrick’s Doyle claim. Under the AEDPA, a
petitioner is not entitled to habeas relief regarding any claim that was adjudicated
on the merits in state court unless the state court’s decision “‘was contrary to, or
involved an unreasonable application of, clearly established Federal law . . . .’”
Harrington v. Richter, 131 S.Ct. 770, 783-84 (2011) (quoting 28 U.S.C.
§ 2254(d)). “The decision of a state court involves an unreasonable application of
clearly established federal law if the state court identifies the correct governing
legal rule but unreasonably applies it to the facts of the particular state prisoner’s
case.” Reese v. Sec’y, Fla. Dep’t of Corr., 675 F.3d 1277, 1286 (11th Cir. 2011).
We conclude that the state court unreasonably applied federal law. In
Kendrick’s case, the prosecutor’s statements and questions specifically highlighted
Kendrick’s failure to inform investigators at any time prior to trial, including after
he had received Miranda warnings, that he shot Taylor in self defense. The state
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correctly concedes that the prosecutor’s questions violated Doyle by referring to
his post-Miranda silence. The state has not disputed Kendrick’s assertion that he
was given his Miranda warnings at his arrest. Thus, the state court’s decision that
the prosecutor’s questions regarding Kendrick’s post-Miranda silence were
permissible impeachment was an unreasonable application of federal law.2 As
such, the decision was not entitled to deference under § 2254(d). See, e.g.
Williams v. Taylor, 529 U.S. 362, 409 (2000).
III.
When a state court decision involves an unreasonable application of clearly
established federal law, we review the claim de novo to determine if the state
court’s ultimate result was nevertheless correct. Panetti v. Quarterman, 551 U.S.
930, 953 (2007). We also note that, because the state court’s decision in
Kendrick’s case did not find error, it did not address whether the error was
harmless. But the district court found that it was. We review de novo a district
court’s denial of a habeas petition. McNair v. Campbell, 416 F.3d 1291, 1297
(11th Cir. 2005). We also review de novo whether a constitutional error is
harmless under the standard set out in Brecht. Mansfield v. Sec’y, Fla. Dep’t of
2
Under the facts of the case, we conclude that fairminded jurists would agree that state
court’s decision was incorrect. Reese, 675 F.3d at 1286.
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Corr., 679 F.3d 1301, 1307 (11th Cir. 2012).
In Doyle, the Supreme Court held that “the use for impeachment purposes of
[a defendant’s] silence . . . after receiving Miranda warnings, violate[s] the Due
Process Clause of the Fourteenth Amendment.” Hill v. Turpin, 135 F.3d 1411,
1413 (11th Cir. 1998) (citing Doyle, 426 U.S. at 619). But there is no violation
when the state impeaches a defendant based upon his pre-arrest silence or his
post-arrest silence that occurs before he receives Miranda warnings. See Fletcher
v. Weir, 455 U.S. 603, 604-07 (1982) (post-arrest, pre-Miranda silence); Jenkins v.
Anderson, 447 U.S. 231, 235-41 (1980) (pre-arrest silence).
Doyle errors are subject to harmless error review. See Hill, 135 F.3d at
1416-19. An error is considered harmless in the habeas context if it did not have
“a substantial and injurious effect or influence in determining the jury’s verdict.”
Brecht, 507 U.S. at 637. Under this standard, an error is not harmless where one is
left in grave doubt as to whether the error substantially and injuriously affected or
influenced the verdict. See O’Neal v. McAninch, 513 U.S. 432, 437-38 (1995).
In Brecht, the U.S. Supreme Court addressed a defendant’s conviction for
first-degree murder where the defendant admitted to shooting the victim but
argued that the shooting was accidental. 507 U.S. at 624. During the trial, the
state cross-examined the defendant as to whether he had told anyone prior to trial
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that the shooting was an accident, and later made several references to the
defendant’s pretrial silence during closing arguments. See id. at 625. The
Supreme Court concluded that the Doyle error at the defendant’s trial was
harmless because (1) the references to the defendant’s post-Miranda silence were
infrequent, as they comprised less than 2 pages of a 900-page trial transcript;
(2) the Doyle violations were cumulative, as the state made extensive and
permissible references to the defendant’s pre-Miranda silence; and (3) the state’s
evidence of guilt was, “if not overwhelming, certainly weighty[,]” and
contradicted the defendant’s claim of an accidental shooting. See id. at 638-39.
Conversely, this court concluded that a Doyle error was not harmless where
a significant question arose at trial as to whether the defendant had even been
armed at the time the victim was shot. Hill, 135 F.3d at 1413-19. This court noted
that the defendant served as the primary witness that he was unarmed and that
defense counsel had undermined the credibility of all of the state’s adult witnesses,
making the defendant’s credibility particularly important to his defense. See Id. at
1418. Likewise, the state made references to the defendant’s post-Miranda silence
on four occasions—all of which occurred after the state had been admonished not
to do so—and were not confined to a single witness. Id. at 1414-16 & n.5, 1418.
Although the trial court attempted to provide a curative instruction, this court
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determined that the instruction served only to highlight the Doyle error rather than
cure it. See id. at 1419.
There is no dispute in this case that the state violated Doyle. But, like the
district court, we cannot conclude that the error had a substantial effect on the
jury’s verdict. Although the prosecutor’s reference to Kendrick’s silence was not
a single isolated instance, it was mentioned only twice in Kendrick’s own
testimony, was not brought up during examination of the other 15 witnesses, and
did not take up more than a page or two of a 1,300 page transcript, more than 800
pages of which related to trial testimony and argument. Cf. Brecht, 507 U.S. at
638-39. We note that the prosecutor was permitted to impeach Kendrick with his
failure to mention self-defense to investigators when he spoke with police twice
before his arrest. Jenkins, 447 U.S. at 235-41. And the evidence against Kendrick
was certainly “weighty.” Given the infrequency of the error and the state’s
evidence establishing Kendrick’s guilt and negating his defense, we cannot say
that the error substantially and injuriously affected or influenced the verdict.
Accordingly, the error was harmless.
AFFIRMED.
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